Pursuant to Ind. Appellate Rule 65(D),
this Memorandum Decision shall not be
regarded as precedent or cited before any
court except for the purpose of
establishing the defense of res judicata,
collateral estoppel, or the law of the case.
ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:
SAMUEL S. SHAPIRO GREGORY F. ZOELLER
Bloomington, Indiana Attorney General of Indiana
MICHAEL GENE WORDEN
Deputy Attorney General
Indianapolis, Indiana
May 20 2013, 9:24 am
IN THE
COURT OF APPEALS OF INDIANA
JEFFERY S. WILLIAMS, )
)
Appellant-Defendant, )
)
vs. ) No. 59A05-1209-CR-487
)
STATE OF INDIANA, )
)
Appellee-Plaintiff. )
APPEAL FROM THE ORANGE CIRCUIT COURT
The Honorable K. Lynn Lopp, Special Judge
Cause No. 59C01-0610-FA-80
May 20, 2013
MEMORANDUM DECISION - NOT FOR PUBLICATION
KIRSCH, Judge
Jeffery S. Williams (“Williams”) pleaded guilty to one count of possession of
methamphetamine1 as a Class B felony and appeals from the trial court’s sentencing order
for that conviction. Williams presents the following restated issues for our review:
I. Whether the trial court abused its discretion by failing to enter a
written sentencing statement containing the basis for the sentence
selected by the trial court;
II. Whether the trial court abused its discretion by failing to recognize
mitigating factors supported by the record;
III. Whether Williams’s sentence is inappropriate in light of the nature
of the offense and the character of the offender; and
IV. Whether the trial court abused its discretion by failing to determine
if Williams should receive credit for time he served on home
detention imposed as a condition of his release on bond prior to his
conviction.
We affirm in part, reverse in part, and remand.
FACTS AND PROCEDURAL HISTORY
On October 17, 2006, during a routine traffic stop, police officers in Orange
County discovered thirty-three grams of methamphetamine in T.H.’s possession. T.H.
told the officers that she had received the methamphetamine from Williams earlier that
day and that she had purchased several ounces of methamphetamine from Williams over
the course of six months. T.H. acted as the middle person in transactions between
Williams and other individuals on approximately thirty separate occasions. Williams
would give T.H. the methamphetamine, and she would return the money from the
transaction to Williams.
On October 18, 2006, in cooperation with the police, T.H. arranged to meet with
1
See Ind. Code § 35-48-4-6.1(b)(2)(B).
2
Williams in a parking lot in Paoli, Indiana, in order to exchange money, more specifically
$4,200, for methamphetamine Williams had previously fronted her and to possibly
purchase more methamphetamine. Police officers recorded the telephone calls made
between T.H. and Williams at that time. Williams stated that he only had about half the
amount of methamphetamine that T.H. was requesting.
When Williams arrived at the parking lot, he was stopped by police officers. A
search of Williams’s vehicle revealed six bags containing a white crystal powder
substance; two brown vials, in which one contained a green leafy substance; a plastic
baggie containing seven different pills, two of which were schedule IV controlled
substances, and one of which was a schedule III controlled substance; used drug
paraphernalia; two sets of scales; numerous baggie ties; and a butane torch. An Indiana
State Police Laboratory determined that the total amount of adulterated
methamphetamine recovered from the vehicle was in excess of thirty grams.
The State charged Williams with two Class A felony offenses and filed a separate
allegation that Williams was an habitual substance offender. Pursuant to a plea
agreement reached with the State, Williams pleaded guilty to one count of possession of
methamphetamine as a Class B felony in exchange for the dismissal of the additional
charges. The factual basis for that plea established that Williams possessed less than
three grams of methamphetamine.
The trial court sentenced Williams to fifteen years in the Indiana Department of
Correction with twelve years of the sentence executed and three years suspended to
probation. Williams appeals his sentence. Additional facts will be supplied as needed.
3
DISCUSSION AND DECISION
I. Sentencing Order
Williams contends that the trial court abused its discretion by failing to enter a
written sentencing order detailing the reasons for the sentence imposed. Indiana Code
section 35-38-1-1.3 provides that after a court imposes a sentence for a felony conviction,
the court “shall issue a statement of the court’s reasons for selecting the sentence that it
imposes.” Our Supreme Court has made clear that sentencing statements serve the
primary, dual purposes of guarding against arbitrary and capricious sentences and
providing an adequate basis for appellate review. Anglemyer v. State, 868 N.E.2d 482,
489 (Ind. 2007), clarified on reh’g 875 N.E.2d 218 (Ind. 2007) (citing Dumbsky v. State,
508 N.E.2d 1274, 1278 (Ind. 1987)). Furthermore,
[A] statement of reasons for imposing a particular sentence serves
numerous other goals beyond the two primary goals. An attempt by the
sentencing judge to articulate his [or her] reasons for a sentence in each
case should in itself contribute significantly to the rationality and
consistency of sentences. A statement by the sentencing judge explaining
the reasons for commitment can help both the defendant and the public
understand why a particular sentence was imposed. An acceptance of the
sentence by the defendant without bitterness is an important ingredient in
rehabilitation, and acceptance by the public will foster confidence in the
criminal justice system.
Abercrombie v. State, 275 Ind. 407, 417 N.E.2d 316, 319 (1981). The sentencing
statement should include a reasonably detailed recitation of the reasons a particular
sentence is imposed. Anglemyer, 868 N.E.2d at 491.
While it is true that the original written sentencing order and the amended written
sentencing order do not contain an explanation for the sentence imposed, the transcript of
the sentencing hearing sets forth the trial court’s reasons for the sentence that was chosen
4
and its evaluation of aggravating and mitigating circumstances. Williams does not
challenge the adequacy of the oral sentencing statement. “The approach employed by
Indiana appellate courts in reviewing sentences in non-capital cases is to examine both
the written and oral sentencing statements to discern the findings of the trial court.”
McElroy v. State, 865 N.E.2d 584, 589 (Ind. 2007). “In reviewing a sentencing decision
in a non-capital case, we are not limited to the written sentencing statement but may
consider the trial court’s comments in the transcript of the sentencing proceedings.”
Corbett v. State, 764 N.E.2d 622, 631 (Ind. 2002) (quoting Walter v. State, 727 N.E.2d
443, 449 (Ind. 2000)). “While better practice would be for the trial court to set out a
written statement of its reasons in its sentencing order, it is sufficient, in non-death
penalty cases, if the trial court’s reasons for enhancement are clear from a review of the
sentencing transcript.” Mundt v. State, 612 N.E.2d 566, 568 (Ind. Ct. App. 1993).
Williams has failed to show that the trial court abused its discretion in this regard.
II. Failure to Recognize Mitigating Factors
Williams argues that the trial court abused its discretion by either rejecting
proposed mitigating factors or by failing to attribute appropriate weight to proposed
mitigating factors. Our Supreme Court stated the following with respect to aggravating
and mitigating circumstances in Anglemyer:
Even though the statute unambiguously declares that a trial judge may
impose any sentence within the statutory range without regard to the
existence of aggravating or mitigating factors, it is important to note that
the statute does not prohibit the judge from identifying facts in aggravation
or mitigation. Indeed the statute requires that if the trial court “finds” the
existence of “aggravating circumstances or mitigating circumstances” then
the trial court is required to give “a statement of the court’s reasons for
selecting the sentence that it imposes.” I.C. § 35-38-1-3. This language
5
suggests a legislative acknowledgement that a sentencing statement
identifying aggravators and mitigators retains its status as an integral part of
the trial court’s sentencing procedure. And this view is consistent with
Blakely, which we have noted, “does not prohibit a trial court from finding
aggravating circumstances. What [Blakely] does prohibit is a trial court
finding an aggravating circumstance and enhancing a sentence beyond the
statutory maximum.” . . . .
If the recitation includes a finding of aggravating or mitigating
circumstances, then the statement must identify all significant mitigating
and aggravating circumstances and explain why each circumstance has
been determined to be mitigating or aggravating.
....
That is to say, subject to the review and revise power discussed below,
sentencing decisions rest within the sound discretion of the trial court and
are reviewed on appeal only for an abuse of discretion. Nothing in the
amended statutory regime changes this standard. So long as the sentence is
within the statutory range, it is subject to review only for abuse of
discretion. As we have previously observed, “In order to carry out our
function of reviewing the trial court’s exercise of discretion in sentencing,
we must be told of [its] reasons for imposing the sentence. . . . This
necessarily requires a statement of facts, in some detail, which are peculiar
to the particular defendant and the crime, as opposed to general impressions
or conclusions. Of course such facts must have support in the record.” An
abuse of discretion occurs if the decision is “clearly against the logic and
effect of the facts and circumstances before the court, or the reasonable,
probable, and actual deductions to be drawn therefrom.”
....
One way in which a trial court may abuse its discretion is failing to enter a
sentencing statement at all. Other examples include entering a sentencing
statement that explains reasons for imposing a sentence—including a
finding of aggravating and mitigating factors if any—but the record does
not support the reasons, or the sentencing statement omits reasons that are
clearly supported by the record and advanced for consideration, or the
reasons given are improper as a matter of law. Under those circumstances,
remand for resentencing may be the appropriate remedy if we cannot say
with confidence that the trial court would have imposed the same sentence
had it properly considered reasons that enjoy support in the record.
6
Because the trial court no longer has any obligation to “weigh” aggravating
and mitigating factors against each other when imposing a sentence, unlike
the pre-Blakely statutory regime, a trial court can not now be said to have
abused its discretion in failing to “properly weigh” such factors.
868 N.E.2d at 490-91 (most internal citations omitted). “[A] trial court is not obligated to
weigh or credit the mitigating factors in the manner a defendant suggests they should be
weighed or credited.” Cotto v. State, 829 N.E.2d 520, 525 (Ind. 2005). Nor is a trial
court obligated to accept a defendant’s claim as to what constitutes a mitigating factor.
Gross v. State, 769 N.E.2d 1136, 1140 (Ind. 2002).
Williams points to his effort toward reformation, which includes drug abuse
rehabilitation and lawful employment, his eligibility for community corrections, and his
acceptance of responsibility as mitigating factors finding support in the record, but that
were rejected by the trial court. The record reflects however, that the trial court
considered the mitigating factors advanced by Williams at sentencing. The trial court
acknowledged that Williams was likely to respond to probation and found that Williams
was unlikely to reoffend. The trial court also commended Williams for his efforts to
maintain his sobriety since his arrest. The trial court stated that after Williams had served
half of his sentence, the trial court was willing to consider a sentence modification
involving placement in an alternative sentencing program such as community corrections.
In addition, the trial court evaluated Williams’s proffered mitigating circumstance
of his acceptance of responsibility. In the end, however, the trial court found that it could
not determine the degree of Williams’s sincerity. Witnesses testified that they believed
he had accepted responsibility for his actions, but Williams downplayed his role in the
events leading to his arrest, attributing the large quantity of methamphetamine found by
7
the officers to his own personal consumption. T.H. had stated that she had been a middle
person for Williams and helped him complete drug-related transactions for quite some
time. Additionally, in light of the significant benefit Williams received in exchange for
his guilty plea, we find no abuse of discretion here. The record indicates that the trial
court considered this proffered mitigating factor and rejected it.
Williams asserts that the trial court did not consider his employment as a separate
mitigating factor. We note, however, that during the sentencing hearing, Williams
pointed to his employment in reference to his personal reformation, not as a separate
mitigating factor. “If the defendant fails to advance a mitigating circumstance at
sentencing, this court will presume that the circumstance is not significant and the
defendant is precluded from advancing it as a mitigating circumstance for the first time
on appeal.” Simms v. State, 791 N.E.2d 225, 233 (Ind. Ct. App. 2003). To the extent that
Williams advanced the evidence of his employment in mitigation, it was in the context of
his reformation. The trial court did not abuse its discretion in this regard.
Williams appears to urge this court to find that the trial court abused its discretion
by “diminution of his mitigators.” Appellant’s Br. at 16. We express no opinion on this
claim, however, because the trial court is not obligated to weigh or credit the mitigating
factors in the manner a defendant suggests. Cotto, 829 N.E.2d at 525. Moreover, review
of the weight assigned to aggravating and mitigating circumstances is not subject to
appellate review. Anglemyer, 868 N.E.2d at 491.
8
III. Inappropriate Sentence
Williams argues that his sentence is inappropriate in light of the nature of the
offense and the character of the offender. Article VII, Sections 4 and 6 of the Indiana
Constitution authorize independent appellate review and revision of sentences through
Indiana Appellate Rule 7(B), which provides that a court “may revise a sentence
authorized by statute if, after due consideration of the trial court’s decision, the Court
finds that the sentence is inappropriate in light of the nature of the offense and the
character of the offender.” Reid v. State, 876 N.E.2d 1114, 1116 (Ind. 2007) (citing
Anglemyer, 868 N.E.2d at 491). The defendant has the burden of persuading us that his
sentence is inappropriate. Id. (citing Childress v. State, 848 N.E.2d 1073, 1080 (Ind.
2006)). Furthermore, our review under Appellate Rule 7(B) focuses on whether the
sentence imposed is inappropriate, rather than whether another sentence is more
appropriate. King v. State, 894 N.E.2d 265, 268 (Ind. Ct. App. 2008). “In making this
determination, we may look to any factors appearing in the record.” Calvert v. State, 930
N.E.2d 633, 643 (Ind. Ct. App. 2010). “[I]nappropriateness review should not be limited,
however, to a simple rundown of the aggravating and mitigating circumstances found by
the trial court.” McMahon v. State, 856 N.E.2d 743, 750 (Ind. Ct. App. 2006).
Williams pleaded guilty to a Class B felony. The sentencing range for a Class B
felony is a fixed term of between six and twenty years, with the advisory sentence being
ten years. Ind. Code § 35-50-2-5. The guilty plea in this case provided for a sentencing
cap of fifteen years executed. Williams received a sentence of fifteen years, with twelve
years executed and three years suspended to probation.
9
With respect to the nature of the offense and the character of the offender, the
record reflects that the trial court found as an aggravating circumstance the existence of a
prior criminal history. While the trial court correctly noted that Williams’s most recent
prior offense was from 1992, and as the trial court put it, “has some age on it,” Tr. at 69,
the court further acknowledged that the nature of the circumstances leading up to
Williams’s 1992 conviction involved a situation quite similar to the situation leading to
his arrest for the current offense. In 1992, Williams was stopped for driving at an
excessive speed and a search of his vehicle led to the discovery of scales, bags containing
methamphetamine and cocaine, and various other paraphernalia associated with the use
and sale of narcotics. State’s Ex. 5 at 10. The trial court found the additional aggravating
factor that Williams had a continuing history before the court of abusing controlled
substances.
Here, Williams pleaded guilty to the lesser-included offense of possession of
methamphetamine as a Class B felony, and the factual basis for the offense established
that he possessed less than three grams of methamphetamine. The probable cause
affidavit, however, revealed that the total amount of adulterated methamphetamine
recovered from Williams’s vehicle was in excess of thirty grams. Williams was arrested
while arriving at a pre-determined location to collect money from T.H., the middle person
for Williams and his buyers in numerous drug-related transactions. Williams has failed
to meet his burden of establishing that his sentence is inappropriate.
10
IV. Pre-Trial Home Detention Credit
Williams claims that the trial court abused its discretion by failing to award him
credit for time served on home detention that was ordered as a condition of release on
bond prior to trial. During sentencing on Williams’s guilty plea, the trial court
announced that it was not allowed to award credit to Williams for that pre-conviction
home detention. The State seems to concede on appeal that the matter should be
remanded to the trial court to make a determination on whether to award credit.
Appellee’s Br. at 5.
In Lewis v. State, 898 N.E.2d 1286, 1290 (Ind. Ct. App. 2009), trans. denied, we
stated the following about the issue:
When a statute provides for jail time credit, the trial court does not “have
discretion in awarding or denying such credit.” Molden v. State, 750
N.E.2d 448, 449 (Ind. Ct. App. 2001) (citing Weaver v. State, 725 N.E.2d
945, 947 (Ind. Ct. App. 2000)). “However, those sentencing decisions not
mandated by statute are within the discretion of the trial court and will be
reversed only upon a showing of abuse of that discretion.” Id. (citing Jones
v. State, 698 N.E.2d 289, 291 (Ind. 1998)). When a defendant “had not yet
been convicted and was serving a stint of pretrial home detention,” no
statute mandates an award of “credit for time served against his eventual
sentence.” Id. at 450 (citing Purcell v. State, 721 N.E.2d 220, 223, 224 n.6
(Ind. 1999)), 451 (“There is no statute that addresses credit for time served
while on pretrial home detention.”). Hence, whether to award credit for
such time is a matter of trial court discretion. Id. at 451.
Thus, we remand this matter to the trial court to decide whether to grant Williams credit
for his pre-trial release on bond.
Affirmed in part, reversed in part, and remanded.
VAIDIK, J., and PYLE, J., concur.
11