Illinois Official Reports
Appellate Court
People v. Smith, 2014 IL App (4th) 121118
Appellate Court THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v.
Caption DARRELL W. SMITH, Defendant-Appellant.
District & No. Fourth District
Docket No. 4-12-1118
Filed September 19, 2014
Held Defendant’s convictions and sentences for aggravated criminal sexual
(Note: This syllabus assault, attempted aggravated criminal sexual assault and home
constitutes no part of the invasion were upheld on appeal, but the cause was remanded with
opinion of the court but directions for the clerk of the circuit court to enter a modified
has been prepared by the sentencing judgment removing the $5-per-day credit against
Reporter of Decisions defendant’s fines for his presentence incarceration due to the fact that
for the convenience of the credit does not apply to those incarcerated for sexual assault, and
the reader.) various fines and fees not properly imposed or assessed were vacated,
and the cause was remanded to allow for their proper imposition and
assessment according to the appellate court’s disposition of this
matter.
Decision Under Appeal from the Circuit Court of Champaign County, No.
Review 09-CF-1281; the Hon. Heidi N. Ladd, Judge, presiding.
Judgment Affirmed in part and vacated in part; cause remanded with directions.
Counsel on Michael J. Pelletier, of State Appellate Defender’s Office, of
Appeal Springfield, and Ellen J. Curry and Robert S. Burke, both of State
Appellate Defender’s Office, of Mt. Vernon, for appellant.
Julia Rietz, State’s Attorney, of Urbana (Patrick Delfino, David J.
Robinson, and Allison Paige Brooks, all of State’s Attorneys
Appellate Prosecutor’s Office, of counsel), for the People.
Panel JUSTICE POPE delivered the judgment of the court, with opinion.
Justices Knecht and Harris concurred in the judgment and opinion.
OPINION
¶1 Following a March 2010 jury trial, defendant, Darrell W. Smith, was found guilty of two
counts of aggravated criminal sexual assault (counts I and II) (720 ILCS 5/12-13(a)(1),
12-14(a)(1), (a)(2) (West 2008)); attempt (aggravated criminal sexual assault) (count III) (720
ILCS 5/8-4(a), 12-13(a)(1), 12-14(a)(1) (West 2008)); and home invasion (count IV) (720
ILCS 5/12-11(a)(2) (West 2008)). In May 2010, the trial court merged counts I and II and
sentenced defendant to a term of 30 years on count I. It sentenced defendant to a consecutive
term of 15 years on count III and a 30-year term on count IV to run consecutive to the sentence
imposed on count I and concurrently with count III. Defendant appeals the summary dismissal
of his pro se postconviction petition, arguing he is entitled to a vacation of certain assessments
imposed pursuant to his conviction. We affirm in part, vacate in part, and remand with
directions.
¶2 I. BACKGROUND
¶3 On direct review, this court recited the details of defendant’s crimes. See People v. Smith,
2011 IL App (4th) 100357-U. We need not repeat those details here.
¶4 On July 30, 2009, the State charged defendant in a four-count information with two counts
of aggravated criminal sexual assault; attempt (aggravated criminal sexual assault); and home
invasion. The charges generally alleged on July 28, 2009, defendant forcefully entered a home
in Urbana, Illinois, and sexually assaulted T.G., who was 13 years old, by placing his fingers in
her vagina.
¶5 In March 2010, the case proceeded to a jury trial. After hearing all of the evidence, the jury
found defendant guilty of all four counts. A sentencing hearing was set for May 3, 2010.
¶6 At the sentencing hearing, the parties were allowed to suggest corrections to the
presentence investigation report. However, neither the State nor defendant offered any
corrections to the report. Moreover, no evidence was presented by either party in aggravation
or mitigation. The parties argued the appropriate sentence for this case and defendant declined
to address the court.
¶7 After hearing the prosecutor’s summary of defendant’s criminal record, the trial court
sentenced defendant on counts I, III, and IV of the information, with count II merging into
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count I. The trial court sentenced defendant to 30 years’ imprisonment on the merged
aggravated-criminal-sexual-assault convictions. Additionally, the court sentenced defendant
to 15 years’ imprisonment for the attempt (aggravated criminal sexual assault) conviction to
run consecutive to the aggravated-criminal-sexual-assault sentence and 30 years’
imprisonment for the home-invasion conviction to run consecutive to the
aggravated-criminal-sexual-assault sentence and concurrently with the attempt (aggravated
criminal sexual assault) sentence. The court also gave defendant 279 days’ credit for time
served. Last, the court ordered defendant to pay the following assessments:
“THE COURT: He is to also receive credit of $1,395 towards any fines or
assessments. He is to pay the court costs, a two hundred dollar genetic marker grouping
analysis fee unless he’s already submitted a sample. He must submit a sample for
genetic testing in accordance with the statute. He’s to pay a Violent Crime Victims
Witness Fee. And he’s to undergo medical testing for sexually transmissible diseases
and [human immunodeficiency virus], in accordance with the statute, 5/5-3-3(g).
Those results should be tendered to the Court.”
¶8 The written sentencing order, filed on May 5, 2010, and signed by Judge Ladd, required
defendant to serve a total of 60 years’ imprisonment, with credit for the 279 days served. Under
subparagraph “A,” each count was listed with the name and date of the offense, citation to the
statute, the offense’s class, and term of imprisonment and mandatory supervised release
imposed. Under subparagraph “C,” the sentencing order required defendant to “pay costs of
prosecution herein” but did not refer to any specific fines or fees.
¶9 A docket entry dated May 3, 2010, says: “Defendant is ordered to submit specimens of
blood, saliva or tissue to the IL. State Police within 45 days and pay a $200 genetic marker
grouping analysis fee if not previously done so by the defendant, he is ordered to pay a violent
crime victims assistance act fee and undergo medical testing pursuant to 730 ILCS 5/5-5-3(g).”
Additionally, on count I, the docket entry lists the following monetary assessments: “Cost
Only 280.00[,] ST POLICE SERVICES 10.00.” On count II, the docket entry states “Cost
Only 290.00[,] COLLECTION FEES 100.05[,] LATE FEES 43.50.” On count III, the docket
entry lists “Cost Only 290.00[,] MOTION TO VACATE 75.00[,] COLLECTION FEES
100.05[,] LATE FEES 43.50.” And, on count IV, the docket entry states “Cost Only 290.00.”
¶ 10 The circuit clerk’s fees and fines information contained in the supplemental record
indicates defendant was assessed the following assessments on count I: (1) a $5
document-storage assessment; (2) a $10 automation assessment; (3) a $100 circuit-clerk
assessment; (4) a $25 court-security assessment; (5) a $50 court-finance assessment; (6) a $40
State’s Attorney assessment; (7) a $10 arrestee’s medical assessment; (8) a $25 victims
assistance assessment; (9) a $30 juvenile-expungement-fund assessment; (10) a $5 drug-court
assessment; (11) a $100.05 collection fee; and (12) a $43.50 late fee.
¶ 11 This court affirmed defendant’s conviction and sentence on direct appeal. See Smith, 2011
IL App (4th) 100357-U.
¶ 12 In August 2012, defendant filed a pro se petition for postconviction relief, alleging a
multitude of constitutional-rights violations. In November 2012, the trial court summarily
dismissed defendant’s petition for postconviction relief and ordered him to pay “fees and
actual court costs.”
¶ 13 This appeal followed.
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¶ 14 II. ANALYSIS
¶ 15 Defendant takes issue with the imposition of the following assessments imposed on each
count in his case: (1) a $5 document-storage assessment; (2) a $10 automation assessment; (3)
a $100 circuit-clerk assessment; (4) a $25 court-security assessment; (5) a $50 court-finance
assessment; (6) a $40 State’s Attorney assessment; (7) a $10 arrestee’s medical assessment; (8)
a $25 victims assistance assessment; (9) a $30 juvenile-expungement-fund assessment; (10) a
$5 drug-court assessment; and (11) $100.05 in collection fees and $43.50 in late fees.
Defendant also challenges a one-time $75 filing fee. (We note the supplemental record does
not include printouts of the assessments imposed on counts II through IV, nor does it include
the $75 filing fee. However, the parties do not dispute the assessments were imposed on each
of the four counts (plus a one-time filing fee of $75).)
¶ 16 More specifically, defendant argues, and the State concedes, the circuit clerk improperly
imposed quadruplicate assessments–i.e., one for each count within his case–and the additional
assessments must be vacated under People v. Alghadi, 2011 IL App (4th) 100012, 960 N.E.2d
612. Second, defendant asserts the circuit clerk improperly assessed fines. Third, defendant
contends the amounts of some assessments are incorrectly calculated or not statutorily
authorized.
¶ 17 The State concedes all duplicate fees and fines must be vacated. The State further concedes
the circuit clerk improperly imposed fines, but asserts the fines should be reimposed. The State
asks this court to impose three additional fines: a $200 criminal surcharge (730 ILCS
5/5-9-1(c) (West 2008)); a $200 sexual-assault fine (730 ILCS 5/5-9-1.7(b)(1) (West 2008));
and a $500 sex-offender fine (730 ILCS 5/5-9-1.15(a) (West 2008)). The State contends the
Violent Crime Victims Assistance Act (Victims Assistance Act) (725 ILCS 240/10(c)(1)
(West 2008)) fine needs to be recalculated. Finally, the State argues defendant is not eligible
for the $5-per-diem sentencing credit against his fines.
¶ 18 In Illinois, it is well settled the trial court must impose fines as a component of a
defendant’s sentence. “This court has consistently held the circuit clerk does not have the
power to impose fines.” People v. Montag, 2014 IL App (4th) 120993, ¶ 37, 5 N.E.3d 246.
Although circuit clerks can have statutory authority to impose a fee, they lack authority to
impose a fine, because the imposition of a fine is exclusively a judicial act. People v. Larue,
2014 IL App (4th) 120595, ¶ 56, 10 N.E.3d 959. When presented with mandatory fines
assessed by the clerk, we may vacate the fines and reimpose them ourselves. People v. Warren,
2014 IL App (4th) 120721, ¶ 85.
¶ 19 A reviewing court must determine whether the assessment was imposed by the trial court
or circuit clerk. “In ascertaining the terms of the sentence, a reviewing court may examine the
record as a whole [citation], since the oral pronouncement of sentence and the written
sentencing order entered on the same date can be viewed as one transaction.” People v.
Thurston, 255 Ill. App. 3d 512, 514-15, 626 N.E.2d 426, 427 (1994); see also People v. Moore,
301 Ill. App. 3d 728, 735, 704 N.E.2d 80, 85 (1998) (in the case of a conflict between the oral
pronouncement of the sentence and the written sentencing order, the oral pronouncement
controls).
¶ 20 We must also determine whether the assessment is a fine or a fee. People v. Jones, 223 Ill.
2d 569, 598, 861 N.E.2d 967, 984 (2006). A “fee” is defined as a charge that “seeks to recoup
expenses” that the State has incurred or “ ‘compensat[es]’ the state for some expenditure
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incurred in prosecuting the defendant.” Id. at 582, 861 N.E.2d at 975. A “fine,” however, is
“punitive in nature” and is “a pecuniary punishment imposed as part of a sentence on a person
convicted of a criminal offense.” (Internal quotation marks omitted.) Id. at 581, 861 N.E.2d at
975. “To determine whether an assessment is a fine or a fee and whether the assessment may be
imposed on each count within a defendant’s case, we look to the language of the statutes
providing for their imposition.” Warren, 2014 IL App (4th) 120721, ¶ 92.
¶ 21 Because the issues presented are ones of statutory construction, our review is de novo.
People v. Gutman, 2011 IL 110338, ¶ 12, 959 N.E.2d 621. We first address the fees imposed
by the circuit clerk, followed by any fines.
¶ 22 A. Fees
¶ 23 Defendant argues, and the State concedes, the circuit clerk improperly imposed
quadruplicate assessments–i.e., one for each count within his case–and the additional
assessments must be vacated under Alghadi, 2011 IL App (4th) 100012, 960 N.E.2d 612. We
do not accept the State’s concession regarding quadruplicate fines and fees. In Larue, 2014 IL
App (4th) 120595, ¶ 59, 10 N.E.3d 959, and Warren, 2014 IL App (4th) 120721, ¶ 90, we
declined to apply our own decision in Alghadi and instead followed the Second District’s
approach in People v. Pohl, 2012 IL App (2d) 100629, 969 N.E.2d 508, and People v. Martino,
2012 IL App (2d) 101244, 970 N.E.2d 1236. Accordingly, as set forth below, we will examine
the statutory language authorizing or mandating each assessment to determine whether the
imposition of multiple fines or fees in a defendant’s single case is proper.
¶ 24 1. The Automation Assessments:
A Fee Not Properly Imposed on Each Count
¶ 25 The record shows the circuit clerk imposed a $10 automation fee (705 ILCS 105/27.3a
(West 2008)) on each count in defendant’s case. In Larue, we held the clerk could assess only
one automation fee per case. Larue, 2014 IL App (4th) 120595, ¶ 64, 10 N.E.3d 959. As such,
we vacate three of the automation fees assessed against defendant in this case.
¶ 26 2. The Circuit-Clerk Assessments:
A Fee Not Properly Imposed on Each Count
¶ 27 The record shows the circuit clerk imposed a $100 circuit-clerk fee (705 ILCS
105/27.1a(w) (West 2008)) on each count in defendant’s case. In Larue, we held the clerk
could assess only one circuit-clerk fee per felony complaint. Larue, 2014 IL App (4th) 120595,
¶ 66, 10 N.E.3d 959. Here, the four-count complaint filed by the State constituted one felony
complaint. See Warren, 2014 IL App (4th) 120721, ¶ 98. We therefore vacate three of the
circuit-clerk fees assessed in this case.
¶ 28 3. The Court-Security Assessments:
A Fee Not Properly Imposed on Each Count
¶ 29 The record shows the circuit clerk imposed a $25 court-security fee
(55 ILCS 5/5-1103 (West 2008)) on each count in defendant’s case. In Larue, we held the
clerk could assess only one court-security fee against the defendant. Larue, 2014 IL App (4th)
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120595, ¶ 68, 10 N.E.3d 959. We vacate three of the court-security fees assessed against
defendant in this case.
¶ 30 4. The Document-Storage Assessments:
A Fee Not Properly Imposed on Each Count
¶ 31 The record shows the circuit clerk imposed a $5 document-storage fee (705 ILCS
105/27.3c(a) (West 2008)) on each count in defendant’s case. In Larue, 2014 IL App (4th)
120595, ¶ 62, 10 N.E.3d 959, we held the clerk could only assess one document-storage fee
against the defendant, even though his case resulted in multiple convictions. We therefore
vacate three of the document-storage fees assessed against defendant.
¶ 32 5. The Filing Fee
¶ 33 Defendant asserts the circuit clerk improperly imposed a $75 filing fee for a motion to
reconsider, which was filed on May 3, 2010. Defendant contends the amount authorized for a
“motion to reconsider” is $20, unless the county board has by resolution increased the fee to a
maximum of $40. 705 ILCS 105/27.1a(w)(1)(G) (West 2008). The State counters the clerk
imposed the $75 fee as a result of filing a postconviction petition and not a motion to
reconsider.
¶ 34 The record in this case contains conflicting information. The trial court’s docket entry for
March 26, 2010, shows defendant filed a “motion for acquittal, or in the alternative, a motion
for a new trial.” On May 3, 2010, a hearing was held on defendant’s motion and the docket
entry states, “Motion to Vacate 75.00.” Curiously, according to the Champaign County Circuit
Clerk’s Public Access Case Lookup System (PASS) (https://secure.
jtsmith.com/clerk/yytt331s.asp), the docket entry for May 3, 2010, states: “Modified Order
*** Motion to Vacate 150.00” in addition to the fee of $75.00 noted above (https://secure.
jtsmith.com/clerk/yytt331s.asp). We note the following disclaimer: “The PASS system is
intended to be a summary of information for the public. It does not take the place of the legal
information that is held in the actual Court file. The Clerk of the Circuit Court of Champaign
County accepts no liability for discrepancies between these electronic versions and the official
printed documents.” https://secure.jtsmith.com/clerk/yytt331s.asp. Since PASS is not an
official public record of the circuit clerk, we decline to take judicial notice of the information
contained on the PASS website. Cf. People v. Mitchell, 403 Ill. App. 3d 707, 709, 936 N.E.2d
659, 661 (2010) (the appellate court may take judicial notice of the Illinois Department of
Corrections (DOC) website because it is an official public record of DOC). Indeed, there are
other discrepancies between the assessments listed on PASS and those contained in the
supplemental record on appeal–for example, five sets of assessments are listed on PASS as
opposed to four. In any case, on November 26, 2012, the trial court entered a written order
denying defendant’s pro se postconviction petition and ordering him “to pay [filing] fees and
actual court costs.” The docket entry for November 26, 2012, does not show any filing fees or
court costs. Likewise, the circuit clerk’s fines and fees information contained in the
supplemental record does not show any $75 assessment.
¶ 35 The record is ambiguous as to whether the $75 fee was actually imposed and it is unclear
whether it was assessed as a result of filing a motion to reconsider, filing a postconviction
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petition, or both. The clerk’s printout is silent as to the statutory basis for these assessments and
silent as to the date they were imposed. Once again:
“We stress the importance of the need for all parties involved–the trial court, the
State’s Attorney’s office, the criminal defense bar, and the circuit clerk’s office–to
ensure fines are properly imposed by the trial court with the attorneys and the
defendant in attendance and on notice. This process requires active participation from
the parties. *** We recognize it is the long-standing practice of the circuit court clerks
to impose the fees and costs associated with criminal cases ***. *** [W]e require the
help of the parties to fulfill our duties in resolving these issues on review.” (Emphasis
added.) Warren, 2014 IL App (4th) 120721, ¶ 171.
¶ 36 We remand with directions for the trial court to determine whether such a fee can be
imposed, the proper amount of the fee, and to make a record of the statutory basis for which the
filing fee was imposed.
¶ 37 6. The State’s Attorney Assessments:
A Fee Properly Imposed on Each Count
¶ 38 The record shows the circuit clerk imposed a $40 State’s Attorney fee (55 ILCS 5/4-2002
(West 2008)) on each count in defendant’s case. In Larue, we held the clerk could impose the
State’s Attorney assessment on a per-conviction basis. Larue, 2014 IL App (4th) 120595, ¶ 72,
10 N.E.3d 959. In this case, because defendant was convicted of three offenses, we vacate one
of the State’s Attorney fees against defendant.
¶ 39 Moreover, in Warren, we explained “the statute authorizing the State’s Attorney fee shows
the State’s Attorney is entitled to receive $30 for each felony conviction.” Warren, 2014 IL
App (4th) 120721, ¶ 105 (citing 55 ILCS 5/4-2002(a) (West 2010)). The additional $10 listed
under the State’s Attorney assessment on the circuit clerk’s printout is the $10 sum paid to the
State’s Attorney out of the $30 juvenile-expungement assessment discussed below. Id.; 730
ILCS 5/5-9-1.17 (West 2010). Thus, we leave intact three $30 State’s Attorney fees.
¶ 40 7. Fees: Remand Directions
¶ 41 In sum, we leave intact (1) a $10 automation fee; (2) a $100 circuit-clerk fee; (3) a $25
court-security fee; (4) a $5 document-storage fee; and (5) three $30 State’s Attorney fees. We
remand for the trial court to determine whether a $75 filing fee was actually imposed, whether
such a fee can properly be imposed, and to make a record of the statutory basis for which the
$75 filing fee was imposed, if in fact it was imposed.
¶ 42 B. Fines
¶ 43 Defendant next asserts the circuit clerk improperly assessed fines. The State concedes the
circuit clerk improperly imposed fines but asserts the fines should be reimposed. The State also
disputes the amount of assessments to be imposed.
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¶ 44 1. The Arrestee’s Medical Assessments:
A Fine Improperly Imposed by the Clerk
¶ 45 The record shows the circuit clerk imposed a $10 arrestee’s medical assessment (730 ILCS
125/17 (West 2008)) on each count in defendant’s case. Defendant argues the assessment is a
fee and may be imposed only once per case. We disagree.
¶ 46 In Larue, this court held the arrestee’s medical fee, despite its label as a “fee,” is actually a
fine and could not be imposed by the circuit clerk. Larue, 2014 IL App (4th) 120595, ¶ 57, 10
N.E.3d 959. Moreover, in Warren, 2014 IL App (4th) 120721, ¶ 113, this court held “[t]he
plain language of section 17 of the Jail Act clearly evidences the legislature’s intent this fine be
imposed on each count in a defendant’s case.” (Emphasis in original.) Since the clerk
improperly imposed the arrestee’s medical fine, we vacate all four assessments and direct the
trial court to impose three $10 arrestee’s medical fines–one for each count in defendant’s case.
¶ 47 2. The Court-Finance Assessments:
A Fine Improperly Imposed by the Clerk
¶ 48 The record shows the circuit clerk imposed a $50 court-finance fee (55 ILCS 5/5-1101(c)
(West 2008)) on each count in defendant’s case. Defendant argues, and the State concedes, the
court-finance assessment is a fine that can be imposed once per case.
¶ 49 We note a split among the appellate districts as to whether the court-finance assessment is a
fine or fee. In Larue, we talked about the court-finance assessment as a fee. Larue, 2014 IL
App (4th) 120595, ¶ 70, 10 N.E.3d 959. However, neither party in Larue argued the
court-finance assessment was a fine. The issue in Larue was whether the assessment could be
imposed on more than one count. In contrast, the Second and Third Districts have held the
assessment to be a fine. People v. Smith, 2013 IL App (2d) 120691, ¶ 21, 1 N.E.3d 648; People
v. Ackerman, 2014 IL App (3d) 120585, ¶ 30, 10 N.E.3d 470.
¶ 50 In People v. Graves, 235 Ill. 2d 244, 248, 919 N.E.2d 906, 908-09 (2009), the circuit court
ordered the defendant to pay various monetary charges, including a “$10 mental health court
fee” and a “$5 youth diversion/peer court fee.” The mental health court fee was assessed
pursuant to section 5-1101(d-5) of the Counties Code, which provides the fee is “placed in the
county general fund and used to finance the county mental health court, the county drug court,
or both.” 55 ILCS 5/5-1101(d-5) (West 2008). The youth diversion/peer court fee was assessed
pursuant to section 5-1101(e), which provides the fee “must be deposited into an account
specifically for the operation and administration of a teen court, peer court, peer jury, youth
court, or other youth diversion program.” 55 ILCS 5/5-1101(e) (West 2008). Further, section
5-1101(e) provides the clerk must remit the fees collected on a monthly basis to those courts or
programs, less 5%, which was to be retained by the clerk as fee income to the clerk’s office. 55
ILCS 5/5-1101(e) (West 2008).
¶ 51 The Graves court emphasized the difference between a fee and a fine: a fee is intended to
compensate the State for any costs it incurred in prosecuting the defendant. Graves, 235 Ill. 2d
at 250, 919 N.E.2d at 909. The Graves court found the mental health court and youth
diversion/peer court fees charged in that case were actually fines because they “[did] not seek
to compensate the [S]tate for any costs incurred as the result of prosecuting the defendant.”
Id. at 251, 919 N.E.2d at 910. In its discussion of section 5-1101, the Graves court also stated
the following:
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“We find that section 5-1101 of the Counties Code also sets forth ‘fines and penalties,’
although they are labeled ‘fees to finance court system.’ 55 ILCS 5/5-1101 (West
2006). In addition to the two subsections under which fines were imposed in this case,
section 5-1101 also authorizes monetary penalties to be paid by a defendant on a
judgment of guilty or a grant of supervision for violation of certain sections of the
Illinois Vehicle Code or of the Unified Code of Corrections. See 55 ILCS 5/5-1101(a),
(c), (d) (West 2006).” Graves, 235 Ill. 2d at 253, 919 N.E.2d at 911.
¶ 52 In Smith, the Second District applied the supreme court’s decision in Graves and held the
court-finance assessment to be a fine. Smith, 2013 IL App (2d) 120691, ¶ 21, 1 N.E.3d 648.
There, the court reasoned, “[n]ot only is the assessment under section 5-1101(c) of the
Counties Code specifically called a fine in Graves, but it meets the criteria of Graves and Jones
for a fine.” Id. The assessment is imposed only upon a conviction and is authorized to help
“ ‘finance [the] court system.’ ” Id. (quoting 55 ILCS 5/5-1101 (West 2010)). More important,
the assessment does not seek to compensate the State for any costs incurred as the result of
prosecuting the defendant. Rather, “[a] defendant is charged a flat amount depending on the
classification of the severity of his offense.” Id. Finally, the court noted the amount of the
assessment is correlated directly with the severity of the offense, demonstrating the punitive
nature of the assessment. Although a “felony is not necessarily twice as expensive to prosecute
as a misdemeanor *** it is inherently more serious in the eyes of the law.” (Emphasis in
original.) Id. The court concluded the court-finance assessment is a fine.
¶ 53 A contrary argument could be made. It could be argued the legislature intends those who
utilize the services of the court system to assist in defraying those costs. A felony offense
ordinarily requires many more court appearances than a misdemeanor. A felony could be 10
times more expensive to prosecute than a misdemeanor, thus justifying the higher fees for
felonies. Also, to say the assessment is only imposed upon conviction, and thus more
resembles a fine than fee, is a non sequitur. If a defendant is acquitted or a charge is dismissed,
the clerk does not collect fees. Thus all fees (except public defender fees) are assessed and
collected only upon conviction.
¶ 54 Nevertheless, pursuant to the supreme court’s statement in Graves, 235 Ill. 2d at 253, 919
N.E.2d at 911, and the Second District’s decision in Smith, 2013 IL App (2d) 120691, ¶ 21, 1
N.E.3d 648, and Ackerman, 2014 IL App (3d) 120585, ¶ 30, 10 N.E.3d 470, we hold the
court-finance fee is actually a fine. Therefore, the clerk improperly imposed the court-finance
fine and we must vacate all four assessments. Since the fine may be imposed for each judgment
of guilty or order of supervision, and since defendant was found guilty of three offenses
(counts I and II merged), we direct the trial court to impose three $50 court-finance fines on
remand.
¶ 55 3. The Drug-Court Assessments:
A Fine Improperly Imposed by the Clerk
¶ 56 The record in this case shows the circuit clerk imposed a $5 drug-court assessment (55
ILCS 5/5-1101(f) (West 2008)) on each count in defendant’s case. Defendant argues, and the
State concedes, the drug-court assessment is a fine improperly imposed by the circuit clerk.
We agree and accept the State’s concession.
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¶ 57 In Warren, we held “the $5 drug-court assessment imposed by the circuit clerk was a fine,
despite its label as a ‘fee,’ because the assessment is intended to be used ‘for the operation and
administration of the drug court.’ ” Warren, 2014 IL App (4th) 120721, ¶ 131 (quoting 55
ILCS 5/5-1101(f) (West 2010)). Because defendant never participated in drug court, this
assessment did not reimburse the state for the costs of prosecuting defendant. People v.
Unander, 404 Ill. App. 3d 884, 886, 936 N.E.2d 795, 797 (2010); People v. Rexroad, 2013 IL
App (4th) 110981, ¶ 53, 992 N.E.2d 3 (“Although the drug[-]court assessment pursuant to
section 5-1101(f) of the Counties Code [citation] is labeled a fee, it is actually a fine where, as
here, defendant did not participate in drug court.”). Because the clerk imposed the $5
drug-court fines after sentencing, we vacate these fines.
¶ 58 Defendant further argues the drug-court assessment may only be imposed once per case.
We disagree. “The plain language of section 5-1101(f)(2) of the Counties Code shows the
legislature intended this fine to be imposed on each count in a defendant’s case.” (Emphasis in
original.) Warren, 2014 IL App (4th) 120721, ¶ 132. On remand, the trial court must impose
three $5 drug-court fines–one for each conviction in defendant’s case.
¶ 59 4. The Juvenile-Expungement-Fund Fines:
A Fine Improperly Imposed by the Clerk
¶ 60 The record shows a $30 juvenile-expungement fine (730 ILCS 5/5-9-1.17 (West 2010)
(added by Pub Act. 96-707, § 15 (eff. Jan. 1, 2010))) was imposed on each count in defendant’s
case. Defendant argues the imposition of the juvenile-expungement fine violates the
prohibition against ex post facto laws. We agree.
¶ 61 In Warren, we held “[t]he plain language of section 5-9-1.17 clearly shows the legislature
intended this assessment to be a fine.” Warren, 2014 IL App (4th) 120721, ¶ 127. Because the
$30 juvenile-expungement assessment (including the three separate $10 assessments
contained therein) is a fine, the circuit clerk cannot properly impose it. Additionally, the
juvenile-expungement fine took effect on January 1, 2010, after the date of defendant’s
offense, and imposition would violate the prohibition against ex post facto laws. People v.
Devine, 2012 IL App (4th) 101028, ¶ 10, 976 N.E.2d 624. We vacate all four $30
juvenile-expungement fines–listed as three separate $10 charges for the Circuit Clerk
Operations and Administrative Fund, State’s Attorney’s Office Fund, and State Police
Services Fund–imposed on each count in defendant’s case. (We note our vacatur of this $10
assessment does not affect the $30 to which the State’s Attorney was entitled on each count for
the two felony convictions in this case under section 4-2002(a) of the Counties Code (55 ILCS
5/4-2002(a) (West 2008)).
¶ 62 5. The Victims Assistance Act Assessments:
A Fine Improperly Imposed by the Clerk
¶ 63 The record shows a $25 Victims Assistance Act assessment (725 ILCS 240/10(c)(1) (West
2008)) was imposed on each count in defendant’s case. The Victims Assistance Act
assessment is a mandatory fine that only the court has authority to impose. People v.
Evangelista, 393 Ill. App. 3d 395, 401, 912 N.E.2d 1242, 1247 (2009). Here, although the trial
court ordered defendant to pay the Victims Assistance Act assessment, it failed to determine
the appropriate amount of the fine. Absent a court order imposing a specific fine, it is well
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established the clerk of a court, as a nonjudicial member of the court, has no power to levy
fines. Warren, 2014 IL App (4th) 120721, ¶ 82. Nothing in the record suggests the trial court
reviewed, approved, or intended to incorporate the clerk’s calculations or intended to order a
$25 Victims Assistance Act fine or that counsel or defendant were present when this
component of the sentence was imposed. Accordingly, we vacate the Victims Assistance Act
fines imposed by the clerk.
¶ 64 Moreover, the defendant’s Victims Assistance Act fine must be amended. The clerk
assessed the $25 fine pursuant to section 10(c)(1), which applies only where no other fine has
been imposed. 725 ILCS 240/10(c)(1) (West 2008). Because other fines are imposed in this
case, the defendant’s Victims Assistance Act fine should have been assessed under section
10(b), which authorizes a fine of “$4 for each $40, or fraction thereof, of fine imposed.” 725
ILCS 240/10(b) (West 2008). We direct imposition of a Victims Assistance Act fine of $4 for
each $40 of fine assessed. This task may require the court to recalculate the fine, which will
require the court to calculate the total fines, including the traffic/criminal surcharge, imposed
pursuant to each count and impose an additional penalty of $4 for each $40, or fraction thereof,
of fine imposed. 725 ILCS 240/10(b) (West 2008); see People v. Williams, 2013 IL App (4th)
120313, ¶ 21, 991 N.E.2d 914 (“ ‘Lump Sum Surcharge’ ” imposed pursuant to section
5-9-1(c) of the Unified Code of Corrections (Unified Code) (730 ILCS 5/5-9-1(c) (West
2008)) is to be calculated before the Victims Assistance Act assessment; the surcharge is added
to the total fines and the Victims Assistance Act assessment is calculated based on the new
total.).
¶ 65 Finally, the Victims Assistance Act fine may be assessed on each count, as the statute
provides the penalty is to be imposed upon each conviction. Warren, 2014 IL App (4th)
120721, ¶ 136. Since defendant was convicted of four offenses (with counts I and II merging),
the trial court must impose three Victims Assistance Act fines–one for each conviction.
Id. ¶ 137.
¶ 66 6. Fines: Remand Directions
¶ 67 In sum, we vacate all fines imposed by the circuit clerk. On remand, the trial court must
impose the following mandatory fines: (1) three $10 arrestee’s medical fines; (2) three $50
court-finance fines; (3) three $5 drug-court fines; and (4) three Victims Assistance Act fines of
$4 for each $40, or fraction thereof, of fines imposed.
¶ 68 C. Fines Not Imposed in This Case
¶ 69 The State asks this court to impose three additional fines not listed on the circuit clerk’s
computer printout, which it asserts are applicable to defendant’s case: a $200
criminal-surcharge fine (730 ILCS 5/5-9-1(c) (West 2008)); a $200 sexual-assault fine
(730 ILCS 5/5-9-1.7(b)(1) (West 2008)); and a $500 sex-offender fine (730 ILCS
5/5-9-1.15(a) (West 2008) (added by Pub. Act 95-600, § 15 (eff. June 1, 2008))).
¶ 70 1. Criminal Surcharge
¶ 71 The State contends a criminal-surcharge fine must be imposed on remand. We agree.
¶ 72 Section 5-9-1(c) of the Unified Code (730 ILCS 5/5-9-1(c) (West 2008)) provides, in
pertinent part:
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“There shall be added to every fine imposed in sentencing for a criminal or traffic
offense, except an offense relating to parking or registration, or offense by a pedestrian,
an additional penalty of $10 for each $40, or fraction thereof, of fine imposed.”
(Emphases added.)
¶ 73 The criminal-surcharge assessment is a fine that must be imposed on each count in a
defendant’s case. Warren, 2014 IL App (4th) 120721, ¶¶ 123-24. On remand, the trial court
must impose three criminal surcharge fines–one for each conviction. “This may require the
fine to be recalculated, which will require the trial court to calculate the total fines on each
count and assess an additional $10 for each $40, or fraction thereof, of fine imposed.”
Id. ¶ 124; see Williams, 2013 IL App (4th) 120313, ¶ 21, 991 N.E.2d 914 (“ ‘Lump Sum
Surcharge’ ” imposed pursuant to section 5-9-1(c) of the Unified Code is to be calculated
before the Victims Assistance Act assessment; the surcharge is added to the total fines and the
Victims Assistance Act assessment is calculated based on the new total.).
¶ 74 2. Sexual-Assault Assessment
¶ 75 The State argues this court should impose a mandatory $200 sexual-assault fine (730 ILCS
5/5-9-1.7(b)(1) (West 2008)).
¶ 76 Section 5-9-1.7(b)(1) states:
“In addition to any other penalty imposed, a fine of $200 shall be imposed upon any
person who pleads guilty or who is convicted of, or who receives a disposition of court
supervision for, a sexual assault or attempt of a sexual assault. Upon request of the
victim or the victim’s representative, the court shall determine whether the fine will
impose an undue burden on the victim of the offense. *** If the court finds that the fine
would impose an undue burden on the victim, the court may reduce or waive the fine.
The court shall order that the defendant may not use funds belonging solely to the
victim of the offense for payment of the fine.” (Emphases added.) 730 ILCS
5/5-9-1.7(b)(1) (West 2008).
Section 5-9-1.7(a)(1) defines “sexual assault” as “the commission or attempted commission of
*** aggravated criminal sexual assault.” 730 ILCS 5/5-9-1.7(a)(1) (West 2008). While the
express language of section 5-9-1.7(b)(1) gives the trial court discretion to “reduce or waive
the fine” (730 ILCS 5/5-9-1.7(b)(1) (West 2008)), that discretion arises only when the victim
makes a request for the court to consider any burden imposed on the victim by imposition of
the fine.
¶ 77 Here, the record discloses no request was made by the victim to the trial court to consider
waiving or reducing this fine. Consequently, the court was mandated to impose this fine on
counts I and III and we remand with directions to do so. Cf. People v. Anderson, 402 Ill. App.
3d 186, 194, 931 N.E.2d 773, 779 (2010) (upholding the imposition of a fine on each count but
implying such was within the court’s discretion).
¶ 78 3. The Sex-Offender Assessment: A Mandatory Fine
¶ 79 The State next argues this court should impose a mandatory $500 sex-offender fine (730
ILCS 5/5-9-1.15(a) (West 2008) (added by Pub. Act 95-600, § 15 (eff. June 1, 2008))).
¶ 80 Section 5-9-1.15 provides as follows:
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“(a) There shall be added to every penalty imposed in sentencing for a sex offense
as defined in Section 2 of the Sex Offender Registration Act an additional fine in the
amount of $500 to be imposed upon a plea of guilty, stipulation of facts or finding of
guilty resulting in a judgment of conviction or order of supervision.
(b) Such additional amount shall be assessed by the court imposing sentence and
shall be collected by the circuit clerk in addition to the fine, if any, and costs in the case.
Each such additional penalty shall be remitted by the circuit clerk within one month
after receipt to the State Treasurer for deposit into the Sex Offender Investigation Fund.
The circuit clerk shall retain 10% of such penalty for deposit into the Circuit Court
Clerk Operation and Administrative Fund created by the Clerk of the Circuit Court to
cover the costs incurred in administering and enforcing this Section. Such additional
penalty shall not be considered a part of the fine for purposes of any reduction in the
fine for time served either before or after sentencing.” 730 ILCS 5/5-9-1.15(a), (b)
(West 2008) (added by Pub. Act 95-600, § 15 (eff. June 1, 2008)).
¶ 81 The plain language of section 5-9-1.15 shows the legislature intended this assessment to be
a fine. The statute refers to the assessment as “an additional fine” that is to “be added to every
penalty imposed in sentencing for a sex offense.” 730 ILCS 5/5-9-1.15(a) (West 2008) (added
by Pub. Act 95-600, § 15 (eff. June 1, 2008)). Additionally, the legislature intended this fine to
be imposed on each sex-offense count in defendant’s case. The statute provides the fine is to
“be added to every penalty imposed in sentencing for a sex offense.” (Emphasis added.) 730
ILCS 5/5-9-1.15(a) (West 2008) (added by Pub. Act 95-600, § 15 (eff. June 1, 2008)). The fine
is “to be imposed upon a plea of guilty, stipulation of facts or finding of guilty resulting in a
judgment of conviction or order of supervision.” 730 ILCS 5/5-9-1.15(a) (West 2008) (added
by Pub. Act 95-600, § 15 (eff. June 1, 2008)). Because a defendant can properly be found
guilty of and sentenced for multiple sex offenses in a single case, the sex-offender fine can be
properly imposed on each count in a defendant’s case. On remand, the trial court must impose
two $500 sex-offender fines–one for each sex-offense conviction in defendant’s case.
¶ 82 4. Remand Directions for Additional Fines
¶ 83 In sum, the trial court must impose the following additional mandatory fines: (1) three
criminal-surcharge fines of $10 for each $40, or fraction thereof, of fine imposed; (2) two $200
sexual-assault fines; and (3) two $500 sex-offender fines.
¶ 84 D. The Collection Fees and Late Fees:
A Separate Civil Assessment
¶ 85 Next, defendant argues the circuit clerk exceeded statutory authority in ordering him to pay
a $43.50 late fee (725 ILCS 5/124A-10 (West 2008)) and a $100.05 collection fee (730 ILCS
5/5-9-3(e) (West 2008)). Specifically, defendant argues the collection fee is improper because
“the time fixed for payment of the fine, fee, cost, restitution, or judgment of bond forfeiture”
was never set by the court and consequently, defendant cannot be considered late. The State
argues the late fees and collection fees are civil penalties that cannot be challenged in a
criminal appeal.
¶ 86 In People v. Jake, 2011 IL App (4th) 090779, ¶ 23, 960 N.E.2d 45, this court held late fees
and collection fees “are in the nature of a separate civil penalty which must be challenged by a
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cause of action separate from the criminal case.” The court further determined it did not have
jurisdiction to consider the merits of defendant’s argument because the late fees and collection
fees were not assessed until after defendant filed his notice of appeal. The court reasoned as
follows:
“A notice of appeal provides a reviewing court with jurisdiction to consider only the
judgments specified in the notice of appeal. [Citation.] Once the notice of appeal is
filed, the reviewing court has no jurisdiction over matters the trial court decides after
that date. [Citation.] The final judgment in a criminal case is the sentence. [Citation.]”
Id. ¶ 24, 960 N.E.2d 45.
¶ 87 Here, the trial court sentenced defendant on May 3, 2010. The docket sheet reflects these
fees were assessed on the day defendant was sentenced, i.e., May 3, 2010. We fail to
understand how such fees could have been imposed on the day of sentencing.
¶ 88 Moreover, we note the collection fees and late fees are based on the total amount of fines
and fees imposed by the circuit clerk. Since many of the fines were not judicially imposed, and
because several assessments were imposed improperly on multiple counts, we direct the clerk
to vacate the late fees and collection fees. To the extent new assessments are imposed on
remand, defendant will have 30 days (or longer if directed by the trial court) from the date of
judgment to pay those assessments. See 725 ILCS 5/124A-10 (West 2008). If he fails to pay,
the clerk may impose collection fees and late fees as allowed by statute.
¶ 89 E. Sentencing Credit
¶ 90 Finally, the State argues defendant is not entitled to the $5-per-diem sentencing credit
because he was incarcerated for sexual assault. We agree.
¶ 91 Section 110-14(a) of the Code of Criminal Procedure of 1963 provides: “Any person
incarcerated on a bailable offense who does not supply bail and against whom a fine is levied
on conviction of such offense shall be allowed a credit of $5 for each day so incarcerated upon
application of the defendant.” 725 ILCS 5/110-14(a) (West 2008). However, section 110-14(b)
provides subsection (a) does not apply to a person incarcerated for sexual assault as defined in
section 5-9-1.7(a)(1) of the Unified Code (730 ILCS 5/5-9-1.7(a)(1) (West 2008)). 725 ILCS
5/110-14(b) (West 2008) (added by Pub. Act 93-699, § 5 (eff. Jan. 1, 2005)). As noted above,
section 5-9-1.7(a)(1) defines sexual assault as “the commission or attempted commission of
*** aggravated criminal sexual assault.” 730 ILCS 5/5-9-1.7(a)(1) (West 2008).
¶ 92 In this case, defendant was convicted of attempt (aggravated criminal sexual assault) (720
ILCS 5/8-4(a), 12-13(a)(1), 12-14(a)(1) (West 2008)) and aggravated criminal sexual assault
(720 ILCS 5/12-13(a)(1), 12-14(a)(1) (West 2008)), which fall under the definition of “sexual
assault.” 730 ILCS 5/5-9-1.7(a)(1) (West 2008). Accordingly, he is not eligible for the $5
per diem sentencing credit to be applied against his fines. See People v. Schneider, 403 Ill.
App. 3d 301, 304, 933 N.E.2d 384, 389 (2010), abrogated on other grounds by People v.
Gutierrez, 2012 IL 111590, 962 N.E.2d 437. We order the circuit court to enter a modified
sentencing judgment removing the sentencing credit. See Ill. S. Ct. R. 615(b) (eff. Jan. 1,
1967); People v. Rivera, 378 Ill. App. 3d 896, 900-01, 882 N.E.2d 1169, 1173 (2008).
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¶ 93 III. CONCLUSION
¶ 94 We affirm in part and vacate in part the trial court’s judgment and remand for the trial
court, and not the circuit clerk, to impose the mandatory fines vacated herein and any other
fines mandated by statute. We further direct the clerk of this court to furnish the Champaign
County circuit clerk with a personal copy of this disposition, ensuring she understands the
errors as to fines and fees, discussed herein, so that the errors are not repeated. As part of our
judgment, we award the State its $50 statutory assessment against defendant as costs of this
appeal. 55 ILCS 5/4-2002(a) (West 2012).
¶ 95 Affirmed in part and vacated in part; cause remanded with directions.
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