Filed 8/13/14 P. v. Gonzalez CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Sacramento)
----
THE PEOPLE, C073363
Plaintiff and Respondent, (Super. Ct. No. 10F03087)
v.
JUAN ANTHONY GONZALEZ,
Defendant and Appellant.
In November 2012, defendant Juan Anthony Gonzalez pleaded no contest to
conspiracy to transport methamphetamine (Pen. Code, § 182, subd. (a)(1);1 Health & Saf.
Code, § 11379, subd. (b)) and kidnapping (§ 207, subd. (a)). He admitted allegations that
he personally used a shotgun in the commission of the kidnapping (§ 12022.53, subd.
(b)), that he committed the kidnapping for the benefit of a criminal street gang (§ 186.22,
subd. (b)(1)), and that he had suffered a November 1998 robbery strike conviction
1 Undesignated statutory references are to the Penal Code.
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(§§ 667, subds. (b)-(i), 1170.12). The parties agreed to a prison sentence lid of 26 years
and agreed that defendant could ask the court to dismiss the strike allegation at
sentencing. (§ 1385; People v. Superior Court (Romero) (1996) 13 Cal.4th 497
(Romero).)
In March 2013, the trial court considered and denied defendant’s Romero
invitation. The prosecution moved to dismiss the conspiracy count pursuant to the
sentence lid. Defendant was sentenced to prison for 26 years, consisting of twice the low
term of three years for kidnapping, 10 years for firearm use, and 10 years for benefiting
his gang.
On appeal, defendant contends the denial of his Romero invitation was an abuse of
discretion because the trial court did not give individualized consideration to his personal
background and the facts of the crime. We affirm.
FACTS2
On April 28, 2010, police officers from various agencies responded to a reported
kidnapping at defendant’s Sacramento address. They conducted a parole search and
recovered a sawed-off shotgun. Officers then learned that defendant and alleged victim
H.M. were at a residence in Rio Linda. Officers proceeded to that residence and
intercepted a departing car. A loaded shotgun, a bloody shirt with duct tape, nylon rope,
and two pillowcases were found in the car. Officers later located defendant and H.M.
walking at a location in Rio Linda. H.M. had a large gash on his head. H.M. later told
officers that, while held at defendant’s residence, he was struck in the head and kicked
several times. H.M. was forced to change clothes and was driven to a tow yard where he
and defendant remained for several hours. They later left the tow yard and were
2 Because the matter was resolved by plea, our statement of facts is taken from the
probation officer’s report and the prosecutor’s statement of factual basis for the plea. The
statement is limited to the kidnapping count.
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contacted by law enforcement. The crime was committed at the direction of, and for the
benefit of, the Nuestra Familia street gang.
DISCUSSION
Defendant contends the denial of his Romero invitation was an abuse of discretion
because the trial court did not give individualized consideration to his personal
background and the facts of the crime. He argues the court’s cursory reference to his
“background” and its assertion that there were not “any” mitigating factors could not
have reflected an individualized consideration of the “extremely challenging family
history” described in defendant’s Romero invitation. We disagree.
Background
In February 2013, defendant filed a written Romero invitation to dismiss the strike
allegation. After incorporating by reference the probation report, the invitation
emphasized that defendant’s mother was a “serious life-long drug addict” and his father
was “a drug addict” who was sentenced to prison when defendant was eight years old.
Defendant’s mother, father, and stepfather have extensive criminal records. His “mother
and father neglected the family” to such an extent that defendant “was expected to care
for his siblings” until all the “children were placed in the Foster Care system.” Defendant
remained in foster care until he was nearly 17 years old. He began his substance abuse
and gang association while in foster care.
The Romero invitation noted defendant married in 2002 and fathered five children.
His family obligations caused “financial pressures” that “continued to return him to his
felonious ways.” The lack of money was “always a point of unrest and contention in the
family.” Defendant separated from his wife in late 2010 and the marriage was dissolved.
The loss of his family and the pressures of trying to reunite with them “were too great,”
and defendant “succumbed to the present criminal conduct.”
Regarding the prior robbery, the Romero invitation again requested the court to
accept the probation report. That report noted that in September 1998, defendant and two
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others, all armed with handguns, robbed a 53-year-old man. The victim was repeatedly
punched in the face, had a gun held to his head several times, was handcuffed, and
evidently was blindfolded by a shirt placed over his head and secured with duct tape.
When the robbers were unable to open the victim’s safe they carried him to the bedroom,
removed the blindfold and handcuffs, and forced him to open the safe. The victim told
officers that defendant held a gun to his head and threatened to shoot him if he did not
open the safe.
But after referencing this report, defendant’s Romero invitation “emphasize[d]”
that “both he and his co-defendant actually only had one gun.” While literally true, in
that each of the three perpetrators had “only” “one gun,” the passage was perceptively
construed by the trial court as a false “indicat[ion]” that defendant “was not armed.” The
court noted that defendant was with “two other individuals,” not one, that “all were
armed with handguns,” and that defendant “held a gun to [the victim’s] head and
threatened to shoot him.”
Defendant’s Romero invitation falsely portrayed his present conviction of
kidnapping with personal firearm use as a “present non-violent conviction” and argued
that 2012’s Proposition 36 demonstrated the voters’ intent that he should not have his
sentence doubled “because of his 10[-]year prior serious felony conviction.” The
prosecutor countered that the kidnapping was a violent felony and that defendant’s
analogy to Proposition 36 failed. (See § 667.5, subd. (c)(22) [defining “[a]ny violation of
Section 12022.53” as a “ ‘violent felony’ ”].)
Defendant’s Romero invitation noted he has cooperated with law enforcement and
that various codefendants in this case had received sentences ranging from probation to a
maximum of 12 years. In his view, a sentence more than twice as lengthy as that meted
out to any other defendant would be excessive.
In denying the Romero invitation, the trial court determined the 1998 robbery was
not remote because defendant received a 12-year prison term, he was convicted of assault
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while in prison, paroled in 2003, violated parole and returned to prison in 2010, and was
on parole at the time of the present offense. The court noted the present offense was a
serious and violent felony involving a weapon and that there were “many aggravating
factors.”
The trial court found several aggravating factors under rule 4.421 of the California
Rules of Court3 applied. “The crime involve[d] great violence, great harm, threat of great
bodily harm, and therefore acts disposing [sic] a high degree of cruelty, viciousness and
callousness. [¶] Number 2 applies; that he was armed with a weapon at the time. Sub 3
is, I would argue does apply; that the victim was vulnerable in the sense that he was
kidnapped and restrained. [¶] 8(a) applies; the manner in which the crime was carried
out indicates planning. [¶] (b)(1) applies; factors relating to the defendant that he’s
engaged in violent conduct that indicates he’s a danger to society. [¶] ([b])(2) also
applies; that he has convictions of increasing seriousness. [¶] (b)(3) applies; that he’s
served a prior prison term. [¶] (4) applies. He was on parole when the crime was
committed. [¶] And (5) applies, that his performance on parole has not been
satisfactory.”
The trial court then stated: “In looking at circumstances in mitigation under [rule]
4.423, I don’t find that any of them apply to” defendant.
The trial court continued: “Then as far as his background, his character and
prospects, I have considered what [defense counsel] has argued on your behalf,
[defendant]. But after considering all the factors, I don’t find that the defendant is
outside the spirit of the three strikes law. [¶] Therefore, I would decline to strike the
prior conviction that’s been alleged and admitted by [defendant].”
3 Further references to “Rules” are to the California Rules of Court.
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Analysis
In the furtherance of justice, a trial court may strike or dismiss a prior conviction
allegation. (§ 1385; Romero, supra, 13 Cal.4th at p. 504; People v. Meloney (2003) 30
Cal.4th 1145, 1155.) A trial court’s refusal to strike a prior conviction allegation is
reviewed under the deferential abuse of discretion standard. (People v. Carmony (2004)
33 Cal.4th 367, 375 (Carmony).) Under that standard, the party seeking reversal must
“ ‘clearly show that the sentencing decision was irrational or arbitrary.’ ” (People v.
Superior Court (Alvarez) (1997) 14 Cal.4th 968, 977.) It is not enough to show that
reasonable people might disagree about whether to strike a prior conviction. (Carmony,
supra, at p. 378.) Only extraordinary circumstances justify a finding that a career
criminal is outside the “Three Strikes” law. (Ibid.) Therefore, “the circumstances where
no reasonable people could disagree that the criminal falls outside the spirit of the three
strikes scheme must be even more extraordinary.” (Ibid.)
When considering whether to strike prior convictions, the relevant factors a court
must consider are “whether, in light of the nature and circumstances of his present
felonies and prior serious and/or violent felony convictions, and the particulars of his
background, character, and prospects, the defendant may be deemed outside the scheme’s
spirit, in whole or in part, and hence should be treated as though he had not previously
been convicted of one or more serious and/or violent felonies.” (People v. Williams
(1998) 17 Cal.4th 148, 161.) The Three Strikes law “not only establishes a sentencing
norm, it carefully circumscribes the trial court’s power to depart from this norm . . . .
[T]he law creates a strong presumption that any sentence that conforms to these
sentencing norms is both rational and proper.” (Carmony, supra, 33 Cal.4th at p. 378; In
re Large (2007) 41 Cal.4th 538, 550-551.) We presume the trial court considered all the
relevant factors in the absence of an affirmative record to the contrary. (People v. Myers
(1999) 69 Cal.App.4th 305, 310.)
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In this case, the trial court said, “The Court is required to consider all the relevant
factors. It would be improper for the Court to focus on any single factor such as the
nature of the current conviction to the exclusion of all others.” The court later told
defendant, “I have considered what [defense counsel] has argued on your behalf,
[defendant].” Defense counsel’s argument included the written Romero invitation as well
as some oral remarks at the hearing. In the absence of an affirmative record to the
contrary, we presume the court did as stated and thus considered the entirety of the
written invitation as well as the oral remarks. (People v. Myers, supra, 69 Cal.App.4th at
p. 310.)
Defendant counters that, even without an affirmative record to the contrary, a fatal
lack of individualized consideration can be inferred from the trial court’s failure to find
any mitigating circumstances. This argument overlooks our standard of review and
discounts any possibility that the trial court considered and rejected the claimed
mitigation on its merits.
The record more than adequately supports rejection of mitigating factors. The
probation report and the Romero invitation noted defendant was exposed to a traumatic
environment as a youth and was depressed and drug addicted as an adult. But the
invitation eschewed any argument defendant’s background excused his conduct for any
reason. More particularly, the invitation made no claim that his background
“significantly reduced” his culpability within the meaning of rule 4.423(b)(2). Defendant
fails to demonstrate “no reasonable people could disagree” his mental condition was a
decisive mitigating factor that required his 1998 robbery conviction stricken. (Carmony,
supra, 33 Cal.4th at p. 378.)
Defendant pleaded no contest in November 2012, more than two years after he
appeared in custody in June 2010. The appellate record does not include most of the trial
court proceedings during that time. Defendant fails to explain how his plea two years
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into the proceedings acknowledged wrongdoing “at an early stage of the criminal
process” within the meaning of rule 4.423(b)(3).
The Romero invitation suggests that defendant repeatedly cooperated with various
law enforcement entities that were involved in this multi-defendant case. But the
invitation does not show any such cooperation included defendant’s voluntary
acknowledgment of wrongdoing on the kidnapping offense. (Rule 4.423(b)(3).) The
record as a whole supports an inference that most of the law enforcement activity -- and
thus defendant’s cooperation with law enforcement -- was targeted at the dismissed
conspiracy count.
In the Romero invitation, defendant acknowledged he “failed ‘[s]ociety’ ” by his
“weak and poor decisions.” But these acknowledgments were not made prior to the
arrest or at an early stage of the criminal process. Defendant’s argument they come
within rule 4.423(b)(3) has no merit.
The Romero invitation asserted defendant previously engaged in criminal activity
to support his family. It asserted the lack of money was “always a point of unrest and
contention in the family.” As a result, it said defendant separated from his wife and their
marriage dissolved. It suggested he believed the loss of his family and the pressures of
trying to reunite with them were “too great” and as a result he “succumbed to the present
criminal conduct.”
On appeal, defendant claims the Romero invitation “asserted that [he] had engaged
in criminal activity to support his family” and that “this factor spoke to mitigation under”
rule 4.423(a)(8), which applies where “[t]he defendant was motivated by a desire to
provide necessities for his or her family or self.” But the invitation identified family
support as a motivation for defendant’s previous criminality, not the present offense.
Defendant’s plea admitted the present kidnapping was committed not to support his
family but to benefit a criminal street gang. The trial court’s failure to find mitigation
under rule 4.423(a)(8) was not error or an abuse of discretion.
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In sum, defendant has not shown the extraordinary circumstances “where no
reasonable people could disagree that the criminal falls outside the spirit of the three
strikes scheme.” (Carmony, supra, 33 Cal.4th at p. 378.) The trial court’s denial of his
Romero invitation was not an abuse of discretion.
DISPOSITION
The judgment is affirmed.
NICHOLSON , J.
We concur:
BLEASE , Acting P. J.
DUARTE , J.
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