Filed 9/17/14 P. v. Patterson CA2/7
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION SEVEN
THE PEOPLE, B248859
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. BA389181)
v.
HARUM PATTERSON,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Los Angeles County. Craig J.
Mitchell, Judge. Affirmed as modified.
Mark R. Feeser, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Lance E. Winters, Senior Assistant Attorney General, and James William
Bilderback II and Alene M. Games, Deputy Attorneys General, for Plaintiff and
Respondent.
_______________________
Appellant Harum Patterson appeals from his judgment of conviction for carjacking
(Pen. Code,1 § 215, subd. (a)), second degree robbery (§ 211), and criminal threats
(§ 422). Patterson asserts the trial court violated his constitutional rights when it denied
his request for self-representation under Faretta v. California (1975) 422 U.S. 806
(Faretta). Patterson also argues the trial court violated section 654 and failed to properly
exercise its discretion when it imposed consecutive sentences on the carjacking and
robbery counts. We conclude the judgment must be modified to stay the sentence on the
robbery count and to award Patterson the correct number of custody credits, but
otherwise affirm.
FACTUAL BACKGROUND AND PROCEDURAL HISTORY
I. The Charges
In an amended information, the Los Angeles County District Attorney charged
Patterson with one count of carjacking (§ 215, subd. (a)), one count of second degree
robbery (§ 211), and one count of criminal threats (§ 422). It was alleged that Patterson
committed the charged offenses for the benefit of, at the direction of, or in association
with a criminal street gang (§ 186.22, subd. (b)(1)).2 It was also alleged that Patterson
had suffered four prior serious or violent felony convictions within the meaning of
section 667, subds. (b)-(i) and section 1170.12, subds. (a)-(d)), five prior serious felony
convictions within the meaning of section 667, subdivision (a)(1), and five prior prison
terms within the meaning of section 667.5, subdivision (b). Patterson pleaded not guilty
to all charges and denied the enhancement allegations.
1 All further statutory references are to the Penal Code.
2 Prior to trial, the trial court granted defense counsel’s motion to set aside the gang
enhancement allegations pursuant to section 995.
2
II. The Prosecution’s Case
On August 2, 2011, at approximately 1:00 a.m., Juan Carlos Cardona parked his
Ford Windstar van in the area of Coco Avenue and Pinafore Street in Los Angeles.
Cardona’s friend, Alma Romero, lived in a nearby apartment complex, and they
planned to meet that night for a late meal.
Cardona was waiting inside his parked vehicle when Patterson approached the
open front passenger window. Patterson first asked if Cardona wanted drugs or women,
and Cardona did not respond. Patterson then asked for money, and Cardona denied
having any. At that point, Patterson became angry and walked around the van to the open
driver’s side window. Patterson gestured toward his waistband and twice told Cardona
not to be stupid or he would shoot him. Cardona got out of the van and stood by the
driver’s side door as Patterson searched him. Patterson took Cardona’s wallet from his
back right pocket and continued searching him. Patterson then moved Cardona away
from the van and demanded the keys, which were still in the ignition. Patterson got in the
driver’s seat and ordered Cardona to get in the passenger seat and go with him. Cardona
pretended to comply, but instead ran toward Romero’s apartment building. Romero was
exiting the building when she saw Cardona standing near the rear of the van and a Black
man in the driver’s seat. Patterson sped away in the van. Cardona and Romero called
911.
The following day, Cardona’s van was found abandoned in an alley on Santa
Rosalia Drive, less than a mile from Romero’s apartment. Patterson’s right palm print
was recovered from inside the vehicle on the driver’s side door jamb. The police later
located Patterson through a GPS tracking device that he was wearing while on parole
for a prior offense. The GPS tracking system showed that Patterson was on foot in the
vicinity of Coco Avenue and Pinafore Street at the time of the robbery and carjacking.
It also showed that Patterson transitioned into a vehicle and then stopped in an alley on
Santa Rosalia Drive a short time later.
On September 21, 2011, Patterson was arrested and interviewed by the police.
He denied being in the location of the robbery and carjacking until he was told that his
3
fingerprints and GPS tracking device placed him at the scene. Patterson then admitted
that he approached a Hispanic man in a van and asked for money and a cigarette. He
denied ever opening the driver’s side door or taking the vehicle.
III. The Defense Case
Patterson testified on his own behalf. On the night of August 2, 2011, Patterson
and his girlfriend, Andrea Hughes, were walking around the neighborhood and smoking
marijuana. Cardona called Patterson over to his van and asked where he could get some
cocaine. After talking for five to 10 minutes, Cardona asked if Patterson could buy $20
worth of cocaine for him. Patterson told Cardona that they would have to go down the
street near Dorsey High School, and Cardona agreed. At one point, Cardona opened the
driver’s side door and his bank card fell onto the street. Patterson touched the driver’s
side door jamb as he reached to pick up the card for Cardona. Patterson and Hughes then
got into the passenger side of the van and Cardona drove them down the street. Patterson
purchased the cocaine for Cardona and handed it to him. Cardona told Patterson that he
needed to smoke it at that location because he did not want his girlfriend to know he was
using drugs. Hughes did not want to be around someone smoking cocaine so she and
Patterson decided to walk back home. Patterson left Cardona in his van and did not see
him again. Patterson admitted he had four prior convictions for robbery and attempted
robbery, but testified that he had been doing well on parole and avoiding legal trouble.
Hughes testified that she and Patterson were walking around the neighborhood on
August 2, 2011 when Patterson stopped to talk to a Hispanic man in a van. Patterson
asked Hughes to take a ride with him so that he could get the man some drugs. Hughes
and Patterson got into the van and the man drove them to an area near Dorsey High
School. Patterson and Hughes got out of the van and Patterson purchased crack cocaine
for the man. They then walked back to her house while the man stayed in the van using
the drugs. On November 10, 2011, a defense investigator interviewed Hughes. Hughes
told the investigator that she remained in the van while Patterson made the drug purchase
4
and that the man then drove them back to Coco Avenue and Pinafore Street. Hughes also
told the investigator that Patterson never approached the driver’s side door of the van.
Cardona was also called as a witness by the defense. He testified that, during the
robbery, Patterson took $20 and a bank card from his wallet and then threw the wallet
into the van. Cardona never recovered either his money or his bank card.
IV. Verdict and Sentencing
The jury found Patterson guilty on all counts. In a bifurcated proceeding, the trial
court found each prior conviction allegation to be true. The court sentenced Patterson to
two consecutive terms of 25 years to life on the robbery and carjacking counts, plus an
additional term of 25 years based on the five prior serious felony convictions. The court
imposed and stayed a term of 25 years to life on the criminal threats count pursuant to
section 654. Patterson was awarded 598 days of presentence custody credit.
DISCUSSION
I. Denial Of the Request For Self-Representation
On appeal, Patterson contends the trial court committed reversible error when it
denied his request for self-representation on the day set for trial. We conclude the trial
court did not abuse its discretion in denying Patterson’s untimely request, and even
assuming there was any error in the trial court’s ruling, such error was harmless.
A. Relevant Proceedings
On March 28, 2012, Patterson was arraigned on the amended information before
Los Angeles Superior Court Judge Lisa Lench. At that hearing, Patterson brought a
Marsden3 motion to replace his court-appointed attorney, Mitra Donde, because he was
dissatisfied with her representation. After Judge Lench denied the Marsden motion,
Patterson moved to represent himself under Faretta. In open court, Judge Lench stated,
“Mr. Patterson, what I’m going to do is I’m going to give you a form to look at and fill
3 People v. Marsden (1970) 2 Cal.3d 118.
5
out. And after you’re finished with that form, I’m going to talk to you again.” Patterson
completed and signed a written Faretta waiver form. Judge Lench continued the hearing
on the Faretta motion to the following day, March 29, 2012, and then to April 17, 2012.
Between April 17 and July 8, 2012, Patterson appeared in court with his appointed
counsel five additional times. There is no indication, however, that Patterson renewed his
Faretta motion during any of those hearings, or that the trial court made any further
ruling on that motion.4
On July 9, 2012, Patterson’s trial was scheduled to commence before Los Angeles
Superior Court Judge Craig J. Mitchell. Prior to the start of jury voir dire, Patterson
brought another Marsden motion. He stated that he did not feel comfortable going to trial
with Ms. Donde and refused to be represented by her. He also stated: “If I have to go
pro per, then I’ll go pro per. My family is in the process of trying to obtain counsel for
me. . . .” When Judge Mitchell advised Patterson that his Faretta motion was untimely,
Patterson replied: “I tried to do it, sir, . . . and I got ran around with Judge Lench. And
her and the D.A., they was telling me to come back this day, come back this day, but they
would never mention it to me. I tried to do it then. I signed the paperwork . . . to try to
do it, and they gave me the rough shot and acted like I didn’t try to do it, kept on going to
proceed, kept asking about it. I got no response, sir. I tried to do it.” In response, Judge
Mitchell reiterated that Patterson’s request to represent himself on the day of trial was
untimely, and was “off the table” at this stage in the proceedings.
Judge Mitchell then addressed the Marsden motion. Patterson raised a number of
issues about his current representation, including the fact that Ms. Donde had not filed
certain motions on his behalf and had not contacted his main witness, Hughes, about
4 The reporter’s transcript does not include a record of any hearings between March
29 and July 8, 2012. The clerk’s transcript, however, does include minute orders from
hearings held on March 29, April 17, May 1, June 19, June 26, and July 3, 2012. Each
minute order indicates that Patterson was present in court with Ms. Donde. The only
reference to Patterson’s Faretta motion is in the March 29, 2012 minute order and
merely notes that the motion was continued to April 17, 2012.
6
testifying. Patterson also stated that Ms. Donde had told him the week before that she
was going to present a GPS expert witness, but later informed him that she had decided
not to do so. In addition, Patterson accused Ms. Donde of having “an evil disposition,”
being an “advocate of the district attorney,” and using “racial slurs” against him when he
refused to accept a plea. In response, Ms. Donde noted that she had filed a successful
section 995 motion to dismiss the gang enhancement allegations, and that she had been in
contact with Hughes, who was expected to testify. She acknowledged discussing a GPS
expert with Patterson, but explained that she had decided not to call the expert because
she believed it was unnecessary based on their theory of the case. Ms. Donde denied ever
using racial slurs in speaking with Patterson.
Judge Mitchell denied the Marsden motion. Patterson then renewed his request to
represent himself, stating: “I would like to exercise my Faretta rights. That’s my right.
I don’t have to waive time. I’ll go to trial on my own.” Patterson also noted that it was
day 8 of 10 and he still had two days of statutory time before trial to prepare. Judge
Mitchell repeated his prior finding that the Faretta request was untimely. Patterson asked
the court to reconsider its Marsden ruling and appoint new counsel, or to grant a one-
week continuance so that he could represent himself. When Judge Mitchell denied that
request, Patterson stated that he would not be present in court as long as Ms. Donde was
representing him.
After concluding the Marsden hearing, Judge Mitchell resumed the proceedings
in open court, but Patterson refused to attend. In Patterson’s absence, Judge Mitchell
advised counsel that, over the lunch hour, he had sought guidance from case authority
regarding the Faretta request, and in particular, had considered the decision in People v.
Scott (2001) 91 Cal.App.4th 1197 (Scott). Applying the factors set forth in Scott,5 Judge
5 According to Scott, in ruling on an untimely Faretta motion, “a trial court is
required to consider (1) the quality of counsel’s representation, (2) the defendant’s prior
proclivity to substitute counsel, (3) the reasons for the request, (4) the length and stage of
the proceedings, and (5) the disruption or delay which might reasonably be expected to
follow the granting of such a motion.” (Scott, supra, 91 Cal.App.4th at p. 1204.)
7
Mitchell found that the quality of Ms. Donde’s representation supported the denial of
Patterson’s Faretta request. He also found that Patterson previously made a Marsden
motion, which was denied. With respect to Patterson’s prior Faretta request, Ms. Donde
explained: “He did request to go pro per, and Judge Lench told him that she would give
him an answer on the next occasion, and then the next time he came back, he didn’t want
to pursue the pro per status.” Judge Mitchell noted that he had spoken with the master
calendar judge who likewise had confirmed that there was no pending Faretta request
when the case was assigned for trial. Judge Mitchell further found that Patterson’s latest
Faretta request appeared to be based on his unhappiness with Ms. Donde’s representation
and the denial of his Marsden motion. Judge Mitchell also noted that the potential jurors
had been waiting in the hallway while the court addressed Patterson’s motions, and asked
the prosecutor whether it would be difficult to reschedule the witnesses. In response, the
prosecutor stated that she did not believe there would be any difficulty in rescheduling
them, but noted that the two main witnesses were both civilians and that “it is always
difficult to have civilian witnesses come to court.” Judge Mitchell observed that it was
difficult to fully assess the disruption or delay that might result from granting Patterson’s
Faretta motion given his ongoing refusal to come to court.
Judge Mitchell then ruled as follows: “Weighing the five criteria that is
presented in the Scott case, the court does find that, taken in consideration together,
Mr. [Patterson’s] request is untimely, particularly given the fact that I find the quality of
his representation to be more than satisfactory; that on many previous court appearances,
he did not ask . . . for substitution of counsel or self-representation; that he, in fact, is
making this request at this late moment because he is irritated and disagrees with the
court’s request to find a lawful justification to substitute counsel and that, in fact, we are
in a situation where jurors are actually in the hallway and ready to come into this trial.
Based on that assessment of the Scott criteria, [the] court believes it has made an
adequate record of why it is exercising its discretion to deny Mr. [Patterson] his
request on the day of trial to represent himself.”
8
Judge Mitchell also found that Patterson had waived his right to be present at trial
by refusing to come to court. After instructing the prospective jurors not to consider
Patterson’s absence from trial in reaching its verdict, jury voir dire commenced. The
following day, Patterson renewed his request to represent himself, which the trial court
denied based on its prior findings. After Judge Mitchell reiterated to Patterson the
importance of attending trial, Patterson agreed to be present.
B. Applicable Law
A criminal defendant has a right to represent himself or herself at trial under the
Sixth Amendment to the United States Constitution. (Faretta, supra, 422 U.S. at
pp. 835-836; People v. Williams (2013) 58 Cal.4th 197, 252.) “‘A trial court must grant
a defendant’s request for self-representation if three conditions are met. First, the
defendant must be mentally competent, and must make his request knowingly and
intelligently, having been apprised of the dangers of self-representation. [Citations.]
Second, he must make his request unequivocally. [Citations.] Third, he must make his
request within a reasonable time before trial. [Citations.]’” (People v. Stanley (2006) 39
Cal.4th 913, 931-932.) An erroneous denial of a timely Faretta request is reversible
per se. (People v. Williams, supra, at p. 253; People v. Butler (2009) 47 Cal.4th 814,
824.)
A defendant’s right to self-representation, however, is absolute only if he or she
invokes the right within a reasonable time prior to the start of trial. (People v. Williams
(2013) 56 Cal.4th 165, 193 [the constitutional right to self-representation “must be
asserted within a reasonable time before trial”]; People v. Windham (1977) 19 Cal.3d
121, 127-128 (Windham) [“to invoke the constitutionally mandated unconditional right of
self-representation a defendant in a criminal trial should make an unequivocal assertion
of that right within a reasonable time prior to the commencement of trial”].) “The
timeliness requirement ‘serves to prevent a defendant from misusing the motion to delay
unjustifiably the trial or to obstruct the orderly administration of justice.’ [Citation.]”
(People v. Doolin (2009) 45 Cal.4th 390, 454.) “[T]imeliness for purposes of Faretta is
9
based not on a fixed and arbitrary point in time, but upon consideration of the totality
of the circumstances that exist in the case at the time the self-representation motion is
made.” (People v. Lynch (2011) 50 Cal.4th 693, 724 (Lynch), overruled on other grounds
in People v. McKinnon (2011) 52 Cal.4th 610, 636-643.) “Even when the trial court does
not state it is denying a Faretta motion on the ground of untimeliness, we independently
review the record to determine whether the motion would properly have been denied on
this ground. [Citation.]” (People v. Halvorsen (2007) 42 Cal.4th 379, 433, fn. 15.)
“‘When a motion for self-representation is not made in a timely fashion prior to
trial, self-representation no longer is a matter of right but is subject to the trial court’s
discretion. [Citations.]’ [Citation.]” (People v. Williams, supra, 56 Cal.4th at pp. 193-
194.) “‘Among [the] factors to be considered by the court in assessing [Faretta] requests
made after the commencement of trial are the quality of counsel’s representation of the
defendant, the defendant’s prior proclivity to substitute counsel, the reasons for the
request, the length and stage of the proceedings, and the disruption or delay which might
reasonably be expected to follow the granting of such a motion.’” (Id. at p. 194, quoting
Windham, supra, 19 Cal.3d at p. 128.) In evaluating a trial court’s denial of a Faretta
motion, “‘a reviewing court must give ‘considerable weight’ to the court’s exercise of
discretion and must examine the total circumstances confronting the court when the
decision is made.’” (People v. Bradford (2010) 187 Cal.App.4th 1345, 1353.) We
accordingly review the denial of an untimely Faretta motion for an abuse of discretion.
(People v. Jackson (2009) 45 Cal.4th 662, 689-690.)
C. The Trial Court Properly Denied Patterson’s Faretta Motion
On appeal, Patterson challenges the trial court’s denial of his July 9, 2012 request
for self-representation. He specifically contends that the trial court erred in finding that a
Faretta motion made on the day of trial was per se untimely. He also claims, that even
if his July 9, 2012 Faretta motion was untimely, the trial court abused its discretion by
denying the motion solely on timeliness grounds without inquiring into the circumstances
underlying his renewed request to represent himself.
10
We conclude that the trial court properly found that Patterson’s July 9, 2012
Faretta motion was untimely because he waited until the date trial was set to begin to
renew his request for self-representation. As the California Supreme Court stated in
Windham, “a defendant should not be permitted to wait until the day preceding trial
before he moves to represent himself . . . without some showing of reasonable cause for
the lateness of the request. In such a case the motion for self-representation is addressed
to the sound discretion of the trial court . . . .” (Windham, supra, 19 Cal.3d at p. 128,
fn. 5.) Patterson points out that, more recently, the Supreme Court in Lynch refused “to
identify a single point in time at which a self-representation motion filed before trial is
untimely,” and recognized that “pertinent considerations may extend beyond a mere
counting of the days between the motion and the scheduled trial date.” (Lynch, supra, 50
Cal.4th at p. 723.) However, the Court in Lynch also observed that “we have held on
numerous occasions that Faretta motions made on the eve of trial are untimely,” and
directed its analysis to motions made outside the “two extreme time periods” between the
“eve of trial” and “long before trial.” (Id. at pp. 722-723; see also People v. Valdez
(2004) 32 Cal.4th 73, 102-103 [Faretta motion made moments before jury selection was
set to begin was untimely and properly denied by trial court]; People v. Horton (1995) 11
Cal.4th 1068, 1110 [Faretta motion made on date scheduled for trial was untimely and its
denial constituted a proper exercise of discretion]; People v. Clark (1992) 3 Cal.4th 41,
99-100 [Faretta motion made when trial was being continued on day-to-day basis, in
effect on the eve of trial, was subject to trial court’s discretion as untimely]; People v.
Frierson (1991) 53 Cal.3d 730, 742 [Faretta motion made on eve of trial was untimely
and its denial was within trial court’s discretion].) Because Patterson did not renew his
Faretta motion until the day set for trial, the decision whether to grant or deny the motion
rested within the sound discretion of the trial court.
Patterson argues that, in assessing the timeliness of his July 9, 2012 Faretta
motion, the trial court should have considered that Patterson made a prior Faretta motion
months before trial, which was never ruled upon by the court. Undoubtedly, Patterson’s
March 28, 2012 request for self-representation was timely made. However, the record
11
supports a finding that Patterson abandoned that request when he appeared in court with
his appointed counsel on five different occasions between April 17 and July 3, 2012
without making any attempt to renew the motion. (People v. Butler, supra, 47 Cal.4th
at p. 825 [“Faretta right may be waived by . . . abandonment and acquiescence in
representation by counsel”]; People v. Stanley, supra, 39 Cal.4th at p. 929 [defendant
abandoned his asserted right of self-representation by his “subsequent acceptance of
several appointed counsel to represent him”]; People v. Tena (2007) 156 Cal.App.4th
598, 609-610 [“after a defendant invokes the right to self-representation, a waiver may be
found if it reasonably appears that the defendant abandoned the request”].) Additionally,
at the July 9, 2012 hearing, Patterson’s appointed counsel, Ms. Donde, represented to
the trial court that, while the prior Faretta motion was pending before Judge Lench,
Patterson decided that he “didn’t want to pursue the pro per status.” The trial court also
noted that it had consulted on the matter with the master calendar judge, who confirmed
that there was no record of any pending Faretta motions by Patterson when the case was
assigned for trial. Under these circumstances, the trial court reasonably could find that
Patterson had abandoned his prior request for self-representation.
Patterson also asserts that his July 9, 2012 Faretta motion was timely because he
made the motion at the first available opportunity after a conflict arose with his appointed
counsel about trial strategy, and he did not request a continuance of the trial date. The
record, however, reflects that Patterson’s dissatisfaction with Ms. Donde’s representation
dated back to the March 28, 2012 arraignment when he made his first set of Marsden and
Faretta motions, which were denied. Furthermore, in denying Patterson’s second Faretta
motion, the trial court reasonably found that Patterson’s last-minute request for self-
representation was the result of his unhappiness with the denial of his second Marsden
motion. With respect to a continuance, Patterson’s statements to the trial court on this
subject were ambiguous. On the one hand, at the July 9, 2012 hearing, Patterson told the
trial court: “I would like to exercise my Faretta rights. That’s my right. I don’t have to
waive time. I’ll go to trial on my own.” On the other hand, at that same hearing,
Patterson asked for additional time, stating: “I will humbly ask the court to reconsider
12
getting me other counsel, giving me a week continuance, so I can be my own attorney,
sign my Faretta rights.” During the hearing, Patterson also repeatedly complained to the
trial court that his main witness, Hughes, was not then available to testify, and as a result,
he should not be forced to go forward with a trial on that date. In any event, in deciding
whether a request for self-representation is untimely, “[t]he circumstance that defendant
did not seek a continuance is not determinative.” (People v. Jenkins (2000) 22 Cal.4th
900, 963 [trial court did not abuse its discretion in denying Faretta motion made after
start of trial even though defendant did not seek a continuance]; see also People v. Howze
(2001) 85 Cal.App.4th 1380, 1397 [trial court had discretion to deny Faretta motion
unaccompanied by request to continue when made two days prior to trial].) The record
demonstrates that, at the time Patterson made his Faretta motion, both the prosecutor and
defense counsel were prepared to proceed to trial that day, the subpoenaed witnesses
were ready to testify, and the prospective jurors were waiting in the hallway. Under these
circumstances, there is no basis in the record to find an abuse of discretion in the trial
court’s ruling.
Alternatively, Patterson contends that, even if his July 9, 2012 Faretta motion was
untimely, the trial court abused its discretion by denying the motion without examining
the specific factors underlying his request. In support of this claim, Patterson notes that,
when the trial court initially denied the motion, the court repeatedly stated that it was
doing so because the motion was untimely. Patterson reasons that, following a break in
the proceedings, the trial court must have realized that it had failed to properly exercise
its discretion in its denial of the motion because it then made an after-the-fact attempt to
justify its ruling by evaluating the Windham factors on the record. This claim lacks
merit. The Supreme Court in Windham “decline[d] to mandate a rule that a trial court
must, in all cases, state the reasons underlying a decision to deny a motion for self-
representation which is based on nonconstitutional grounds.” (Windham, supra, at
p. 129, fn. 6.) Instead, the trial court’s exercise of discretion in denying an untimely
Faretta motion is properly affirmed if substantial evidence in the record supports the
inference that the court had those factors in mind when it ruled. (Scott, supra, 91
13
Cal.App.4th at p. 1206 [“while the trial court may not have explicitly considered each of
the Windham factors, there were sufficient reasons on the record to constitute an implicit
consideration of these factors”]; People v. Perez (1992) 4 Cal.App.4th 893, 904 [“[w]hile
the court did not specifically make [a Windham] inquiry, . . . there were sufficient reasons
on the record for the court to exercise its discretion to deny the request”].) This is true
even if the court not only failed to state the reasons for its denial of the motion, but also
failed to make the sua sponte inquiry required under Windham. (People v. Dent (2003)
30 Cal.4th 213, 218 [where a trial court denies a Faretta motion without making a proper
Windham inquiry, “if the record as a whole establishes defendant’s request was
nonetheless properly denied on other grounds, we would uphold the trial court’s
ruling”].)
Here, although the trial court did not explicitly consider the Windham factors
when it initially ruled that Patterson’s Faretta motion was untimely, the court did
evaluate each of the Windham factors later in the hearing and made an adequate record
of its reasons for denying the motion. In particular, the trial court found that Patterson’s
appointed counsel was representing him in a conscientious and diligent manner, that
Patterson had made two Marsden motions to substitute counsel which were denied by
the court, and that Patterson’s last-minute Faretta motion was made out of frustration
with the denial of his second Marsden motion. The trial court also found that, while the
prosecution witnesses could be rescheduled, the prospective jurors had been waiting in
the hallway since the morning for jury selection to begin. Patterson asserts that, because
he was not present in the courtroom at the time of the Windham inquiry, the trial court
could not properly assess whether granting the Faretta motion would cause disruption or
delay. However, Patterson’s absence from the proceedings was due to his own refusal to
appear in court, and he cannot now complain that the trial court was unable to make an
adequate inquiry into the reasons underlying his request. Based on the totality of the
record, the trial court acted well within its discretion in denying the Faretta motion.
14
D. Any Error in the Trial Court’s Ruling Was Harmless
Even assuming there were any error in the trial court’s ruling, Patterson is not
entitled to relief unless he can show that such error was not harmless under the standard
articulated in People v. Watson (1956) 46 Cal.2d 818, 836 (Watson). (People v. Rogers
(1995) 37 Cal.App.4th 1053, 1058 [“erroneous denial of an untimely Faretta motion
is reviewed under the [Watson] harmless error test”]; People v. Rivers (1993) 20
Cal.App.4th 1040, 1050 [although trial court erred in failing to exercise its discretion
in ruling on an untimely Faretta motion, “this error is not automatically reversible, but
is reviewed under the ‘harmless error’ test of Watson”].) In considering whether it is
reasonably probable that a result more favorable to Patterson would have been achieved
in the absence of the claimed error, we cannot ignore that a defendant who represents
himself or herself rarely, if ever, could achieve a better result than competent counsel
could obtain. (Faretta, supra, 422 U.S. at p. 834 [“It is undeniable that in most criminal
prosecutions defendants could better defend with counsel’s guidance than by their own
unskilled efforts.”]; People v. Rivers, supra, at p. 1051 [“It is candidly recognized that a
defendant who represents himself virtually never improves his situation or achieves a
better result than would trained counsel.”].)
Patterson does not dispute that he was represented by competent counsel at trial,
and through his attorney’s representation, the trial court dismissed the gang enhancement
allegations. The evidence against Patterson was also compelling. At trial, Cardona
identified Patterson as the perpetrator of the robbery and carjacking and Cardona’s
girlfriend confirmed that she saw a man matching Patterson’s description drive away in
Cardona’s van. In addition, the GPS evidence placed Patterson in the vicinity of the
robbery at the time it occurred and inside the van as it drove to the location where it was
later recovered by the police. Patterson’s claim that he could have retained a GPS expert
to challenge the accuracy of the prosecution’s GPS evidence is entirely speculative.
Under these circumstances, we see no reason to believe that Patterson could have
mounted a stronger defense at trial by becoming his own attorney. Any error in
denying Patterson’s untimely request for self-representation was therefore harmless.
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II. Imposition of Consecutive Sentences for Carjacking and Robbery
On appeal, Patterson also challenges the trial court’s imposition of consecutive
sentences of 25 years to life on the carjacking and robbery counts. Patterson argues that
the trial court should have stayed the sentence on the robbery count under section 654
because the robbery and carjacking arose from a single course of conduct and were
committed pursuant to a single objective. Alternatively, Patterson asserts that, even if
separate punishments were permitted under section 654, the trial court failed to properly
exercise its discretion in imposing consecutive terms for those offenses. We conclude
that section 654 barred the imposition of separate sentences for the carjacking and
robbery, and the trial court thus erred in failing to stay the sentence on the robbery count.
A. Relevant Proceedings
At the sentencing hearing, the trial court imposed a term of 25 years to life on the
carjacking count. The trial court then stated: “As to [the robbery count], insofar as the
robbery factually was separate and distinct from the carjacking, the court believes that a
consecutive sentence is appropriate. That sentence will be life plus an additional 25 year
minimum sentence.” Patterson, who represented himself at sentencing, objected to the
imposition of consecutive terms, arguing that the crimes were “all one act” and occurred
“at one time.” The trial court responded: “It was not one act. You took property from
Mr. Cardona that was separate and distinct from the decision you [made] later on in the
course of conduct to take his vehicle.” The trial court stayed the sentence on the criminal
threats count pursuant to section 654.
B. Applicable Law
Section 654 provides, in pertinent part, that “[a]n act or omission that is
punishable in different ways by different provisions of law shall be punished under the
provision that provides for the longest potential term of imprisonment, but in no case
shall the act or omission be punished under more than one provision.” (§ 654, subd. (a).)
“‘Section 654 bars multiple punishments for separate offenses arising out of a single
occurrence where all of the offenses were incident to one objective. [Citation.]’
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[Citation.]” (People v. McKinzie (2012) 54 Cal.4th 1302, 1368.) “‘Whether a course
of criminal conduct is divisible and therefore gives rise to more than one act within the
meaning of section 654 depends on the intent and objective of the actor. If all of the
offenses were incident to one objective, the defendant may be punished for any one of
such offenses but not for more than one.’ [Citation.]” (People v. Rodriguez (2009) 47
Cal.4th 501, 507, italics omitted.)
“‘[T]he purpose of section 654 “is to insure that a defendant’s punishment will
be commensurate with his culpability.”’ [Citation.] ‘It is [the] defendant’s intent and
objective, not temporal proximity of his offenses, which determine whether the
transaction is indivisible.’ [Citation.] ‘“The defendant’s intent and objective are factual
questions for the trial court; . . . there must be evidence to support [the] finding the
defendant formed a separate intent and objective for each offense for which he was
sentenced.”’ [Citation.]” (People v. Capistrano (2014) 59 Cal.4th 830, 886.) “A trial
court’s express or implied determination that two crimes were separate, involving
separate objectives, must be upheld on appeal if supported by substantial evidence.
[Citation.]” (People v. Brents (2012) 53 Cal.4th 599, 618.) Substantial evidence is
“‘evidence which is reasonable, credible, and of solid value -- such that a reasonable trier
of fact could find the defendant guilty beyond a reasonable doubt.’ [Citation.]” (People
v. Hillhouse (2002) 27 Cal.4th 469, 496.)
“Robbery occurs when any type of personal property is removed from the victim
by force or fear with the intent to permanently deprive the victim of possession of the
property. [Citation.] Carjacking requires the taking of a motor vehicle by force or fear
with the intent to temporarily or permanently deprive the victim of possession of the
vehicle.” (People v. Green (1996) 50 Cal.App.4th 1076, 1083-1084, fn. omitted.) The
two crimes share certain elements. “‘Both involve “the felonious taking” of property that
is “in the possession of another” person. Both require that the taking be from the “person
or immediate presence” of the person. Both are “accomplished by means of force or
fear.”’ [Citations.]” (People v. Lopez (2003) 31 Cal.4th 1051, 1059.) However, neither
robbery nor carjacking is a necessarily included offense within the other, and a person
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may be charged and convicted of both crimes based on the same conduct. (§ 215, subd.
(c); People v. Ortega (1998) 19 Cal.4th 686, 700; People v. Green, supra, at p. 1084.)
In general, where a carjacking and robbery are committed simultaneously for the
singular purpose of depriving the victim of his or her property, the two crimes are not
separately punishable. (See, e.g., People v. Dominguez (1995) 38 Cal.App.4th 410, 420
[carjacking and robbery constituted the same act for purposes of section 654 where the
defendant “placed [a] cold metallic object to the back of the victim’s neck and demanded
‘everything he had,’” and “[s]imultaneously, the victim handed over his jewelry and
van”].) On the other hand, where a carjacking and robbery involve more than one
objective, or derive from two distinct acts occurring consecutively rather than
concurrently, the offenses may be subject to separate sentences. (See, e.g., People v.
Green, supra, 50 Cal.App.4th at p. 1085 [where the defendant approached the victim in
her vehicle, took her purse, drove her to a secluded area for an attempted rape, and then
took off in her car, “the taking of the purse and the taking of the vehicle were separate
incidents which merited separate and additional punishment” under section 654].)
In People v. Bauer (1969) 1 Cal.3d 368 (Bauer), the defendant entered the elderly
victims’ residence and robbed them of various items of personal property. The defendant
carried the items into the garage, and two hours later, drove away in one of the victims’
cars. (Id. at p. 372.) The Supreme Court held that section 654 precluded separate
punishment for the robbery and the automobile theft. (Id. at pp. 376-378.) In so holding,
the Court rejected the Attorney General’s argument that consecutive sentences were
warranted because the defendant formed the intent to steal the car only after the other
items had been taken. Instead, the Court reasoned: “The fact that one crime is technically
complete before the other commenced does not permit multiple punishment where there
is a course of conduct comprising an indivisible transaction. [Citations.] And the fact
that one of the crimes may have been an afterthought does not permit multiple
punishment where there is an indivisible transaction.” (Id. at p. 377; cf. People v.
Capistrano, supra, 59 Cal.App.4th p. 887 [separate punishment for robbery and
carjacking were permitted under section 654 where the defendant and his cohorts
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“confronted the victims at two points” by “first accost[ing] them at their cars and then
again, inside the victims’ residences when they demanded the victims’ money and
property”].)
C. The Trial Court Erred in Failing to Stay the Sentence on the Robbery
Count Under Section 654
In this case, there was no substantial evidence to support the trial court’s finding
that the carjacking and robbery counts were subject to consecutive sentences. The
evidence at trial established that, after Patterson approached the driver’s side window of
Cardona’s van, he forced Cardona out of the vehicle with the threat of violence and began
searching him “to see if he had anything.” Patterson took Cardona’s wallet from his back
pocket, moved Cardona away from the driver’s side door, and demanded that Cardona
give him the keys. Patterson then got into the driver’s seat of the van and ordered
Cardona to get into the passenger seat and go with him. Cardona pretended to comply,
but ran to his girlfriend’s apartment complex as Patterson sped away in the van. During
the commission of the crimes, Patterson gestured toward his waistband and told Cardona
not to be stupid or he would shoot him.
In imposing consecutive sentences on the robbery and carjacking counts, the trial
court found that the two offenses did not constitute a single transaction because Patterson
formed a separate intent to take Cardona’s van after he took Cardona’s wallet. However,
the mere fact that separate items of property were taken from Cardona does not, in and of
itself, support an inference that Patterson acted with a separate intent. Instead, based on
the evidence presented at trial, Patterson took Cardona’s wallet and vehicle in one
indivisible transaction, the objective of which was to deprive Cardona of his property by
means of force or fear. That same force and fear was used to commit both crimes, and
the robbery was not separated in either time or place from the carjacking. Rather, both
offenses were committed at the same location as part of a continuing course of conduct,
and the GPS evidence showed that the entire transaction only lasted a few minutes.
Indeed, the robbery was still in progress when Patterson got into the van and ordered
Cardona to go with him since Patterson had not yet reached a place of relative safety.
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(People v. Anderson (2011) 51 Cal.4th 989, 994 [“‘crime of robbery is a continuing
offense that begins from the time of the original taking until the robber reaches a place of
relative safety’”]; People v. Irvin (1991) 230 Cal.App.3d 180, 185 [“crime of robbery . . .
is not completed until the robber has won his way to a place of temporary safety”].)
On this record, there was no evidence from which it reasonably could be found
that Patterson harbored one objective when he took Cardona’s wallet and a different
objective when he took Cardona’s van during the same course of conduct. Instead, the
only reasonable inference that could be drawn from the evidence was that Patterson
committed each crime with the single objective to deprive Cardona of his property. As
the Supreme Court stated in Bauer, “where a defendant robs his victim in one continuous
transaction of several items of property, punishment for robbery on the basis of the taking
of one of the items and other crimes on the basis of the taking of the other items is not
permissible.” (Bauer, supra, 1 Cal.3d at p. 377.) Because the evidence was insufficient
to support the trial court’s finding that Patterson acted with separate and distinct
objectives in committing the robbery and carjacking, section 654 precluded the
imposition of consecutive sentences for these two offenses. The judgment
accordingly must be modified to stay the sentence on the robbery count.6
III. Custody Credit
Patterson contends, and the Attorney General concedes, that the trial court erred in
its calculation of Patterson’s custody credit award. The trial court awarded Patterson 598
days of presentence custody credit, consisting of 509 days of actual custody credit and 89
days of conduct credit. However, Patterson was arrested on September 21, 2011 and was
sentenced on May 10, 2013. Patterson is therefore entitled to 598 days of actual custody
credit plus 89 days of conduct credit for a total presentence custody credit of 687 days.
Patterson’s abstract of judgment must be modified accordingly.
6 In light of our conclusion that section 654 barred separate punishment for the
robbery and carjacking, we need not address Patterson’s alternative argument that the
trial court failed to properly exercise its discretion in imposing consecutive sentences.
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DISPOSITION
The judgment is modified to stay the term imposed for the second degree robbery
conviction (count 2) pursuant to section 654. The judgment is further modified to award
Patterson a total of 687 days of presentence custody credit, consisting of 598 days of
actual custody credit and 89 days of conduct credit. As modified, the judgment is
affirmed. The superior court is directed to prepare an amended abstract of judgment
and to forward a certified copy to the Department of Corrections and Rehabilitation.
ZELON, J.
We concur:
WOODS, Acting P. J.
SEGAL, J.
Judge of the Los Angeles Superior Court, assigned by the Chief Justice pursuant to
article VI, section 6 of the California Constitution.
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