CLD-374 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
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No. 14-3369
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IN RE: THERESA M. ELLIS; SCOTT A. ZUKOWSKI,
Petitioners
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On a Petition for Writ of Mandamus from the
United States District Court for the District of New Jersey
(Related to D.N.J. Civ. No. 3-05-cv-00726)
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Submitted Pursuant to Rule 21, Fed. R. App. P.
September 25, 2014
Before: FUENTES, JORDAN and SHWARTZ, Circuit Judges
(Opinion filed: October 6, 2014 )
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OPINION
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PER CURIAM
Theresa M. Ellis and her husband, Scott A. Zukowski, have filed a petition for a
writ of mandamus. We will deny the petition.
Ellis is a former employee of Ethicon Inc. (“Ethicon”) whose employment Ethicon
effectively terminated in 2001. Ellis filed suit against Ethicon under the Americans with
Disabilities Act and, following a jury trial, obtained a judgment in her favor. The District
Court both awarded Ellis an amount of back pay and ordered Ethicon to reinstate her.
Ethicon appealed. While its appeal was pending, Ethicon made two offers of
reemployment to Ellis. Ellis claimed that Ethicon’s offers were deficient and rejected
them. She later filed a motion seeking to convert the judgment of reinstatement into an
award of front pay on the basis of Ethicon’s allegedly deficient offers. The District Court
denied that motion. Ellis appealed and, after consolidating both parties’ appeals, we
affirmed both the judgment against Ethicon and the denial of Ellis’s motion. See Ellis v.
Ethicon, Inc., 529 F. App’x 310, 312 (3d Cir. 2013).
Thereafter, Ethicon filed a motion with the District Court seeking an order
discharging the judgment of reinstatement on the basis of its two offers of reemployment.
The parties ultimately entered into a settlement agreement and, when Ellis later contested
the settlement, Ethicon filed a motion to enforce it. The District Court granted both of
Ethicon’s motions and discharged the final judgment on June 2, 2014. Both Ellis and
Ethicon have appealed from that order (C.A. Nos. 14-2937 & 14-3000), and their appeals
remain to be briefed.
In addition to filing her appeal, Ellis and Zukowski1 have filed the mandamus
petition presently before the Court asserting that the District Judge is biased and
committed misconduct. According to Ellis, the District Judge “did nothing” to enforce
1
Zukowski was named as a plaintiff because he asserted a claim for loss of consortium, but that
claim was dismissed by stipulation before trial and we question whether Zukowski is a proper
petitioner at this stage. We need not resolve that issue, however, because Ellis’s own name
appears on the petition and she has signed the certificate of service. We refer hereafter solely to
Ellis.
2
our mandates, improperly disclosed the existence of a judicial complaint against him
during a May 7, 2014 teleconference with the parties, and has shown an otherwise
unspecified “history of bias” against Ellis requiring the District Court’s disqualification
under 28 U.S.C. § 455(a).2 For relief, Ellis requests that we (1) vacate the District
Court’s orders entered after the May 7 teleconference and (2) order reassignment of this
case to a difference District Judge on remand.
We decline to order either form of relief. Mandamus is an extraordinary remedy
that we have the discretion to grant only when, among other things, “there is no other
adequate means to obtain the desired relief.” In re Kensington Int’l Ltd., 353 F.3d 211,
219 (3d Cir. 2003) (quotation marks omitted). Ellis has not shown that she has no other
adequate means of obtaining the relief she requests.
First, Ellis’s argument that we should vacate the District Court’s post-May 7
rulings potentially states grounds for relief on appeal, and “mandamus must not be used
as a mere substitute for appeal.” Id. (quotation marks and alteration omitted); see also
Knoll v. City of Allentown, 707 F.3d 406, 411 (3d Cir. 2013) (addressing claim of
judicial bias raised in brief on appeal). Ellis has not argued that she cannot obtain
effective relief if warranted on appeal, and we discern no reason why she cannot.
Second, Ellis’s request that we order reassignment to a different District Judge by
2
This statute applies when a judge’s “impartiality might reasonably be questioned.” Claims of
actual bias of the kind that Ellis appears to assert, by contrast, are governed by 28 U.S.C. § 144.
This distinction is not relevant to our disposition.
3
way of mandamus is premature because she has not filed a motion seeking the District
Judge’s disqualification in the District Court. “Mandamus is a proper means for this
court to review a district court judge’s refusal to recuse from a case pursuant to 28 U.S.C.
§ 455(a).” In re Kensington Int’l Ltd., 353 F.3d at 219 (emphasis added) (quotation
marks omitted). When the District Judge has yet to refuse a request for recusal, however,
it cannot be said that a petitioner has no recourse but to seek the extraordinary remedy of
mandamus from this Court. See id. at 223-24.3 In addition, an order of reassignment to a
different District Judge is a form of relief that we can award, if warranted, pursuant to 28
U.S.C. § 2106 as part of our disposition of an appeal on the merits. See United States v.
Kennedy, 682 F.3d 244, 258 (3d Cir. 2012).
For these reasons, we will deny the mandamus petition. Our denial is without
prejudice to Ellis’s ability to raise her present arguments in her brief on appeal in C.A.
No. 14-2937. We emphasize that we express no opinion on the merits of those
arguments.
3
This discussion should not be read to suggest that Ellis file a motion for disqualification with
the District Court now. The parties have appealed the District Court’s order discharging the
judgment, which directed Ethicon to pay the settlement amount into court pending the
disposition of any appeal, and it thus appears that the District Court intends to take no
substantive action pending our disposition of the parties’ appeals.
4