UNITED STATES ARMY COURT OF CRIMINAL APPEALS
Before
COOK, CAMPANELLA, and HAIGHT
Appellate Military Judges
UNITED STATES, Appellee
v.
Private First Class RYAN L. BROWN
United States Army, Appellant
ARMY 20110932
Headquarters, Fort Drum
John V. Imhof, Military Judge
Lieutenant Colonel Olga M. Anderson, Staff Judge Advocate
For Appellant: Captain John L. Schriver, JA (argued); Lieutenant Colonel Jonathan
F. Potter, JA; Captain John L. Schriver, JA (on brief).
For Appellee: Captain T. Campbell Warner, JA (argued); Major Robert A.
Rodrigues, JA; Major Katherine S. Gowel, JA; Captain T. Campbell Warner, JA (on
brief).
29 July 2013
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MEMORANDUM OPINION
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This opinion is issued as an unpublished opinion and, as such, does not serve as precedent.
HAIGHT, Judge:
A military judge sitting as a special court-martial convicted appellant,
pursuant to his pleas, of one specification of attempting to wrongfully dispose of
military property, one specification of conspiracy to wrongfully dispose of military
property, one specification of conspiracy to obstruct justice, two specifications of
wrongfully selling military property, two specifications of knowingly receiving
stolen property, and one specification of obstructing justice, in violation of Articles
80, 81, 108, and 134, Uniform Code of Military Justice, 10 U.S.C. § § 880, 881, 908,
934 (2006) [hereinafter UCMJ]. The military judge sentenced appellant to a bad-
conduct discharge, confinement for nine months, forfeiture of $978.00 pay per
month for nine months, and reduction to the grade of E-1. Pursuant to a pretrial
agreement, the convening authority approved only so much of the sentence as
BROWN— ARMY 20110932
provided for a bad-conduct discharge, confinement for eight months, forfeiture of
$978.00 pay per month for nine months, and reduction to the grade of E-1.
This case is before us for review under Article 66, UCMJ . Appellant raises
two assignments of error to this court, one of which merits discussion but no relief.
BACKGROUND
Appellant entered into an agreement with another soldier, Private First Class
(PFC) CL, to sell stolen military property. In furtherance of this agreement,
appellant received several mechanics’ toolkits and an Aim Point M 68 CCO scope
with batteries and mount from PFC CL knowing they were stolen and then solicited
other soldiers to purchase the property. Shortly after appellant received the stolen
property, PFC JW went to appellant’s house to play Xbox. While there, appellant
showed PFC JW the stolen property and offered to sell a mechanic’s toolkit and
scope to him. Private First Class JW declined to buy the scope but accepted the
offer to buy the toolkit. He then left the house and returned later with $300.00 , and
appellant sold him a stolen toolkit.
As a result of his actions with respect to the scope, appellant was charged
with attempting to sell stolen military property in violation of Article 80, UCMJ.
The Specification of Additional Charge I alleged:
At or near Jefferson County, New York, between on or
about 1 December 2010 and on or about 8 February 2011,
without proper authority, attempt to sell to Private First
Class (E-3) J.A.W., one Aim Point M 68 CCO scope with
batteries and mount of a value less than $500.00, military
property of the United States.
Prior to trial, appellant entered into an agreement with the government
wherein he agreed to plead guilty to all charges and specifications in exchange for a
cap on his sentence to confinement. As part of this agreement, appellant entered
into and signed a stipulation of fact, specifically agreeing that it could be used “by
the military judge and on appeal to determine the providence of the accused’s guilty
pleas.” In regards to Additional Charge I and its Specification, the stipulation of
fact provided:
(1) That at or near Jefferson County, New York, between on
or about 1 December 2010 and on or about 8 February
2011, the accused did a certain act, that is: attempt to sell
to Private First Class [JW], one Aim Point M 68 CCO
scope with batteries and mount . . . by offering to sell the
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Aim Point M 68 CCO scope with batteries and mount to
the same Private First Class [JW];
(2) That the act was done with specific intent to commit the
offense of Wrongful Sale of Military Property;
(3) That the act amounted to more than mere preparation, that
is, it was a substantial step and a direct movement toward
the commission of the intended offense; and
(4) That such acts apparently tended to bring about the
commission of the offense of Wrongful Sale of Military
Property, that is, the act apparently would have resulted in
the actual commission of the offense of wrongful sale of
military property except for the rejection of such offer by
Private First Class [JW], which preven ted completion of
that offense.
At trial, consistent with the pretrial agreement, appellant pleaded guilty to all
charges and specifications. In listing the elements of the attempt specification, the
military judge provided the elements for the ultima te offense, wrongful disposition
of military property, but did not list the specific elements of attempt. Specifically,
the military judge did not define or mention the terms “substantial step” or “mere
preparation.”
The military judge then questioned appellant on the offense. The following is
the extent of the inquiry into the offense:
MJ: Tell me what happened here.
ACC: I thought [JW] might be interested in wanting [a
scope]. So I asked if he wanted to buy one.
....
ACC: He said, “No.”
MJ: Did you try to sell it to him?
ACC: Yes, sir.
MJ: If he had said yes, would you have sold it to him?
ACC: Yes, sir.
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....
Following this colloquy, the military judge asked counsel if they were satisfied
with the inquiry. The trial counsel responded by asking the military judge to address
whether appellant’s actions went beyond mere preparation. The military judge
continued the questioning:
MJ: You told me you tried to sell it to him, correct?
ACC: Yes, sir.
MJ: And if he would have bought [it], you would have
sold it to him?
ACC: Yes, sir.
MJ: And the only reason you didn’t sell it to him was
because he didn’t want it?
ACC: Yes, Sir.
Based on this inquiry, the military judge accepted appellant’s plea of guilty to
attempting to sell stolen military property.
LAW AND DISCUSSION
Appellant now alleges there is a substantial basis to question the providenc y
of his plea of guilty to attempting to wrongfully dispose of military property under
Article 80, UCMJ. Appellant first argues the military judge failed to ensure an
adequate factual basis was established to show his acts amounted to more than mere
preparation. He also argues that even if an adequate factual predicate exists, there is
a substantial basis to question the plea because the military judge failed to ensure
appellant understood the complicated offense of attempt and how his actions
amounted to a substantial step towards the ultimate crime.
We review a military judge's acceptance of an accused's guilty plea f or an
abuse of discretion. United States v. Inabinette, 66 M.J. 320, 322 (C.A.A.F. 2008);
United States v. Eberle, 44 M.J. 374, 375 (C.A.A.F. 1996). “In doing so, we apply
the substantial basis test, looking at whet her there is something in the record of trial,
with regard to the factual basis or the law, that would raise a substantial question
regarding the appellant's guilty plea.” Inabinette, 66 M.J. at 322.
“The military judge shall not accept a plea of guilty without making such
inquiry of the accused as shall satisfy the military judge that there is a factual basis
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for the plea.” In order to establish an adequate factual predicate for a guilty plea, the
military judge must elicit “factual circumstances as revealed by the accused himself
[that] objectively support that plea[.]” United States v. Davenport, 9 M.J. 364, 367
(CMA 1980). It is not enough to elicit legal conclusions. The military judge must
elicit facts to support the plea of guilty. United States v. Outhier, 45 M.J. 326, 331
(C.A.A.F. 1996). The record of trial must reflect not only that the elements of each
offense charged have been explained to the accused, but also “make clear the basi s
for a determination by the military trial judge . . . whether the acts or the omissions
of the accused constitute the offense or offenses to which he is pleading guilty.”
United States v. Care, 18 U.S.C.M.A. 535, 541, 40 C.M.R. 247, 253 (1969).
To be guilty of an attempt, a “defendant must have engaged in conduct which
constitutes a substantial step toward commission of the crime and that a substantial
step must be conduct strongly corroborative of the firmness of the defendant’s
criminal intent.” United States v. Presto, 24 M.J. 350 (C.M.A. 1987). Words can
constitute such a step depending on the particular facts of the case. United States v.
Brantner, 28 M.J. 941 (N.M.C.M.R. 1989). “The crucial part of the issue is whether
the overt acts of the accused transcend preparation and amount to an attempt. In
other words, did the accused’s conduct constitute a direct movement towards the
commission of the crime.” United States v. Reid, 12 U.S.C.M.A. 497, 504, 31
C.M.R. 83, 90 (1961) (internal quotations omitted). “The line of demarcation
between preparation and a direct movement toward the offense is not always clear”
and “primarily, the difference is one of fact, not of law.” United States v. Gonzalez-
Rodriguez, 7 M.J. 633 (A.C.M.R. 1979).
Here, appellant admitted to knowingly receiving stolen property from his co -
conspirator; showing that property to PFC JW; and offering to sell stolen property to
PFC JW. Appellant also admitted he specifically intended to commit the offense of
wrongful sale of military property and the completion of the offense was only
prevented by PFC JW’s refusal to buy the scope. Under these circumstances,
appellant’s actions amounted to more than mere preparation and constituted a
substantial step towards the intended offense. Thus, an adequate factual predicate
was established in this case. “What principally distinguishes this case . . . is the
directness of these movements towards completion of the offense and the nearness of
the consummation of the offense intended.” Gonzalez, 7 M.J. at 635.
However, whether there was an adequate factual predicate established does
not wholly answer the separate question of whether appellan t understood how the
law relates to the facts of his case. “For this Court to find a plea of guilty to be
knowing and voluntary, the record of trial ‘must reflect’ that the elements of ‘each
offense charged have been explained to the accused’ by the military judge.” United
States v. Redlinski, 58 M.J. 117, 119 (C.A.A.F. 2003) (quoting Care, 18 C.M.A. at
541, 40 C.M.R. at 253. “If the military judge fails to explain the elements to an
accused, it is reversible error unless it is clear from the entire record that the
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accused knew the elements, admitted t hem freely, and pleaded guilty because he was
guilty.” United States v. Jones, 34 M.J. 270, 272 (C.M.A.1992). “Rather than
focusing on a technical listing of the elements of an offense, this Court looks at the
context of the entire record to determine whether an accused is aware of the
elements, either explicitly or inferentially.” Redlinksi, 58 M.J. at 119.
Here, much like in Redlinski and United States v. Schell, 72 M.J. 339
(C.A.A.F. 2013), the military judge failed to comprehensively explain the four
elements of the offense of attempt. Nor did he provide any definitions, such as
“mere preparation” or “substantial step.” See Redlinski, 58 M.J. at 119 (“unlike
some simple military offenses, attempt is a more complex, inchoate offense that
includes two specific elements designed to distinguish it from mere preparation”).
Such a failure on the part of the military judge will normally constitute reversible
error. Id.
However, this case is readily distinguishable from Redlinski and Schell
because this record objectively reflects appellant understood his actions went
beyond “preparatory steps and [were] a direct movement toward the commission of
the intended offense.” Id. (citing United States v. Pretlow, 13 M.J. 85, 87-89
(C.M.A. 1982)). In his providence inquiry with the military judge, appellant
admitted he would have sold PFC JW the scope and the only reason the transaction
did not occur was because PFC JW refused the sale. Such a collo quy demonstrates
appellant understood his conduct constituted a “direct movement towards the
commission of the crime” and the only thing preventing the sale was refusal by the
buyer. See Reid, 12 U.S.C.M.A. at 504, 31 C.M.R. at 90. We note that while the
overt act need not be the last act essential to the consummation of the offense, this
appellant admitted that his attempt was indeed that theoretical “last act.”
Further, unlike in Schell and Redlinski, the stipulation of fact clearly evinces
appellant’s understanding of how the law relates to the facts of his case. I n the
stipulation of fact, appellant specifically acknowledged the four elements of attempt
and admitted his offer to sell PFC JW the scope constituted more tha n “mere
preparation, that is, it was a substantial step and a direct movement toward the
commission of the intended offense and . . . the acts tended to bring about the
offense.” Thus, it is clear appellant understood the distinction between the two
concepts and that he had sufficient knowledge of the four elements of the offense.
As such, the military judge did not abuse his discretion when he accepted appellant’s
plea of guilty to attempt.
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CONCLUSION
On consideration of the entire record and submissions of the parties, we hold
the findings of guilty and the sentence as approved by the convening authority are
correct in law and fact.
Accordingly, the findings of guilty and the sentence are AFFIRMED.
Senior Judge COOK and Judge CAMPANELLA concur.
FOR THE COURT:
ANTHONY O. POTTI
ANTHONY O. POTTINGER
Chief Deputy Clerk
Chief Deputy Clerk of Court
of Court
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