IN THE COURT OF APPEALS OF IOWA
No. 13-1554
Filed December 24, 2014
JOHNNY LEE JOHNSON,
Applicant-Appellee/Cross-Appellant,
vs.
STATE OF IOWA,
Respondent-Appellant/Cross-Appellee.
________________________________________________________________
Appeal from the Iowa District Court for Guthrie County, Randy V. Hefner,
Judge.
The State appeals and Johnny Johnson cross-appeals from the district
court’s grant of Johnson’s application for postconviction relief. REVERSED AND
REMANDED ON APPEAL; AFFIRMED ON CROSS-APPEAL.
Thomas J. Miller, Attorney General, Darrel Mullins, Assistant Attorney
General, Mary Benton, County Attorney, and Timothy Benton, Assistant County
Attorney, for appellant/cross-appellee State.
Karmen Anderson of the Law Office of Karmen Anderson, Des Moines, for
appellee/cross-appellant.
Heard by Vogel, P.J., and Miller and Mahan, S.JJ.* Tabor, J., takes no
part.
*Senior judges assigned by order pursuant to Iowa Code section 602.9206 (2013).
2
VOGEL, P.J.
The State appeals from the postconviction court’s grant of Johnny
Johnson’s application for postconviction relief, which vacated his two convictions
for first-degree murder and ordered a new trial. After finding trial counsel
breached an essential duty by not objecting to Johnson being in leg shackles, the
postconviction court then shifted the burden onto the State to prove—beyond a
reasonable doubt—the shackling did not contribute to the guilty verdict. Within
the ineffective-assistance-of-counsel framework, and citing Strickland v.
Washington, 466 U.S. 668 (1964), the State asserts the burden should have
remained with Johnson to show there was a reasonable probability the result of
the trial would have been different had trial counsel objected to the leg shackles.
Johnson cross-appeals, arguing the postconviction court erred when it
denied his request for a state-funded expert for the postconviction hearing, who
would theoretically testify about Johnson’s level of intoxication at the time of the
killings. Johnson also claims the court was in error when it denied his request for
a protective order regarding attorney-client privilege from the underlying criminal
case. Johnson’s final claim asserts appellate counsel was ineffective for failing
to raise the issue of Johnson’s shackling on direct appeal.
On the State’s appeal, we conclude the postconviction court erred in its
burden-shifting analysis. Consequently, we reverse the grant of Johnson’s
application for postconviction relief and remand the case to the postconviction
court to apply the proper standard. On Johnson’s cross-appeal, we conclude his
motion for a protective order and his request for a state-funded expert were both
properly denied. However, because Johnson’s claim that appellate counsel was
3
ineffective for failing to bring the shackling claim on direct appeal will either be
rendered moot or be subsumed within the postconviction court’s ruling, we deny
this claim.
I. Factual and Procedural Background
Our court, in affirming Johnson’s two convictions for first-degree murder,
summarized the underlying facts of the case in the following manner:
Sometime in March 2007, Johnson’s wife, Kim Johnson, left
the family’s home in Coon Rapids and moved to an apartment in
nearby Bayard. Johnson’s teenage daughter, Jessica, moved in
with Kim, and his teenage son, Josh, remained with him. In early
April 2007, Johnson ran into an acquaintance, Mark Bonney, at the
lumberyard in Bayard. Johnson asked Bonney if he knew that Kim
had begun dating Greg White, and stated that he would like to get
“his hands on” White. Bonney warned Johnson that White was
strong and that he carried knives, but did not give serious
consideration to Johnson’s comment.
On the evening of April 29, 2007, Johnson built a bonfire at
his home and drank “four or five” cans of beer. He then retrieved a
loaded handgun from inside his home and drove to Kim’s
apartment in Bayard. Johnson parked about a block away from the
apartment at just after 10:00 p.m. He was wearing a black
sweatshirt with the hood pulled up over his head. As Johnson
approached the apartment he noticed the wooden front door was
open. Through the screen door, Johnson saw White in the kitchen,
wearing only pajama pants. White did not notice Johnson outside
the door.
Johnson knelt and shot White three times through the screen
door. He then entered the apartment and shot White once more.
Kim ran from Jessica’s bedroom, saw White on the floor, and ran
back into the bedroom screaming and trying to shut the door behind
her. Johnson followed Kim into the bedroom and shot her four
times. He then went back into the hall and beat White on the head
with the butt of his gun to make sure he was dead, crushing his
skull. Johnson reentered the bedroom and beat the back of Kim’s
head with his gun, also crushing her skull. At that point, Jessica
tried to push him off Kim, but he shoved her back to the bed.
Johnson’s hood fell away from his face, and Jessica realized he
was her father. Johnson told her, “It is over. She was f’ing him.
I’m going to jail, and I don’t care.” Johnson then left the apartment.
Jessica checked her mother for a pulse and tried to call 911.
A neighbor, Shanda Thomas, heard the gunshots and ran outside.
4
Jessica told Thomas that “her fucking dad shot her mom.” As they
waited for police to arrive, Jessica called her grandmother.
Thomas heard Jessica tell her grandmother, “You need to get over
here. Your fucking son shot my mom.” Jessica then called her
uncle, Joseph Johnson, and said, “Your fucking brother shot my
mom.”
Soon after receiving the call from Jessica, Joseph also
received a call from Johnson. Johnson asked, “Did you hear what I
did?” to which Joseph responded, “Yes, Jessie told me.” Joseph
talked his brother into meeting him at the Guthrie County Sheriff’s
Office to turn himself in. When they arrived at the sheriff’s office,
Johnson noticed a scrape on his hand and told Joseph that he must
have gotten it while “beating them . . . to make sure they were
dead.”
Johnson was handcuffed and brought inside the sheriff’s
office. Officer Jeremy Long read Johnson his Miranda rights, asked
him a few questions, booked him, and placed him in a jail cell. At
1:27 a.m. Johnson submitted to a breath test, which measured his
blood alcohol at .019. Johnson also gave a DNA sample. At 1:39
a.m. Special Agent Mitch Mortvedt began to interview Johnson.
The interview concluded at 3:38 a.m. Mortvedt interviewed
Johnson again later that morning, from 10:02 to 11:31 a.m. During
the course of these interviews, Johnson confessed to the shootings
of Kim and White. Johnson explained the marital problems he and
Kim had been going through, his discovery that Kim was dating
someone else, and what led him to shoot the victims earlier that
evening. Johnson also described exactly where he had thrown his
gun on his drive home.
State v. Johnson, 08-0320, 2009 WL 4842480, at *1–2 (Iowa Ct. App. Dec. 17,
2009).
Johnson was convicted of the two first-degree-murder charges following a
jury trial that commenced on January 8, 2009. Johnson’s defense consisted of
disputing the first-degree murder requirement that the killings be “willful,
deliberate, and with premeditation.” See Iowa Code §§ 707.1, .2(1) (2007).
Instead, while not disputing he killed two people, Johnson argued he was guilty
of voluntary manslaughter.
5
Prior to trial, a discussion was held in chambers regarding Johnson’s
shackling during trial. The State did not request that Johnson be shackled and
trial counsel did not object. Although Johnson had made no threats and was
cooperative with law enforcement and court personnel, Johnson indicated that
the manner of shackling was agreeable to him. No record was made with
respect to whether there was a specific need that Johnson be shackled, though
the trial court did make a record noting how the jury was to be informed of
Johnson’s shackling. Specifically, the court indicated it would tell the jury prior to
voir dire that, because the trial was being held in winter, the deputies were
needed to patrol the county rather than be kept in the courtroom for a week-long
trial.1 Because voir dire was not reported, there is no record regarding what the
jury was actually told.
1
The record shows the following exchange occurred with regard to the shackling issue:
The Court: The other matter is concerning Mr. Johnson and
courthouse security. And it is the court’s understanding that there was
some, apparently, discussion yesterday about arrangements made for Mr.
Johnson to be seated before the jury’s brought in and to remain seated
until they are out of the courtroom. And I guess some additional efforts to
try to make as inconspicuous as possible the fact that he’s wearing
shackles.
And there have been some discussions this morning with counsel.
I’ve suggested that perhaps it would be sensible to tell the jury up-front
that Mr. Johnson is wearing shackles, and perhaps explain to them the
reason for that in such a manner that they will not be left to debate about
it or to wonder about it.
My suggestion was that l would simply tell the jurors this morning
that they may notice that Mr. Johnson is wearing shackles, and that that’s
done because we do have security policies for the courtroom and the
courthouse, and that because we have three doors to the courtroom, that
it would require a number of deputies to be present. That our trial is
expected to take seven or eight days during the winter when we like to
have the deputies out on the street and patrolling the county. And that in
order to alleviate that need, to have those deputies tied up for a week,
that Mr. Johnson has agreed to the shackles. That he has no plans to go
anywhere and has agreed to wear those so that we can eliminate the
need to keep all of those deputies here. Something along those lines.
6
On February 25, 2011, Johnson filed an application for postconviction
relief, and a hearing was held from August 6 to 7, 2013. The district court
entered a ruling on September 19, granting in part and denying in part Johnson’s
application. The court concluded that, with respect to all of Johnson’s claims that
did not relate to the shackling issue, he had failed to show trial counsel breached
an essential duty. However, the court, after employing the reasoning espoused
in Deck v. Missouri, 544 U.S. 622, 626-29 (2005), State v. Wilson, 406 N.W.2d
442, 448-50 (Iowa 1987), and Dickerson v. Missouri, 269 S.W.3d 889, 892-93
(Mo. 2008), shifted the burden onto the State and found it failed to prove beyond
a reasonable doubt that Johnson was not prejudiced by the shackling at trial.
Specifically, it concluded that because Johnson’s defense was based on the lack
of premeditation, the shackling prejudiced the jury such that they could conclude
Johnson was a dangerous person and/or a flight risk. Consequently, the court
found trial counsel was ineffective for failing to object to the shackling, and the
State failed to prove beyond a reasonable doubt that the shackling did not
And that it might take care of any speculation on the part of the jurors.
[Defense counsel], have you had an opportunity to discuss that with your
client?
[Defense Counsel]: We have, Your Honor. And I know that the
court was just giving a rough description of how you would advise the
jury, but we would ask that in addition to what the court just indicated, that
they be advised that there are no conclusions to be drawn from the fact
that he has shackles on. Otherwise, we have discussed this matter with
Mr. Johnson, and we are agreeable to the court’s proposal.
The Court: Okay. Mr. Johnson, is that acceptable with you?
The Defendant: Very much so, Your Honor.
The Court: All right.
The Defendant: Thank you.
The Court: I assume it is acceptable with the State?
[The State]: Yes, Your Honor.
7
prejudice Johnson. It therefore vacated the convictions and ordered a new trial.
The State appeals, and Johnson cross-appeals.
II. Shackling
The State conceded at oral argument the trial court should have
articulated acceptable reasons why Johnson was shackled pursuant to Deck,
544 U.S. at 624 (holding: (1) a due process violation occurs if the defendant is
shackled in the presence of the jury, without articulated reasons why the
shackling is necessary; (2) prejudice need not be shown if this occurs; and (3) on
direct appeal, the burden then shifts to the government to prove beyond a
reasonable doubt the shackling did not contribute to the verdict). However, the
State argues, because Johnson’s claim is presented within the context of
ineffective assistance of trial counsel, under Strickland, 466 U.S. at 694, the
burden remains with Johnson to show, but for counsel’s breach of duty in failing
to object to the shackling, there is a reasonable probability the outcome of the
trial would have been different. Hence, it asserts, the postconviction court erred
in shifting the burden onto the State to show beyond a reasonable doubt the
shackling did not affect the verdict and, failing in its proof, vacating Johnson’s
convictions. The State further contends if the correct burden of proof is applied,
Johnson cannot succeed on his claim due to the overwhelming evidence
supporting all statutory elements of first-degree murder.
“Generally, postconviction relief proceedings are reviewed for correction of
errors at law.” Reilly v. Iowa Dist. Ct., 783 N.W.2d 490, 493 (Iowa 2010).
However, claims of alleged violations of constitutional rights are reviewed in “light
of the totality of circumstances and the record upon which the postconviction
8
court’s ruling was made.” Id. (internal quotations omitted). “This is the functional
equivalent of de novo review.” Id. Additionally, a postconviction-relief applicant
asserting an ineffective-assistance-of-counsel claim must prove by a
preponderance of the evidence that counsel breached an essential duty and that
he was prejudiced by counsel’s failure. Strickland, 466 U.S. at 698.
The United States Supreme Court has held—on a direct appeal of the
penalty phase of a capital case—no showing of actual prejudice is required to
prove a due process violation when a defendant is routinely shackled, in view of
the jury, and without an individualized reason identifying what essential state
interests were met by the shackling. Deck, 544 U.S. at 643–45. This holding is
based on the inherently prejudicial nature of shackling. Id. at 626–27 (citing
Holbrook v. Flynn, 475 U.S. 560, 568 (1986)). If a due process violation is
established, the burden shifts to the State to prove “beyond a reasonable doubt
that the [shackling] error complained of did not contribute to the verdict obtained.”
Id. at 635; see also Chapman v. California, 386 U.S. 18, 24 (1967).
Our Iowa Supreme Court, on direct appeal of a criminal conviction, has
found shackling to be inherently prejudicial, but “on rare occasions . . . [it] may be
justified despite the fact that some prejudice will occur.” State v. Wilson, 406
N.W.2d 442, 449 (Iowa 1987). Without finding a due process violation in the
absence of articulated reasons for the shackling, it held the State has the burden
to show the necessity for physical restraints. Id. Additionally, the district court
must “place in the record in the presence of the defendant and counsel the
reasons for shackling and give them an opportunity to make their objections
known.” Id. at 449–50 (holding no abuse of discretion where the trial court
9
ordered the defendant to be shackled due to his past history of escape attempts,
but that in cases of shackling, the court, “upon agreement of the defendant,
should instruct the jury against bias before taking evidence”). It further held the
reason given for shackling is reviewable for an abuse of the trial court’s
discretion. Id. at 450.
Our Iowa case law has yet to address the issue of shackling within the
context of an ineffective-assistance-of-counsel claim; specifically, whether the
burden remains on the applicant to show he was prejudiced by counsel’s failure
to object to either the shackling or the lack of reasons articulated by the district
court as to what essential state interests were served by the shackling. We do
note the majority of jurisdictions have held that, when asserting an ineffective-
assistance claim, the applicant retains the burden of showing the outcome of the
proceeding would have been different but for the shackling, and that the breach
of duty for failing to object to shackling by itself does not necessarily result in
prejudice. See Marquard v. Sec. for Dep’t of Corr., 429 F.3d 1278, 1313–14
(11th Cir. 2005) (finding, in a habeas corpus action, the state supreme court did
not improperly conclude the defendant failed to carry his burden showing he was
prejudiced by shackling during the penalty phase; it further noted that, due to the
overwhelming evidence of the defendant’s culpability, the outcome of the
sentencing proceeding would not have been different because, even after Deck,
the postconviction applicant “still has the burden in his IAC-shackling claim to
establish a reasonable probability that, but for his trial counsel’s failure to object
to shackling, the result of [the proceeding] would have been different”); Fountain
v. United States, 211 F.3d 429, 436 (7th Cir. 2000) (holding that, due to the
10
overwhelming evidence of the defendant’s guilt, applicant failed to carry his
burden showing he was prejudiced by counsel’s failure to object to the
shackling);2 People v. Robinson, 872 N.E.2d 1061, 1071–72 (Ill. App. Ct. 2007)
(holding the trial court erred in shackling the defendant without stating
particularized reasons; however, because of the overwhelming evidence in the
State’s case, the defendant did not meet his burden of showing he was
prejudiced by trial counsel’s failure to object to the court’s error, and the State
had proved beyond a reasonable doubt the error was harmless); Stephenson v.
State, 864 N.E.2d 1022, 1038 (Ind. 2007) (holding the defendant bears the
burden of establishing Strickland prejudice when asserting an ineffective-
assistance claim based on shackling);3 but see Dickerson v. State, 269 S.W.3d
889, 893–94 (Mo. 2008) (determining that if the defendant “establishes that he
was visibly shackled, without the requisite finding of necessity,” prejudice is
automatically established).
2
The district court, in declining to follow the circuit courts’ reasoning, relied on the fact
that these were habeas corpus actions that required a different standard of review.
However, because federal courts are bound to reverse the state court’s decision if it
“resulted in a decision that was contrary to, or involved an unreasonable application of,
clearly established federal law,” see 28 U.S.C. section 2254(d)(1) (2011), the federal
courts are bound by the same Strickland and Deck standards our court is now
employing. Consequently, the reasoning found in the Eleventh and Seventh Circuit
opinions cited herein is applicable to this case. Furthermore, the district court asserted
the decisions occurred pre-Deck, which is not a concern with the Marquard and Fountain
opinions.
3
The district court distinguished these cases for a variety of reasons, including the
differing facts and how Deck cannot be applied retroactively to the underlying trials in
these cases. Nonetheless, we conclude the reasoning espoused in these opinions is
sound, and we decline to follow the jurisdictions that hold if the claimant “establishes that
he was visibly shackled, without the requisite finding of necessity,” the claimant
effectively demonstrates prejudice, without having to show the outcome of the
proceeding would have been different but for counsel’s error. See Dickerson, 269
S.W.3d at 894.
11
We agree with the majority of jurisdictions that it remains the applicant’s
burden to demonstrate prejudice when claiming ineffective assistance of counsel
based on the lack of an objection to shackling, or counsel’s failure to require the
district court to make a particularized finding on the record as to why the
shackling was necessary. Specifically, we hold that, when a postconviction
applicant raises an ineffective-assistance claim alleging counsel breached an
essential duty by failing to object to the applicant’s shackling at trial, the applicant
still must show a reasonable probability the result of the proceeding would have
been different but for counsel’s breach of duty.4 See Strickland, 466 U.S. at 695.
The State also argues that had an objection to the shackling been made,
the probability of a different result at trial is low. To prove Johnson committed
two counts of murder in the first degree, the State needed to establish Johnson
acted with malice aforethought, killing his two victims “willfully, deliberately, and
with premeditation.” Iowa Code §§ 707.1 & .2(1); see also State v. Heemstra,
721 N.W.2d 549, 552 (Iowa 2006) (noting the elements required to prove first-
4
The district court, in concluding that, regardless of the ineffective-assistance
framework, it was the State’s burden to prove beyond a reasonable doubt Johnson was
not prejudiced, related its concern that an “incongruous result” would occur if the
defendant still bore the burden of proving prejudice. Specifically, the court found that:
[A] defendant could lose his or her right to a fair trial by deployment of
visible shackling when counsel was so ineffective that no objection was
even raised. But if counsel had raised an objection, a conviction obtained
in violation of Deck would be overturned without a showing of actual
prejudice.
While we understand this concern, that is not the result reached by this opinion. Rather,
our holding conforms to the Strickland standard by requiring the applicant to retain the
burden of proving a reasonable probability the outcome of the trial would have been
different but for counsel’s failure to object to the shackling or the lack of articulated
reasons by the district court. Within the postconviction forum, the applicant has the
opportunity to demonstrate a reasonable probability the outcome of the proceeding
would have been different absent counsel’s breach of duty. This does not result in an
incongruous outcome, but is in fact the proper framework in which to conduct the
analysis of an ineffective-assistance claim.
12
degree murder). While Johnson did not deny he killed the two victims, he
asserted he was guilty of voluntary manslaughter5 because the elements for first-
degree murder convictions were lacking. The State contends, however, that any
claim of “sudden, violent, and irresistible passion” was greatly overshadowed by
Johnson’s “willful, deliberate and premeditated” actions. This evidence includes
Johnson: (1) stating to his friend, Mark Bonney, that he wanted to “get his hands
on” White two to three weeks before the murders; (2) going into his house the
night of the murders to retrieve his gun; (3) driving five and one-half miles to his
wife’s apartment; (4) parking his car approximately one block away from the
apartment; (5) obscuring his face by wrapping himself in a hooded sweatshirt;
(6) positioning himself by kneeling outside the apartment’s screen door;
(7) waiting several seconds before firing his gun; (8) proceeding to shoot White
three times; (9) shooting White once more after entering the residence;
(10) chasing Kim down the hallway, and opening the daughter’s bedroom door
before shooting Kim; (11) bludgeoning both White and Kim in the back of their
heads with the butt of his gun multiple times, “to make sure they were dead;” and
(12) declaring to his daughter after shooting the victims that Kim “was f-ing”
White. As the State argues, these uncontested facts overwhelmingly prove
5
Voluntary manslaughter occurs:
[W]hen [the defendant] causes the death of another person, under
circumstances which would otherwise be murder, if the person causing
the death acts solely as the result of sudden, violent, and irresistible
passion resulting from serious provocation sufficient to excite such
passion in a person and there is not an interval between the provocation
and the killing in which a person of ordinary reason and temperament
would regain control and suppress the impulse to kill.
Iowa Code § 707.4.
13
Johnson “willfully, deliberately, and with premeditation” killed White and Kim,
thereby satisfying the disputed elements of proof for first-degree murder.
Notwithstanding these contentions, the appropriate course for this court to
take is to remand the case back to the district court for it to apply the correct
Strickland standard for a postconviction-relief proceeding. See State v.
Robinson, 506 N.W.2d 769, 770–71 (Iowa 1993) (noting if an appellate court
“find[s] an incorrect legal standard was applied, we remand for new findings and
application of the correct standard”). Specifically, the district court must decide
whether Johnson, as the postconviction applicant, met his burden showing that,
but for counsel’s failure to object to the decision to have Johnson shackled, there
is a reasonable probability the outcome of the proceeding would have been
different. See Strickland, 466 U.S. at 695.
III. Waiver of Attorney-Client Privilege
Johnson, in his cross-appeal, argues the postconviction court erred in
denying his motion for a protective order asserting the presence of attorney-client
privilege. He argues that, because he has been granted a new trial based on the
court’s grant of his postconviction application, the “well has been poisoned” now
the State has had the opportunity to view all previously-privileged documents. As
a remedy, Johnson urges that the case be dismissed.
We review rulings regarding discovery for an abuse of discretion. Graber
v. City of Ankeny, 616 N.W.2d 633, 638 (Iowa 2000). The district court is vested
with wide discretion when ruling on issues of discovery, and we will not disturb its
decision unless it is clearly unreasonable and not supported by substantial
evidence. Id.
14
Our supreme court has noted that the concern for attorney-client privilege
“disappears during postconviction relief proceedings.” State v. Tate, 710 N.W.2d
237, 241 n.2 (Iowa 2006). This is due to the fact the defendant waives the
privilege when he puts at issue the effectiveness of counsel. See generally State
v. Tensley, 249 N.W.2d 659, 662 (Iowa 1977) (holding the defendant cannot
assert attorney-client privilege after waiving that right). Therefore, the
postconviction court did not abuse its discretion in denying Johnson’s motion for
a protective order for previously-privileged documents.
IV. Expert Testimony
Johnson next asserts the postconviction court erred in denying his request
for a state-funded expert to testify during the postconviction hearing regarding his
level of intoxication during and prior to the crime.
We review the court’s decision whether or not to grant the defendant’s
application for a state-funded expert for an abuse of discretion. State v. Van
Scoyoc, 511 N.W.2d 628, 630 (Iowa Ct. App. 1993).
In its ruling, the postconviction court noted a state-funded expert who
would testify about Johnson’s level of intoxication would be redundant at best. At
trial, Johnson attempted to secure an expert who would testify he was
intoxicated, but failed to do so because the hired expert did not agree Johnson
was intoxicated to the point his judgment was impaired. Consequently, we agree
with the postconviction court’s conclusion that another, state-funded expert would
not in any way further Johnson’s case, and therefore the court did not abuse its
discretion in denying Johnson’s motion for a state-funded expert.
15
V. Ineffectiveness of Appellate Counsel
Johnson’s final claim alleges appellate counsel was ineffective for failing
to raise the shackling issue as part of Johnson’s direct appeal. However, this
issue will either be rendered moot, or subsumed within, the postconviction court’s
ruling regarding the ineffective-assistance-of-trial-counsel claim. This follows
because, if the postconviction court finds trial counsel was ineffective, Johnson
will be granted a new trial; concomitantly, if the court rules that Johnson’s claim is
without merit, appellate counsel would not have been ineffective for failing to
raise a meritless issue. Consequently, we decline to either address the merits or
preserve this claim.
VI. Conclusion
Having considered Johnson’s claims, we conclude the postconviction
court properly denied his request for a state-funded expert and motion for a
protective order. We deny his ineffective-assistance-of-appellate-counsel claim.
However, we conclude the postconviction court erred in its burden-shifting
analysis. Consequently, we affirm the postconviction court’s orders regarding
Johnson’s motions for appointment of an expert and protective order, but reverse
the court’s grant of his application for postconviction relief and order for a new
trial. We remand the case back to the postconviction court to apply the correct
standard to Johnson’s ineffective-assistance-of-trial-counsel claim, which will
also resolve the appellate ineffective-assistance-of-counsel claim.
REVERSED AND REMANDED ON APPEAL; AFFIRMED ON CROSS-
APPEAL.