United States v. Tyrone McMillian

In the United States Court of Appeals For the Seventh Circuit ____________________ No. 13-3577 UNITED STATES OF AMERICA, Plaintiff-Appellee, v. TYRONE MCMILLIAN, Defendant-Appellant. ____________________ Appeal from the United States District Court for the Eastern District of Wisconsin. No. 2:11-cr-00193-CNC-1 — Charles N. Clevert, Jr., Judge. ____________________ ARGUED DECEMBER 9, 2014 — DECIDED JANUARY 27, 2015 ____________________ Before POSNER, RIPPLE, and KANNE, Circuit Judges. POSNER, Circuit Judge. A jury convicted the defendant af- ter a one-week jury trial of four counts of violating 18 U.S.C. § 1591(a), which mainly, so far as relates to this case, pun- ishes anyone who “knowingly—(1) in or affecting interstate … commerce … recruits … a person … knowing, or in reck- less disregard of the fact … that the person has not attained the age of 18 years and will be caused to engage in a com- mercial sex act.” If convicted the defendant is to be impris- 2 No. 13-3577 oned “for not less than 10 years or for life.” § 1591(b)(2). One of the defendant’s recruits had attained the age of 18 (in fact was 19), and as to her the government had also to prove, and did prove, that the defendant used “force, threats of force, fraud, [or] coercion … or any combination of such means” against her. § 1591(a). The sentencing range for that offense is 15 years to life, see id. and § 1591(b)(1), as is the range if the victim is under 14, id., but none of the defendant’s re- cruits was that young. The defendant was convicted under other statutes as well as 18 U.S.C. § 1591, but we can skip them, as they did not af- fect his sentence. His guidelines range was life imprison- ment (a range rather than a point because the length of a prisoner’s life can’t be determined at the time of sentencing), but the judge imposed a below-guideline sentence of 30 years. The defendant had recruited a young woman—the 19- year-old—and three girls to engage in prostitution. Two of the girls were 16 and the third was 17. Mainly he had enticed all four by false promises of love and money, though he also used violence on occasion, particularly against the oldest, Jessica, for various infractions such as disobeying him or talking too loudly. She assumed he would be even more vio- lent if she tried to stop working as a prostitute for him, as she wanted to do. He had transported all four of his recruits across state lines to engage in prostitution and thus had operated his prostitution ring in interstate commerce. Relying on Bond v. United States, 134 S. Ct. 2077 (2013), he argues that section 1591 reaches only involuntary prostitution akin to slavery and not “ordinary” pimping and pandering, but there is no No. 13-3577 3 basis for so limited an interpretation. His further argument that the four recruits were volunteers and thus not “caused” by him to engage in prostitution overlooks the absence of any evidence that had he not recruited them they would still have become prostitutes. By enticing them, buying them cellphones, taking photos of them and posting advertise- ments on Craigslist for their services as prostitutes, instruct- ing them on how to take calls and deal with Johns, and then driving them to and from their “dates” with their customers, the defendant caused them to engage in prostitution. He used both force and fraud on Jessica, and his use of fraud was alone enough to establish a violation of section 1591(a) with respect to her, even though she was older than 18. As for possible long-term effects on his recruits from their em- ployment by him as prostitutes, however, the evidence is sparse and inconclusive. The defendant could have been sentenced to life in prison, and, since he was only 31 when sentenced, his 30- year sentence although very long is not even a de facto life sentence. But he argues that it is invalid as a violation of the ex post facto provision of the Constitution. The defendant had begun recruiting the young woman and the three girls into prostitution in 2006 and the first half of 2007, and on November 1, 2007, the U.S. Sentencing Commission revised two of the sentencing guidelines appli- cable to his conduct, U.S.S.G. §§ 2G1.1 and 2G1.3, and those were the guidelines that the judge used to determine his guidelines range. He contends that their application to him violated the Constitution’s ex post facto clause, which has been interpreted to serve the twin purposes of ”assur[ing] that legislative Acts give fair warning of their effect and 4 No. 13-3577 permit individuals to rely on their meaning until explicitly changed,” and “restrict[ing] governmental power by re- straining arbitrary and potentially vindictive legislation.” Weaver v. Graham, 450 U.S. 24, 28–29 (1981). The sentencing guidelines are not “legislation” or “legislative Acts,” or in- deed “laws” in any conventional sense now that sentencing judges are no longer bound by them. But the Supreme Court has ruled that they are “laws” for purposes of the ex post facto clause, Peugh v. United States, 133 S. Ct. 2072, 2078 (2013), since they influence federal sentencing. Under the old guidelines, the ones in force before November 1, 2007, the defendant’s guidelines range would have been, not life, but 360 months (30 years) to life. A 360-month sentence, which is the sentence the judge imposed, would then have been a sentence at the bottom of the guidelines range, rather than, as the judge treated it, a sentence below the range. It seems unlikely that this would have made a difference in the sentence. A range of 30 years to life is large for a 31 year old, as he is likely to live well beyond 61 (moreover, with good-time credit, he is likely to be released in his late 50s rather than at 61); how likely is it that the judge would go below it? But who can know? If the range should have been not life but 30 years to life, the district judge would have to be asked whether that might make a difference to the sentence he would impose, thus requiring a remand. See United States v. Paladino, 401 F.3d 471, 484 (7th Cir. 2005). The government argues that life in prison, not 30 years to life, was the proper range after all, but the judge did not respond to the argument. There is no ex post facto problem with respect to the de- fendant’s prostituting Jessica, for she continued to work as a No. 13-3577 5 prostitute for him after the change in the guidelines—and possibly with respect to another of the prostitutes as well, Cherish, who may still have been working for him in No- vember 2007, though the record is unclear. United States v. Vallone, 752 F.3d 690, 698–99 (7th Cir. 2014). As for the two or possibly (given the uncertainty about Cherish) three girls who did not work for the defendant after the guidelines change, the government, insisting that his sentence with re- gard to them should also be governed by the new rather than the old guidelines, invokes U.S.S.G. § 1B1.11(b)(3). That is the so-called “one-book rule,” according to which “if the defendant is convicted of two offenses, the first committed before, and the second after, a revised edition of the Guide- lines Manual became effective, the revised edition of the Guidelines Manual is to be applied to both offenses.” The rule is not statutory, and so does not bind a sentenc- ing judge. It’s true that the statute tells judges to apply the guidelines in effect at the time of sentencing, 18 U.S.C. § 3553(a)(4)(A)(ii), but that requires qualification. Suppose the defendant commits a federal crime in 2010, is sentenced in 2014, and in between the guidelines are amended to in- crease the sentence for his crime; to apply the later guideline would violate the ex post facto clause. The reason given for the one-book rule is that “applying various provisions taken from different versions of the Guidelines would upset the coherency and balance the Commission achieved in promulgating the Guidelines. Such an application would also contravene the express legislative objective of seeking uniformity in sentencing.” United States v. Stephenson, 921 F.2d 438, 441 (2d Cir. 1990). But whatever the merit of the rule (actually just a policy statement, see 6 No. 13-3577 U.S.S.G. § 1B1.11, hence nonbinding, United States v. Reyes- Medina, 683 F.3d 837, 841–82 (7th Cir. 2012)), it should not be applied indiscriminately. For example, it should not be ap- plied in a case in which the victim of the old offense is dif- ferent from the victim of the new one. To apply the rule in such a case would mean that if the defendant robbed a per- son before the applicable guideline was increased and a dif- ferent person after, the higher guideline would apply to the first robbery as well as to the second. Yet there would be no reason to punish the defendant under a guideline not in force then. It would be different if the defendant were con- victed not of two separate crimes, but of one, such as con- spiracy to rob, or some other continuing offense that had embraced both crimes. United States v. Hallahan, 756 F.3d 962, 977–79 (7th Cir. 2014). But our defendant was convicted not of conducting a pimping enterprise but of committing four separate violations of 18 U.S.C. § 1591(a), each violation be- ing limited to one of the four persons whom he recruited for the enterprise. Two or three of the girls quit their jobs with the defen- dant before the guidelines change; why should the defen- dant be punished as if they had continued working for him? But the defendant’s suggestion that the earlier guidelines should also apply to his offense against the adult, Jessica, is unsound. That would have made sense had Jessica quit be- fore the guidelines change, but she had not. There was no reason for the sentencing judge to give the defendant a break just because he had begun his criminal activity earlier with her than with the three girls. The government has an alternative argument against ap- plication of the ex post facto bar in this case. It points out No. 13-3577 7 that closely related offenses can be “grouped,” U.S.S.G. § 3D1.2, and treated as one offense. But offenses against dif- ferent people can’t, with irrelevant exceptions, be grouped. See U.S.S.G. § 3D1.2 and the Commentary to that subsection. And even if they could be, we would have some hesitation about relying on this argument. United States v. Fletcher, 763 F.3d 711, 717 (7th Cir. 2014), and cases cited there, hold that grouping should be permitted to circumvent the ex post facto clause because the grouping rules provide notice to the defendant that should he commit a fresh crime after the guidelines range for that crime is raised he can be sentenced under the new range for a crime he committed before the change, provided it is grouped with the crime he committed after the change. The government contends that a criminal, and indeed everyone else, is charged with detailed and pre- cise knowledge of every edition of the guidelines manual, including the nigh-unintelligible provisions relating to grouping, and therefore acts at his peril, so far as his poten- tial sentence is concerned, in engaging in any criminal act without careful prior study of the applicable edition. There are cases that support the government’s position, see, e.g., United States v. Vivit, 214 F.3d 908, 919 (7th Cir. 2000); United States v. Pagán-Ferrer, 736 F.3d 573, 597–99 (1st Cir. 2013); United States v. Siddons, 660 F.3d 699, 707 (3d Cir. 2011); United States v. Weiss, 630 F.3d 1263, 1276–78 (10th Cir. 2010), but they can be criticized as carrying the proposition that ig- norance of the law is no defense to a preposterous extreme. Cf. Lambert v. California, 355 U.S. 225, 228–30 (1957). But that is an issue for another day. Because the victims of the defen- dant’s four offenses were different, the offenses were not “groupable.” The old (pre-November 1, 2007) guidelines 8 No. 13-3577 manual was therefore applicable to the crimes that the de- fendant completed before November 2007. The district judge seems not to have realized that the guidelines range had changed over the course of the defen- dant’s illegal activity. So far as appears, he thought that the guidelines range when the defendant committed the of- fenses that were completed before the range changed was life, which it wasn’t; it was lower (30 years to life). Had he known this, he might have imposed a lower sentence than he did. The defendant is therefore entitled to be resentenced. Several more issues remain to be addressed. The defen- dant argues that the court improperly increased his guide- lines range because of his use of a computer. See U.S.S.G.§ .3(b)(3)(B). He points out that Application Note 4 states that “Subsection (b)(3) is intended to apply only to the use of a computer or an interactive computer service to communicate directly with a minor or with a person who exercises custody, care, or supervisory control of the minor. Accordingly, the enhancement in subsection (b)(3) would not apply to the use of a computer or an interactive com- puter service to obtain airline tickets for the minor from an airline’s Internet site.” But the note is wrong. The guideline section provides a 2-level enhancement whenever the defen- dant uses a computer to “entice, encourage, offer, or solicit a person to engage in prohibited sexual conduct with the mi- nor,” which the defendant did when he created Craigslist pages on which to advertise Jessica’s and the girls’ services as prostitutes. When an application note clashes with the guideline, the guideline prevails. Stinson v. United States, 508 U.S. 36, 38 (1993). No. 13-3577 9 It’s true that United States v. Patterson, 576 F.3d 431, 443 (7th Cir. 2009), applied the application note, despite its in- consistency with the guideline, without attempting to dis- tinguish, or even citing, Stinson. But Patterson is distinguish- able from the present case, because the government there had conceded, albeit erroneously, that the application note controlled; we had no reason to reject a party’s concession regarding an issue raised by its opponent. Moreover, any doubt about the applicability of Stinson to the computer-use guideline is dispelled by the lengthy analysis of the issue in United States v. Pringler, 765 F.3d 445, 451–55 (5th Cir. 2014). And as pointed in that opinion, “the [computer-use] enhancement would not have been applica- ble [in Patterson], irrespective of application note 4,” because “neither the defendant nor someone part of the same crimi- nal activity used a computer to solicit patrons,” id. at 454 n. 4, as was done in both Pringler and our case today. Essen- tially, then, the statement in Patterson about the application note is dictum. The defendant argues that the judge erroneously applied U.S.S.G. § 2G1.3(b)(2)(B), which imposes a two-level en- hancement if the defendant “unduly influenced a minor to engage in prohibited sexual conduct.” He argues that there was not enough evidence that he unduly influenced Jade (one of the girls who worked for him as prostitutes). But he made false promises to her (that they’d be together, rich and famous, etc.), which are forms of undue influence, especially over a minor. The final issue is the conditions of supervised release. The required term of supervised release, given the defen- dant’s prison sentence, was five years. As is typical of the 10 No. 13-3577 insouciance with which the bar and the bench treat super- vised release, only the probation service made any recom- mendations regarding conditions of supervised release to impose on the defendant. The recommendations are per- functory, probably because the probation service was rec- ommending life imprisonment and therefore pointed out that “it seems disingenuous to recommend a term of super- vised release when recommending a sentence of life impris- onment.” (See United States v. Vance, 764 F.3d 667 (7th Cir. 2014), where we discussed “Lazarus” conditions— conditions of supervised release to take effect upon the completion of a sentence of life imprisonment—after the man reported in chapter 11 of the Gospel of John to have risen from the dead.) The probation service recommended 6 conditions of su- pervised release (actually 5, two of the conditions being es- sentially duplicates of each other), all mandatory for sex of- fenders but one seemingly irrelevant to our defendant—a requirement of mental health treatment even though the mo- tive for his pimping was financial rather than sexual. The judge was casual about the conditions. His printed judgment imposes on the defendant 5 mandatory conditions of supervised release, 13 standard conditions, and 6 addi- tional conditions of which 3 duplicate the listed mandatory or standard conditions. The additional conditions that are not duplicates require the defendant to register with state and local authorities as a convicted sex offender, participate in a mental health assessment and treatment program for sex offenders, and provide his probation officer with access to financial information. (The registration requirement is super- fluous, since it is a matter for state and local authorities to No. 13-3577 11 determine.) That makes a total of 21 conditions of supervised release excluding the duplicates, all to go into effect when the defendant is released from prison, when he will be as we said about 60 years old. At the sentencing hearing the judge imposed the stan- dard conditions without naming any of them, without giv- ing a reason for any of them, and without attempting to cor- rect any of the ambiguities in the standard conditions that we noted in United States v. Siegel, 753 F.3d 705 (7th Cir. 2014); cf. United States v. Goodwin, 717 F.3d 511, 524–25 (7th Cir. 2013). He did recite several of the mandatory conditions, as well as the three nonduplicative additional conditions. Why the judge mentioned these conditions of supervised re- lease and not the others is unexplained. All components of a sentence must be stated in the oral sentence. This is apparent from Fed. R. Crim. P. 35(c), which states: “’Sentencing’ Defined. As used in this rule, ‘sentenc- ing’ means the oral announcement of the sentence.” See also the 2004 advisory committee note to the rule; cf. United States v. Johnson, 765 F.3d 702, 710–11 (7th Cir. 2014); United States v. Baker, 755 F.3d 515, 523–24 (7th Cir. 2014); United States v. Alburay, 415 F.3d 782, 788 (7th Cir. 2005). Failure to disam- biguate ambiguous conditions is another error. United States v. Siegel, supra, 753 F.3d at 714–16; United States v. Goodwin, supra, 717 F.3d at 524–25. However, the defendant’s lawyer chose not to challenge any of the conditions of supervised release. We’ll mention just one of the ambiguities. Standard con- dition 9 states that “the defendant shall not associate with any persons engaged in criminal activity, and shall not asso- ciate with any person convicted of a felony, unless granted 12 No. 13-3577 permission to do so by the probation officer.” There is no stated requirement that the defendant know, believe, or even suspect that he is associating with a criminal or a felon. Many criminals try to conceal their criminal activity; many persons with a felony conviction try to conceal the convic- tion; and many convicted felons go straight after being con- victed and serving their sentence—what is the danger of as- sociating with them? Also, the word “associate” in the condi- tion is vague. The standard conditions are not mandatory; a sentencing judge needn’t impose them, or may if he prefers impose them in modified form. A sensible alternative to the lan- guage of standard condition 9 would be: “the defendant shall not meet, communicate, or otherwise interact with a person whom he knows to be engaged, or planning to be en- gaged, in criminal activity.” In addition to considering the proper wording of the conditions he imposes, a sentencing judge must (as we said) include all the conditions he is imposing in his oral sentence, must give reasons for imposing them, and must consider the propriety of imposing them in light of the sentencing factors listed in 18 U.S.C.§ 3553(a), which apply to all nonmanda- tory aspects of the sentence, including conditions of super- vised release. United States v. Goodwin, supra, 717 F.3d at 523– 26; United States v. Monteiro, 270 F.3d 465, 472–73 (7th Cir. 2001). None of that was done in this case. To summarize, the defendant’s conviction is affirmed, but his sentence is vacated and the case is remanded for re- sentencing. We trust that on remand the district judge will not only reconsider the prison sentence in light of the appli- cable guidelines range, but also reconsider the conditions of No. 13-3577 13 supervised release in light of our discussion in this and our previous opinions.