Filed 10/27/14 P. v. Ferris CA3
NOT TO BE PUBLISHED
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
THIRD APPELLATE DISTRICT
(Lassen)
----
THE PEOPLE, C069988
Plaintiff and Respondent, (Super. Ct. Nos. CR028077 &
CR028926)
v.
STEVEN GEORGE FERRIS,
Defendant and Appellant.
Defendant Steven George Ferris appeals from a judgment of conviction following
a jury trial. Members of the Lassen County Narcotics Task Force executed a search
warrant on his home and found baggies filled with methamphetamine, drug
paraphernalia, and over $1,500 in cash. Defendant was charged with possession of
methamphetamine for sale (Health & Saf. Code, § 11378); felon in possession of a
firearm (Pen. Code, § 12021, subd. (a)(1)1); receiving stolen property (Pen. Code, § 496,
1 Undesignated statutory references are to the Penal Code in effect at the time of the
charged offenses.
1
subd. (a)); and transporting methamphetamine (Health & Saf. Code, § 11379, subd. (a)).
Subsequently, a jury found defendant guilty on all counts except receiving stolen
property.
On appeal, defendant contends that: (1) his trial counsel was ineffective because
he failed to move to preclude the prosecution from impeaching defendant with his prior
felony convictions, failed to move to bifurcate the trial, and failed to move to redact
portions of defendant’s recorded statement; (2) the prosecutor engaged in misconduct
throughout the trial and defense counsel was ineffective in failing to object to the
prosecutorial misconduct; and (3) these cumulative errors violated his right to due
process.
We conclude that defendant has failed to show he received ineffective assistance
of counsel or any other reversible error.
We affirm.
FACTUAL AND PROCEDURAL BACKGROUND
Charges
On October 5, 2011, the Lassen County District Attorney filed a Second Amended
Consolidated Information in case numbers CR028077 and CR028926, charging
defendant as follows:
Count one -- possession of methamphetamine for sale in violation of Health and
Safety Code section 11378;
Count two -- felon in possession of a firearm in violation of section 12021,
subdivision (a)(1);
Count three -- receiving stolen property in violation of section 496, subdivision
(a); and
2
Count five -- transportation of methamphetamine in violation of Health and
Safety Code section 11379, subdivision (a).2
The information also alleged that defendant committed count five, transportation
of methamphetamine, while released from custody on bail or on his own recognizance
within the meaning of section 12022.1. Finally, the information alleged that defendant
had served four prior prison terms (§ 667.5, subd. (b)). The prior convictions were as
follows: a 1987 conviction for forgery (§ 470, subd. (a)); a 1994 conviction for escape
(§ 4532, subd. (a)); a 1998 felony conviction in the State of Nevada for being under the
influence of a controlled substance (Nev. Rev. Stat., § 453.411, subd. (1)); and a 2003
conviction for possessing a controlled substance (Health & Saf. Code, § 11377,
subd. (a)).
The Trial Evidence
The Prosecution’s Evidence
Defendant’s three-day jury trial began on October 5, 2011. After the jury was
selected, defendant agreed to stipulate that, for purposes of count two, felon in possession
of a firearm, he was a felon at the time of his arrest.
On September 10, 2010, at 5:50 a.m., the Lassen County Narcotics Task Force
(the Task Force), accompanied by a SWAT team, executed a search warrant at
defendant’s ranch home. Deputy David Woginrich, an agent with the Task Force in the
Lassen County Sheriff’s Office, testified that the team drove an armored vehicle through
the closed gate to the ranch. The officers then knocked on the door of defendant’s
double-wide modular home on the ranch and announced themselves. Defendant
responded to the door, and the officers pushed their way inside. In addition to defendant,
2 The fourth count related solely to defendant’s co-defendant, Erica Louise Schmid.
3
Carrie Stout, Kenneth Wilson, Melinda Smith and her child, and Erica Schmid, who was
seven months pregnant with defendant’s child, were also found in the home.
After sweeping the home and identifying the occupants, the officers began a
search. In the master bedroom, in the nightstand, the officers found 0.17 grams of
methamphetamine, a razor blade, a mirror, a $20 bill, small clean and empty Ziploc
baggies with hearts on them, a digital gram scale with white residue on it, a small white
“shard substance,” and a tan pouch with approximately eight small Ziploc baggies with
hearts on them, each containing between 0.95 and 1.8 grams of methamphetamine.
Between the nightstand and the bed, the officers found a “green torch, canister, propane
tank,” which can be used to heat methamphetamine. Underneath the mattress, the
officers found a spoon, a syringe, and another Ziploc baggie with hearts on it that
contained a light crystal substance. In the other nightstand, the officers found women’s
items, a couple of heart-shaped baggies with pink pills inside one and yellow pills inside
the other, and a white bottle containing some additional pills. Also in the master
bedroom, the officers found a receipt and car insurance statement in defendant’s name, a
black cell phone, a methamphetamine pipe, and a purse inside a backpack containing six
or seven pills and Schmid’s driver’s license. Finally, the officers also found in the
bedroom a magazine to an Ithaca .22-caliber rifle and a white sock filled with .22-caliber
shells.
The officers searched the rest of the home and found a small metal container
containing a plastic bindle of a white substance and a spoon in the bedroom occupied by
Stout and Wilson. There was also a camera located at the front door that projected live
footage to a television monitor in the master bedroom. There was an aggressive pit
bulldog guarding Smith’s bedroom. In an outbuilding near the home, the officers found a
.22-caliber Ithaca rifle and a Stihl model MS-440 chainsaw with a serial number
matching that of a chainsaw reported stolen.
4
On a disposable cell phone Schmid had on her person when she was arrested, the
officers found various incoming text messages related to drug sales. Many of the
messages were from “Atlantis,” including the following: “How much for half a zip?”; “I
guess I am riding with Eldon, but because things didn’t happen as planned earlier, I won’t
be able to come nowhere near the amount I had earlier”; “Almost to the [local store]. It’s
me, Atlantis, and Tony, I only need two. Come and I won’t fail you and Steve now, I’m
dedicated to chasing paper.[3] Please let this happen, you won’t be sorry”; “I’ll put that
Chevy down as collat and then give it to him for half if wanted afterwards.”4 The phone
also had a text message from another person, Bri: “500 waiting in town. It’s me, it’s me,
Bri. I got your pills. I need 14 and will turn and burn with cash…. I really need this so I
can make up what I’m short already.” There were also separate incoming text messages
directed to both “Mom” and “Dad,” indicating that both a man and a woman used the cell
phone.5
During the search of the home, defendant was arrested and the officers searched
his person, finding two syringes and approximately $1,549 in cash. The officers took a
urine sample from defendant when he was booked. Testing of the sample revealed the
presence of methamphetamine and amphetamine, which indicated that defendant had
ingested methamphetamine within 72 hours of his booking.
3 Deputy Woginrich testified that in his experience, the phrase “chasing paper” typically
refers to selling drugs to make money.
4 Deputy Woginrich testified that based on his experience, this message meant that
Atlantis wanted to put his Chevy down as collateral in order to be fronted for drugs.
5 One text message read, “Hey, Mom, I love you with all my heart. Tell my sister I love
her, too, and to please, please be good. I don’t want her back in jail. I love you, Mom.
Good night.” Others read, “Dad, please call or come by. Thanks. Love you” and “You
alive, Dad?”
5
Deputy Woginrich testified that he had given defendant his Miranda6
advisements, and defendant agreed to answer some questions. An audio recording of this
interview was played for the jury.
During the interview, defendant admitted that he possessed the drugs in the tan
pouch for sale and that he had last made a sale three days prior to his arrest. He admitted
that he sold drugs “every now and then” for several years to supplement his disability
income, and he explained that he weighed out the methamphetamine himself. Defendant
listed the prices of his methamphetamine and stated that he usually only accepts cash in
exchange for drugs. However, defendant said that the cash on his person was not from
drug sales but from the sale of his Chevy truck to “a guy in Reno.” Defendant would not
disclose the name of the buyer. Defendant said the buyer was coming to pick up the
vehicle the next day. Defendant denied that Schmid was helping him sell
methamphetamine and denied that any of the drugs found during the search of the home
belonged to her. He indicated that he was concerned about Schmid and the baby, and he
wanted to protect her. He insisted that Schmid did not sell drugs for him but indicated
that sometimes, she “did her own thing or whatever.”7 Defendant said he put the .22 rifle
in the shed. He said the rifle was given to him and he had it for about a year. He had
only fired it once and put it in the shed because he is a felon. He said, “I really wanted it
so I put it out there and I was, you know, never use it or whatever.”
Defendant stated that he bought the chainsaw from Dan Cook and denied any
knowledge that it was stolen property.8 Cook testified that he sold a different chainsaw
6 Miranda v. Arizona (1966) 384 U.S. 436 [16 L.Ed.2d 694].
7 Schmid also provided a urine sample when she was arrested and booked, and her
sample also indicated that she had used methamphetamine within 72 hours.
8 With respect to the stolen Stihl MS-440 chainsaw, the owner of the chainsaw also
testified during trial. He testified that the chainsaw was stolen from his front yard in
6
to defendant. Defendant was released on bail after his arrest. On June 20, 2011, while
defendant was still out on bail, Deputy Kyle Johnson stopped a car defendant was driving
for a traffic stop. Deputy Johnson testified that defendant appeared to be under the
influence of a stimulant, and when questioned, defendant admitted that he recently
smoked methamphetamine. Deputy Johnson arrested defendant and searched his person,
finding a syringe in his right pocket and two baggies containing methamphetamine in his
left sock.
Based on the evidence recovered from defendant’s home and defendant’s
statements during his interview, Deputy Woginrich opined that the methamphetamine
found in the tan pouch in the nightstand in defendant’s bedroom was possessed for sale.
He testified that indicators of defendant’s intent to sell the methamphetamine included
the following: the drugs were packaged in small baggies; the weight of the
methamphetamine in each baggie was about one gram, typical of quantities packaged for
sale; the additional empty baggies with hearts on them that matched the drug-filled
baggies; the digital scale; the $1,549 in cash on defendant’s person; the messages on the
disposable cell phone; information from confidential informants that defendant was
selling methamphetamine; and defendant’s admission to selling methamphetamine during
his interview.
Defense Evidence
The defense asserted by trial counsel was that defendant was a methamphetamine
user but not a dealer. Defendant testified at trial on his own behalf. When he took the
stand, his attorney asked him, “And you are aware that one of the things jurors can take
September 2010. He identified the chainsaw recovered from defendant’s home as his
because it had his initials carved into the top and it had the same serial number as the one
he reported stolen. While defendant claimed to purchase the MS-440 from Cook, Cook
testified that he sold defendant a different Stihl chainsaw model, an MS-310. The jury
found defendant not guilty of receiving the chainsaw as stolen property.
7
into consideration when they consider the truthfulness of what you might testify to would
include such things as if you are a convicted felon. Do you understand that?” Defendant
replied that he understood and admitted that he was a convicted felon. During his cross-
examination, the prosecutor impeached his testimony with specific prior convictions.
The prosecutor began his cross-examination by asking defendant, “We’ve known each
other for a while, haven’t we?” and questioned him about a 1993 theft conviction, which
defendant claimed was an honest mistake. The prosecutor then went through defendant’s
four prison priors, and defendant admitted each one. We discuss this cross-examination
in more detail, post.
Defendant testified that he was addicted to methamphetamine and had been using
it for 35 years. He testified that he consumed about one gram of methamphetamine per
day, he used the digital scale to measure it into precise one-gram portions, rather than
“eyeball[ing]” it, and divided it among the baggies to prevent himself from overdosing.
However, he also testified that he did not always ingest methamphetamine in one-gram
portions; rather, he would start with about a half-gram in the morning and then more later
in the day, sometimes using more than one gram in a day “because you get immune to it
after a while.” When he was asked whether the eight baggies containing
methamphetamine were possessed for personal use, defendant said that they were for his
“[p]ersonal use pretty much, mostly.”
Contrary to his recorded statement, defendant testified that the .22 rifle was not his
gun but owned by a youngster who was shooting squirrels and put it in the shed
unbeknownst to defendant. He claimed that he found the bullets and magazine on his
front steps and threw them in his bedroom.
Defendant testified that the $1,549 in cash found in his pocket was from the sale of
his Chevy truck the previous night. Contrary to his recorded statement, he said he sold it
to a woman. He said her name was Carrie Jackson, but then said her last name could be
Kerry or Custer; he was not sure because he did not know if she was married. She had
8
been living in Herlong or Reno. He admitted that the truck was still on his property at the
time of his arrest.
Defendant testified that Schmid did not live with him. Rather, she was a frequent
overnight guest in his home.
Defendant claimed that he was under the influence of methamphetamine when he
was interviewed following his arrest and was “pretty incoherent.” He explained that he
recalled some of what he said and that he told the officers “some long story” because he
was being “belligerent.” He claimed that he did not recall some portions of the interview
but he knew that he did not answer all the officers’ questions truthfully.
Verdicts and Sentencing
On October 7, 2011, the jury found defendant guilty on all counts except count
three, receiving stolen property.
On December 6, 2011, the trial court denied probation and sentenced defendant to
10 years 4 months in state prison. The sentence consisted of the following:
Count five, transportation of methamphetamine: three years (mid-term);
Count one, possession of methamphetamine for sale: eight months (one-third
the mid-term) consecutive;
Count two, felon in possession of a firearm: eight months (one-third the mid-
term) consecutive;
Out-On-Bail Enhancement: two years consecutive;
Prior Prison Term Enhancement: one consecutive year for each of the four
prior prison allegations.
DISCUSSION
I. Ineffective Assistance of Counsel
A. Additional Background and Defendant’s Contentions
As we have noted, the prosecutor began his cross-examination of defendant by
asking, “We’ve known each other for a while, haven’t we?” The prosecutor then asked
9
defendant about the following convictions: (1) 1993 theft conviction; (2) 1987 forgery
conviction; (3) 1994 escape, which defendant called a “walk away”; (4) 1998 felony
conviction in Nevada for being under the influence of a controlled substance; and (5)
2003 felony conviction for possession of a controlled substance. Additionally, the
prosecution asked defendant about the sentence he received for each conviction. The
prosecution also introduced defendant’s section 969b package during the cross-
examination of defendant and asked him a series of questions about it, including
questions designed to show the absence of a five-year wash-out because of a parole
violation and an intervening conviction. Additionally, defendant’s recorded statement
included questions and answers about his prior prison commitments.
Defendant’s recorded statement also included discussion about his pregnant
girlfriend using drugs and the effect that might have on the baby. The recording also
included the following statement made by the interrogating officer to defendant:
“You’ve been sellin’ drugs for a long time, bro. Long time. Like I said, we just didn’t
scrounge together a search warrant and decide to go up there today.”
On cross-examination of Woginrich, defense counsel asked whether the indicia of
sales upon which he relied in forming his opinion included, “all inclusive, the scale, the
baggies, the razor, the mirror and pretty much everything else that was admitted into
evidence[?]” Woginrich replied without objection, “Yes, also along with citizen
informant information that we had received prior to.” Later, in answering defense
counsel’s question about whether he would change his opinion regarding whether the
methamphetamine was possessed for sale in the absence of the cash and scale, Woginrich
replied again without objection, “based on what I know, how I know [defendant] and
based on his past and my past experiences with him, my opinion probably wouldn’t
change.”
Defendant asserts he was provided ineffective assistance of counsel. Specifically,
he claims that his counsel: (1) failed to move to preclude the prosecution from
10
impeaching him with his prior felony convictions pursuant to People v. Castro (1985) 38
Cal.3d 301 and Evidence Code section 352 (a Castro motion); (2) failed to move to
bifurcate the prison prior allegations; (3) failed to seek redaction of prejudicial matters in
the interrogation transcript and audio recording; and (4) failed to move in limine to
exclude any mention of confidential informants and Deputy Woginrich’s prior contacts
with defendant. He argues that because his counsel did not seek to limit or exclude
evidence regarding his prior convictions, the jury may have used this evidence to convict
him for prior bad acts. He argues that these convictions were not admissible to impeach
him because the drug convictions were not crimes of moral turpitude and the forgery and
escape convictions were too remote. He further complains that in addition to hearing
about his prior convictions, the jury learned of the details of his prison commitments
through the prosecutor’s cross-examination and the information contained in the section
969b package. Defendant contends that his counsel would have been successful in
moving to limit or exclude the evidence of the prior convictions pursuant to Castro and
moving to bifurcate the trial on the prior prison term enhancements. Additionally, he
argues that his attorney should have moved to redact and exclude the above referenced
matters in his interview transcript and recording. He also complains that defense
counsel’s cross-examination elicited damaging evidence. He contends that because these
matters are irrelevant and prejudicial, they would have been successfully excluded under
Evidence Code section 352 had trial counsel made the appropriate in limine motion.
Based on these failures, defendant says he received constitutionally ineffective
assistance of counsel. We disagree.
B. Analysis
To establish ineffective assistance of counsel, a defendant must show (1) counsel’s
performance was below an objective standard of reasonableness under prevailing
professional norms, and (2) the deficient performance prejudiced defendant. (Strickland
v. Washington (1984) 466 U.S. 668, 691-692 [80 L.Ed.2d 674] (Strickland); People v.
11
Ledesma (1987) 43 Cal.3d 171, 216-217 (Ledesma).) “ ‘Surmounting Strickland’s high
bar is never an easy task. [Citation.]’ ” (Harrington v. Richter (2011) 562 U.S. 86, __
[178 L.Ed.2d 624, 642] (Richter), quoting Padilla v. Kentucky (2010) 559 U.S. 356, 371
[176 L.Ed.2d 284, 297].)
1. Deficient Performance
The reason why Strickland’s bar is high is because “[a]n ineffective-assistance
claim can function as a way to escape rules of waiver and forfeiture and raise issues not
presented at trial, and so the Strickland standard must be applied with scrupulous care,
lest ‘intrusive post-trial inquiry’ threaten the integrity of the very adversary process the
right to counsel is meant to serve. [Citation.] … It is ‘all too tempting’ to ‘second-guess
counsel’s assistance after conviction or adverse sentence.’ [Citations.] The question is
whether an attorney’s representation amounted to incompetence under ‘prevailing
professional norms,’ not whether it deviated from best practices or most common custom.
[Citation.]” (Richter, supra, 562 U.S. at p. __ [178 L.Ed.2d at pp. 642-643].)
In this case, there is evidence that defendant’s trial counsel made reasonable
tactical decisions in not seeking to exclude the prior convictions. (See People v. Lucas
(1995) 12 Cal.4th 415, 436-437.) The defense’s theory of the case was that defendant
possessed the methamphetamine and drug paraphernalia for personal use, and defense
counsel elicited testimony from defendant to establish that he had been using
methamphetamine for 35 years. In short, defense counsel’s goal was not to show that
defendant was completely innocent of any crime but simply that he did not intend to sell
the drugs. During defense counsel’s closing argument, he argued that the physical
evidence “absolutely show[ed] personal use” but did not “have anything to do with
sales.” Because two of defendant’s prior convictions were for drug possession and
defendant had no prior drug trafficking convictions, defense counsel may have
reasonably decided that the drug possession convictions were helpful to establish that
defendant was a drug user rather than a dealer. Further, because of the charge in count
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two that defendant was a felon in possession of a firearm (§ 12021, subd. (a)(1)),
defendant agreed to stipulate that he was a felon at the time of his arrest. For this reason,
the jury would have heard that defendant was a convicted felon even if evidence of the
specific nature of the prior felonies was excluded. Defense counsel may have reasonably
concluded that it was preferable that the jury hear the nature of defendant’s prior
convictions rather than allow them to speculate that he had been previously convicted of
trafficking narcotics or that the convictions involved even more serious felonies.
2. Prejudice
Defendant concedes that the evidence that he possessed methamphetamine,
transported methamphetamine and consumed methamphetamine was “irresistible,” but
evidence that he possessed it for sale was not and that he would not have been convicted
on that count (which resulted in additional eight-month prison term) had trial counsel’s
performance not been deficient. We disagree.
Assuming the defense counsel’s decisions to forgo bifurcation and allow the jury
to see defendant’s section 969b package as part of a unitary trial, to not object to the
admission of the portions of defendant’s unredacted transcript and audio recording we
have referenced, and/or to not move to preclude reference to the officers’ prior
experiences with defendant or information from confidential informants was incompetent
under prevailing professional norms, we conclude that defendant was not prejudiced.
To establish prejudice, “It is not enough ‘to show that the errors had some
conceivable effect on the outcome of the proceeding.’” (Richter, supra, 562 U.S. at p. __
[178 L.Ed.2d at p. 642].) To show prejudice, defendant must show a reasonable
probability that he would have received a more favorable result had counsel’s
performance not been deficient. (Strickland, supra, 466 U.S. at pp. 693-694; Ledesma,
supra, 43 Cal.3d at pp. 217-218.) “A reasonable probability is a probability sufficient to
undermine confidence in the outcome.” (Strickland, at p. 694; accord, Ledesma, at
p. 218.)
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Here, the evidence against the defendant was overwhelming. The defense argued
that defendant was merely a drug user, did not possess the drugs for sale, and had no
knowledge of the gun in his shed or receiving a stolen chainsaw. Defendant’s testimony
on these points was inconsistent with his confession, and his explanation that he
confessed because he was under the influence of methamphetamine and was being
“belligerent” was unpersuasive. Defendant admitted that he possessed the drugs in the
tan pouch for sale, he had last made a sale three days prior to his arrest, and he sold drugs
“every now and then.” He explained that he weighed out the methamphetamine himself
and listed his prices to the officers. While drug testing indicated that he did ingest
methamphetamine within 72 hours of his booking, the transcript of the interview
evidences that defendant was coherent and responsive to the questions.
Defendant’s trial testimony was not only inconsistent with his confession but also
with the physical evidence found in his home and on his person. While defendant
possessed only nine one-gram baggies of methamphetamine, it is clear he did not
purchase those particular baggies from another dealer because he had the same distinctive
baggies with hearts on them in his nightstand, which were clean and empty. Defendant
explained at trial that he measured out his daily portions of the methamphetamine so that
he would avoid overdosing and that it was important to him to use a digital scale to be
precise rather than “eyeballing” it. However, this explanation is inconsistent with his
testimony that he usually used a half-gram portion in the morning and another half-gram
later in the day. If defendant was taking the time and care to measure out his doses with a
digital scale, repackage them in separate baggies, and his habit was to take a half-gram at
a time, then a jury was likely to conclude it would have made more sense to measure out
half-gram doses into the baggies. Additionally, defendant testified that he sometimes
took more than a gram at a time. In fact, he stated that he sometimes used more than a
gram in a day “because you get immune to it after a while.” Accordingly, he sometimes
14
“eyeballed” his dose and was not very concerned with overdosing on more than a gram
because he had used methamphetamine for 35 years and become “immune to it.”
In addition to the inconsistencies in defendant’s testimony about his
methamphetamine usage, defendant’s explanation for the large sum of cash in his pocket
was suspect. He claimed that he sold his truck for $1,549 in cash, yet he still had the
truck parked on his property. He told the officers he sold it to “a guy in Reno,” but
testified that he sold it to a woman. Additionally, there were numerous incoming text
messages on the cell phone found in Schmid’s possession related to drug sales and
separate messages directed to both “Mom” and “Dad,” indicating that both a man and a
woman used the phone rather than Schmid alone.
Defendant’s testimony that the .22 rifle was owned by a youngster who left it in
the shed was also suspect. He claimed that he found the bullets and magazine on his
front steps and threw them in his bedroom. However, during the search of the bedroom,
the officers found a magazine for the rifle and a white sock filled with .22-caliber shells.
Moreover, when he talked to the police about the rifle, he said the gun was his, he “really
wanted it” and he kept it in the shed because he is a felon.
Finally, the fact that the jury did not convict him on count three, the receiving
stolen property count related to the chainsaw, indicates that the jury was not prejudiced
against defendant as the result of learning about defendant’s prior convictions, the details
of his prison commitments or the other information defendant now complains about on
appeal.
Accordingly, we cannot conclude that but for defense counsel’s alleged deficient
performance, there was a reasonable probability of a more favorable result. (Strickland,
supra, 466 U.S. at pp. 693-694; Ledesma, supra, 43 Cal.3d at pp. 217-218.) Defendant
has not demonstrated that he was prejudiced. Consequently, we reject his ineffective
assistance claim.
15
II. Prosecutorial Misconduct
A. Additional Background and Defendant’s Contentions
Defendant contends the prosecutor committed several instances of prejudicial
misconduct during the trial. He argues that the “prosecutor’s pattern of misconduct was
egregious and [defendant’s] trial counsel was incompetent for failing to object and
request an admonition.”
The first allegation pertains to the following passage of multiple questions by the
prosecutor in response to defendant’s refusal to reveal the name of the person who sold
him the methamphetamine: “How dedicated to the truth in this case are you, sir?
Apparently not really. Who sold you that meth? Are you weighing there? Don’t look at
him, he ain’t going to help you, look at me. You trying to decide in your mind whether
or not you’re going to answer that one? You’re going to bite the bullet, huh? [¶]…[¶]
All right. Man, we’ve been doing this for 20 years, haven’t we, Ferris?”
The second statement occurred in chambers with the trial judge, defense counsel,
and Juror Number 9. Juror Number 9 was concerned that she may have been on the jury
in one of defendant’s previous criminal cases. The following took place in chambers.
“[DEFENSE COUNSEL]: Your Honor, if I may, I just inquired of Mr. Ferris
about that and he said that was a court trial, not a jury trial.
“THE COURT: Understand, thank you.
“JUROR NUMBER 9: Awesome, thank you. I just said and I was 20 and I’m
like I don’t know.
“THE COURT: Mr. [Prosecutor], do you have something to say on the subject?
“[THE PROSECUTOR]: Yes, I was the one that went to trial on that issue and I
seemed to recall it being a court trial, although I was not certain and it was in --
“[DEFENSE COUNSEL]: Judge Bradbury.
“[THE PROSECUTOR]: -- this very courtroom and I remember a particular
colloquy of the witness, the complaining witness where she says I’ve been trading with
16
this individual, and being the city boy I was, I didn’t understand what she meant that
she --
“THE COURT: That would have been Judge Bradbury was trying it.
“[THE PROSECUTOR]: Yes.” (Italics added.)
The third instance occurred during closing arguments, when the prosecutor
explained to the jury that he was not allowed to tell the jury about defendant’s prior
convictions and the section 667.5, subdivision (b), allegations in his opening statement
because defendant had not yet testified, and he remarked, “I always kind of thought that
wasn’t fair, but that’s just me. I get put in a position, almost with you folks and not
telling you everything in the opening and then having to switch up, but that’s what I’m
compelled to do by law.”
Lastly, defendant alleges that the prosecutor asked Deputy Woginrich “a series of
irrelevant, leading questions about the dog” found in the house “with the clear purpose of
depicting [defendant] and co-defendant Erica Schmid as drug dealers by virtue of their
possession of a pit bulldog that had belonged previously to a convicted drug dealer….”
The following colloquy occurred:
“[THE PROSECUTOR]: Do you know, tell us about this dog again.
“[DEPUTY WOGINRICH]: I have seen this dog before approximately four years
earlier, about maybe three and a half years earlier.
“[THE PROSECUTOR]: Belonged to somebody else then, didn’t it?
“[DEPUTY WOGINRICH]: Yes, it did.
“[THE PROSECUTOR]: Who?
“[DEPUTY WOGINRICH]: Mike Saroian.
“[THE PROSECUTOR]: Where is he?
“[DEPUTY WOGINRICH]: I believe he was just released from prison a couple
months ago.
“[THE PROSECUTOR]: On possession for sale of meth, right?
17
“[DEPUTY WOGINRICH]: Yes.
“[THE PROSECUTOR]: And he gave his dog to somebody?
“[DEPUTY WOGINRICH]: Yes.
“[THE PROSECUTOR]: Who?
“[DEPUTY WOGINRICH]: Erica Schmid.”
B. Forfeiture
“ ‘ “A prosecutor’s…intemperate behavior violates the federal Constitution when
it comprises a pattern of conduct ‘so egregious that it infects the trial with such unfairness
as to make the conviction a denial of due process.’ ” ’ [Citation.] ‘ “Conduct by a
prosecutor that does not render a criminal trial fundamentally unfair is prosecutorial
misconduct under state law only if it involves ‘ “ ‘the use of deceptive or reprehensible
methods to attempt to persuade either the court or the jury.’ ” ’ [Citation.]” (People v.
Prieto (2003) 30 Cal.4th 226, 260 (Prieto).)
There was no objection at trial to the conduct defendant now complains about on
appeal. “As a general rule a defendant may not complain on appeal of prosecutorial
misconduct unless in a timely fashion--and on the same ground--the defendant made an
assignment of misconduct and requested that the jury be admonished to disregard the
impropriety. [Citation.]” (People v. Samayoa (1997) 15 Cal.4th 795, 841; see also
Prieto, supra, 30 Cal.4th at p. 260.) Defendant has therefore forfeited his claim of error.
We grant relief from forfeiture only where objections or admonitions would have been
futile or the misconduct’s nature was incurable, which a defendant must establish
affirmatively rather than through a “ritual incantation.” (People v. Panah (2005) 35
Cal.4th 395, 462.) Here, defendant does not argue that we should grant him relief from
forfeiture but instead styles his prosecutorial misconduct argument as further evidence of
his attorney’s ineffective assistance. Accordingly, we decline to grant relief from
forfeiture.
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C. Ineffective Assistance of Counsel
To succeed on his ineffective assistance claim based on prosecutorial misconduct,
defendant must not only show that the prosecutor’s remarks were egregious but also that
his counsel’s failure to object constituted deficient performance and prejudiced him under
the Strickland test.
We agree with defendant that many of the prosecutor’s statements were
inappropriate. The series of questions the prosecutor asked defendant about the person
from whom he purchased the methamphetamine was argumentative at best, and
inappropriate. When the court asked the prosecutor if he had anything to say about the
prior trial on which one of the jurors thought she might have sat, the prosecutor should
have limited his remark to his recollection that the trial was a bench trial. There was no
need to comment about the testimony of one of the witnesses. Also, the prosecutor
should not have complained in his closing argument that it was “unfair” that he could not
raise defendant’s prior convictions earlier in the trial. This was unprofessional. And we
can see no relevance to questions concerning the dog and its former owner. It appears to
us that the prosecutor’s intent was to paint defendant in an unfavorable light by drawing
the jurors’ attention to whatever information was available to him, no matter how
inappropriate and contrary to the rules of evidence and fair play.
Nevertheless, we conclude that defendant has not shown that defense counsel’s
failure to object and request an admonition was prejudicial. As we have discussed, the
evidence against defendant was overwhelming and his confession was more consistent
with that evidence than his trial testimony. The jury was instructed to decide the case
based only on the evidence and further instructed that nothing the attorneys said was to
be considered as evidence. We presume the jury followed the instructions. (People v.
Brady (2010) 50 Cal.4th 547, 566, fn 9.) We cannot conclude that but for defense
counsel’s failure to object to the prosecutor’s inappropriate comments, there would have
been a reasonable probability of a more favorable result “sufficient to undermine
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confidence in the outcome.” (Strickland, supra, 466 U.S. at pp. 693-694; Ledesma,
supra, 43 Cal.3d at pp. 217-218.)
III. Cumulative Error
Defendant contends that the cumulative effect of the alleged ineffective assistance
and prosecutorial misconduct warrants reversal. We reject this contention. The premise
behind the cumulative error doctrine is that while a number of errors may be harmless
taken individually, their cumulative effect requires reversal. (People v. Bunyard (1988)
45 Cal.3d 1189, 1236-1237.) Any of the potential errors identified above “were
harmless, whether considered individually or collectively. Defendant was entitled to a
fair trial but not a perfect one. [Citations.]” (People v. Cunningham (2001) 25 Cal.4th
926, 1009.) We have found no prejudice when considering defendant’s claims of
ineffective assistance of counsel separately. Viewed cumulatively, our conclusion is the
same. Defendant was not deprived of a fair trial.
DISPOSITION
The judgment is affirmed.
MURRAY , J.
We concur:
BUTZ , Acting P. J.
DUARTE , J.
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