NOT FOR PUBLICATION
UNITED STATES COURT OF APPEALS FILED
FOR THE NINTH CIRCUIT AUG 21 2014
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
UNITED STATES OF AMERICA, No. 13-30300
Plaintiff - Appellee, D.C. No. 3:11-cr-00103-RRB-1
v.
MEMORANDUM*
JAVIER ANTONIO MARTINEZ, AKA
Victor Rodriquez Flores,
Defendant - Appellant.
Appeal from the United States District Court
for the District of Alaska
Ralph R. Beistline, Chief District Judge, Presiding
Argued and Submitted August 12, 2014
Anchorage, Alaska
Before: FARRIS, D.W. NELSON, and NGUYEN, Circuit Judges.
Appellant Javier Martinez appeals his convictions, following a jury trial, and
the 65-year sentence imposed, for the following offenses: illegal reentry (count 1),
false claim of U.S. citizenship with the intent to obtain a benefit or to engage in
*
This disposition is not appropriate for publication and is not precedent
except as provided by 9th Cir. R. 36-3.
employment (counts 2 through 6), aggravated identity theft (counts 7 through 11),
and alien in possession of a firearm (count 12). We AFFIRM the convictions,
VACATE the sentence, and REMAND for resentencing.
1. The district court did not violate Martinez’s Sixth Amendment right to
represent himself. A defendant’s waiver of his right to counsel must be timely,
unequivocal, and not made for the purpose of delay. United States v. Arlt, 41 F.3d
516, 519 (9th Cir. 1994). We review this mixed question de novo, and the
underlying factual findings for clear error. United States v. Marks, 530 F.3d 799,
816 (9th Cir. 2008). Martinez repeatedly stated that his request to proceed pro se
was conditioned on a further delay of the trial, and despite multiple inquiries from
the court, failed to give any reason for his request other than a delay of the trial.
As the court noted, “[Martinez] cannot point to any legitimate thing that counsel
could have done on his behalf that had not been done.” Given the lack of any bona
fide reason for the request, and the affirmative evidence that Martinez sought to
delay the trial, the district court did not clearly err in finding that Martinez’s
request to represent himself was made for the purpose of delay.1
1
Because the district court did not clearly err in finding that Martinez’s
request was made for the purpose of delay, we need not address whether his
request was also equivocal.
2
2. Martinez’s counsel did not render ineffective assistance by conceding
Martinez’s guilt on multiple counts in closing arguments. Reviewing de novo,
United States v. Swanson, 943 F.2d 1070, 1072 (9th Cir. 1991), we find no error.
“Judicial scrutiny of counsel’s performance must be highly deferential,” and
counsel must be afforded “wide latitude . . . in making tactical decisions.”
Strickland v. Washington, 466 U.S. 668, 689 (1984). The strategic concession of
some questions or counts, in the hope that the jury will find the defense’s
remaining case more credible, is common, and may be justified in the face of
substantial adverse evidence on the conceded matters.2 See, e.g., United States v.
Thomas, 417 F.3d 1053, 1055 (9th Cir. 2005) (assistance was not ineffective where
counsel conceded one charge but not others, given substantial evidence of guilt of
the former); Swanson, 943 F.2d at 1075–76 (“We recognize that in some cases a
trial attorney may find it advantageous to his client’s interests to concede certain
elements of an offense or his guilt of one of several charges.”). Here, the evidence
against Martinez was strong, and we presume the concession was strategic since he
has failed to demonstrate otherwise.
3. Martinez next argues that his Fifth Amendment rights were violated
2
Martinez’s reliance on Swanson is misplaced, because in that case counsel
conceded all factual issues in closing arguments, depriving the defendant of any
hoped-for strategic advantage. 943 F.2d at 1072–74. Not so here.
3
because the prosecutor used his post-arrest silence to impeach his trial testimony.
See Doyle v. Ohio, 426 U.S. 610, 619–20 (1976). Notwithstanding Doyle’s general
prohibition against the use of silence for impeachment, the prosecution may
comment upon a defendant’s prior inconsistent statements—including what was
not said after arrest—so long as its efforts are designed to explore the
inconsistency between the defendant’s post-arrest statements and his later
testimony. United States v. Makhlouta, 790 F.2d 1400, 1404–05 (9th Cir. 1986).
In the absence of a timely objection, we review for plain error, and remedy only
those violations that affect substantial rights, and seriously undermine the fairness,
integrity, or public reputation of judicial proceedings. United States v. Whitehead,
200 F.3d 634, 638 (9th Cir. 2000). We need not decide whether the prosecutor
plainly erred because his comments , even if error, were not “‘prejudicial enough
to affect the outcome of the proceedings.’” Id. at 640 (quoting Guam v. Veloria,
136 F.3d 648, 652 (9th Cir. 1998)).
4. Turning to the sentence, Martinez argues that the district court violated
Federal Rule of Criminal Procedure 32 by failing to resolve a factual dispute
underlying its Sentencing Guidelines calculation. “[T]he sentencing court ‘may
accept any undisputed portion of the presentence report [PSR] as a finding of fact,’
but must rule on ‘any disputed portion of the presentence report or other
4
controverted matter.’” United States v. Pineda-Doval, 614 F.3d 1019, 1039 (9th
Cir. 2010) (quoting Fed. R. Crim. P. 32(i)(3)(A)–(B)). We require “strict
compliance” with Rule 32(i)(3)(B), id. at 1040, which is to say, explicit findings on
disputed matters. United States v. Doe, 705 F.3d 1134, 1155 (9th Cir. 2013). That
is so because, without as much, “we have no way of knowing which disputed
statements, if any, the district court relied on in making its findings.” United States
v. Carter, 219 F.3d 863, 868 (9th Cir. 2000).
We agree that the district judge failed to comply with Rule 32(i)(3)(B) when
he stated that Martinez was guilty of “murder,” for purposes of the cross reference
at issue, see U.S.S.G. § 2K2.1(c)(1)(B). Martinez had objected to the PSR’s
finding that he was responsible for first degree murder, because, as he explained in
his sentencing memorandum and at the hearing, he did not have the required state
of mind.3 The government acknowledges that the district court failed to address
explicitly Martinez’s state of mind, but contends that we may infer that the
requisite finding was made from the sentence imposed and the “overwhelming”
evidence. However, we have repeatedly and unequivocally rejected that argument.
Doe, 705 F.3d at 1155; Carter, 219 F.3d at 867–68. The government’s attempt at
3
Martinez pointed out, in briefing and at argument, the substantive
distinctions between first and second degree murder, as well as manslaughter, and
the implications for the court’s sentencing calculation.
5
distinguishing Pineda-Doval is, likewise, unpersuasive. True, in Pineda-Doval,
the lower court appeared confused about the mens rea required for homicide. 614
F.3d at 1040. But here, there is no discernible ruling whatsoever in the record.
Finally, the government maintains that the difference between the two
degrees of murder is immaterial because, for a Category VI offender like Martinez,
both crimes entail a Guidelines range of 360 months to life. We reject this
argument. The purpose of Rule 32 is to clarify the factual record, Carter, 219 F.3d
at 868, and, even post-Booker, “the district court must correctly calculate the
recommended Guidelines sentence and use that recommendation as the ‘starting
point and the initial benchmark.’” United States v. Munoz-Camarena, 631 F.3d
1028, 1030 (9th Cir. 2011) (per curiam) (emphasis added) (quoting Kimbrough v.
United States, 552 U.S. 85, 108 (2007)).
We need not address Martinez’s remaining arguments on appeal. We affirm
the convictions, vacate the sentence, and remand for resentencing.
AFFIRMED in part, VACATED in part, and REMANDED.
6