Hammontree v. Segal CA4/1

Filed 11/19/14 Hammontree v. Segal CA4/1
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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or ordered published for purposes of rule 8.1115.

COURT OF APPEAL, FOURTH APPELLATE DISTRICT

DIVISION ONE

STATE OF CALIFORNIA

DEVIN WESLEY JONES-HAMMONTREE, D064477
a Minor, etc.,

Plaintiff and Appellant,
(Super. Ct. No. 37-2012-00100381-
v. CU-MM-CTL)

DMITRI SEGAL,

Defendant and Respondent.

APPEAL from a judgment of the Superior Court of San Diego County, Judith F.

Hayes, Judge. Affirmed.

Mark B. Simowitz for Plaintiff and Appellant.

Schmid & Voiles, Denise H. Greer, Kyle A. Cruse and Robert B. Fessinger for

Defendant and Respondent.

In establishing his medical malpractice claim, plaintiff and appellant Devin

Wesley Jones-Hammontree (Devin) had the burden of showing that, in treating him,

defendant and respondent Dr. Dmitri Segal, a radiologist, acted below the standard of
care and that Dr. Segal's error caused him some injury. Because, in response to Dr.

Segal's motion for summary judgment, Devin failed to meet that burden, we affirm the

trial court's judgment entered on an order granting Dr. Segal's motion.

In support of his motion for summary judgment, Dr. Segal submitted a declaration

from an expert who stated Dr. Segal did not act below the standard of care in reading X-

rays of Devin's arm and elbow and concluding they showed no acute fractures. The

defense expert further concluded that because the X-rays did not show any acute fracture,

no further treatment or referral was needed, and, therefore, Dr. Segal's treatment did not

cause any injury.

On appeal, Devin concedes there is no direct evidence in the record that any acute

fracture of his elbow has ever been diagnosed. Although Devin submitted the declaration

of his own expert, who believed the disputed X-rays showed "areas of concern," in the

absence of evidence Devin actually suffered a fracture, there is no basis upon which a

reasonable trier of fact could conclude Dr. Segal's failure to find a fracture caused Devin

any harm. Accordingly the trial court did not err in granting Dr. Segal's motion for

summary judgment.

FACTUAL AND PROCEDURAL BACKGROUND

A. Elbow Injury

In September 2008, Devin was 11 years old and complained to his mother about

pain in his right arm, which he attributed to an earlier incident in which he had thrown a

ball in a game of dodge ball. Devin's mother and guardian ad litem, Trayce Lowe, took

Devin to his primary care physician, Dr. Gordon Luan. Lowe told Dr. Luan she was

concerned Devin may have broken something. Dr. Luan examined Devin and noted he

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had a tender spot in the lateral epicondyle region but that his right elbow had a full range

of motion. Dr. Luan ordered X-rays and told Lowe that if the X-rays were negative,

Devin could engage in any exercise he could handle.

X-rays were performed on Devin's arm, and Dr. Segal read them on September 29,

2008. Dr. Segal reported the X-rays showed no acute fracture or dislocation. Dr. Segal

also reported the radial head was aligned with the capitellum; that there was asymmetric

ossification of the trochlear and capitellar growth plate; and that there was a small well-

circumscribed calcification adjacent to the radial head epiphysis, representing possible

old trauma.

In light of Dr. Segal's report, Lowe continued to let Devin play sports. However,

Devin continued to complain of pain in his elbow and difficulty fully extending his arm.

In February 2009, Devin was once again examined by Dr. Luan. Dr. Luan suspected a

tendon injury, and his records indicate he referred Devin to an orthopedist.

Lowe stated that notwithstanding what Dr. Luan's records show, she never

received any orthopedic referral from Dr. Luan. Instead, in September 2009, shortly after

Lowe enrolled in a Kaiser Permanente (Kaiser) healthcare plan, Devin was examined by

a Kaiser orthopedist. The Kaiser orthopedist advised Lowe that Devin would need

surgery on his elbow, but that the surgery should wait until Devin's arm had grown more.

In 2011, surgery was performed on Devin's elbow and Lowe reported that, following the

surgery, Devin continued experience many limitations related to his elbow injury.

There is nothing in the record that sets forth the nature of the injury the Kaiser

orthopedist diagnosed or what surgery was performed on Devin's elbow in 2011.

Moreover, by way of supplemental briefing we requested, counsel for the parties have

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confirmed there is nothing in the record that directly shows Devin's elbow was fractured

at the time it was examined in September 2009.

B. Trial Court Proceedings

In July 2012, Devin, acting by and through Lowe, filed a malpractice complaint

against Dr. Segal and Dr. Luan.1 The complaint alleged in pertinent part that: "As a

proximate result of the negligence of Defendants . . . Plaintiff's fracture of his right elbow

went undetected until November 2009." Dr. Segal answered the complaint and filed his

motion for summary judgment.

In support of his motion for summary judgment, Dr. Segal relied on the

declaration of his expert, a board certified radiologist. The defense expert stated: "Dr.

Segal's report of the X-ray of plaintiff's elbow taken on September 29, 2008 was thorough

and completed within the standard of care. Dr. Segal properly found that the radial head

was aligned with the capitellum. There was asymmetric ossification of the trochlear and

capitellar growth plate. A small well-circumscribed calcification adjacent to the radial

head epiphysis was noted—possibly old trauma. There was no elbow effusion. These

findings support Dr. Segal's conclusion of no acute fracture or dislocation. The

conclusion is appropriate and within the standard of care."

The defense expert further stated: "Because there was no acute fracture identified

in the X-ray, no further treatment or referral needed to be recommended by the primary

care physician. Therefore, to a reasonable degree of medical probability, plaintiff's

ultimate outcome was not affected in any manner by the care provided by Dr. Segal."

1 Dr. Luan was dismissed as a defendant while the case was pending in the trial
court.
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 In opposing Dr. Segal's motion, Devin relied on two declarations. One from Lowe

and one from another board certified radiologist. Lowe's declaration stated in pertinent

part: "In late 2009 I changed insurance plans and enrolled with Kaiser. I took my son to

be seen by the orthopedic department in September 2009. [¶] . . . I was advised . . . that

my son needed elbow surgery but that they wanted to wait until his arm grew some more.

[¶] . . . In November 2011 my son underwent elbow surgery performed by Dr. Khan.

Presently my son has many limitations due to his elbow injury."

Devin's expert reviewed the X-rays Segal had read in 2008 and stated: "With the

history of 'trauma,' but no site of pain noted, there are two areas of suspicion: a) The

lateral aspect of the unfused radial head, film one, and b) the lateral aspect of the also-

unfused humeral epicondyle. Either or both could represent a fracture. [¶] . . . The third

(lateral) view is off-center, not a true lateral view (possibly the patient couldn't assume

that position); reveals a probable fracture of the radial metaphysis."

Devin's expert then concluded: "[T]he failure to identify the fractures, if present,

and/or the failure to recommend immobilization pending further examination and

evaluation has more likely than not lead to the decrease of range of motion and other

complications and limitations plaintiff presently complains of." (Italics added.)

Devin's expert's declaration also faults Segal for failing to have comparative X-

rays performed on Devin's left elbow. According to Devin's expert, "[t]his can be

important to evaluate for normal variations of epiphyses which can sometimes simulate

fractures."

On April 22, 2013, the trial court granted Segal's motion for summary judgment.

In granting the motion, the court stated: "Plaintiff has not established a causal link

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between the alleged actions of Dr. Segal and Plaintiff's indefinite use restrictions. . . . [¶]

Plaintiff states that the range of motion loss and use restrictions are due to the surgery.

Plaintiff's expert failed to state the purpose for the surgery, and how or if it was related to

the injury from September 2008 as opposed to 'the history of trauma' or another event.

Given these deficiencies, it is unclear how Dr. Segal's conduct caused injury to Plaintiff."

On May 7, 2013, Devin moved for an order reconsidering the trial court's order

granting Segal's motion. Devin argued that his expert's declaration should have been

liberally construed, that it supported his theory that the X-ray showed his arm should

have been immobilized in 2008, and that the failure to immobilize the arm led to the

decrease in range of motion he continued to experience.

On May 9, 2013, a judgment dismissing Devin's claims against Segal was entered.

On August 8, 2013, the trial court denied Devin's motion for reconsideration on

multiple grounds. In particular, the trial court noted Devin's expert did not unequivocally

conclude Devin had actually suffered a fracture; without proof of a fracture, the trial

court found the declaration did not create any triable issue of material fact as to causation.

Devin filed a timely notice of appeal.

DISCUSSION

I

"We review an order granting summary judgment de novo. [Citation.] We

independently review the record and apply the same rules and standards as the trial court.

[Citation.] The trial court must grant the motion if 'all the papers submitted show that

there is no triable issue as to any material fact and that the moving party is entitled to a

judgment as a matter of law.' [Citation.]

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 "In performing our independent review of a defendant's summary judgment

motion, we apply the rules pertaining to summary judgment procedure. A defendant

moving for summary judgment has the initial burden of showing that a cause of action

lacks merit because one or more elements of the cause of action cannot be established or

there is an affirmative defense to that cause of action. [Citations.] If the defendant fails

to make this initial showing, it is unnecessary to examine the plaintiff's opposing

evidence, and the motion must be denied. However, if the moving papers make a prima

facie showing that justifies a judgment in the defendant's favor, the burden shifts to the

plaintiff to make a prima facie showing of the existence of a triable issue of material fact.

[Citations.]

"In determining whether the parties have met their respective burdens, the court

must 'consider all of the evidence' and 'all of the inferences reasonably drawn therefrom,'

and 'must view such evidence [citations] and such inferences [citations] . . . in the light

most favorable to the opposing party.' [Citation.] 'There is a triable issue of material

fact if, and only if, the evidence would allow a reasonable trier of fact to find the

underlying fact in favor of the party opposing the motion in accordance with the

applicable standard of proof.' [Citation.] Consequently, a defendant moving for

summary judgment must 'present evidence that would require . . . a trier of fact not to

find any underlying material fact more likely than not.' [Citation.]

"Although our review of a summary judgment motion is de novo, we review the

trial court's final rulings on evidentiary objections by applying an abuse of discretion

standard." (Powell v. Kleinman (2007) 151 Cal.App.4th 112, 121-122, italics omitted

(Powell).)

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 In broadly outlining the law of summary judgment, the Supreme Court has stated:

"If a party moving for summary judgment in any action . . . would prevail at trial without

submission of any issue of material fact to a trier of fact for determination, then he should

prevail on summary judgment. In such a case, . . . the 'court should grant' the motion 'and

avoid a . . . trial' rendered 'useless' by nonsuit or directed verdict or similar device.

[Citations.]" (Aguilar v. Atlantic Richfield (2001) 25 Cal.4th 826, 855, fn. omitted.)

II

The principal issue we confront on appeal is the question of causation. In a

medical malpractice action, such as this, the plaintiff must be able to show that the

defendant acted below the applicable standard of care and that, in the absence of the

defendant's error, the plaintiff would not have suffered harm. "Liability for medical

malpractice is predicated upon a proximate causal connection between the negligent

conduct and the resulting injury. [Citation.] '[C]ausation must be proven within a

reasonable medical probability based upon competent expert testimony. Mere possibility

alone is insufficient to establish a prima facie case. [Citations.] That there is a

distinction between a reasonable medical "probability" and a medical "possibility" needs

little discussion. There can be many possible "causes," indeed, an infinite number of

circumstances which can produce an injury or disease. A possible cause only becomes

"probable" when, in the absence of other reasonable causal explanations, it becomes more

likely than not that the injury was a result of its action. This is the outer limit of inference

upon which an issue may be submitted to the jury.' [Citation.]" (Dumas v. Cooney

(1991) 235 Cal.App.3d 1593, 1603 (Dumas).)

In Dumas, the plaintiff alleged that his physicians had been negligent in failing to

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properly read a chest X-ray and that, as a consequence, they delayed in diagnosing the

presence of a malignant lung tumor. At trial, the physicians presented expert evidence

that tumors like the one found in the plaintiff are rarely curable, even if diagnosed at a

very early stage. In light of that evidence, the physicians argued that the delay in

diagnosis did not harm the plaintiff. The trial court gave the jury an instruction that

permitted the plaintiff to recover damages from the physicians if an earlier diagnosis

would have provided the plaintiff with the possibility of a cure, the possibility of a

lengthened life, or the possibility of more comfort. The jury returned a verdict in favor of

the plaintiff and, on appeal, the Court of Appeal reversed. The Court of Appeal found

that merely proving the possibility of a cure or lengthened life did not establish causation.

In rejecting the plaintiff's invitation that it adopt the so-called "lost chance" theory of

causation, the court stated: "'Relaxing the causation requirement might correct a

perceived unfairness to some plaintiffs who could prove the possibility that the medical

malpractice caused an injury but could not prove the probability of causation, but at the

same time could create an injustice. Health care providers could find themselves

defending cases simply because a patient fails to improve or where serious disease

processes are not arrested because another course of action could possibly bring a better

result. No other professional malpractice defendant carries this burden of liability

without the requirement that plaintiffs prove the alleged negligence probably rather than

possibly caused the injury. . . . We cannot approve the substitution of such an obvious

inequity for a perceived one.'" (Dumas, supra, 235 Cal.App.3d at p. 1608, italics added.)

III

Here, Dr. Segal's expert's declaration was sufficient to support a prima facie case

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in his favor both on the issues of standard of care and causation. As we have noted, Dr.

Segal's expert stated that, in reading the X-rays of Devin's elbow, Dr. Segal acted within

the standard of care in finding no acute fracture. Importantly, having found no breach of

the standard of care, the defense expert further found Dr. Segal's treatment did not cause

Devin any injury. Unchallenged, the defense expert's opinion would require a judgment

in Segal's favor because it defeats two elements of Devin's cause of action: breach of the

standard of care and causation. Thus, the defense expert's opinion shifted to Devin the

burden of proving that there is a triable issue of fact with respect to both of those

elements. (See Powell, supra, 151 Cal.App.4th at pp. 121-122.)

Devin's expert's opinion plainly conflicts with Segal's expert with respect to the

standard of care. Although Devin's expert did not find that the X-rays actually disclosed

any acute fractures, the expert did find possible fractures in two areas and a probable

fracture in another area. According to the expert, those possible and probable fractures

required that Devin's arm be immobilized until further diagnostic procedures could be

completed. Thus, Devin's expert found a breach of the standard of care in Segal's failure

to notice the possible and probable fracture, advise immobilization and conduct the

further diagnostic procedures. Arguably then, with respect to the standard of care,

Devin's expert created a triable issue of fact.

The failing in Devin's expert's opinion is with respect to the element of causation.

Devin's expert found causation only by assuming Devin's elbow was in fact fractured and

concluding that the failure to immobilize it caused the decrease in range of motion Devin

later experienced. However, contrary to Devin's argument on appeal, there is no evidence

in the record that will support an inference Devin's elbow was in fact ever fractured. As

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we have noted, Devin's expert only found abnormalities, which suggested the possibility

or probability of fractures and the need for follow-up diagnostic procedures. However,

Devin has not submitted any medical records from Kaiser or declarations from the

doctors who treated him there. Lowe's declaration itself is oddly silent with respect to

what the Kaiser doctors actually told her was wrong with Devin's elbow and the nature of

the surgery that was eventually performed on her son. This record does not tell us

whether Devin was treated for a fracture in his elbow or, as Dr. Luan suspected, an

injured tendon.

Although there is no evidence of any fracture in the form of either X-rays that

show a fracture or an expert diagnosis of a fracture, Devin nonetheless argues that based

on his mother's declaration, evidence of his continuing discomfort and loss of range of

motion, the possibilities and probability of fracture identified by his expert, and the fact

he later underwent surgery, a trier of fact could infer that he had suffered a fracture. We

are compelled to reject this argument. When any number of other conditions, including

the possibility identified by Dr. Luan of a torn tendon, might readily explain each of the

circumstances Devin relies on, a trier of fact would have to engage in impermissible

speculation to conclude that Devin had a fracture at the time Dr. Segal read the X-rays in

2008. (See Dumas, supra, 235 Cal.App.3d at p. 1603.)

We of course recognize that both in the trial court and on appeal, a plaintiff

opposing a motion for summary judgment is entitled to the benefit of the rule that "when

considering the declarations of the parties' experts, we liberally construe the declarations

for the plaintiff's experts and resolve any doubts as to the propriety of granting the motion

in favor of the plaintiff. [Citation.]" (Powell, supra, 151 Cal.App.4th at pp. 125-126, fn.

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omitted.) Were there any evidence in the record here that Devin had suffered a fracture

of his elbow in the areas of concern identified by his expert, this rule would plainly come

into play. Evidence of an actual fracture would permit a trier of fact to draw the

inference that, as suggested by Devin's expert, the failure to immobilize the arm in 2008

increased the harm Devin thereafter suffered. (See, e.g., Id. at pp. 128-129 [obtuse

declaration from the plaintiff's expert nonetheless sufficient to defeat summary judgment

where, under liberal construction, declaration sets forth theory of both treatment below

the standard and causation].) However, as we have discussed, there is simply no

evidence Devin suffered a fractured elbow. Without such evidence, even the most liberal

interpretation of his expert's declaration does not show that Segal's treatment caused

Devin any harm.

In sum then, the trial court did not err in granting Segal's motion for summary

judgment.

DISPOSITION

The judgment is affirmed. Dr. Segal to recover his costs of appeal.

BENKE, Acting P. J.

WE CONCUR:

HUFFMAN, J.

NARES, J.
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