STATE OF WEST VIRGINIA
FILED
SUPREME COURT OF APPEALS January 23, 2015
RORY L. PERRY II, CLERK
SUPREME COURT OF APPEALS
JAMES P. BAILEY, OF WEST VIRGINIA
Claimant Below, Petitioner
vs.) No. 14-0182 (BOR Appeal No. 2048745)
(Claim No. 2012009867)
ALPHA NATURAL RESOURCES, INC.,
Employer Below, Respondent
MEMORANDUM DECISION
Petitioner James P. Bailey, by Reginald D. Henry and Rodney A. Skeens, his attorneys,
appeals the decision of the West Virginia Workers’ Compensation Board of Review. Alpha
Natural Resources, Inc., by Robert J. Busse, its attorney, filed a timely response.
This appeal arises from the Board of Review’s Final Order dated January 27, 2014, in
which the Board affirmed an August 30, 2013, Order of the Workers’ Compensation Office of
Judges. In its Order, the Office of Judges affirmed the claims administrator’s November 30,
2011; December 15, 2011; and December 23, 2011, decisions which denied a request to add
lumbar sprain/strain to the claim, denied a request for a lumbar MRI and physical therapy, and
closed the claim for temporary total disability benefits. The Court has carefully reviewed the
records, written arguments, and appendices contained in the briefs, and the case is mature for
consideration.
This Court has considered the parties’ briefs and the record on appeal. The facts and legal
arguments are adequately presented, and the decisional process would not be significantly aided
by oral argument. Upon consideration of the standard of review, the briefs, and the record
presented, the Court finds no substantial question of law and no prejudicial error. For these
reasons, a memorandum decision is appropriate under Rule 21 of the Rules of Appellate
Procedure.
Mr. Bailey, a coal miner, was injured on September 15, 2011, while working
underground when a large piece of rock fell and struck his head. He was treated that day at
Raleigh General Hospital where he reported neck pain, stiffness, and a headache. The
employee’s and physician’s report of injury indicates that he injured his head and neck. The
claim was held compensable for contusion of the face, scalp, and neck. On September 26, 2011,
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Mr. Bailey was again treated at Raleigh General Hospital where he reported lower back pain that
began that morning with no acute injury. He was diagnosed with lumbar sprain/strain. Mr. Bailey
was referred to Rajesh Patel, M.D., who diagnosed thoracic sprain, lumbar sprain, and lumbar
radiculitis.
A physician’s review was performed by James Dauphin, M.D., on October 7, 2011. Dr.
Dauphin opined that, due to the late onset, Mr. Bailey’s lumbar sprain/strain did not occur at
work and should not be added to the claim. He also stated that treatment for the condition should
be denied. The StreetSelect Grievance Board recommended denying the addition of lumbar
sprain/strain to the claim as well as a request for authorization of a lumbar MRI and physical
therapy. It stated that Mr. Bailey was treated for neck and head injuries on the date of the injury.
He went to the hospital eleven days later and reported lumbar pain. At that time, he denied an
injury to his lumbar spine but did note the September 15, 2011, head and neck injury. The Board
found that any residuals from the compensable injury would have manifested sooner, and there
was not enough evidence to connect the lumbar sprain/strain to the injury that occurred more
than a week prior.
The claims administrator denied the request to add lumbar sprain/strain to the claim on
November 30, 2011. On December 15, 2011, the claims administrator denied a request for a
lumbar MRI and physical therapy. The claim was closed for temporary total disability benefits
on December 23, 2011. Mr. Bailey has also alleged, in a separate case, that he injured his
thoracic spine as a result of the compensable injury. On January 2, 2013, the Office of Judges
affirmed the claims administrator’s denial of a request to add thoracic sprain as a compensable
component of the claim and authorize an MRI and physical therapy. The Office of Judges found
that Mr. Bailey sustained only a head and cervical injury and did not injure his thoracic or
lumbar spine on September 15, 2011.
A second physician’s review was performed by Rebecca Thaxton, M.D., on January 16,
2012, to determine whether the thoracic spine should be added as a compensable component of
the claim. Dr. Thaxton stated that, pursuant to West Virginia Code of State Rules § 85-20-37.2
(2006), Mr. Bailey is outside of the timeframe guideline for the development/onset of symptoms
of low to mid-back sprain/strain injuries as a result of the compensable injury. The treatment
note from the date of injury does not document any lower back pain or injury, and on
examination that day the lower back was non-tender with painless range of motion. There was no
diagnosis regarding the mid to lower back. Dr. Thaxton opined that Mr. Bailey did not develop
pain until ten days later, which does not correlate with a work-related injury. She also noted that
he has degenerative changes of the lumbar and thoracic spine.
An independent medical evaluation was performed on July 26, 2012, by H. R. Fleschner,
D.C.C.R.P. He opined that Mr. Bailey suffered a traumatic lumbar sprain, a herniated disc
radiculitis ligamentous sprain, and a traumatic thoracic sprain with bulging. The lumbar and
thoracic injuries were not yet at maximum medical improvement. He stated that all of the
conditions are the result of the compensable injury. Prasadarao Mukkamala, M.D., disagreed in a
September 13, 2012, independent medical evaluation. Dr. Mukkamala found that Mr. Bailey did
not injure his lumbar or thoracic spine at the time of the compensable injury. He stated that a
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sprain/strain would have caused pain within twenty-four hours of injury. Mr. Bailey did not
develop pain until several days later and was not working when the pain occurred.
The Office of Judges affirmed the claims administrator’s decisions in its August 30,
2013, Order. It determined that the real issue at bar is whether lumbar sprain/strain is a
compensable condition in the claim. It stated that it has already been determined by the claims
administrator and the Office of Judges in a January 2, 2013, Order that the only compensable
components of the claim are injuries to Mr. Bailey’s head and cervical spine. Records from
Raleigh General Hospital show that he had no lumbar or thoracic pain until September 26, 2011.
On that date, he reported that he woke up in pain and that he had sustained no lower back injury.
The Office of Judges found that Drs. Mukkamala, Thaxton, and Guberman all stated that a sprain
or strain will result in an immediate onset of pain no more than twenty-four hours after the
injury. The Office of Judges determined that it is illogical to believe that the lumbar and thoracic
spine pain, which manifested eleven days after the injury, could possibly be the result of the
compensable injury. Because the lumbar spine is not a compensable component of the claim, the
Office of Judges found that the requested physical therapy and MRI should not be authorized.
The Office of Judges also found that Mr. Bailey is not entitled to temporary total disability
benefits because he was not disabled for more than three days as required under West Virginia
Code § 23-4-5 (2003). The Board of Review adopted the findings of fact and conclusions of law
of the Office of Judges and affirmed its Order on January 27, 2014.
On appeal, Mr. Bailey argues that he timely reported that he injured his back. Also,
Alpha Natural Resources, Inc., stated in its report of injury that he injured his shoulders, back,
and neck. Alpha Natural Resources, Inc., asserts that the medical evidence clearly shows that Mr.
Bailey’s lumbar spine was not injured on September 15, 2011, and the Office of Judges and
Board of Review were correct to deny his requests to add the condition to the claim, allow
temporary total disability benefits, and authorize the requested medical benefits.
After review, we agree with the reasoning of the Office of Judges and the conclusions of
the Board of Review. The medical evidence does not indicate that Mr. Bailey’s lumbar spine
condition is the result of his compensable injury. He did not report pain in his lumbar spine on
the day of the compensable injury. He reported, eleven days later, that he woke up that morning
with lumbar spine pain and that he had suffered no known lumbar spine injury. The evidentiary
record indicates that pain from a lumbar sprain/strain would have developed within twenty-four
hours of an injury. That did not occur in this case. Mr. Bailey has failed to sustain his burden of
proof to establish that a lumbar sprain/strain resulted from the compensable injury. He therefore
is not entitled to the requested MRI and physical therapy because they are for treatment of a non
compensable condition. He was not disabled from working for more than three days and
therefore is also not entitled to temporary total disability benefits.
For the foregoing reasons, we find that the decision of the Board of Review is not in clear
violation of any constitutional or statutory provision, nor is it clearly the result of erroneous
conclusions of law, nor is it based upon a material misstatement or mischaracterization of the
evidentiary record. Therefore, the decision of the Board of Review is affirmed.
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Affirmed.
ISSUED: January 23, 2015
CONCURRED IN BY:
Chief Justice Margaret L. Workman
Justice Robin J. Davis
Justice Allen H. Loughry II
DISSENTING:
Justice Menis E. Ketchum
Justice Brent D. Benjamin, disqualified
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