Filed 12/16/14 P. v. Davis CA2/4
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION FOUR
THE PEOPLE, B252015
(Los Angeles County
Plaintiff and Respondent, Super. Ct. No. VA127396)
v.
KENDRICK DAVIS,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Los Angeles County,
Raul Anthony Sahagun, Judge. Affirmed.
Carla Castillo, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Lance E. Winters, Senior Assistant
Attorney General, Paul M. Roadarmel, Jr., and Nima Razfar, Deputys Attorney
General, for Plaintiff and Respondent.
Appellant Kendrick Davis challenges his convictions for murder and
attempted murder on the grounds of insufficiency of the evidence and ineffective
assistance of counsel. We reject his contentions and affirm.
RELEVANT PROCEDURAL BACKGROUND
On February 20, 2013, an information was filed charging appellant in count
1 with the murder of Lester Donaldson (Pen. Code, § 187, subd. (a)), in count 2
with the attempted willful, deliberate, and premeditated murder of Matthew
George, a peace officer (Pen. Code, §§ 187, subd. (a), 664), and in count 3 with
assault upon a peace officer (Pen. Code, § 245, subd. (c)).1 Accompanying counts
2 and 3 were allegations that appellant inflicted great bodily injury (§ 12022.7,
subd. (a)). The information also asserted prior conviction allegations (§ 667.5,
subd. (b), § 667, subds. (a), (b)-(i), 1170.12, subds. (a)-(d)). Appellant pleaded not
guilty and denied the special allegations.
A jury found appellant guilty as charged and found true the special
allegations. At the prosecutor’s request, the trial court limited the bench trial to the
prior conviction allegations predicated on a single specified conviction. After
finding those prior conviction allegations to be true, the trial court sentenced
appellant to a total term of 88 years to life. This appeal followed.
1 All further statutory citations are to the Penal Code.
2
FACTS
A. Prosecution Evidence
1. Murder of Lester Donaldson (Count 1)
In 2012, appellant was a parolee assigned to parole agent Maridee Richards.
According to Richards, on Friday, October 12, 2012, appellant was released from
county jail and appeared at the Long Beach Parole Office, where Richards placed a
G.P.S. monitoring device on his ankle. Appellant told Richards that he was
residing in a motel in Bellflower.
The following Monday (October 15), at approximately 6:00 a.m., the
monitoring center informed Richards that appellant’s device had been cut off or
removed. Richards and another parole agent went to appellant’s motel room,
where they found a dead person in the bed. Appellant was not present. A search
disclosed appellant’s monitoring device in a dumpster near the motel.2
The dead person was identified as Lester Donaldson. Dr. Kevin Young, a
medical examiner, performed an autopsy on Donaldson’s body. According to
Young, Donaldson displayed abrasions on the left side of his neck, a broken neck
bone, and hemorrhages in his eyes. Young opined that Donaldson died of
strangulation. Young further stated that to cause Donaldson’s death, it was
necessary for the perpetrator to apply constant pressure for “over a minute at
least,” and perhaps for “minutes.”
The jury viewed video recordings from the motel’s cameras, which showed
appellant leaving the motel at 5:33 a.m. on October 15, 2012.
2 The prosecution called as witnesses Los Angeles County Sheriff’s Department
Deputy Sheriffs Matthew Hart and Shelby Martin, who accompanied Richards and the
other parole agent to appellant’s motel room.
3
2. Attempted Murder of, and Assault upon, Long Beach Police
Department Officer Matthew George (Counts 2 and 3)
Thanh Nguyen testified that she owned a nail salon in Long Beach. On
October 15, 2012, at approximately 10:00 a.m., appellant entered the salon and
asked who owned a red Mercedes parked outside. After the car owner identified
herself, appellant inquired whether he could borrow the car. When the car owner
replied, “No,” appellant left the salon, returned with a soda in his hand, threw it on
the salon’s floor, and began yelling. Nguyen and her customers fled from the
salon. After making a 911 call, Nguyen returned to the salon, where she saw
appellant lying on his back on the floor. When Nguyen approached him, he left the
salon and went to the Mercedes.
Nguyen further testified that a uniformed police officer soon arrived in a
patrol car. Upon leaving the car, the officer ordered appellant to kneel down, but
appellant refused. After the officer waved his baton without striking appellant, a
fight commenced between appellant and the officer. According to Nguyen,
appellant punched the officer, and was “really try[ing] to hurt [him].” When
Nguyen yelled for help, five or six construction workers appeared and separated
appellant from the officer, who was beneath appellant.
Two cameras outside Nguyen’s salon and a cell phone made video
recordings of the incident, which were played for the jury; in addition, the
prosecution presented evidence that the keys to the Mercedes contained a mace
dispenser. The video recordings appeared to show that appellant took the keys to
the Mercedes from its owner, who discharged the dispenser at appellant as he
robbed her.
Long Beach Police Department Officer Matthew George testified that he
responded to an “unknown trouble call” regarding the nail salon. When George
arrived at the scene, a woman told him that appellant had taken the keys to her
4
Mercedes. George took out his gun and approached appellant, who was standing
in front of the Mercedes with his hands on the hood, and appeared to be “humping”
the car’s grille. George noticed that appellant was sweating.
George further testified that he directed appellant to walk toward him.
Appellant initially obeyed, but failed to lie down on the ground when George
ordered him to do so. Appellant said, “Fuck you, no. Let’s fight,” and ran toward
George, who holstered his gun and pulled out his baton. After adopting a boxer’s
stance, appellant repeatedly punched George in the face with closed fists, and
George struck appellant’s upper body and hands with the baton. When George
tried to back away from appellant, he felt tugging on or near his gun belt.
According to George, because appellant appeared to be trying to seize his gun, he
was authorized to apply lethal force. George swung his baton against appellant’s
head, which began to bleed. When appellant continued to fight, George hit
appellant’s head with the baton more times, with no effect.
George further testified that the fight attracted a crowd of people who yelled
at appellant. When appellant momentarily turned to face the crowd, George
“somehow” lost his baton. George placed appellant in a bear hug, slammed him to
the ground, and straddled appellant while holding his left arm. While the pair were
on the ground, George called for backup. Appellant, who lay on his back, reached
up with his free right hand and choked George. As George began to lose
consciousness, some onlookers came to his assistance and freed him from
appellant’s grip.
George further testified that after the fight, he felt dazed, tired, and weak.
His face was swollen and painful, he had lacerations and red markings on his neck,
and his nose was fractured. He later underwent surgery to repair the fracture.
Jose Polanco testified that he was working on a sign near Nguyen’s nail
salon when appellant walked from the salon to a red Mercedes. Appellant began
5
“humping” the car and screaming. After a police officer told appellant to “go on
the ground” and drew a baton, appellant began “swinging” at the officer. When
the officer lost his baton, he hugged appellant, and the pair fell to the ground.
Polanco saw appellant punch the officer for one or two minutes. As the officer
seemed to be in trouble, Polanco and two of his fellow workers took hold of
appellant, who continued to struggle against them until other police officers
arrived.
Donald Pardew, who operated a business near Nguyen’s nail salon, testified
that he heard a loud noise and saw appellant beating on the front of a parked
Mercedes. A police officer appeared in a patrol car and tried to “tone” appellant
“down.” After the officer issued some commands that appellant ignored, a fight
ensured. According to Pardew, appellant appeared to be the initial aggressor. The
officer used a baton to resist appellant. When the officer stepped backwards, he
lost his footing, and appellant grabbed the baton. The pair ended up fighting on the
ground. Pardew assisted the officer by taking the baton away from appellant.
When Pardew saw appellant touching the officer’s gun, he put his foot on
appellant’s arm. Other people joined Pardew in holding appellant until police
officers arrived.
Following the incident, investigating officers took DNA samples from
George’s gun and appellant. Appellant’s DNA was found on the gun.
3. Appellant’s Post-Arrest Statements
Los Angeles County Sheriff’s Department Homicide Investigator Gary
Sloan testified that he and a fellow investigator interviewed appellant following his
6
arrest. After Sloan issued Miranda warnings to appellant, appellant voluntarily
spoke to the investigators.3
Regarding the incident involving Officer George, appellant told the
investigators that he was the “sole aggressor” and “the person at fault.” Appellant
said that he “had no business messing with the women inside” the nail salon, that
“he was the person who punched the police officer first,” and that the officers “did
absolutely nothing wrong when they detained him . . . .” When asked to explain
his actions, appellant stated that “he just did not want to go back to jail.”
Regarding the incident at the motel, appellant told the investigators that the
dead man, Donaldson, was the long-time boyfriend of appellant’s mother, who
died while he was in custody. Appellant claimed to have had a good relationship
with Donaldson. On the date of the incident, appellant invited Donaldson to his
motel room, where they “convers[ed] . . . with each other very civilly” and drank
approximately half of a bottle of Courvoisier.
Appellant further told the investigators that at some point, he and Donaldson
became emotional due to the alcohol, and began discussing how appellant’s mother
had died. Donaldson spoke respectfully regarding appellant’s mother and said that
he had done all he could do for her. However, while in custody, appellant had
come to believe that Donaldson had not done everything he could to help
appellant’s sick mother. Thus, when Donaldson spoke of appellant’s mother,
appellant became “internally enraged.” Appellant told the investigators: “It all
came to a head, the stress of the monitor, Mom’s death, et cetera, et cetera. He
wasn’t even there for her. I didn’t trust him. I was locked up.”
Appellant further told the investigators that he grabbed Donaldson, who was
on the bed, got on top of him, and squeezed his throat until he stopped breathing.
3 Miranda v. Arizona (1966) 384 U.S. 436.
7
Appellant said, “I choked him. I was drunk. I choked him and I think I did it with
my left hand.” Appellant described his conduct as “a rage-of-the-moment-type of
thing.” Appellant then covered Donaldson with a pillow and comforter, left the
motel, and cut off his monitoring device.
B. Defense Evidence
Appellant presented no evidence.
DISCUSSION
Appellant contends (1) that his convictions for murder and attempted murder
fail for want of substantial evidence, and (2) that his counsel rendered ineffective
assistance. As explained below, we disagree.
A. Adequacy of the Evidence
We begin with appellant’s challenges to the evidentiary showings regarding
his convictions for first degree murder and first degree attempted murder.4
4 “‘The proper test for determining a claim of insufficiency of evidence in a
criminal case is whether, on the entire record, a rational trier of fact could find the
defendant guilty beyond a reasonable doubt. [Citations.] On appeal, we must view the
evidence in the light most favorable to the People and must presume in support of the
judgment the existence of every fact the trier could reasonably deduce from the evidence.
[Citation.] [¶] Although we must ensure the evidence is reasonable, credible, and of solid
value, nonetheless it is the exclusive province of the trial judge or jury to determine the
credibility of a witness and the truth or falsity of the facts on which that determination
depends. [Citation.] Thus, if the verdict is supported by substantial evidence, we must
accord due deference to the trier of fact and not substitute our evaluation of a witness’s
credibility for that of the fact finder. [Citations.]’ [Citation.]” (People v. Ochoa (1993)
6 Cal.4th 1199, 1206.)
8
1. Donaldson’s Murder
Appellant maintains that Donaldson’s murder was not deliberate and
premeditated, arguing that the evidence shows that he killed Donaldson in a fit of
rage. Generally, “‘“[a] verdict of deliberate and premeditated first degree murder
requires more than a showing of intent to kill. [Citation.] ‘Deliberation’ refers to
careful weighing of considerations in forming a course of action; ‘premeditation’
means thought over in advance. [Citations.]”’” (People v. Mendoza (2011) 52
Cal.4th 1056, 1069, quoting People v. Koontz (2002) 27 Cal.4th 1041, 1080.)
Nonetheless “‘“[p]remeditation and deliberation can occur in a brief interval. The
test is not time, but reflection. ‘Thoughts may follow each other with great
rapidity and cold, calculated judgment may be arrived at quickly.’” [Citation.]’
[Citations.]” (People v. Mendoza, supra, 52 Cal.4th at p. 1069, quoting People v.
Sanchez (2001) 26 Cal.4th 834, 849.)
“The necessary elements of deliberation and premeditation may be inferred
from all the facts and circumstances as will furnish a reasonable basis for such
inferences, and where the evidence is not in law insufficient, the matter is
exclusively a question for the trier of fact to determine. [Citations.] Proof of
circumstances occurring at the time of the killing, as well as circumstances before
and after the killing, are competent to show deliberation and premeditation.
[Citations.]” (People v. Mulqueen (1970) 9 Cal.App.3d 532, 544.)
In People v. Anderson (1968) 70 Cal.2d 15, 26-27 (Anderson), our Supreme
Court identified three kinds of evidence a reviewing court should consider in
determining the existence of premeditation and deliberation, namely, planning
activity, motive, and manner of killing.5 It has subsequently cautioned that these
5 In People v. Lenart (2004) 32 Cal.4th 1107, 1127, the court summarized the three
Anderson categories as follows: “‘(1) facts about how and what defendant did prior to
(Fn. continued on next page.)
9
factors “are descriptive and neither normative nor exhaustive, and that reviewing
courts need not accord them any particular weight. [Citations.]” (People v.
Halvorsen (2007) 42 Cal.4th 379, 420.)
An instructive application of the Anderson factors is found in People v. Silva
(2001) 25 Cal.4th 345 (Silva). There, the defendant was charged with three
murders committed shortly after he was paroled from state prison. (Id. at p. 351.)
There were no eyewitnesses to any of the murders. (Id. at pp. 352-353.) One of
the victims, who died of multiple gunshot wounds, was found on a rural dirt road
in the area of one of the defendant’s other murders. (Ibid.) Regarding that victim,
the defendant told investigating officers that he had picked her up while she was
hitchhiking, and paid for her food and shelter when she said she had no money.
(Id. at p. 368.) He further stated he took her with him when he decided to look for
the body of his other victim. (Id. at p. 369.) According to the defendant, he killed
her in a fit of rage when he concluded that she had lied regarding her lack of
money. (Ibid.)
On appeal, the defendant acknowledged that he intentionally killed the
victim, but maintained that the killing was “an impulsive, unplanned act.” (Silva,
supra, 25 Cal.4th at p. 369.) In concluding there was sufficient evidence of
the actual killing which show that the defendant was engaged in activity directed toward,
and explicable as intended to result in, the killing -- what may be characterized as
“planning” activity; (2) facts about the defendant’s prior relationship and/or conduct with
the victim from which the jury could reasonably infer a “motive” to kill the victim, which
inference of motive, together with facts of type (1) or (3), would in turn support an
inference that killing was the result of “a pre-existing reflection” and “careful thought
and weighing of considerations” rather than “mere unconsidered or rash impulse hastily
executed” [citation]; (3) facts about the nature of the killing from which the jury could
infer that the manner of killing was so particular and exacting that the defendant must
have intentionally killed according to a “preconceived design” to take his victim’s life in
a particular way for a “reason” which the jury can reasonably infer from facts of type (1)
or (2).’”
10
premeditation and deliberation, our Supreme Court observed that a rational jury
was not obliged to accept the defendant’s implausible statement that he intended to
take a stranger to the site of one of his prior crimes. (25 Cal.4th at p. 369.) The
court stated: “A rational trier of fact could infer instead that defendant selected
this location because it was a place where no potential witnesses or rescuers could
see them or hear [the victim’s] cries for help and the sounds of a shotgun
firing. . . . Thus, the murder’s isolated location, selected by defendant, is itself
evidence of planning. Defendant’s statements that he believed [the victim] had
lied to him about having no money and had taken advantage of him in persuading
him to spend his money on her are evidence of motive.” (Ibid.) The court further
concluded that the manner of killing was “entirely consistent with a premeditated
and deliberate murder.” (Ibid.)
Here, appellant concedes that his strangulation of Donaldson demonstrated
an intent to kill, but maintains that his act was “grounded in impulse, not
. . . preexisting reflection,” namely, a fit of rage triggered by Donaldson’s remark
that he had done everything he could for appellant’s mother. (Italics deleted.)
However, a rational jury was not required to accept appellant’s implausible
explanation that he met with Donaldson simply for the purpose of socializing,
despite having concluded while in custody that Donaldson had not adequately
helped his sick mother. Instead, a rational jury could infer that appellant invited
Donaldson to his motel room because it was a place where appellant could
confront Donaldson in the absence of onlookers. The murder’s private location,
coupled with the fact that the invitation to Donaldson followed close on the heels
of appellant’s release from custody, is evidence of planning. Furthermore,
appellant’s statements that he believed that Donaldson had failed to help his ailing
mother is evidence of motive.
11
Appellant’s method of killing was also “entirely consistent” with a
premeditated and deliberate murder (Silva, supra, 25 Cal.4th at p. 369). Manual
strangulation is usually sufficient to show an intent to kill (People v. Hernandez
(1988) 47 Cal.3d 315, 349), and in some circumstances, is evidence of
premeditation and deliberation (People v. Davis (1995) 10 Cal.4th 463, 491
[defendant’s act of manual strangulation demonstrated premeditation and
deliberation when the evidence showed that the victim, who was driving with the
defendant, wrecked her car and fled from the defendant, who followed and
strangled her over a period of up to five minutes]). Here, the manner of killing
supports a finding of premeditation and deliberation, as the strangulation hindered
Donaldson from crying out or alerting motel residents, and defendant applied
constant pressure for “over a minute at least,” and perhaps for “minutes.”
People v. Rowland (1982) 134 Cal.App.3d 1, upon which appellant relies, is
distinguishable. There, the defendant met his female victim at a party. (Id. at
pp. 6, 8.) The pair then drove to the defendant’s apartment, where he lived with
another woman. (134 Cal.App.3d at pp. 6-7.) The defendant hid the victim, told
his roommate that a friend and his “old lady” would be sleeping in a spare room,
and then pretended to leave the apartment. (Ibid.) After the roommate heard the
bed shaking in the spare room and some choking sounds, she fled from the
apartment. (Ibid.) The victim’s body was discovered some distance from the
apartment, and the cause of death was determined to be strangulation by a
electrical cord. (Id. at p. 7.) Applying the Anderson factors, the appellate court
concluded there was insufficient evidence of premeditation and deliberation to
support the defendant’s conviction for first degree murder. Because the defendant
did not know the victim before meeting her at the party, the court determined that
the evidence showed no motive or planning for a murder, but only the defendant’s
hope for a “sexual interlude” at his apartment. (Id. at p. 9.) The court also
12
determined that the method of killing established neither premeditation nor
deliberation because electrical cords are commonly found in bedrooms. (Id. at
p. 8.) In contrast, as explained above, appellant’s pre-existing relationship with
Donaldson, coupled with the circumstances and manner of the killing, are
sufficient to support a finding of premeditation and deliberation.
2. Attempted Murder of Officer George
We turn to appellant’s contentions regarding his conviction for the attempted
first degree murder of Officer George.
a. Intent to Kill
Appellant maintains there is no evidence that he intended to kill Officer
George. Generally, “[t]he crime of attempted murder includes the element of
intent to kill. [Citation.] ‘One who intentionally attempts to kill another does not
often declare his state of mind . . . . Absent such direct evidence, the intent
obviously must be derived from all the circumstances of the attempt, including the
putative killer’s actions and words. . . . [Citation.]’” (People v. Gonzalez (2005)
126 Cal.App.4th 1539, 1552, quoting People v. Lashley (1991) 1 Cal.App.4th 938,
945-946.)
Here, the record shows that following Donaldson’s murder, appellant cut off
his G.P.S. monitor, saw the Mercedes parked outside Nguyen’s nail salon,
identified its owner, and took the keys to the Mercedes. When Officer George
arrived, appellant initially cooperated with his orders, then attacked him. There is
evidence that appellant took control of George’s baton and tried to seize his gun:
Pardew saw George’s baton in appellant’s hands, and appellant’s DNA was found
on George’s gun. Furthermore, appellant choked George with force sufficient to
13
cause George to begin to lose consciousness. Following the incident, appellant
stated that he attacked George because “he just did not want to go back to jail.”
Appellant’s post-arrest remarks, coupled with his conduct, support the
reasonable inference that he intended to kill Officer George in order to escape.
Aside from repeatedly hitting George in the face with closed fists, appellant
successfully seized George’s baton, attempted to grab his gun, and sought to
strangle him. The testimony of spectators and George’s injuries establish the
ferocity of appellant’s attack. Nguyen testified that appellant was “really try[ing]
to hurt [George],” and Pardew testified that George appeared to be “losing the
fight.” George suffered a fractured nose and lacerations to his neck. On this
evidence, a rational jury could conclude that appellant acted with the intent to kill.6
b. Premeditation and Deliberation
Appellant also contends there is no evidence of premeditation and
deliberation. Generally, the terms “‘premeditated’” and “‘deliberate,’” as applied
in the context of attempted murder, carry the same meaning they convey in
connection with first degree murder. (People v. Herrera (1999) 70 Cal.App.4th
1456, 1462, fn. 8, overruled on another ground in People v. Mesa (2012) 54
Cal.4th 191, 199.) As explained above (see pt. A.1., ante), the presence of
6 Appellant suggests that he lacked the mental state required for attempted first
degree murder because Officer George saw him “humping” the front of the Mercedes and
sweating. However, a rational jury was not compelled to infer from that behavior that
appellant was then “mentally unstable or under the influence . . . .” The record discloses
evidence that the keys to the Mercedes contained a mace dispenser that the Mercedes
owner discharged at appellant when he seized the keys. In view of that evidence, the jury
could reasonably infer that appellant’s behavior was a response to the owner’s use of the
mace dispenser.
14
premeditation and deliberation is determined by whether appellant adequately
reflected on killing Officer George, not by how long he contemplated that conduct.
We find guidance regarding appellant’s contention from People v. Robillard
(1960) 55 Cal.2d 88 (Robillard), overruled on other grounds in People v. Satchell
(1971) 6 Cal.3d 28, 35, 43, and from People v. Sedeno (1974) 10 Cal.3d 703
(Sedeno), overruled on other grounds in People v. Blakeley (2000) 23 Cal.4th 82,
89, People v. Breverman (1998) 19 Cal.4th 142, 149, and People v. Flannel (1979)
25 Cal.3d 668, 685, fn. 12). In Robillard, the defendant, who was on probation,
looted some cars and drove away in a stolen car. (55 Cal.2d at p. 92.) A police
officer unaware of the crimes stopped the defendant and placed radio calls audible
to the defendant regarding the defendant’s car. (Ibid.) The officer was later found
dead after having been shot. (Id. at p. 93.) In affirming the defendant’s conviction
for first degree murder, our Supreme Court concluded there was a sufficient
showing of premeditation and deliberation, as there was evidence that the
defendant had a gun when he was stopped, and knew that the officer’s radio calls
subjected him to imminent arrest.
In Sedeno, the defendant was a jail prisoner who seized an opportunity to
escape on foot. (Sedeno, supra, 10 Cal.3d at p. 710.) When officers chased him,
he fought them off and continued to flee, even though they told him that he would
not be hurt if he gave up. (Ibid.) The defendant took a gun from an officer and
fired it at his pursuers, killing one of them. (Id. at pp. 710-711.) After the
defendant was convicted of first degree murder, the Supreme Court rejected his
contention there was insufficient evidence of deliberation, stating: “[The
defendant] had been stopped by police officers while fleeing from the jail. He had
been advised to surrender and had been assured that he would not be hurt. He
nonetheless attempted to continue his flight and . . . seized the officer’s gun and
. . . shot the officer in the back.” (Id. at pp. 712-713.)
15
In view of Robillard and Sedeno, the record adequately supports the jury’s
findings of premeditation and deliberation. There is sufficient evidence of
planning, as the record shows that when Officer George arrived, appellant first
obeyed his orders, which permitted appellant to move toward George. Although
George’s conduct clearly informed appellant that he would be safe if he complied
with the orders, appellant attacked him. Regarding the remaining Anderson
factors, appellant’s statement that he “just did not want to go back to jail” is
sufficient evidence of motive, and his persistent efforts to seize George’s weapons
and strangle him are fully consistent with a premeditated and deliberated plan to
kill George in order to escape. On this record, a rational jury could find the
existence of premeditation and deliberation. In sum, there is sufficient evidence to
support appellant’s convictions for murder and attempted murder.
B. Ineffective Assistance of Counsel
Appellant contends his trial counsel rendered ineffective assistance by
failing to (1) request an instruction on voluntary intoxication, and (2) object to a
portion of the prosecutor’s closing arguments. For the reasons explained below,
we reject these contentions.
1. Governing Principles
“In order to demonstrate ineffective assistance of counsel, a defendant must
first show counsel’s performance was ‘deficient’ because his ‘representation fell
below an objective standard of reasonableness . . . under prevailing professional
norms.’ [Citations.] Second, he must also show prejudice flowing from counsel’s
performance or lack thereof. [Citations.] Prejudice is shown when there is a
‘reasonable probability that, but for counsel’s unprofessional errors, the result of
the proceeding would have been different. A reasonable probability is a
16
probability sufficient to undermine confidence in the outcome.’ [Citations.]”
(People v. Jennings (1991) 53 Cal.3d 334, 357.)
2. Voluntary Intoxication Instruction
Appellant contends that his defense counsel’s performance was deficient
because he requested no instruction regarding voluntary intoxication. Appellant
argued that in view of his post-arrest statements to investigators, it was incumbent
upon counsel to request such an instruction. We disagree.
As elaborated below (see pt. B.3, post), in closing argument, defense counsel
relied on appellant’s post-arrest statements to support a theory of “heat of passion”
voluntary manslaughter. Counsel maintained that Donaldson’s remarks regarding
appellant’s mother were sufficiently provocative to cause an ordinary reasonable
person to become “internally enraged” and act out of emotion, rather than
judgment. Counsel argued: “Your mother died while you were in prison, you just
get out of prison, you invite her boyfriend to your room. [You] guys are having a
good time. You are getting some liquor, you are having some beer [sic], you are
feeling good and . . . all you keep hearing about is your mother and how she
died . . . . You are going back and forth, ‘Well, you didn’t do enough for my
mom.[’] . . . [‘] Maybe it’s all your fault too.’ And it just keeps going on and on
and on. [¶] Would an ordinary person be getting emotional and crying after losing
his mother, not being able to go to the funeral because he was in prison? Would an
ordinarily[] reasonable person become internally enraged . . . ?”
We conclude that appellant’s counsel did not render ineffective assistance by
not requesting an instruction on voluntary intoxication. “Counsel’s failure to make
a futile or unmeritorious motion or request is not ineffective assistance.” (People
v. Szadziewicz (2008) 161 Cal.App.4th 823, 836.) As explained, the record
discloses no evidence sufficient to support a voluntary intoxication instruction.
17
“‘[A] defendant has a right to an instruction that pinpoints the theory of the
defense [citations]; however, a trial judge must only give those instructions which
are supported by substantial evidence. [Citations.] Further, a trial judge has the
authority to refuse requested instructions on a defense theory for which there is no
supporting evidence.’ [Citation] ‘A party is not entitled to an instruction on a
theory for which there is no supporting evidence.’ [Citation.]” (People v.
Roldan (2005) 35 Cal.4th 646, 715 (Roldan), disapproved on another ground in
People v. Doolin (2009) 45 Cal.4th 390, 421, fn. 22.)
Generally, “[e]vidence of voluntary intoxication . . . is ‘admissible solely on
the issue of whether or not the defendant actually formed a required specific intent,
or, when charged with murder, whether the defendant premeditated, deliberated, or
harbored express malice aforethought.’ [Citations.]” (Roldan, supra, 35 Cal.4th at
p. 715.) Accordingly, a defendant charged with first degree murder is entitled to
an instruction on voluntary intoxication only when there is substantial evidence
that the defendant was voluntarily intoxicated and that the intoxication affected the
“‘actual formation of [the] specific intent’” required for that crime. (Ibid., quoting
People v. Williams (1997) 16 Cal.4th 635, 677-678 (Williams).)
Under these principles, evidence of the defendant’s potential intoxication,
unaccompanied by sufficient evidence regarding its effect on the defendant’s
mental state, does not support voluntary intoxication instructions. In Williams, the
defendant was convicted of four counts of first degree murder. (Williams, supra,
16 Cal.4th at p. 647.) On appeal, he contended the trial court erroneously refused
his request for an instruction on voluntary intoxication, pointing to witness
testimony that when he shot the four victims, he was “‘probably spaced out,’” as
well as his own post-arrest statements that he was “‘doped up’” and “‘smokin’
pretty tough’” at the time of the killings. (Id. at p. 676.) In rejecting the
contention, the Supreme Court concluded “there was no evidence at all that
18
voluntary intoxication had any effect on [the] defendant’s ability to formulate
intent.” (Id. at p. 678.)
The same is true here. The sole evidence regarding appellant’s potential
voluntary intoxication is found in his post-arrest remarks. Appellant told the
investigators that after he and Donaldson jointly drank approximately half of a
bottle of Courvoisier, they “became emotional,” and “started speaking about
[appellant’s] mother’s death and how she died.” According to appellant, although
Donaldson made only respectful remarks regarding appellant’s mother, appellant
became “internally enraged” after Donaldson said that he “did everything he could
do for [appellant’s] sick mother,” and began to choke Donaldson. In describing
Donaldson’s strangulation, appellant said, “I choked him. I was drunk.”
Appellant’s post-arrest statements do not constitute substantial evidence that
his voluntary intoxication had any effect on the “‘actual formation of [the] specific
intent’” required for first degree murder (Roldan, supra, 35 Cal.4th at p. 715;
Williams, supra, 16 Cal.4th at pp. 677-678). In explaining why Donaldson’s
remarks precipitated the killing, appellant did not mention his purported
intoxication. Appellant told the investigators: “It all came to a head, the stress of
the monitor, Mom’s death, et cetera, et cetera. He wasn’t even there for her. I
didn’t trust him. I was locked up.” Furthermore, as appellant claimed to recall the
precise events surrounding Donaldson’s death, his remarks do not support the
reasonable inference that his level of intoxication affected the formation of the
requisite state of mind. (See People v. Juarez (1968) 258 Cal.App.2d 349, 357
[defendant’s “clear account” of killing showed that his intoxication did not prevent
the formation of the mental state required for first degree murder].) Accordingly,
19
appellant has failed to show ineffective assistance of counsel, as he was not
entitled to a voluntary intoxication instruction.7
3. Prosecutor’s Closing Argument
Appellant also contends his trial counsel rendered ineffective assistance by
failing to object, during the rebuttal portion of the prosecutor’s closing argument,
to erroneous remarks regarding the “heat of passion” required for voluntary
manslaughter. As explained below, appellant’s contention fails.
Voluntary manslaughter based on a sudden quarrel or heat of passion is a
lesser included offence of intentional murder. (People v. Breverman, supra, 19
Cal.4th at pp. 153-154, 160.) The factor that distinguishes murder from voluntary
manslaughter based on a sudden quarrel or heat of passion is provocation. (People
v. Manriquez (2005) 37 Cal.4th 547, 583.) The requisite provocation is subject to
several requirements. (Ibid.) The provocation must be caused by the victim, or
reasonably attributed to the victim by the defendant. (Ibid.) Furthermore, although
the provocative conduct may be physical or verbal, it “must be sufficiently
provocative that it would cause an ordinary person of average disposition to act
rashly or without due deliberation and reflection.” (Id. at p. 584.) The provocation
is thus assessed under subjective and objective standards: it must actually motivate
the defendant’s conduct, and also be capable of arousing the passions of a
“‘reasonable person.’” (Ibid.)
7 Appellant suggests that counsel improperly failed to request a voluntary
intoxication instruction in connection with the attempted murder of Officer George. That
contention fails, as there was insufficient evidence to support such an instruction in
connection with Donaldson’s murder, which occurred over four hours before the
attempted murder of George. Furthermore, the record discloses no other evidence that
appellant was intoxicated when he tried to kill George; on the contrary, George testified
that he smelled no alcohol on appellant.
20
In People v. Beltran (2013) 56 Cal.4th 935, 946-953 (Beltran), our Supreme
Court clarified that the inquiry into the existence of the requisite provocation is
directed at the defendant’s state of mind, not his or her conduct. There, the court
rejected a contention that “the proper standard for assessing the adequacy of
provocation is whether an ordinary person of average disposition would be moved
to kill.” (Id. at p. 946.) The court explained: “Adopting a standard requiring such
provocation that the ordinary person of average disposition would be moved to kill
focuses on the wrong thing. The proper focus is placed on the defendant’s state of
mind, not on his particular act. To be adequate, the provocation must be one that
would cause an emotion so intense that an ordinary person would simply react,
without reflection. . . . [T]he anger or other passion must be so strong that the
defendant’s reaction bypassed his thought process to such an extent that judgment
could not and did not intervene. Framed another way, provocation is not evaluated
by whether the average person would act in a certain way: to kill. Instead, the
question is whether the average person would react in a certain way: with his
reason and judgment obscured.” (Id. at p. 949.)
Here, the jury was instructed with CALJIC No. 8.42, which states in
pertinent part: “The heat of passion which will reduce a homicide to manslaughter
must be such a passion as naturally would be aroused in the mind of an ordinarily
reasonable person in the same circumstances. . . . [¶] The question to be answered
is whether or not, at the time of the killing, the reason of the accused was obscured
or disturbed by passion to such an extent as would cause the ordinarily reasonable
person of average disposition to act rashly and without deliberation and reflection,
and from passion rather than judgment. [¶] If there was provocation, . . . , but of a
nature not normally sufficient to arouse passion, . . . , and if an unlawful killing of
a human being followed the provocation and had all the elements of murder, . . . ,
21
the mere fact of slight or remote provocation will not reduce the offense to
manslaughter.”
During closing arguments, defense counsel maintained that under the
standards set forth in CALJIC No. 8.42, it was “not far fetched” that an ordinarily
reasonable person in appellant’s circumstances would have become “internally
enraged” upon hearing Donaldson’s remarks regarding the death of appellant’s
mother. In the rebuttal portion of closing argument, the prosecutor stated: “You
are reasonable people. That’s why we have you here. So I ask you, would saying,
‘I did everything I could for her,’ [--] speaking of your mother [--] . . . cause you to
kill someone? Because that is what it’s going to take for that to apply.” (Italics
added.) Later, the prosecutor added: “If you think those word are so
inflammatory[] that it would cause you to kill the person who took care of your
mom, then go ahead and come back with a [verdict of] voluntary
manslaughter . . . .” (Italics added.) Defense counsel asserted no objection to
those remarks.
It is unnecessary for us to assess whether defense counsel’s failure to object
constituted deficient representation, as the record discloses no prejudice to
appellant attributable to the prosecutor’s remarks. In People v. Najera (2006) 138
Cal.App.4th 212, 215-216 (Najera), the defendant and his victim were drinking
beer and socializing when the victim began calling the defendant a “‘jota’” -- that
is, a “‘faggot.’” After the defendant initiated a fist fight with the victim, the
defendant retrieved a knife and killed the victim with it. (Id. at p. 216.) On appeal,
the defendant challenged his conviction for second degree murder, arguing that his
counsel was ineffective by failing to object to the prosecutor’s remarks in closing
argument regarding “heat of passion” voluntary manslaughter, including that the
requisite provocation must be sufficient to arouse a reasonable person to kill.
(Id. at pp. 224-226.) The appellate court held that defense counsel’s failure to
22
object caused no prejudice to appellant because he was, in fact, not entitled to an
instruction on “‘heat of passion’” voluntary manslaughter, concluding that taunts
such as “‘faggot’” and “‘“motherfucker,”’” as a matter of law, do not constitute
adequate provocation. (Id. at pp. 225-226.) The court explained: “‘“A
provocation of slight and trifling character, such as words of reproach, however
grievous they may be, . . . is not recognized as sufficient to arouse, in a reasonable
man, such passion as reduces an unlawful killing with a deadly weapon to
manslaughter.”’” (Id. at p. 226, quoting People v. Wells (1938) 10 Cal.2d 610,
623, overruled on another ground in People v. Holt (1944) 25 Cal.2d 59, 87-88.)
The rationale in Najera is applicable here. According to appellant’s post-
arrest remarks, within days of his release from custody, he invited Donaldson to his
motel room for socializing, even though while in custody he had concluded that
Donaldson had not adequately helped his ailing mother. Indeed, appellant told the
investigating officers, “I didn’t trust [Donaldson].” The only “provocation” that
appellant attributed to Donaldson were respectful remarks regarding appellant’s
mother, coupled with Donaldson’s claim that he had done everything he could to
help her. Under the circumstances, those remarks were insufficient as a matter of
law to cause an emotion “so intense” that an ordinary reasonable person “would
simply react, without reflection” (Beltran, supra, 56 Cal.4th at pp. 949, 951), for
purposes of reducing murder to manslaughter.
Pointing to People v. McCowan (1986) 182 Cal.App.3d 1, appellant
contends the prosecutor’s remarks must be viewed as prejudicial. There, the
defendant and his wife underwent a lengthy and bitter divorce. (Id. at pp. 7-8.)
After the divorce, he killed his former wife, wounded his ex-mother-in law, who
had lived with the couple during their dissolution proceedings, and killed his ex-
father-in-law. (Ibid.) At trial, the defendant presented evidence that on the day of
the shootings, his divorce and other problems “had been more than he could bear.”
23
(Id. at p. 8.) According to the defendant, he killed his wife after she made an
obscene gesture at him and appeared to reach for something in her car; he then shot
his former parents-in-law while consumed by hatred for them. (Ibid.) The
appellate court concluded that on this evidence, the trial court had properly
instructed the jury regarding “heat of passion” voluntary manslaughter. (Id. at
pp. 15-16.)
Here, in contrast, there is no evidence of provocation sufficient to support a
“heat of passion” voluntary manslaughter instruction. By appellant’s own account,
prior to the remarks by Donaldson that purportedly triggered the killing,
appellant’s dealings with Donaldson were not acrimonious; on the contrary,
appellant told investigators that he had a good relationship with Donaldson, and
that on the date of the incident, appellant “convers[ed] . . . with each other very
civilly.” Accordingly, Donaldson’s remarks cannot be regarded as provocation
sufficient to reduce murder to voluntary manslaughter.
Furthermore, even if Donaldson’s remarks were legally sufficient to support
a “heat of passion” voluntary manslaughter instruction, we would conclude that
appellant has shown no prejudice from his counsel’s failure to seek a curative
admonition regarding the prosecutor’s argument. The evidence of provocation was
weak, and as explained above (see pt. A.1., ante), the record discloses considerable
evidence that Donaldson’s murder was premeditated and deliberate. Accordingly,
there is no reasonable probability of a more favorable outcome for appellant had
the jury been admonished that the “proper focus” of an inquiry into provocation is
“on the defendant’s state of mind, not on his particular act” (Beltran, supra, 56
Cal.4th at p. 949). In sum, appellant has failed to show that his counsel rendered
ineffective assistance by failing to object to the prosecutor’s remarks.
.
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DISPOSITION
The judgment is affirmed.
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
MANELLA, J.
We concur:
EPSTEIN, P. J.
COLLINS, J.
25