IN THE SUPREME COURT OF THE STATE OF DELAWARE
TRICIA MOSES, §
§ No. 357, 2014
Plaintiff-below, §
Appellant, § Court Below:
§
v. § Superior Court of the
§ State of Delaware, in and for
AARON DRAKE, § Kent County
§
Defendant-below, § C.A. No. K13C-04-010 WLW
Appellee. §
Submitted: January 14, 2015
Decided: January 27, 2015
Before STRINE, Chief Justice, RIDGELY and VALIHURA, Justices.
Upon appeal from the Superior Court. AFFIRMED.
William D. Fletcher, Jr., Esquire (argued), Schmittinger & Rodriguez, P.A.,
Dover, Delaware, for Appellant.
Arthur D. Kuhl, Esquire (argued), Reger Rizzo & Darnall LLP, Wilmington,
Delaware, for Appellee.
VALIHURA, Justice:
Plaintiff-below/Appellant Tricia Moses (“Moses”) raises two arguments on
appeal. First, she argues that the January 15, 2014, medical opinion of her treating
physician, Dr. Stephen Ogden (“Dr. Ogden”), was sufficient to deny Defendant-
below/Appellee Aaron Drake’s (“Drake”) motion for summary judgment on the
claim that the medical opinion was legally deficient. Second, she argues, in the
alternative, that the denial of her motion to reargue was improper given Dr.
Ogden’s “clarifications” of his opinion on April 25, and May 14, 2014. We
disagree and affirm the decisions below.
I. FACTUAL AND PROCEDURAL HISTORY
On April 6, 2011, Moses and Drake were involved in a rear-end motor
vehicle collision where Drake’s vehicle struck Moses’ vehicle. Drake pled guilty
to a citation for following a motor vehicle too closely. At the time of the incident,
Moses was 26 weeks pregnant. Due to her past medical history, Moses was in a
program for high-risk pregnancies. After the motor vehicle collision between
Moses and Drake, Moses delivered her child prematurely at 31 weeks. While
Moses’ complaint contained allegations of trauma-induced premature birth and
trauma-induced mental and physical difficulties relating to the child, Moses did not
oppose dismissal of all claims pertaining to the child in the proceedings below.
Accordingly, Moses does not contend on appeal that the complications of her
1
pregnancy or the premature birth of her child were proximately caused by the
motor vehicle collision.
Due to the severe nature of the claimed injuries in Moses’ complaint, it
appeared initially that Drake may require multiple experts to address the various
claims. Drake’s counsel requested at least six months to prepare expert reports
after Moses’ expert reports were due.
On July 19, 2013, the trial court issued a full scheduling order that included
a deadline for Moses to identify her experts and produce her experts’ curricula
vitae by November 29, 2013, and her experts’ reports by December 31, 2013. On
December 11, 2013, after Moses failed to meet the November 29, 2013, deadline,
Drake filed a motion to dismiss. In response, Moses’ counsel contacted Drake’s
counsel, and the parties agreed to a stipulation modifying the scheduling order and
extending the expert disclosure deadlines. The stipulation was then approved by
the Superior Court on December 18, 2013. Moses’ new deadline to identify
experts became December 31, 2013, and her experts’ reports were due January 31,
2014.
On January 31, 2014, Moses produced a one-paragraph opinion from Dr.
Ogden dated January 15, 2014. The opinion stated that:
My former patient Tricia Moses was in a motor vehicle accident on
4/6/2011. She subsequently came to my office with complaints of
back pain. She was treated with anti-inflammatory medication and
Physical Therapy. It is feasible that the complaints she presented with
2
are causally related to her motor vehicle accident and to the best of
[sic] knowledge were not related to a previous injury or illness. Her
injuries were treated with conservative measures and at the time I
treated her no surgery was needed and no permanent impairment was
sustained.1
On April 16, 2014, Drake filed a motion to dismiss on the basis that Dr.
Ogden’s opinion was legally insufficient because he used the word “feasible.”
Drake argued that “feasible” does not meet the standard for reasonable medical
probability because the dictionary definition is synonymous with “possible.” On
May 1, 2014, Moses filed a response to Drake’s motion to dismiss that included a
clarifying statement from Dr. Ogden dated April 25, 2014, which stated:
To clarify my letter of January 15, 2014, since to the best of my
knowledge, Trisha Moses’ complaints of back pain were not related to
a previous illness or injury, it is more likely than not that these
complaints of back pain were causally related to her motor vehicle
accident of April 6, 2011.2
The Superior Court, relying on our recent decision in O’Riley v. Rogers,3
considered both of Dr. Ogden’s statements and held that they were insufficient as a
matter of law because the court concluded that a doctor’s opinion must use the
phrase “reasonable medical probability” or “reasonable medical certainty” to
survive a motion for summary judgment.4 The trial court observed that the
1
App. to Appellant’s Opening Br. at A7 (emphasis added).
2
App. to Appellant’s Opening Br. at A71 (emphasis added).
3
69 A.3d 1007 (Del. 2013).
4
Moses v. Drake, 2014 WL 2119991, at *4 (Del. Super. May 13, 2014) [hereinafter Moses I].
3
deadline for expert reports had passed and held that Moses was “precluded from
offering any other expert testimony.”5 Accordingly, the trial court granted Drake’s
motion for summary judgment on May 13, 2014.6
On May 20, 2014, Moses filed a motion seeking reargument. Moses argued
that neither O’Riley nor any other source of Delaware law defines “reasonable
medical probability.” Moses argued that Dr. Ogden’s April 25, 2014,
supplemental report established a sufficient basis for his opinion beyond a mere
possibility. In addition, Moses submitted another supplemental report dated May
14, 2014 (the day after the trial court granted Drake’s motion for summary
judgment). The May 14 report states:
To further clarify my letter of January 15, 2014, since to the best of
my knowledge, Trisha Moses’ complaints of back pain were not
related to a previous illness or injury, based upon reasonable, medical
probability, these complaints of back pain were causally related to her
motor vehicle accident of April 6, 2011.7
The trial court denied Moses’ motion to reargue on June 10, 2014.8 The
court noted that Moses had two weeks before the expert disclosure deadline to
5
Id.
6
Id. As clarified in its subsequent opinion denying Moses’ motion for reargument, the trial court
also based its May 13 ruling on the untimeliness of the April 25, 2013, report, stating that
“[b]ecause Dr. Ogden’s expert report was insufficient as a matter of law, and because the cutoff
for Plaintiffs’ expert report had already passed, the Court granted summary judgment on Trisha’s
claim to recover for her back pain.” Moses v. Drake, 2014 WL 4249784, at *2 (Del. Super. Jun.
10, 2014) [hereinafter Moses II].
7
App. to Appellant’s Opening Br. at A97.
8
Moses II, 2014 WL 4249784.
4
attempt to cure Dr. Ogden’s defective report after it has been created on January
15. The circumstances of the filings of the supplemental reports led the court to
conclude that the clarifying statements were “nothing more than reactionary filings
to the Defendant’s motion and the Court’s ruling.”9 The court stated that:
[t]o consider these filings now would render the scheduling order --
and the well-established practice of requiring a plaintiff to submit
expert reports by a specific date early on the discovery process --
meaningless. Further, to hold otherwise would prejudice a
defendant’s ability to defend their case, as they would be left guessing
as to what the basis of an expert’s opinion is up until the date of the
expert’s deposition, or even up until trial.10
For the reasons set forth below, we affirm the decisions of the trial court in
granting summary judgment and denying reargument.
II. DISCUSSION
A. The Trial Court Did Not Err in Granting Summary Judgment or Denying
Reargument
1. Standard of Review
We generally review a trial court’s grant of summary judgment de novo.11
To the extent that the grant of summary judgment was based on a plaintiff’s expert
9
Id. at *4.
10
Id.
11
Gunzl v. Chadwick, 2 A.3d 74 (Del. 2010).
5
disclosure and report deadline not being extended, we review for an abuse of
discretion.12
2. Analysis
Trial courts are not required to allow a plaintiff to supplement a previously
submitted expert report after the expert report cutoff has expired if there is no good
cause to permit the untimely filing.13 Good cause is likely to be found when the
moving party has been generally diligent, the need for more time was neither
foreseeable nor its fault, and refusing to grant the continuance would create a
substantial risk of unfairness to that party.14
Notably, Moses did not seek an extension to file expert disclosures and
reports before the January 31, 2014, deadline had passed. Thus, the trial court did
not have before it an application to consider extending the deadline to permit
12
Christian v. Counseling Resource Assoc., 60 A.3d 1083, 1086-87 (Del. 2013) (“This Court
reviews a trial court’s decision refusing to modify a trial scheduling order for abuse of
discretion.”).
13
See Lundeen v. Pricewaterhouse Coopers, 2007 WL 646205, at *2 (Del. Mar. 5, 2007);
Coleman v. Pricewaterhouse Coopers, LLC, 902 A.2d 1102, 1106-1107 (Del. 2006) (affirming
the trial court's denial of expert’s untimely supplemental report); Bell v. Fisher, 2010 WL
3447694, at *6 (Del. Super. Aug. 30, 2010) (“[T]his Court’s necessary reliance on dates and
deadlines in a trial scheduling order would be undermined if experts could submit affidavits with
new, expanded or amended opinions as part of the motion . . . briefing process, thereby
potentially requiring vacation of the existing trial scheduling order . . . and allow subsequent
discovery far past the deadline for [the] same.”).
14
Coleman, 902 A.2d at 1107 (citing 3 James Moore et al., Moore’s Federal Practice
§ 16.14[1][b] (3d ed. 2004)).
6
additional or supplemental expert submissions by Moses.15 As a corollary, we do
not have on appeal a reviewable record upon which we can determine whether
Moses has demonstrated good cause for submitting Dr. Ogden’s supplemental
opinions after the deadline had passed. Accordingly, on this record we will not
find that the trial court abused its discretion for not considering Dr. Ogden’s
supplemental reports after the stipulated expert disclosure and report deadline had
expired.16
Thus, the question that remains is whether Dr. Ogden’s use of the term
“feasible” in his January 15 report was sufficient to constitute a “reasonable
medical probability” or “reasonable medical certainty.” In O’Riley, we stated that
“[a] doctor cannot base his expert medical opinion on speculation and
conjecture.”17 Our case law is clear that “when an expert offers a medical opinion
it should be stated in terms of ‘a reasonable medical probability’ or ‘a reasonable
medical certainty.’”18 Moses urges us to consider our decision in Gen. Motors
Corp. v. Freeman where we acknowledged that a doctor’s statements should be
15
Even so, the trial court concluded that “no good cause exists for the April 25 and May 14
supplemental reports.” Moses II, 2014 WL 4249784, at *4.
16
As noted above, in its Order denying reargument, the Superior Court clarified that it was not
considering the April 25, 2014, report from Dr. Ogden due to its untimeliness.
17
O’Riley, 69 A.3d at 1011.
18
Id. (quoting Floray v. State, 720 A.2d 1132, 1136 (Del. 1998) (footnote omitted) (citations
omitted)).
7
considered in the light of all of the evidence.19 In answering this question, our
recent decision in Mammarella v. Evantash20 is illustrative.
In Mammarella, we reiterated the legal standard for an expert opinion,21 and
held that a doctor’s trial deposition testimony was insufficient to establish
causation, as was required to establish Mammarella’s malpractice claim.
Mammarella was diagnosed with Stage I, Grade III breast cancer consisting of a
tumor eleven millimeters in diameter. Her medical negligence action involved,
among other claims, a claim that Mammarella’s doctors should have diagnosed the
nodule discovered in her breast as cancer earlier, and recommended radiation
instead of the more disabling chemotherapy treatments she ultimately underwent.
To establish her claim, Mammarella needed to offer sufficient evidence for a jury
to find a causal link between a six-month delay in her diagnosis and the fact that
she had to undergo chemotherapy. Mammarella contended that one of her doctors,
Dr. Biggs, told her that she would be eligible for radiation treatment if the tumor
19
Gen. Motors Corp. v. Freeman, 164 A.2d 686, 689 (Del. 1960) (“It is a matter of general
knowledge among those of us who are at all familiar with the testimony of physicians that at
times one doctor will use words denoting ‘possibility’ while another may use words denoting
‘probability’ when actually they mean the same thing. We think that such testimony should be
considered in the light of all the evidence, particularly where the injury occurred directly and
uninterruptedly after the trauma.”).
20
93 A.3d 629 (Del. 2014).
21
Id. at 635 (noting that “when an expert offers a medical opinion it should be stated in terms of
‘a reasonable medical probability’ or ‘a reasonable medical certainty’ and [a] doctor cannot base
his expert medical opinion on speculation or conjecture.” (alternation in original) (quoting
O’Riley, 69 A.3d at 1011). This Court further noted that “[a] doctor’s opinion about what is
possible is no more valid than the jury’s own speculation as to what is or is not possible.” Id.
(quoting Oxendine v. State, 528 A.2d 870, 873 (Del. 1987) (internal quotations omitted)).
8
had been eight millimeters or less in size. Dr. Biggs was the only expert
Mammarella designated to testify regarding causation. Dr. Biggs testified that he
could not say that if a biopsy had been performed on the nodule six months earlier
that it would have revealed Mammarella’s breast cancer, because “[t]hat would be
pure speculation.”22 Further, Dr. Biggs explained that eight millimeters was not a
“bright line” cut-off measurement for determining whether chemotherapy is
required or appropriate.23 The trial court held that Dr. Biggs testimony did not
provide a sufficient evidentiary basis for the jury to find that Mammarella’s
treatment options changed as a result of the alleged medical negligence; and we
affirmed the judgment of the Superior Court.24
The Mammarella Court also considered an argument -- one that the Court
ultimately determined was waived on appeal -- that, nevertheless, provides some
guidance on the legal standard for expert opinions. At oral argument on appeal,
Mammarella’s counsel presented a recast version of certain language from Dr.
Biggs’ testimony. Dr. Biggs had stated, “I think looking back at our initial
consultation note, I indicated that if the tumor was no larger than it appeared on
ultrasound, which I think was, what, 8 millimeters, that I would likely feel that she
22
Mammarella, 93 A.3d at 632.
23
Id. at 633.
24
Id. at 636.
9
would not take chemotherapy.”25 Relying on Hugg v. Torres,26 Mammarella
suggested that the word “likely” could be replaced with the word “probably.”
Mammarella argued that Dr. Biggs’ statement was legally sufficient to show
causation. The Court examined the expert’s testimony to determine whether it
could conclude to a reasonable medical probability or certainty that the doctor
would have recommended radiation instead of chemotherapy had the tumor been
diagnosed earlier. Given that the doctor’s testimony did not provide sufficient
evidence that the doctor’s statement was one of a reasonable medical probability,
the Court stated that even the recast testimony was not sufficient to establish the
causation element of Mammarella’s claim.
We find the same is true in this case. While our decisions in O’Riley and
Mammarella strongly encourage medical experts to state their conclusions to a
“reasonable medical probability” or “reasonable medical certainty,” we allow trial
courts to exercise some discretion to determine whether the opinion offered by an
expert, when considered in light of all of the evidence, meets that legal standard.
In this case, the trial court, in its order denying reargument, stated that “[w]hile Dr.
Ogden did not necessarily have to state ‘reasonable medical probability’ in his
January 15 report, he did have to provide something in the report to show that his
25
Id. (emphasis added).
26
1993 WL 189492 (Del. Super. May 21, 1993), rev’d on other grounds, 637 A.2d 827 (Del.
1993).
10
opinion was based upon a reasonable medical probability.”27 Here, Moses
provided no other affidavit, deposition or other evidence that the trial court could
use to determine whether Dr. Ogden’s use of the word “feasible” constituted a
reasonable medical probability or certainty.
Finally, and for many of the same reasons set forth above, we find no merit
in Moses’ second claim that the Superior Court abused its discretion when it
refused to grant Moses’ motion for reargument.
III. CONCLUSION
Based upon the forgoing, the judgment of the Superior Court is hereby
AFFIRMED.
27
Moses II, 2014 WL 4249784, at *4.
11