J. A20004/14
NON-PRECEDENTIAL DECISION – SEE SUPERIOR COURT I.O.P. 65.37
IN THE INTEREST OF: Z.A.B., A MINOR : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
APPEAL OF: E.B., MOTHER, :
: No. 3590 EDA 2013
Appellant :
Appeal from the Order Dated November 13, 2013,
in the Court of Common Pleas of Philadelphia County
Family Court Division at Nos. CP-51-AP-0000366-2012,
CP-51-DP-0106043-2008
BEFORE: FORD ELLIOTT, P.J.E., MUNDY AND MUSMANNO, JJ.
MEMORANDUM BY FORD ELLIOTT, P.J.E.: FILED NOVEMBER 13, 2014
Appellant, E.B. (“Mother”), appeals from the order entered in the
Philadelphia County Court of Common Pleas, granting appellee’s,
Philadelphia Department of Human Services (“DHS”), petitions for goal
change and involuntary termination of Mother’s parental rights as to her
minor child, Z.B. (“Child”). Upon a thorough review of the record and the
applicable law, we affirm.
The relevant facts and procedural history of this case are as follows.
DHS first became involved with the family on January 15, 2008, when it
received a General Protective Services (“GPS”) report which alleged that
Child’s older brother (“V.B.”) smelled of urine, feces, and kerosene, was
wearing unsuitable clothes for cold weather, and Mother had been
J. A20004/14
unresponsive to calls regarding V.B.’s appearance and education. The report
was substantiated.
On February 7, 2008, the family began to receive Services to Children
in Their Own Homes (“SCOH”). On February 14, 2008, Mother participated
in an initial Family Service Plan (“FSP”) meeting. The FSP permanency goal
for Child, then age seven, was to remain in the home under supervision.
The FSP objectives for Mother and Father with respect to Child were:
(1) they were not to leave Child unattended or in the care of an irresponsible
caregiver; (2) they would provide Child with nutritious meals, proper
clothing, and make sure he was adhering to healthy hygiene directives;
(3) they would obtain appropriate housing and correct housing hazards
within their home; (4) Mother would undergo an evaluation for drug and
alcohol abuse, and comply with all treatment recommendations; (5) Mother
would achieve drug free status, to be verified by ten successful screens;
(6) Mother would complete ten job applications or interviews; and
(7) Mother would participate in a mental health evaluation and comply with
all treatment recommendations.
In March 2008, SCOH provided Mother with information concerning
three different programs where she could receive drug and alcohol
treatment; Mother refused the referrals. On September 22 and 30, 2008,
Mother tested positive for alcohol, and was referred by the Family Court
Clinical Evaluation Unit (“the CEU”) to St. Joseph’s Hospital for inpatient
-2-
J. A20004/14
treatment. Mother did not comply with this referral. Consequently, on
October 15, 2008, DHS filed an urgent petition to adjudicate Child
dependent. Following an adjudicatory hearing on October 28, 2008, Child
was adjudicated dependent, and the order provided that he reside with his
maternal grandmother with SCOH services implemented there. The court
also ordered that Mother be re-referred to the CEU for a drug screen and
dual assessment, and ordered her to attend inpatient treatment as a result
of the failed September screenings.
At a hearing on February 6, 2009, the court noted that Child had been
residing with Father since January 9, 2009. The court noted a report of
noncompliance by Mother from the CEU, and ordered Mother to comply with
drug and alcohol treatment at the Wedge Medical Center (“Wedge”) and that
Wedge provide monthly reports regarding Mother’s compliance. In July
2009, the court directed that Child remain with Father, ordered DHS to refer
Child for in-home protective services, and further ordered that Child not
have overnight visits with Mother. The court incorporated a CEU report of
noncompliance by Mother with drug and alcohol treatment at Wedge,
ordered Mother to comply with the program, and ordered Wedge to provide
monthly reports and drug and alcohol screenings.
Child continued to live with Father until October 7, 2010, when the
court found that Child was not safe there. The court ordered Child
committed to DHS custody, and Child was placed that day through
-3-
J. A20004/14
Presbyterian Children’s Village (“PCV”). Child was nine years old at the time.
Mother and Father were granted separate unsupervised day visits. On
November 19, 2010, the court held that Child’s placement in foster care
continued to be necessary and appropriate, and Child should remain in DHS
custody.
After Child was committed to DHS, Mother’s FSP goals included
attending parenting classes, obtaining suitable housing, attending and
completing dual diagnosis drug and alcohol and mental health treatment,
and attending supervised visits. Although Mother completed parenting
classes, she did not complete her other objectives. On June 20, 2011,
Methodist Family Services of Philadelphia notified DHS that Mother’s status
in the Family Reunification Program for housing had been closed. Mother
failed to complete her application even though she had been given three
months longer than other candidates to do so. Additionally, Mother
continued to reside with her paramour, A.C., despite failing to provide DHS
with clearance information for him.
Mother continued to test positive for alcohol despite her intermittent
attendance at drug and alcohol treatment. CEU reports noted that Mother
tested positive for alcohol on 18 different occasions for the period starting on
September 13, 2011, through November 16, 2012. During this time, Mother
attended but did not complete treatment at Chances and Northeast
Treatment Center (“NET”). DHS social work supervisor, Vivian Smalls,
-4-
J. A20004/14
testified that mental health treatment remained a concern because DHS had
not received documentation that Mother successfully completed mental
health treatment.
On July 17, 2012, DHS filed a petition for the involuntary termination
of Mother’s and Father’s parental rights and to change Child’s permanency
goal to adoption. On December 11, 2012, a hearing on the petition took
place. Counsel for Mother subpoenaed Child as a witness, and the parties
argued as to whether and how Child should be questioned. The court ruled
any questioning of Child would be performed by the court itself. The parties
were directed to submit proposed questions for the court to ask Child, as
well as to identify all witnesses and exhibits to be used in the case by
January 11, 2013. The court further advised the parties that failure to
timely comply would result in the inability to present unidentified witnesses
or evidence.
At the hearing on January 23, 2013, Mother’s counsel stated that he
had just discovered five pages from PCV in DHS’s file which allegedly had
not been included in the materials provided to him by PCV in response to his
subpoena. Counsel stated that he might need time to subpoena a witness
from PCV concerning this material. DHS objected noting that the petition
had been pending since July and that Mother had sufficient time to review
both DHS’ and the agency’s files. The Child Advocate opposed any use of
the documents as untimely. The court advised counsel that the proper
-5-
J. A20004/14
remedy would have been to contact the court rather than to ignore the
deadline, and refused to grant a continuance.
DHS called Tyrone Robinson, Child’s PCV caseworker from June 20,
2011, until January 15, 2013, his last day with PCV. Mr. Robinson arranged
and supervised Mother’s visits with Child during that time. Mother’s visits
occurred weekly for one hour and never progressed to unsupervised visits
due to Mother’s continued noncompliance with drug and alcohol treatment.
Additionally, Mr. Robinson described Mother’s attendance as “off and on,”
where she was late or confirmed visits and then failed to appear. During the
period of April 14, 2011, until January 15, 2013, Mother attended only 48 of
87 visits that were offered.
DHS requested a continuance because its caseworker,
Susan Copeland, was out on medical leave and the trial judge suffered an
illness; the hearing reconvened on September 17, 2013. On
September 17th, Ms. Smalls testified regarding the history of the case.
Ms. Smalls indicated that Child has not lived with Mother for three years and
Mother had not really parented him during that time. Ms. Smalls
recommended the goal of adoption.
Elmyra Manigault, a DHS attorney charged with redacting Child’s DHS
file for privileged material prior to its production, appeared in response to a
subpoena by Mother who demanded production of the original DHS file in the
courtroom. Attorney Manigault testified that because of the confidential
-6-
J. A20004/14
nature of DHS files, those files were not removed from DHS offices.
Attorney Manigault stated Mother’s counsel had asked for and received
copies of the pages he designated for copying.
At the final hearing on November 13, 2013, the trial court spoke with
Child in camera in the presence of all counsel. Child’s social worker was
also present, but did not speak or engage in questioning. After examining
Child in chambers, the trial judge returned to the courtroom with counsel
and put a summary of Child’s testimony on the record. Following closing
arguments, the court concluded that DHS sustained its burden as to grounds
for the involuntary termination of parental rights under 23 Pa.C.S.A.
§ 2511(a)(1), (2), (5), and (8) of the Adoption Act. Regarding
Section 2511(b), the court found that a Mother/Child bond did not exist.
Mother filed a petition for reconsideration on November 25, 2013, that was
denied. This appeal followed.1
Mother raises the following issues for our consideration:
[1.] Whether the trial court properly exercised its
discretion in its enforcement of its pretrial
discovery order[?]
[2.] Whether the trial court erred by overruling
Mother’s objection to allowing DHS to present
the testimony of social work[er] supervisor
Vivian Smalls[?]
[3.] Whether the trial court erred by failing to have
the testimony of [Child] recorded[?]
1
Father’s parental rights were also terminated; he has not appealed that
decision.
-7-
J. A20004/14
[4.] Whether the trial court erred by refusing
Mother’s CEU report of September 13, 2013
into evidence in her case in chief and by
denying her attorney’s request to call a witness
to clarify the report’s validity due to a prior
erroneous report[?]
[5.] Whether the trial court erred by terminating
Mother’s parental rights[?]
Mother’s brief at 1.
The first four issues raised by Mother relate to evidentiary rulings.
Decisions regarding the admission or exclusion of evidence are within the
sound discretion of the trial court, and this court will not disturb a trial
court’s evidentiary rulings absent an abuse of that discretion. Fisher v.
Central Cab Co., 945 A.2d 215, 218 (Pa.Super. 2008); Commonwealth v.
A.W. Robl Transport, 747 A.2d 400, 404 (Pa.Super. 2000), appeal
denied, 764 A.2d 1063 (Pa. 2000). An abuse of discretion is not merely an
error of judgment; rather, it occurs where the judgment is manifestly
unreasonable, where the law is not applied, or where the record shows that
the action is a result of partiality, prejudice, bias, or ill-will.
Commonwealth v. King, 959 A.2d 405, 411 (Pa.Super. 2008).
Mother’s first argument relates to the trial court’s pretrial discovery
order. At the first hearing in this matter, Mother’s counsel demanded to
subpoena Child for questioning as a witness. The trial court denied this
request citing that a child cannot be compelled to testify in a termination
case. The court then set a deadline for the identification of all witnesses and
-8-
J. A20004/14
exhibits as well as questions for Child that the court would consider. The
court’s December 11, 2012 discovery order required all counsel to submit
their proposed list of questions for Child ten days prior to the termination
and goal change hearing which was scheduled for January 22, 2013.
Mother’s attorney did not submit his list of witnesses or proposed questions
for Child until January 14, 2013. Counsel’s letter listed suggested questions
for Child and provided the names of the following witnesses: Mother,
Mother’s paramour, A.C., and Child. At no time did counsel inform the court
that he would not be able to timely comply with the discovery order. As a
result, the trial court determined Mother’s counsel’s list of questions for Child
was untimely, and determined Mother’s paramour was not permitted to
testify.
We begin our discussion by noting that Mother had no right to call
Child as a witness in a termination of parental rights case. See In re:
B.L.L., 787 A.2d 1007, 1014 (Pa.Super. 2001) (the testimony or preference
of a child is not required or permitted in an involuntary termination
proceeding, as the child cannot cede his right to minimal proper nurturing).
As to A.C., DHS objected on the basis that he was untimely identified as a
witness, and the court upheld the objection. The record indicates that A.C.
failed his background checks; therefore, Child could not live in the same
house with him. DHS argues that any testimony that A.C. may have offered
would have been legally irrelevant. The trial judge advised Mother’s
-9-
J. A20004/14
counsel, “You know that we don’t return children to homes where there is a
person who has committed a prohibitive offense.” (Notes of testimony,
10/29/13 at 37.) We find there is no merit to this first issue as the trial
court’s rulings were within its discretion.
In her second argument, Mother contends the trial court erred when it
allowed the testimony of Ms. Smalls over Mother’s objection. Specifically,
Mother objected to Ms. Smalls’ testifying solely from her review of DHS
business records, i.e., the DHS case file regarding Child, without producing
the records in court “to enable counsel to determine if such records existed
and to utilize them for cross-examination.” (Mother’s brief at 19.)
The record shows that Mother’s counsel had the opportunity to review
the redacted DHS file and receive photocopies of the contents of the file.
(Notes of testimony, 9/17/13 at 27.) The DHS file is a confidential record
and must be reviewed in the DHS offices. (Id. at 28.) Ms. Smalls testified
as the supervisor of this case. (Id. at 41.) During her testimony, Mother’s
counsel continued to object. The trial court interjected:
THE COURT: You [Mother’s counsel] reviewed the
record. [Ms. Smalls] is indicating that it is from the
record. The record cannot be physically be brought
here. Now, because the record cannot be brought
here and because you have reviewed the record, if
you feel and honestly you are stating to the court,
that based upon your review and as an Officer of the
Court, are indicating that this woman speaking under
the business exception -- because I am going to
allow her to testify because the physical record
cannot be brought in -- but if you feel as an Officer
of the Court that she is giving false information to
- 10 -
J. A20004/14
this Court, perjuring herself, then I will stop this
proceeding right now. Is that what you are saying
[sic], after reviewing the record?
MOTHER’S COUNSEL: That is not what I am saying.
But we’re not -- my argument goes to the
competency of the testimony. Is she testifying from
memory or is she testifying from records or from
personal knowledge? That is not what is being made
clear.
THE COURT: I think it’s clear she is testifying from
her knowledge of the records. Ms. Mullen [DHS
counsel], what is she testifying to? Let’s make it
clear on the record.
MS. MULLEN: I believe she is testifying from her
knowledge of the record as a Supervisor in this case.
I can ask her the question.
....
MS. MULLEN: Ms. Smalls, how are you aware that
Mother has FSP objectives?
MS. SMALLS: I reviewed the record, I talked to the
previously assigned social worker, Ms. Coklin [sic],
and I reviewed the case record and the notes.
THE COURT: And is that person that you talked to,
the person who was under your supervisory control?
MS. SMALLS: Yes.
Id. at 50-52. Mother’s counsel continued to object.
The Pennsylvania Rules of Evidence regarding business records provide
as follows:
- 11 -
J. A20004/14
Rule 803. Exceptions to the Rule Against
Hearsay--Regardless of Whether the Declarant
Is Available as a Witness
The following are not excluded by the rule against
hearsay, regardless of whether the declarant is
available as a witness:
(6) Records of a Regularly Conducted
Activity. A record (which includes a
memorandum, report, or data
compilation in any form) of an act, event
or condition if,
(A) the record was made at or
near the time by--or from
information transmitted by--
someone with knowledge;
(B) the record was kept in the
course of a regularly
conducted activity of a
“business”, which term
includes business, institution,
association, profession,
occupation, and calling of
every kind, whether or not
conducted for profit;
(C) making the record was a
regular practice of that
activity;
(D) all these conditions are
shown by the testimony of
the custodian or another
qualified witness, or by a
certification that complies
with Rule 902(11) or (12) or
with a statute permitting
certification; and
(E) neither the source of
information nor other
- 12 -
J. A20004/14
circumstances indicate a lack
of trustworthiness.
Pa.R.E. 803(6).
Ms. Smalls’ testimony related to records for Child within the DHS file
that were maintained by Ms. Smalls’ unit. However, it is clear that
Ms. Smalls was not just a custodian of a record but was someone who had
personal knowledge of the events as they occurred. The trial court
summarized her role:
THE COURT: I view that this woman is testifying in a
dual capacity, sir, as the social work Supervisor
familiar with the case, based upon her Supervisor’s
firsthand knowledge of this case, supervising the
person who was there as the social worker, who is
now out ill on disability, and the Court is taking that
because she is familiar with the record, she is always
testifying under the business exception. And the
Court further takes note, for the record, that it is
clear that the business record itself cannot be
brought in, because of the central location.
The court further takes note that Mr. Laikin, as
attorney for the Mother, has indicated without any
objection that he did review the entire record, except
for those portions of the record that were redacted
and is fully aware of all the information in the record.
Notes of testimony, 9/17/13 at 54-55.
We note Mother argues that certain documents referenced by
Ms. Smalls, namely, supervisory logs which Ms. Smalls testified she kept as
supervisor of the case, were not in the case file when her counsel examined
it. (Id. at 41.) Both Ms. Smalls and DHS counsel, however, represented
that those logs were part of the file. (Id. at 41-42.) The trial court was free
- 13 -
J. A20004/14
to believe their representations. In any event, Ms. Smalls testified that the
supervisory logs were merely derivative of the events described in the case
file. We conclude there is no merit to Mother’s argument.
Next, Mother argues the trial court erred by failing to have Child’s
testimony recorded. The record reflects that Mother’s counsel requested
Child’s testimony be recorded. (Notes of testimony, 11/13/13 at 3.) The
trial court indicated that it was “hard to record in the back.” (Id.) The court
then spoke with Child with all counsel in the room. When the trial court was
finished, it immediately went on the record and summarized the
conversation with Child as follows:
[Child] is not sure he wants to be adopted.
That is very clear and that is fine. [Child] is also
clear in that he is happy where he is. He doesn’t
want to leave where he is. That was clear, too. It is
also clear that [Child] doesn’t feel safe with Mom.
That was very clear. He said that. And on a scale
from 1 to 10, with regard to -- I use the word like, I
gave him 0 to 10, where he felt where his like for
Mom was, he said 5.
[Child] also said he had some -- I will use the
word ambivalence -- he felt 50/50 with regard to
Mom. And he indicated that he would like to see
Mom maybe sometimes. That was clear.
That is all the Court needs.
Id. at 4-5.
Following the court’s summary of the conversation, Mother’s counsel
did not object that the court’s summary was inaccurate in any way. All
counsel then proceeded to make closing arguments. In his closing, Mother’s
- 14 -
J. A20004/14
counsel raised a specific objection that Child’s foster care worker was
present during the interview. (Id. at 13.)
We note that Mother’s brief inaccurately states that the trial court did
not offer any explanation for not recording Child’s testimony. That is
patently untrue as the court noted there was a problem with recording
“in the back,” i.e., in chambers. Based on the above, Mother was not
prejudiced in any way as her counsel was present during the questioning,
and did not object to any inaccuracies when the trial court summarized the
conversation on the record.
Next, Mother argues the trial court erred when it refused to admit into
evidence at the October 29, 2013 hearing, a CEU report dated
September 13, 2013, regarding her latest negative screens for alcohol.
The statute provides that a court should not consider any effort by a
parent when the remedy was initiated after the parent was given notice that
the termination petition had been filed, although it may consider such efforts
if they were initiated before the filing of the termination petition and
continued after the petition date. In re Z.P., 994 A.2d 1108, 1121
(Pa.Super. 2010). As already noted, DHS filed the petition to terminate
Mother’s parental rights on July 17, 2012.
Mother was re-referred to the NET for intensive treatment following a
relapse which occurred just before DHS filed the petition. Due to extended
illnesses suffered by a DHS social worker and the trial judge, this matter
- 15 -
J. A20004/14
took over 16 months to conclude after the petition was filed. At the
October 29, 2013 hearing, the trial court took judicial notice of the fact that
after the filing of the petition, Mother produced negative screens. The court
refused to accept an exhibit proffered by Mother’s counsel; however, the
court repeatedly noted it was aware of the negative screens. The trial court
stated:
THE COURT: . . . [T]he Court does take judicial
notice of -- I just said it. I am not going to repeat
myself again.
I am aware that after the filing of the Petition,
[Mother] produced for the first time negative
screens. The Court is aware of that, Mr. Laikin, I
have that in my brain, I know that. And I know that
prior to the Petition, she had positive screens.
Notes of testimony, 10/29/13 at 47.
We have stated the following with regard to the taking of judicial
notice.
Pa.R.E. 201 governs judicial notice of adjudicative
facts. The rule states: “A judicially noticed fact
must be one not subject to reasonable dispute in
that it is either (1) generally known within the
territorial jurisdiction of the trial court or (2) capable
of accurate and ready determination by resort to
sources whose accuracy cannot reasonably be
questioned.” Pa.R.E. 201(b). “A court may take
judicial notice of an indisputable adjudicative fact.”
Interest of D.S., 424 Pa. Super. 350, 622 A.2d
954, 957 (Pa. Super. 1993). A fact is indisputable if
it is so well established as to be a matter of common
knowledge. Judicial notice is intended to avoid the
formal introduction of evidence in limited
circumstances where the fact sought to be proved is
so well known that evidence in support thereof is
- 16 -
J. A20004/14
unnecessary. 220 Partnership v. Philadelphia
Elec. Co., 437 Pa. Super. 650, 650 A.2d 1094, 1096
(Pa. Super. 1994).
Judicial notice allows the trial court to
accept into evidence indisputable facts to
avoid the formality of introducing
evidence to prove an incontestable issue.
Interest of D.S., 622 A.2d at 957.
However, the facts must be of a matter
of common knowledge and derived from
reliable sources “whose accuracy cannot
reasonably be questioned.” Pa.R.E.
201(b)(2).
Commonwealth v. Brown, 839 A.2d 433, 435 (Pa.
Super. 2003) (emphasis omitted).
Kinley v. Bierly, 876 A.2d 419, 421 (Pa.Super. 2005).
We find it inappropriate for the trial court to take judicial notice of the
CEU report Mother’s counsel attempted to admit into evidence. However,
based on the above, the trial court was certainly aware of the negative
screens. The importance of those negative screens was for the trial court to
determine.
Last, we turn to Mother’s argument that the trial court erred when it
terminated her parental rights pursuant to Section 2511(a)(1), (2), (5), and
(8). When a court is faced with a petition to terminate a parent’s rights to
his child:
[T]he burden of proof is on the party seeking
termination to establish by clear and convincing
evidence the existence of grounds for doing so. The
standard of clear and convincing evidence is defined
as testimony that is so “clear, direct, weighty and
convincing as to enable the trier of fact to come to a
- 17 -
J. A20004/14
clear conviction, without hesitance, of the truth of
the precise facts in issue.” It is well established that
a court must examine the individual circumstances of
each and every case and consider all explanations
offered by the parent to determine if the evidence in
light of the totality of the circumstances clearly
warrants termination.
In re Adoption of S.M., 816 A.2d 1117, 1122 (Pa.Super. 2003) (citations
omitted). On appeal, this court reviews a trial court’s decision to
involuntarily terminate parental rights for an abuse of discretion or error of
law. In re A.R., 837 A.2d 560, 563 (Pa.Super. 2003). Our scope of review
is limited to determining whether the trial court’s order is supported by
competent evidence. Id.
Mother’s parental rights were terminated pursuant to
Sections 2511(a)(1), (2), (5), and (8). “Parental rights may be involuntarily
terminated where any one subsection of Section 2511(a) is satisfied, along
with consideration of the subsection 2511(b) provisions.” In re Z.P., 994
A.2d at 1117. We will address Section 2511(a)(8) and (b). This provision
states as follows:
§ 2511. Grounds for involuntary termination
(a) General rule.--The rights of a parent in
regard to a child may be terminated after a
petition filed on any of the following grounds:
....
(8) The child has been removed from
the care of the parent by the court
or under a voluntary agreement
with an agency, 12 months or
- 18 -
J. A20004/14
more have elapsed from the date
of removal or placement, the
conditions which led to the removal
or placement of the child continue
to exist and termination of parental
rights would best serve the needs
and welfare of the child.
(b) Other considerations.--The court in
terminating the rights of a parent shall give
primary consideration to the developmental,
physical and emotional needs and welfare of
the child. The rights of a parent shall not be
terminated solely on the basis of
environmental factors such as inadequate
housing, furnishings, income, clothing and
medical care if found to be beyond the control
of the parent. With respect to any petition
filed pursuant to subsection (a)(1), (6) or (8),
the court shall not consider any efforts by the
parent to remedy the conditions described
therein which are first initiated subsequent to
the giving of notice of the filing of the petition.
23 Pa.C.S.A. § 2511(a)(8), (b).
[U]nder Section 2511, the court must engage in a
bifurcated process prior to terminating parental
rights. Initially, the focus is on the conduct of the
parent. The party seeking termination must prove
by clear and convincing evidence that the parent’s
conduct satisfies the statutory grounds for
termination delineated in Section 2511(a). Only if
the court determines that the parent’s conduct
warrants termination of his or her parental rights
does the court engage in the second part of the
analysis pursuant to Section 2511(b): determination
of the needs and welfare of the child under the
standard of best interests of the child.
In re L.M., 923 A.2d 505, 511 (Pa.Super. 2007).
- 19 -
J. A20004/14
“Section 2511(a)(8) sets a 12-month time frame for a parent to
remedy the conditions that led to the children’s removal by the court.”
In re A.R., 837 A.2d at 564. Once the 12-month period has been
established, the court must next determine whether the conditions that led
to the child’s removal continue to exist, despite the reasonable good faith
efforts of CYS supplied over a realistic time period. Id. The “relevant
inquiry in this regard is whether the conditions that led to removal have
been remedied and thus whether reunification of parent and child is
imminent at the time of the hearing.” In re I.J., 972 A.2d 5, 11 (Pa.Super.
2009).
With respect to the “needs and welfare” analysis pertinent to
Sections 2511(a)(8) and (b), we have observed:
[I]nitially, the focus in terminating parental rights is
on the parent, under Section 2511(a), whereas the
focus in Section 2511(b) is on the child. However,
Section 2511(a)(8) explicitly requires an evaluation
of the “needs and welfare of the child” prior to
proceeding to Section 2511(b), which focuses on the
“developmental, physical and emotional needs and
welfare of the child.” Thus, the analysis under
Section 2511(a)(8) accounts for the needs of the
child in addition to the behavior of the parent.
Moreover, only if a court determines that the
parent’s conduct warrants termination of his or her
parental rights, pursuant to Section 2511(a), does a
court “engage in the second part of the analysis
pursuant to Section 2511(b): determination of the
needs and welfare of the child under the standard of
best interests of the child.” Accordingly, while both
Section 2511(a)(8) and Section 2511(b) direct us to
evaluate the “needs and welfare of the child,” we are
required to resolve the analysis relative to
- 20 -
J. A20004/14
Section 2511(a)(8), prior to addressing the “needs
and welfare” of [the child], as proscribed by
Section 2511(b); as such, they are distinct in that
we must address Section 2511(a) before reaching
Section 2511(b).
In re Adoption of C.L.G., 956 A.2d 999, 1008-1009 (Pa.Super. 2008)
(en banc) (citations omitted).
Instantly, the record indicates that at the time of the November 13,
2013 termination hearing, Child had been placed in DHS custody for over
three years and had been out of Mother’s care for over five years. Thus, the
first element of Section 2511(a)(8) has been met.
The second element pertains to whether the conditions which led to
Child’s removal continued to exist. Initially, this case was brought to DHS’
attention when DHS received and substantiated a report regarding the
inadequate care of Child’s older school-aged sibling. DHS implemented
SCOH services and identified issues Mother needed to address to prevent the
removal of the children. Specifically, Mother needed to provide adequate
supervision; meet the children’s daily basic needs; provide adequate, safe,
and healthy housing; achieve and maintain recovery from drug and alcohol
problems and verify drug free status through regular screens; complete job
training and maintain employment; and stabilize mental health problems
through evaluation and treatment.
Despite assistance from SCOH, Mother failed to remedy the issues and
failed to comply with recommendations for mental health and substance
- 21 -
J. A20004/14
abuse treatment. Child was adjudicated dependent on October 28, 2008,
and has never returned to Mother’s care. After Child was committed to DHS,
Mother’s FSP objectives continued to include attending parenting classes,
obtaining suitable housing, attending and completing dual diagnosis drug
and alcohol and mental health treatment, and attending supervised visits.
Although Mother completed parenting classes, she did not complete her
other objectives.
Regarding housing, Mother continued to live with her paramour who
she knew failed background clearances so that Child could not live with her.
DHS never received documentation that Mother successfully completed
mental health treatment. Also, Mother failed to successfully complete drug
and alcohol treatment and to maintain sobriety. Mother’s claim that she was
due to complete drug treatment a week after her testimony on October 29,
2013, was purely speculative. In any event, Mother’s efforts following the
filing of the termination petition in July 2012 are irrelevant under
Section 2511(a)(8).
This court has held that were a parent has addressed some of the
conditions that led to a child’s removal, but other conditions still exist, the
second element of Section 2511(a)(8) may be deemed to be satisfied. See
In re J.F.M., 71 A.3d 989 (Pa.Super. 2013) (termination proper under
Section 2511(a)(8), even where parent has made some progress toward
resolving problems that led to removal of child; where conditions that led to
- 22 -
J. A20004/14
removal continue to exist after one year, statute implicitly recognizes child’s
life cannot be held in abeyance while parent is unable to perform actions
necessary to assume parenting responsibilities); see also In re I.J., 972
A.2d at 11 (appellate court cannot and will not subordinate indefinitely
child’s need for permanence and stability to parent’s claims of progress and
hope for future). Based upon the record developed, the conditions that led
to Child being in placement still existed; thus, the second prong of
Section 2511(a)(8) has been met.
Finally, the third prong of Section 2511(a)(8) requires DHS to prove
that termination of Mother’s parental rights serves the needs and welfare of
Child. The trial court observed that Mother has failed to adequately address
the issues that brought Child under DHS care. (Trial court opinion, 2/19/14
at 29.) During the course of this case, Mother has never had any lengthy
visits with Child. (Notes of testimony, 9/17/13 at 69.) She has never had
an overnight or weekend visit. (Id.) Ms. Smalls testified, “Mother visits,
and that is a plus, but in terms of actually parenting, she hasn’t been in that
capacity as [Child’s] Mother to parent him.” (Id. at 68-69.) It is well
established that parents are required to make diligent efforts towards the
reasonably prompt assumption of full parental responsibilities. In re A.L.D.,
797 A.2d 326, 340 (Pa.Super. 2002). Moreover, this court has explained:
[W]e emphasize that we will not toll the well-being
and permanency of [the child] indefinitely. See In
re S.S.W., 946 A.2d 726, 732 (Pa.Super. 2008) (a
child’s life “simply cannot be put on hold in the hope
- 23 -
J. A20004/14
that [a parent] will summon the ability to handle the
responsibilities of parenting”).
In re C.L.G., 956 A.2d at 1007-1008.
Applying these standards to the facts of this case, we discern no basis
for disturbing the trial court’s conclusion that termination of Mother’s
parental rights served the needs and welfare of Child.
Next, under Section 2511(b), we inquire whether termination of
Mother’s parental rights would best serve the developmental, physical, and
emotional needs and welfare of the child. In re C.M.S., 884 A.2d 1284,
1286-1287 (Pa.Super. 2005). “Intangibles such as love, comfort, security,
and stability are involved in the inquiry into the needs and welfare of the
child.” Id. at 1287. The court must also discern the nature and status of
the parent-child bond, with utmost attention to the effect on the child of
permanently severing that bond. Id. However, the trial court is not
required to order a formal bonding evaluation by an expert. The trial court
may terminate parental rights based on the testimony offered by social
workers and caseworkers that the subject child does not share a significant
bond with his biological parent and is well bonded with his foster parents.
In re A.R.M.F., 837 A.2d 1231 (Pa.Super. 2003).
Mother argues that Child, who is now 12 years old, does not want to
be adopted. Mother also claims the trial court neglected the fact that a
pre-adoptive home does not presently exist for Child. (Mother’s brief at
33-34.)
- 24 -
J. A20004/14
Mother’s claim that Child “expressed during his testimony that he does
not want to be adopted” is not supported by the record. We have already
noted that the trial court’s interview with Child was not recorded; however,
the trial court summarized Child’s statements on the record immediately
following the interview. (Notes of testimony, 11/13/13 at 4-5.) The trial
court related that Child “is not sure he wants to be adopted . . . He is also
clear in that he is happy where he is. He doesn’t want to leave where he is
. . . he doesn’t feel safe with Mom.” (Id. at 4.) Additionally, Mr. Robinson
testified that Child had not said recently that he wanted to return to Mother.
Rather, when the prospect of adoption was discussed with Child, he was
“accepting” of it. (Notes of testimony, 1/23/13 at 53, 70, 86-87.) Similarly,
Ms. Smalls testified that Child expressed to DHS and the agency in July 2013
that he wanted to be adopted, he wanted a permanent home, and he was
willing to stay with the caregiver with whom he was living at the time of that
hearing. (Notes of testimony, 10/29/13 at 12-13.) Clearly, the record does
not support Mother’s argument that Child does not want to be adopted.
Next, we turn to Mother’s contention that termination of her parental
rights should be denied because a pre-adoptive home does not presently
exist for Child. The record indicates that Child’s foster home as of the
January 23, 2013 hearing was no longer considered pre-adoptive. (Notes of
testimony, 1/23/13 at 71-72.) However, another pre-adoptive home was
identified, and Child was subsequently moved to it. (Id. at 73; notes of
- 25 -
J. A20004/14
testimony, 11/13/13 at 4.) We note that the Adoption Act provides that a
pending adoption is not necessary to the termination of parental rights by an
agency such as DHS. See 23 Pa.C.S.A. § 2512(b) (“If the petitioner is an
agency it shall not be required to aver that an adoption is presently
contemplated nor that a person with a present intention to adopt exists.”).
Recently, the Pennsylvania Supreme Court has observed that
termination can remove the impediment to a child’s ability to attach to a
pre-adoptive family caused by a lingering bond with a parent who has
proven incapable of meeting the child’s needs for care and stability. See In
re T.S.M., 71 A.3d 251, 271 (Pa. 2013) (finding it was in the best interest of
the children to sever unhealthy bond with Mother in order to permit them to
form healthy attachments with families who could provide permanent
homes). The trial court pointed out:
Although Child is worried about Mother and even
seeks to provide for Mother by gaining employment,
Child’s sentiments are the result of parentification,
which is a failing by Mother. The Court finds that a
mother-child bond does not exist. There can not be
a healthy bond where, as here, Child does not feel
safe with Mother.
Trial court opinion, 2/19/14 at 30.
Mother is unable to meet the Child’s emotional, physical, and
developmental needs, or to provide Child with a healthy and safe
environment. The termination of Mother’s parental rights would enable Child
to find permanency and stability. Accordingly, we discern no basis for
- 26 -
J. A20004/14
disturbing the trial court’s conclusion that termination of Mother’s parental
rights served the needs and welfare of Child.
Order affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 11/13/2014
- 27 -