[Cite as Carte v. The Manor at Whitehall, 2014-Ohio-5670.]
IN THE COURT OF APPEALS OF OHIO
TENTH APPELLATE DISTRICT
Rhoda Carte, Administrator [of the :
Estate of Aaron J. Carte, Deceased],
:
Plaintiff-Appellant,
:
v. No. 14AP-568
: (C.P.C. No. 13CVA8033)
The Manor at Whitehall et al.,
: (ACCELERATED CALENDAR)
Defendants-Appellees.
:
D E C I S I O N
Rendered on December 23, 2014
James V. Blumenstiel, for appellant.
Poling Law, G. Michael Romanello, Brant E. Poling and
Andrew S. Good, for appellee The Manor at Whitehall.
APPEAL from the Franklin County Court of Common Pleas
TYACK, J.
{¶ 1} Plaintiff-appellant, Rhoda Carte, the widow and administrator of the estate
of Aaron J. Carte, is appealing from adverse rulings of the Franklin County Court of
Common Pleas dismissing the lawsuit she filed against defendant-appellee, The Manor at
Whitehall, the nursing home where Aaron Carte was residing when he fell and received
the injuries which ultimately led to his death.
I. Facts and Procedural History
{¶ 2} Aaron Carte was 76 years old when, on December 1, 2011, he fell while living
at The Manor at Whitehall. Carte had undergone back surgery and after being discharged
No. 14AP-568 2
from the hospital was transferred to The Manor at Whitehall for rehabilitation and
nursing care.1
{¶ 3} According to the complaint, Carte suffered from a medical condition which
made him at increased risk for falling. As a result, any time Carte was being moved, the
move was supposed to be attended by two staff people. When Carte had his fall on
December 1, 2011, he was attended by only a single staff person, allegedly because the
nursing home was short on staff that day. The fall resulted in Carte striking his head on a
door jamb. He suffered a significant laceration to his forehead and a subarachnoid
hemorrhage. He died two months later on February 10, 2012. The death certificate
indicated that the cause of death was failure to thrive due to subarachnoid hemorrhage.
{¶ 4} On March 29, 2013, Rhoda Carte filed a survivorship action against The
Manor at Whitehall, alleging negligence against the nursing home for failing to provide
adequate staffing. After the lawsuit was filed, the attorneys for the nursing home argued
that the lawsuit involved a medical claim, and the estate had not provided an affidavit of
merit required by Civ.R. 10(D)(2).
{¶ 5} The trial court judge assigned to the case agreed with the nursing home and
ordered the lawsuit to be dismissed.
{¶ 6} The estate filed a second lawsuit on July 24, 2013, alleging both common
law negligence and a medical negligence claim. Along with the complaint, the plaintiff
submitted the affidavit of merit of Joahnna Dwan Evans Budge, RN, CCRN, CLNC with an
attached opinion letter.
{¶ 7} Nurse Budge stated: "After reviewing the medical records, it is my opinion
that the Manor at Whitehall staff were responsible for Mr. Carte's fall on December 1,
2011, his subsequent injuries which led to the decline of his health and eventual demise."
{¶ 8} She also noted: "Mr. Carte is documented as requiring 2 staff members
assist with ambulation and toileting on 11/28/2011 and the day shift of 11/29/2011, but
the 2-staff member assist was changed to 1 staff assist on these assessment documents on
the day of his fall 11/30/2011. There is no fall risk assessment documented for the
12/1/2011 day shift, or has not been produced at this time."
1 Carte initially fell on November 30, 2011 while attempting to get out of bed alone. He was found on the
floor beside his bed by facility staff and assisted back to bed.
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{¶ 9} Nurse Budge further opined: "Allowing Mr. Carte to fall, using inadequate
staff to assist him with out of bed activity and ambulation and placing Mr. Carte at risk for
injury, was below the standard of safe and prudent nursing care and practice."
{¶ 10} After a period of discovery, counsel for the nursing home filed a motion to
dismiss on April 11, 2014, alleging that the affidavit of merit filed with the second lawsuit
did not comply with or satisfy Civ.R. 10(D)(2) and therefore the complaint again failed to
state a claim for relief. The trial court judge again agreed and dismissed the case resulting
in the present appeal.
II. Assignments of Error
{¶ 11} Rhoda Carte assigns three errors for our consideration:
[I.] The Trial Court erred in ruling that Plaintiff-Appellant's
negligence claim in the complaint failed to state a claim
pursuant to Ohio Civil Rule 12(B)6.
[II.] The Trial Court erred in ruling Plaintiff-Appellant's
Affidavit of Merit Expert was not qualified to offer an opinion
that the deviation from the standard of care caused injury
pursuant to the Ohio Civil Rule 10(D)2.
[III.] The Trial Court erred in disregarding all of the discovery
evidence, depositions, undisputed Medical Records Opinions
expressed and the coroner's causation opinion in the Death
Certificate, when it ruled Plaintiff-Appellant's Complaint
failed to state a claim pursuant to Ohio Civil Rule 12(B)6
because Plaintiff-Appellant's 10(D)(2) Affidavit of Merit
Expert lacked expertise to opine the fall caused some injury.
III. First Assignment of Error
{¶ 12} We first address the question of whether or not the complaint stated a claim
for common law negligence. The Manor at Whitehall argues the lawsuit involved a
medical claim. "Medical claim" is defined by R.C. 2305.113(E)(3)(b) which provides, in
pertinent part, as follows:
"Medical claim" means any claim that is asserted in any civil
action against a physician, podiatrist, hospital, home, or
residential facility, against any employee or agent of a
physician, podiatrist, hospital, home, or residential facility, or
against a licensed practical nurse, registered nurse, advanced
practice registered nurse, physical therapist, physician
assistant, emergency medical technician-basic, emergency
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medical technician-intermediate, or emergency medical
technician-paramedic, and that arises out of the medical
diagnosis, care, or treatment of any person. "Medical claim"
includes the following:
***
(b) Claims that arise out of the medical diagnosis, care, or
treatment of any person and to which either of the following
applies:
(i) The claim results from acts or omissions in providing
medical care.
(ii) The claim results from the hiring, training, supervision,
retention, or termination of caregivers providing medical
diagnosis, care, or treatment.
{¶ 13} The legislature has defined "medical claim" to include any lawsuit against
any nursing home which "arise[s] out of the medical diagnosis, care, or treatment of any
person." R.C. 2305.113(E)(3)(b).
{¶ 14} Counsel for the estate argues that moving a nursing home patient from a
toilet to a bed does not involve "medical care," so the lawsuit does not involve medical
care and is not a medical claim. There is case law which supports the estate's position.
{¶ 15} In Ramage v. Cent. Ohio Emergency Serv., Inc., 64 Ohio St.3d 97 (1992),
the Supreme Court of Ohio noted that allegations of negligence with regard to patients
who fell from their hospital beds while unattended were claims of ordinary negligence;
that in a negligence action involving conduct within the common knowledge and
experience of jurors, expert testimony is not required. Id. at 103.
{¶ 16} In Conkin v. CHS-Ohio Valley, Inc., 1st Dist. No. C110660, 2012-Ohio-2816,
the First District Court of Appeals examined whether transfer of a nursing home patient
from her wheelchair into a device known as a "Hoyer lift," constituted medical care under
the statute. In holding that it did not, the court examined two Supreme Court cases
addressing the issue: Browning v. Burt, 66 Ohio St.3d 544 (1993) and Rome v. Flower
Mem. Hosp., 70 Ohio St.3d 14 (1994). In Browning, the Supreme Court held that "care"
as used in a prior but analogous version of R.C. 2305.113(E)(3) refers to "the prevention
No. 14AP-568 5
or alleviation of a physical or mental defect or illness." Id. at 557. The Browning court
also held that the term "care" should not be broadly interpreted. Id.
{¶ 17} In Rome, the Supreme Court addressed the circumstances under which the
allegedly negligent use of medical equipment is considered a medical claim. In Rome, a
plaintiff sustained an injury when his wheelchair collapsed as he was being taken to
physical therapy. In holding that the complaint alleged a medical claim, the court stated
that "the transport of [the plaintiff] from physical therapy was ancillary to and an
inherently necessary part of his physical therapy treatment." Id. at 16.
{¶ 18} Thus, to determine whether the use of medical equipment constitutes "care"
under R.C. 2305.113(E)(3), the court must first determine if the equipment was used for
"the prevention or alleviation of a physical or mental defect or illness." Browning at 557.
This determination rests upon whether the equipment was an inherently necessary part of
a medical procedure or if the use of the equipment arose out of a physician-ordered
treatment. Rome at 16.
The Conkin court concluded that, even if the Hoyer lift was used for the alleviation of
problems associated with the patient's range of motion, there was no indication that the
use of the Hoyer lift was an inherent part of a medical procedure or that it arose out of
physician-ordered treatment. Instead, the patient was being transferred so that she could
take a shower. Id. at 11.
{¶ 19} In the instant case, no medical equipment was used to effect Carte's
transfer to and from the bathroom. Thus, the only issue central to our analysis is whether
the staff of The Manor at Whitehall were providing medical care within the meaning of
the statute when assisting Carte to and from the bathroom.
{¶ 20} Recently, this court found ordinary negligence and not a medical claim
when a resident in an assisted living facility was dumped from a wheelchair while being
transported to the dining room to eat lunch. In Eichenberger v. Woodlands Assisted
Living Residence, LLC, 10th Dist. No. 14AP-272 (Dec. 14, 2014), this court stated:
In light of the prevailing case law, the only reasonable
inference that may be drawn from appellant's affidavit is that
decedent's transportation to the common dining room in
order to eat lunch was neither ancillary to nor an inherently
necessary part of any prescribed care or treatment. The
undisputed evidence in this case distinguishes appellant's
No. 14AP-568 6
claim from the claim asserted by the plaintiff in Rome. In this
case, as in Belasco [Balascoe. v. St. Elizabeth Hosp. Med. Ctr.,
110 Ohio App.3d 83, 85 (7th Dist. 1996)], Conkin, and Hill
[Hill v. Wadsworth-Rittman Area Hosp., 185 Ohio App.3d
788, 2009-Ohio-5421 (9th Dist.)], decedent's injuries did not
occur during her transportation to or from a medical test,
procedure or treatment. Consequently, appellant has not
alleged an injury that arises out of the medical diagnosis, care,
or treatment.
Id. at ¶ 20.
{¶ 21} In another nursing home case, Haskins v. 7112 Columbia, Inc., 7th Dist. No.
13 MA 100, 2014-Ohio-4154, employees of a nursing home allegedly caused a patient to
break her leg while they were changing her bed linens. The patient was bedfast, unable to
walk independently, weighed between 300 and 400 pounds and required constant daily
care and monitoring. While two staff members attempted to move the patient to extract a
bed sheet that had become lodged beneath her, the patient suffered a fracture of her left
femur.
{¶ 22} The administrator of the patient's estate brought an action alleging ordinary
negligence, but the trial court granted judgment on the pleadings in favor of the nursing
home on the grounds that the claim was a medical claim and therefore barred by the
statute of limitations. The court of appeals reversed, finding no indication in the record
that changing bed sheets was part of some type of medical test or procedure, was ordered
by a doctor, or that it required any medical expertise or professional skill. The court
stated that not all injuries that a patient might sustain in a hospital or nursing home are
necessarily medical claims. Id. at ¶ 16.
{¶ 23} Similarly, in Balascoe v. St. Elizabeth Hosp. Med. Ctr., 110 Ohio App.3d 83,
85 (7th Dist.1996), the same court held that falling on the way to the bathroom was not a
medical claim arising directly from medical diagnosis, care or treatment, even though the
patient had called for a nurse to assist her but did not wait for her in walking to the
bathroom.
{¶ 24} In McDill v. Sunbridge Care Ents., Inc., 4th Dist. No. 12CA8, 2013-Ohio-
1618, a patient was assisted by two aides in using the bathroom, but she fell while washing
her hands, allegedly due to the aides not paying attention. The patient argued her claim
was not a medical claim but one of common law negligence by the two aides. The facility
No. 14AP-568 7
argued the claim arose out of the failure of the staff to follow "medical instructions,"
because a physician had ordered her not to leave her bed unassisted. Thus, the facility
argued the claim was a medical claim arising out of the medical diagnosis, care or
treatment of the patient. The court found that the patient's injury arose because she had
to use the bathroom not because she was in the process of receiving medical diagnosis,
care or treatment. The court also found that her injury did not arise because the aides
failed to follow physician's orders that the patient not leave her bed without assistance.
Thus, the court rejected the argument that the patient's injury arose out of the aides'
failure to follow the physician's order that the patient not leave her bed without
assistance. Rather, the patient had alleged that her injury occurred after the two aides
"assisted her to the bathroom but then stood by talking while she stood at the sink and
washed her hands." Id. at ¶ 5.
{¶ 25} Here, we agree with the reasoning of the court in McDill, that Carte's injury
arose because he had to use the bathroom not because he was in the process of receiving
medical diagnosis, care or treatment. We fail to see how staff assistance to and from the
bathroom involved "the prevention or alleviation of a physical or mental defect or illness."
Browning at 557.
{¶ 26} In its decision dismissing the original complaint, the trial court
acknowledged the similarities between the instant case and McDill. However, the trial
court found the existence of a medical claim because Carte allegedly had orders for a two
person transport, and was a known risk for falls because of his medical condition that
caused his legs to collapse unexpectedly. (June 6, 2013 Decision and Entry Granting
Defendant's Motion to Dismiss filed April 13, 2013, at 7.)
{¶ 27} Attached to the complaint in this case are two documents each entitled
"HEAD TO TOE ASSESSMENT" and dated November 29, and 30, 2011 respectively. The
signatures on the documents are illegible, and neither appears to be a physician's order.
The documents have various boxes checked off indicating categories such as physical
functioning, pulmonary, cardiovascular, pain, musculoskeletal, skin, mood, behavior, and
so on. The document dated November 29, 2011 indicates number of staff "two" for toilet
use, while the document dated November 30, 2011 indicates number of staff "one" for
toilet use.
No. 14AP-568 8
{¶ 28} At oral argument, counsel for The Manor at Whitehall was careful to state
there was an "alleged physician order" for two persons to assist Carte. However, the
complaint and attached exhibits do not specify any physician orders for two person
transfers. The complaint states, in pertinent part, that: "Defendant issued staff orders
that anytime Decedent Aaron Carte was to be transferred from bed to bathroom or other
transfers, he was to be assisted by two aides." Complaint at ¶ 5. It is not clear from the
face of the complaint that a physician issued an order for a two person transfer. However,
a physician's order is not determinative in this case.
{¶ 29} Since not all care that transpires in a hospital or nursing home involves
"medical care" within the meaning of R.C. 2305.113(E)(3)(b), we find that it is possible to
assert a claim for ordinary negligence against a nursing home or facility and that, under
the reasoning of the above referenced cases, Aaron Carte's estate has done so. We
therefore sustain the first assignment of error.
IV. Second Assignment of Error
{¶ 30} Turning to the second assignment of error, were this a medical claim, The
Manor at Whitehall argues the affidavit of merit was insufficient because a nurse is not
qualified to opine as to whether the breach of the standard of care proximately caused
injury to the plaintiff.
{¶ 31} Here, the standard of care was set by The Manor at Whitehall when it
required that two staff persons were needed to assist Carte when he was being moved
within the facility. There is no serious debate that The Manor at Whitehall failed to abide
by the standard of care to which it agreed.
{¶ 32} Civ.R. 10(D)(2) provides, in pertinent part:
[A] complaint that contains a medical claim* * * shall include
one or more affidavits of merit relative to each defendant
named in the complaint for whom expert testimony is
necessary to establish liability. Affidavits of merit shall be
provided by an expert witness pursuant to Rules 601(D) and
702 of the Ohio Rules of Evidence. Affidavits of merit shall
include all of the following:
(i) A statement that the affiant has reviewed all medical
records reasonably available to the plaintiff concerning the
allegations contained in the complaint;
No. 14AP-568 9
(ii) A statement that the affiant is familiar with the applicable
standard of care;
(iii) The opinion of the affiant that the standard of care was
breached by one or
more of the defendants to the action and that the breach
caused injury to the plaintiff.
{¶ 33} The rule provides that a complaint which contains a medical claim must
include an affidavit of merit from an affiant who meets the qualifications of an expert
witness pursuant to Evid.R. 601(D) and 702. The affiant must state that she has reviewed
all medical records concerning the allegations, that the affiant is familiar with the
standard of care, and that in the opinion of the affiant, the standard of care was breached
by the defendant and that the breach caused the injury to the plaintiff. Civ.R. 10(D).
{¶ 34} Nurse Budge's affidavit and letter attached to the complaint states that she
reviewed the medical and treatment records from The Manor at Whitehall and the
emergency room record from Mt. Carmel Hospital. She stated that The Manor at
Whitehall staff were responsible for his fall and his subsequent injuries. She further
stated that allowing Mr. Carte to fall, using inadequate staff to assist him with out-of-bed
activity and ambulation, placed him at risk for injury and was below the standard of safe
and prudent nursing care and practice. Thus, her affidavit of merit fulfills the
requirements of Civ.R. 10(D)(2).
{¶ 35} The Manor at Whitehall argues that a nurse is not authorized to practice
medicine, and therefore cannot opine on causation. Expert testimony is generally
required to prove the elements of medical negligence whenever those elements are
beyond the common knowledge and understanding of the jury. Williams v. Lo, 10th Dist.
No. 07AP-949, 2008-Ohio-2804, ¶ 11.
{¶ 36} "Although expert testimony is generally necessary to establish the
applicable standard of care in a malpractice claim, 'matters of common knowledge and
experience, subjects that are within the ordinary, common and general knowledge and
experience of mankind, need not be established by expert opinion testimony.' It has been
held, for example, that when a patient's fall is caused by the inattentiveness of a nurse, the
plaintiff need not produce expert testimony to establish that injuries were caused by the
No. 14AP-568 10
nurse's negligence." Tranter v. Mercy Franciscan Hosp. W. Hills, 1st Dist. No. C-061039,
2007-Ohio-5132, ¶ 9.
{¶ 37} It follows that, if the issue of proximate cause is within the common
knowledge of a layperson, then Nurse Budge could proffer an opinion that Carte's injuries
were caused by the negligence of the staff at The Manor at Whitehall.
{¶ 38} The element of causation was within the common knowledge of the trial
court. Nurse Budge reviewed the records and opined that the staff of The Manor at
Whitehall were responsible for Carte's fall. Once Nurse Budge had expressed the opinion
that the staff's negligence had caused the fall, no additional expert testimony was required
to support the allegation that the fall had caused injuries to Carte. Tranter at ¶ 10.
Although Nurse Budge is arguably not competent to establish that the subarachnoid
hemorrhage caused Carte's death after the fall, she was qualified to express the opinion
that the staff's alleged breach of duty had "caused injury to the plaintiff" within the
meaning of Civ.R. 10(D)(2)(iii).
{¶ 39} The second assignment of error is sustained.
V. Third Assignment of Error
{¶ 40} Based upon our resolution of the first two assignments of error, the third
assignment of error is rendered moot.
VI. Disposition
{¶ 41} Having sustained the first and second assignments of error and rendering
the third assignment of error as moot, the judgment of the Franklin County Court of
Common Pleas is reversed, and the case is remanded for further appropriate proceedings.
Judgment reversed and remanded
for further proceedings.
BROWN and LUPER SCHUSTER, JJ., concur.
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