In The
Court of Appeals
Seventh District of Texas at Amarillo
No. 07-14-00187-CV
IN THE INTEREST OF J.B., J.B., S.B., AND A.R.B., CHILDREN
On Appeal from the 242nd District Court
Castro County, Texas
Trial Court No. B9583-1304, Honorable Edward Lee Self, Presiding
November 6, 2014
MEMORANDUM OPINION
Before QUINN, C.J., and CAMPBELL and PIRTLE, JJ.
Appellants, the father and the mother, appeal the termination of their parental
rights to their children, J.B., J.B., S.B. and A.R.B.1 For the reasons that follow, we will
reverse and remand that portion of the order terminating the mother’s parental rights
and will otherwise affirm the trial court’s order.
Background
In April 2013, the Texas Department of Family and Protective Services filed an
original petition for protection of a child, for conservatorship, and for termination in a suit
1
Throughout this opinion we identify the children by initials as required by
appellate rule 9.8(b)(1)(A). See TEX. R. APP. P. 9.8(a),(b)(1)(A).
affecting the parent-child relationship. The pleading named J.B., J.B., and S.B. as the
children involved in the suit and identified the father and the mother as respondents. It
alleged reasonable efforts would be made to eliminate the need for removal of the
children and to enable their return to the father and the mother. If reunification of the
children and their parents could not be safely accomplished, the Department requested
appointment of a third-party permanent sole managing conservator. If reunification with
either parent could not be achieved, the Department requested termination of that
parent’s parental rights. Concerning court-appointed legal representation for the father
and the mother, the pleading stated:
If a parent responds in opposition to the suit affecting their parent-child
relationship and appears without attorney, the Department requests that
the Court determine whether the parent is indigent. If the Court
determines that the parent is indigent, the appointment of an attorney ad
litem to represent the interests of that parent is required by § 107.013,
Texas Family Code. . . .
The trial court conducted an adversary hearing in May 2013. The order deferred
consideration of a court-appointed attorney for the father and the mother since neither
had “appeared in opposition to this suit” or established indigency. The order named the
Department temporary managing conservator for the three children. The father and the
mother were ordered to submit for psychological evaluation and participate in
counseling, parenting classes, and a program of drug and alcohol assessment and
testing. The three children were placed with their maternal grandmother.
A family service plan evaluation, filed June 3, 2013, expressed the Department’s
permanency goal of family reunification by May 13, 2014. An evaluation filed October
24, 2013, stated the permanency goal for each of the children was “Alt Family:
2
Relative/Fictive Kin, Adoption.” The same permanency goal for each child was stated in
an evaluation filed March 11, 2014. The “target date” for achieving the goal was May 1,
2014.
According to an order signed June 27, 2013, the father and the mother appeared
without counsel at a status hearing. The docket sheet indicates the mother testified.
The order states the goal of the Department’s service plans was to return the children to
their parents.
A fourth child, A.R.B., was born to the parents on August 20, 2013. At the time of
birth the mother and the infant each tested positive for methamphetamines and
amphetamines. The Department initiated a separate suit on behalf of A.R.B. by filing a
petition for protection, conservatorship, and termination. A.R.B. was removed from the
father and the mother and placed with his paternal great aunt. In September 2013, the
court ordered the suit concerning A.R.B. consolidated into the existing suit concerning
the other three siblings.
A status hearing and permanency hearing were conducted during October 2013.
The resulting orders state the mother appeared and announced ready. A corresponding
docket sheet entry indicates the mother appeared pro se at the hearings.
A December 2013 permanency plan and progress report to the trial court inter
alia stated the permanency plan was “relative adoption” with the concurrent goal of
“relative conservatorship.” Elsewhere the document stated should the father and the
mother “not work any services and fail to completely eliminate the Department’s
concerns and reasons for removal, the Department will seek termination of their
3
parental rights . . . .” It was further stated that the trial court did not approve the goal of
reunification at the October 2013 permanency hearing.
The court conducted a permanency hearing on January 9, 2014. According to
the docket sheet entry for the hearing, the father and the mother appeared pro se. The
court found the parents had not demonstrated adequate and appropriate compliance
with the service plan. The permanency hearing order of that day set May 19, 2014, as
the dismissal date pursuant to Family Code section 263.306(13). The order set the
case for trial on May 1, 2014.
On April 11, 2014, the Department filed an amended petition for protection,
conservatorship, and termination of the four children. The instrument reiterated the
previous pleading’s allegations regarding possible reunification, third-party permanent
sole managing conservatorship, and termination. It also included the notice concerning
mandatory appointment of an attorney at litem for the father and the mother under
section 107.013.
On the morning of May 1, the trial court convened a hearing. The mother was
not present. Early in the proceedings the Department revealed that the mother was
incarcerated in the Castro County jail.2 The caseworker thought the mother was
detained for non-payment of “court fines.” The father later testified his wife was held on
2
By her appellate brief, the mother asks that we take judicial notice of the fact
that the Castro County jail and the courtroom where the May 1 hearings were underway
are in the same building. While we decline the invitation to exercise judicial notice, we
note also that in its brief the Department does not challenge the accuracy of the fact
asserted. TEX. R. APP. P. 38.1(g).
4
a charge of theft by check. Neither the court nor a party sought the mother’s personal
appearance or appearance by another means.
The father appeared at the hearing with retained counsel. In an oral motion for
continuance, his attorney stated she was retained the previous afternoon and did not file
an answer because she did not have the cause number. Asked why her client delayed
retaining her, counsel responded, “I believe it was a money issue from what I’ve
understood from the client.” The trial court decided to proceed with a permanency
hearing and carry the motion for continuance to the conclusion of the hearing.
The sole witness for the permanency hearing was the Department’s assigned
caseworker. According to the caseworker, the father tested positive for
methamphetamines on January 28, 2014. The Mother’s test result was inconclusive but
she admitted using methamphetamines. The caseworker added both parents
acknowledged in writing using methamphetamine at a time around February 10. The
mother checked herself into a drug rehabilitation facility in Abilene on April 3 and
completed the program on April 30. Since the January permanency hearing, the father
participated in counseling but performed no other services. He did not enroll in an
inpatient substance abuse treatment program for fear of losing the job he obtained in
December 2013. The previous week the father provided a urine screen and hair strand
analysis for drugs. According to the caseworker, the urinalysis was negative and the
hair strand test results were not yet available. At the conclusion of evidence, the
father’s counsel orally renewed the request for a continuance. The court denied the
continuance and immediately convened the final hearing.
5
The Department’s first witness was the family-based safety services (FBSS)
worker on the case. Intake was January 2013 after the Department had a report of
substance abuse by the father and the mother. A plan of services was developed for
the family. By April 2013, inpatient substance abuse treatment for the father and the
mother was recommended. The mother used methamphetamines while pregnant with
A.R.B., and as noted she and the baby tested positive at birth.
A Department special investigator and the caseworker also testified during the
final hearing, both telling the court of the parents’ drug use. The caseworker indicated
the couple completed some of the services ordered but continued using drugs
throughout the case. She agreed that as recently as February 2014 the father and the
mother admitted methamphetamine use.
The father testified he had believed the children would be returned after
completion of inpatient treatment. When this did not occur, he said, he grew depressed
and relapsed. After rehab he secured housing but it lacked utilities. At that time he lost
his car and “came back [from rehab] with nothing.” At the time of trial, the father
testified he had no car. When asked about his [later] drug use the father replied, “I
didn’t have any money.” As for why the mother was incarcerated on the morning of trial
the father stated, “I’m worried financial [sic] right now. I’m trying to pay off a lot of things
right now, probation, attorneys.” He indicated he had not yet “bail[ed] her out” for
financial reasons but would do so as soon as he was paid.
At the conclusion of the hearing, the trial court orally rendered judgment
terminating the parental rights of the father and the mother. According to the written
6
order signed May 5, the mother, “although duly and properly notified, did not appear and
wholly made default,” and the father, appearing in person and by attorney of record,
“announced ready.” The order states the court found the father and the mother each
violated subsections (D), (E), (O), (P) of Family Code section 161.001(1) and
termination of parental rights was in the best interest of J.B, J.B., and S.B. As for
A.R.B., the order states the court found both parents violated subsections (D),(E), and
(P) and termination was in the child’s best interest.
The father and the mother filed notices of appeal.3 On a finding of indigence,
appellate counsel was appointed for each.
Analysis
The Mother’s Issues
Failure to Appoint Counsel
In her first issue, the mother argues the trial court denied her statutory and
constitutional protections by not appointing counsel for her at trial.
In In re J.M., this court reversed a judgment terminating a mother’s parental
rights when the trial court proceeded to trial without inquiring whether she desired to
proceed without benefit of counsel. 361 S.W.3d 734, 739 (Tex. App.—Amarillo 2012,
no pet.); see In re A.V.M., No. 13-12-0684-CV, 2013 Tex. App. LEXIS 5788 (Tex.App.—
Corpus Christi–Edinburg May 9, 2013, pet. denied) (holding, on facts presented, “[a]t
3
Neither the father nor the mother challenge the sufficiency of the evidence
supporting the court’s best interest and predicate ground findings.
7
the very least, the trial court should have made an inquiry with respect to [parent’s]
financial status and informed or advised him of his right to counsel”).
For suits filed on or after September 1, 2013, in which a child is taken into
possession by the Department, the Legislature has mandated that trial courts inform a
parent not represented by counsel that the parent has the right to be represented by an
attorney, and that if the parent is indigent and appears in opposition to the suit, the
parent has the right to a court-appointed attorney. TEX. FAM. CODE ANN. § 262.201
(West 2014) (requiring such admonitions before commencement of full adversary
hearing; also providing for completion and filing of affidavit of indigence; evidence on
indigence and postponements of adversary hearing).
Our supreme court reversed a judgment terminating the parental rights of both
parents in its recent opinion in In re K.M.L., ___ S.W.3d ___, 2014 Tex. LEXIS 765, 57
Tex. Sup. Ct. J. 1357 (Aug. 29, 2014). The court reversed the judgment as to the
father’s parental rights because he did not receive notice of the trial setting and did not
waive notice by appearing at the trial under subpoena. Id. at *2, 44. In her concurring
opinion, joined by another member of the court, Justice Lehrmann addressed the trial
court’s failure to appoint counsel for the father or admonish him of his right to counsel,
issues not reached by the court’s opinion. Recognizing that the 2013 statutory
amendment expressly requiring admonition of parents in state-initiated termination
cases of their right to appointed counsel if indigent was not applicable to the case, the
concurring justices nonetheless would have reversed the trial court’s judgment because
he was never informed of his right to counsel “or how to exercise it.” Id. at *53
(Lehrmann, J., concurring). In the course of its discussion the concurring opinion
8
quoted this court’s J.M. opinion, in which we noted “[t]he record is devoid of any
indication that [the parent] knew of [her] rights to claim indigency and request counsel.”
Id. at *51 (quoting J.M., 361 S.W.3d at 738).
The Department argues against application in this case of our holding in J.M.,
contending the cases are distinguishable. It asserts nothing in the present record
demonstrates the trial court was on notice of the mother’s indigency prior to the
beginning of the final hearing. We disagree with the assertion, for several reasons.
First, we said in J.M. that the trial court was aware of the unresolved issue of the
parent’s indigency because its order following the initial adversary hearing contained
language deferring its finding regarding appointment of an attorney ad litem for the
parent. 361 S.W.3d at 738. The same is true here.
Second, the additional evidence of indigence we cited in J.M. came from matters
introduced at trial. 361 S.W.3d at 736 (Department’s exhibit 65); id. at 738 (testimony
regarding Lone Star Card). Here, the father’s testimony was replete with references to
the couple’s financial difficulties, including the lack of a car. He testified his wife was in
jail on theft by check charges, and that he would “bail her out” when he was next paid.
Written pre-trial reports to the court also show the couple lived with the mother’s
grandmother and then the father’s sister until the father began work for a feedlot near
Dimmitt which provided them housing. Until that time, the record also consistently
reflects both the father and the mother were unemployed.
9
The Department contends the evidence of the parents’ drug use during the
pendency of the case indicates they were not indigent. We disagree, and find the
contention no more than speculation.
The Department also argues the mother never responded in opposition to
termination of her parental rights, unlike the parent in J.M., who was brought from jail to
appear at the termination hearing. 361 S.W.3d at 735. But the evidence before the
court was unmistakable that the mother, like the father, opposed termination of their
parental rights. His testimony made her desires clear, and we think on this record her
opposition to termination never was in question.4 See J.M., 361 S.W.3d at 738 (no
“magic words” required to respond in opposition to termination).
We find the Department’s argument regarding the mother’s opposition to
termination particularly harsh in view of the procedure employed at trial with regard to
the mother. The Department advised the court at the outset of the proceeding that the
mother was “in jail here in Dimmitt” after having been “discharged for completing”
inpatient treatment in Abilene only the day before. Particularly given the apparent ease
of doing so, what we said in J.M. is equally applicable here, “In consideration of the
recognized constitutional dimensions of the parent-child relationship, we see no reason
why the trial court should not make an inquiry into whether [the mother] desired to
proceed without benefit of counsel.” 361 S.W.3d at 739.
4
At what point in time the focus of the litigation became termination is not fully
clear. By October 2013, the Department’s permanency goal had shifted to adoption.
But as noted the Department’s live petition, filed within thirty days of trial, alleged
reunification as a Department objective.
10
The mother’s first issue is sustained. Because our disposition of this issue
requires remand and a new trial as to the mother and as the mother’s second issue
seeks no greater relief than a new trial, discussion of her second issue is unnecessary
to our disposition. See TEX. R. APP. P. 47.1.
The Father’s Issues
Failure to Appoint Counsel
In his first issue, the father argues the trial court erred by failing to appoint
counsel for him at some unspecified stage of the proceedings. As noted, the father
appeared for the May 1 hearings represented by retained counsel. Even assuming the
trial court abused its discretion by not previously appointing counsel for the father, we
are not shown any resulting harm to the father that probably caused the rendition of an
improper judgment. TEX. R. APP. P. 44.1(a)(1). His first issue is overruled.
Ineffective Assistance of Retained Counsel
By his second issue the father argues his attorney rendered ineffective
assistance by, among other failures, failing properly to seek a continuance of the final
hearing. In a footnote in its brief, the Department questions whether the father may
assert his retained attorney rendered ineffective assistance.
Our supreme court has found the statutory right to counsel for indigent parents5
“embodies the right to effective counsel.” In re B.G., 317 S.W.3d 250, 253-54 (Tex.
5
TEX. FAM. CODE ANN. § 107.103(a) (West 2014) (When a governmental entity
seeks termination of the parent-child relationship, the trial court shall appoint an
11
2010); In re M.S., 115 S.W.3d 534, 544 (Tex. 2003). If court-appointed counsel in a
parental-rights termination case is ineffective, the parent may challenge an order of
termination on the ground of ineffective assistance. In re M.S., 115 S.W.3d at 544. But
the court has not extended the rule to cases involving the purported ineffectiveness of
retained counsel, and we will not so extend it in this case. See In re V.G., No. 04-08-
00522-CV, 2009 Tex. App. LEXIS 6929, at *35-36 (Tex. App.—San Antonio Aug. 31,
2009, no pet.) (mem. op.) (citing Martin v. Martin, No. 04-04-00828-CV, 2005 Tex. App.
LEXIS 10731, at *3-4 (Tex. App.—San Antonio Jul. 6, 2005, no pet.) (mem. op.))
(concluding an ineffective assistance of counsel claim does not exist in termination
cases when counsel in retained); Maki v. Anderson, No. 02-12-00513-CV, 2013 Tex.
App. LEXIS 10353, at *17 (Tex. App.—Fort Worth Aug. 15, 2013, pet. denied), cert.
denied, 190 L.Ed.2d 67, 2014 U.S. LEXIS 6236, 83 U.S.L.W. 3186 (U.S., Oct. 6, 2014)
(same in protective order case). The father’s second issue is overruled.
Conclusion
We reverse and remand the portion of the trial court’s order pertaining to the
mother for further proceedings consistent with this opinion. TEX. R. APP. P. 43.2(d).
Any new trial of the Department’s case against the mother must commence within 180
days of the date our mandate issues. TEX. R. APP. P. 28.4(c).
___________________
attorney ad litem to represent the interests of an indigent parent of the child who
responds in opposition to the termination).
12
We affirm the trial court’s order as it pertains to the father. TEX. R. APP. P.
43.2(a).
James T. Campbell
Justice
13