Filed 12/17/14 P. v. Farrell CA4/1
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D065137
Plaintiff and Respondent,
v. (Super. Ct. No. SCD250845)
TIMOTHY JEROME FARRELL,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County,
Dwayne K. Moring, Judge. Affirmed.
Law Office of Johanna S. Schiavoni and Johanna S. Schiavoni, under appointment
by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Julie L. Garland, Assistant Attorney General,
Barry Carlton and Karl T. Terp, Deputy Attorneys General, for Plaintiff and Respondent.
Timothy Jerome Farrell appeals after the trial court denied his motion to strike his
serious/violent felony prior conviction and sentenced him to prison. He contends that
although the trial court had a full probation report and a written motion to strike the prior
convictions, the court should have ordered a supplemental probation report on its own
motion. From that faulty premise, appellate counsel reasons it is likely the trial court
would have granted the motion to strike the prior conviction and would have granted
Farrell probation. We will find the argument, on this record, to be wholly without merit
and affirm the judgment.
Farrell entered a guilty plea to petty theft after a theft-related prior conviction
(Pen. Code,1 §§ 484, 666). He also admitted a serious/violent felony prior conviction
within the meaning of section 667, subdivisions (b) through (i) (strike prior).
The prosecution made no promises to induce the plea, however the trial court
stated it would "strongly consider" dismissing the strike prior and grant probation.
Farrell filed a motion pursuant to People v. Superior Court (Romero) (1996) 13
Cal.4th 497 (Romero motion). At sentencing the trial court denied the Romero motion
and also denied probation. Farrell was sentenced to a determinate term of 32 months in
prison (the low term doubled because of the strike prior). Farrell filed a timely notice of
appeal and obtained a certificate of probable cause (§ 1237.5).
STATEMENT OF FACTS
Farrell entered a Ralph's grocery store and placed several items worth
approximately $250 in a shopping bag and left the store without paying for the items.
1 All further statutory references are to the Penal Code unless otherwise specified.
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DISCUSSION
Farrell's challenge to his sentence is based on several contentions. First, he argues
the probation report was insufficient because it advised the court that Farrell was
absolutely ineligible for probation, based on his admission of a strike prior. Based on
that assertion Farrell argues the court was not fully informed of its sentencing options
regarding Farrell's suitability for probation and therefore the court had a sua sponte duty
to order a supplemental probation report. The conclusion counsel posits from this
syllogism is that the court would have likely granted his Romero motion and we should
remand the case for resentencing.
First, the premises upon which the argument is based are faulty because the
probation report, coupled with the information in the defendant's Romero motion, fully
informed the trial court of Farrell's criminal history, his health issues and the nature of his
strike prior conviction, thus fully informing the trial court of the facts needed to make a
reasoned decision.
Finally, Farrell has provided no authority that would support imposing a sua
sponte duty on trial courts to order supplemental reports in original sentencings.
A. Background
At the time of his guilty plea, Farrell was advised that the court was going to
seriously consider striking the serious/violent felony prior conviction. The court also
advised Farrell that in the event the court did not strike the prior conviction that Farrell
would be sent to prison and that the minimum time would be 32 months. As we have
noted, after a full hearing the trial court denied the Romero motion and sentenced Farrell
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to the minimum term in prison. Notably, Farrell does not challenge his guilty plea. Nor
does Farrell contend the trial court's decision to deny the Romero motion was an abuse of
discretion.
Prior to sentencing, the trial court ordered a full probation report. The probation
report recited the preplea representations the court made to Farrell about the possibility of
probation. The report also reminded the court that one plan discussed at the time was for
Farrell to look into screening for possible residency in Granite Hills Health Care Center.
The report also discussed the facts of the current offense, Farrell's criminal history,
including the facts of the strike prior, and Farrell's dismal performance on probation and
parole.
Much of the focus of this appeal is directed at the probation officer's statement that
Farrell is "absolutely ineligible for probation," which was factually accurate as long as
the strike prior remained. (§ 667, subd. (c)(2).) However, the report continued and
discussed possible alternatives:
"Even if the defendant is deemed an appropriate candidate for
probation, it is his admission to a strike prior in this case which has
made him absolutely ineligible for probation. [¶] Therefore, it is
recommended that the defendant be denied probation and be
committed to the Department of Corrections and Rehabilitation for a
term of 32 months, which would accomplish the general objectives
for sentencing, protecting society, appropriately punishing the
defendant and providing deterrent [sic] to others from criminal
conduct by demonstrating its consequences. [¶] The undersigned is
cognizant that in the plea agreement the court has indicated it will
consider striking the strike and placing the defendant on probation.
If this is the course of action for the court, alternative
recommendations can be made available for today's hearing.
However, given the defendant is already on parole supervision and
will be so until 11/18/2015 and to avoid duplication of services, the
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recommendation would be for the defendant to be granted felony
probation to the court." (Italics added.)
Farrell's Romero motion contained a good deal more information on his
background, his medical and family history and the nature of his current serious illness
and necessary medication. The motion also contained copies of the medication records
for Farrell from the Sheriff's Department.
During the hearing on the Romero motion there was no objection to the probation
report, request for time to produce additional information and certainly no request for a
supplemental probation report.
B. Legal Principles
Farrell contends the court had a sua sponte duty to request a supplemental
probation report. Farrell does not cite any authority to support a sua sponte duty and our
research has found none. Rather, Farrell relies on a group of cases that involve the
question of whether, after reversal on appeal, a trial court should obtain an updated
probation report before resentencing. That is, however, not the situation presented to the
trial judge here.
Farrell relies on People v. Tatlis (1991) 230 Cal.App.3d 1266, 1273-1274, People
v. Bullock (1994) 26 Cal.App.4th 985 and People v. Rojas (1962) 57 Cal.2d 676, 80-82.
All of those cases involved remands for sentencing after reversal on appeal. In both
Rojas and Tatlis there were requests for updated probation reports due to the passage of
time while the cases were on appeal. The court in Bullock, supra, at page 990, declined
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to require a supplemental probation report on remand where the defendant was ineligible
for probation.
In People v. Llamas (1998) 67 Cal.App.4th 35, 37-38 (Llamas), this court dealt
with a remand for resentencing following appeal. The defendant, who was ineligible for
probation because of a strike, asked the trial court to strike the prior conviction. On
appeal the defendant argued the court should have ordered a supplemental probation
report, even though defense counsel had submitted additional material to the trial court
prior to its ruling. This court rejected the contention. There we noted the trial court had
all of the needed information before it. We observed: "Nothing would have been added
to Llamas's efforts to persuade the court to dismiss his strike and make more lenient
sentencing choices had a supplemental probation report reiterated information conveyed
by other sources (Llamas's statement, the show of support from family and friends,
counsel's argument and documentation, the statement in mitigation, and the original
probation report). Moreover, we must presume the court was aware of its discretion
[citation] to dismiss the strike." (Id. at pp. 40-41.)
C. Analysis
In this case the court had a current probation report that fully detailed the
information the court needed to consider Farrell's offenses, background and suitability for
probation. Like the court in Llamas, supra, 67 Cal.App.4th 35, the court also had
extensive material from defense counsel in mitigation and in support of the motion to
strike the prior. Indeed, the probation report recognized the court's preplea comments
and offered alternatives if the court decided to strike the prior. Nothing would have been
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added by yet another probation report, and nothing has been demonstrated on appeal that
would support an inference that a different outcome would have happened if a
supplemental report had been provided. There is nothing in this record to support a
reversal of the trial court's decision.2
DISPOSITION
The judgment is affirmed.
HUFFMAN, Acting P. J.
WE CONCUR:
McDONALD, J.
AARON, J.
2 Since we have resolved this case on the merits, it is unnecessary to address
Farrell's alternate claim of ineffective assistance of counsel, which he raised in the event
we found forfeiture.
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