[J-71-2014]
IN THE SUPREME COURT OF PENNSYLVANIA
EASTERN DISTRICT
COMMONWEALTH OF PENNSYLVANIA, : No. 2 EAP 2014
:
Appellant : Appeal from the Judgment of Superior
: Court entered on July 31, 2013 at No. 505
: EDA 2012 affirming the Judgment of
v. : Sentence entered on January 27, 2012 in
: the Court of Common Pleas, Philadelphia
: County, Criminal Division at Nos.
ANTHONY ARMSTRONG, : CP-51-CR-0006396-2009 and
: CP-51-CR-0009692-2009
Appellee :
: ARGUED: September 9, 2014
DISSENTING STATEMENT
MR. JUSTICE EAKIN DECIDED: December 30, 2014
The decision to expressly adopt a portion of the Superior Court’s opinion as
binding precedent of this Court is not our common practice, and in my judgment is best
reserved for areas less in controversy than this. See, e.g., Commonwealth v. Greene,
81 A.3d 829, 829-30 (Pa. 2013) (Castille, C.J., dissenting statement) (noting this Court’s
reluctance to adopt lower court’s opinion by per curiam order); see also id., at 830
(“‘When this Court affirms a judgment on the opinion of a lower [c]ourt, it of course adopts
the lower [c]ourt’s opinion as its own and is thus responsible for its reasoning,
conclusions, and phraseology as much as if it had come from the collective pens of the
majority of the Supreme Court.’” (quoting Satovich v. Lee, 122 A.2d 212, 215 (Pa. 1956)
(Musmanno, J., dissenting))).
Respectfully, the reasoning of the Superior Court’s opinion here is largely the
acknowledgement of the “recidivist theory” from case law which that court is constrained
to follow. However, this precludes any meaningful discussion of the distinction arising in
the present case, which is not addressed in the cited cases. In so doing, the Superior
Court’s decision must be read as implementing a new rule of law that, where a defendant
has not been previously sentenced under § 9714(a), he is not eligible to receive a
sentence under § 9714(b), regardless of the empirical applicability of that section. See
Commonwealth v. Armstrong, 74 A.3d 228, 239-42 (Pa. Super. 2013). The Superior
Court relied primarily on Shiffler, which involved a sequence of events different from those
at hand; while I did not participate in that decision, I do not read it as creating such a broad
notion, i.e., that the failure to sentence under § 9714(a) forever precludes sentencing
under § 9714(b).
Section 9714 is a straightforward statute, though its scheme has been muddled
and made intricate (and by no means settled) by case law in which this Court has not
been unanimous. While distinguishing the instant matter from cited precedent, the
Superior Court applied the “recidivist theory,” thereby approving another circumstance
where § 9714 may not be applied despite the unambiguous language of the statute. See
id., at 242 (“Instantly, [a]ppellant’s case differs from those in [Commonwealth v.] Shiffler,
[879 A.2d 185 (Pa. 2005), and Commonwealth v.] McClintic, [909 A.2d 1241 (Pa. 2006)],
in that he was not sentenced simultaneously to the predicate offenses at issue.”).
Before us are facts this Court has yet to address under the current provisions of §
9714. While this Court considered a similar criminal-history background in
Commonwealth v. Dickerson, 621 A.2d 990, 991-92 (Pa. 1993), that case involved a
substantially different version of § 9714; this statute has been amended with great
[J-71-2014, 2 EAP 2014] - 2
regularity in the intervening 20 years. The question is whether the present statute’s
language is rendered nugatory by the “recidivist theory.”1
However, § 9714’s current language not only allows a third-strike sentence under
the present facts — on its face, it mandates it. Its application is not jumbled by
ambiguity: it applies if “at the time of the commission of the current offense” the defendant
had two or more “convictions” from “separate criminal transactions.” The statutory
scheme is straightforward and unambiguous — at the time of the present crime, how
many prior convictions does the defendant have? At the time he committed the crime at
issue here, appellee had at least two such convictions and they were not from the same
criminal transaction. As the answer here is two, and they were not for the same criminal
transaction, § 9714 applies.
Or so it would seem. My point is that if this statute is to be trumped by the
recidivist theory, explanation and pronouncement should come from this Court. Such
advocacy on the merits that I offer is not to express what the outcome of this case should
be, but is meant only to highlight that appellee presents a colorable argument. I dissent
solely to note that if the recidivist theory is to render clear statutory language irrelevant,
under this previously unaddressed scenario, it should not happen through the back door
of adopting a portion of a Superior Court opinion.
Mr. Justice Stevens joins this dissenting statement.
1 The roots of the theory are not grounded in statute. The Dickerson Court adopted the
Superior Court’s rationale concerning recidivism. See id., at 992 (quoting
Commonwealth v. Dickerson, 590 A.2d 766, 771 (Pa. Super. 1991)). That adopted
rationale was directly quoted from Commonwealth v. Sutton, 189 A. 556 (Pa. Super.
1937). See Dickerson, 590 A.2d at 771 (quoting Sutton, at 558).
[J-71-2014, 2 EAP 2014] - 3