Filed 2/2/15 P. v. Chang CA2/8
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION EIGHT
THE PEOPLE, B253472
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. VA112634)
v.
KAI CHANG,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Los Angeles County, Thomas
McKnew, Judge. Affirmed.
Lise M. Breakey, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Gerald Engler, Chief Assistant Attorney
General, Lance E. Winters, Assistant Attorney General, Shawn McGahey Webb and
Ryan M. Smith, Deputy Attorneys General, for Plaintiff and Respondent.
******
Kai Chang appeals from a judgment of conviction for assault with a deadly
weapon and aggravated mayhem. He argues the evidence was insufficient to support his
conviction for assault with a deadly weapon. We disagree and affirm.
FACTS
1. Prosecution Evidence
Dr. Alex Sahba is a psychiatrist at Metropolitan State Hospital in Norwalk. He
had been appellant’s psychiatrist for approximately two years in October 2009. Blood
tests were required to monitor appellant’s medication levels. On October 13, 2009,
Dr. Sahba went to appellant’s room with a psychiatric technician and asked appellant to
cooperate in giving blood for these tests. Dr. Sahba spoke to appellant in English;
appellant had spoken English to the doctor many times in the past. Initially, appellant
said something like, “I don’t speak English. I don’t understand you.” Appellant then
refused to give blood and asked the doctor to leave the room (in English). He appeared
angry with Dr. Sahba.
Dr. Sahba left appellant’s room and went to the nursing station. Approximately
five to 10 minutes later, he saw appellant standing outside the glass door of the nursing
station, waving and asking for the doctor. Appellant called out to Dr. Sahba and said, “I
want to talk to you. I want to talk to you. . . . I’ll take it. I’ll take it.” Dr. Sahba opened
the door of the nursing station, and before he could say anything, appellant started
kicking him in the leg and grabbing his hand. Appellant scratched his hand and arm and
also tried to punch him. Appellant swung at the doctor several times, and the doctor
assumed “a defensive posture.” Appellant then grabbed a “Pilot” “rolling ball extra fine
point” pen from Dr. Sahba’s shirt pocket, took off the cap, and stabbed him twice in the
forearm with the pen. The tip of the pen was nonretractable, but appellant stabbed him
hard enough that the tip went inside the pen. The pen punctured two holes in Dr. Sahba’s
sleeve and broke Dr. Sahba’s skin. Other staff arrived in response to an alarm set off
when appellant attacked Dr. Sahba, and the staff members were able to contain appellant
on the floor and grab the pen from him.
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Two days later, on October 15, 2009, appellant attacked Dr. Sahba again. The
doctor was sitting at a table in the day hall, where patients can move about freely,
interviewing another patient. He suddenly felt a squeezing or pressure on his neck and
realized that someone had put him in a choke hold. A second later, he felt a pain on his
left ear. Other staff rushed to help and dragged appellant off Dr. Sahba. The upper part
of Dr. Sahba’s left ear was missing. He had blood running down his shirt and pants.
Someone found the missing piece of his ear on the floor. He went to the emergency
room, but doctors could not reattach the piece of ear. Dr. Sahba had five plastic surgeries
over a year and a half to reconstruct his ear.
2. Defense Evidence
Appellant testified at trial. In China, appellant was a medical doctor. Dr. Sahba
was “very jealous” of appellant and would not allow him to learn English at the hospital.
Appellant nevertheless taught himself to write English, but he could not speak it well. He
could not communicate well with Dr. Sahba because of the language barrier.
The incident on October 13 with which he was charged did not happen. The
incident on October 15 happened because appellant’s life was in danger. Dr. Sahba
wanted to increase appellant’s dosage of medication without checking his medical
history. Appellant did not need medication.
PROCEDURE
The information charged appellant with one count of assault with a deadly
weapon, to wit, a pen (Pen. Code, § 245, subd. (a)(1)),1 and one count of aggravated
mayhem (§ 205). In November 2010, the court found appellant mentally incompetent to
stand trial. In March 2013, the court found appellant mentally competent to stand trial
within the meaning of sections 1368 and 1370. The court granted appellant’s request to
proceed in propia persona.
1 Further undesignated statutory references are to the Penal Code.
3
In pertinent part, the court instructed the jury on assault with a deadly weapon and
the lesser included offense of simple assault, as well as aggravated mayhem and the
lesser included offenses of mayhem and battery causing serious bodily injury. The jury
convicted appellant of assault with a deadly weapon and aggravated mayhem. The court
sentenced appellant to life in state prison with the possibility of parole on the aggravated
mayhem count, and a concurrent three years in prison on the assault with a deadly
weapon count. Appellant filed a timely notice of appeal.
DISCUSSION
Appellant contends we should reverse his conviction for assault with a deadly
weapon or reduce it to simple assault because there was insufficient evidence the pen was
a deadly weapon. We disagree.
“When considering a challenge to the sufficiency of the evidence to support a
conviction, we review the entire record in the light most favorable to the judgment to
determine whether it contains substantial evidence—that is, evidence that is reasonable,
credible, and of solid value—from which a reasonable trier of fact could find the
defendant guilty beyond a reasonable doubt. [Citation.] . . . [Citation.] We presume in
support of the judgment the existence of every fact the trier of fact reasonably could infer
from the evidence. [Citation.] If the circumstances reasonably justify the trier of fact’s
findings, reversal of the judgment is not warranted simply because the circumstances
might also reasonably be reconciled with a contrary finding.” (People v. Lindberg (2008)
45 Cal.4th 1, 27.)
“An assault is an unlawful attempt, coupled with a present ability, to commit a
violent injury on the person of another.” (§ 240.) Section 245, subdivision (a)(1)
punishes assaults committed with a deadly weapon or instrument other than a firearm.
“One may commit an assault without making actual physical contact with the person of
the victim; because the statute focuses on use of a deadly weapon or instrument . . . ,
whether the victim in fact suffers any harm is immaterial.” (People v. Aguilar (1997) 16
Cal.4th 1023, 1028.)
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“As used in section 245, subdivision (a)(1), a ‘deadly weapon’ is ‘any object,
instrument, or weapon which is used in such a manner as to be capable of producing and
likely to produce, death or great bodily injury.’” (People v. Aguilar, supra, 16 Cal.4th at
pp. 1028-1029.) “Great bodily injury is bodily injury which is significant or substantial,
not insignificant, trivial or moderate.” (People v. Armstrong (1992) 8 Cal.App.4th 1060,
1066.)2 “Some few objects, such as dirks and blackjacks, have been held to be deadly
weapons as a matter of law; the ordinary use for which they are designed establishes their
character as such. [Citations.] Other objects, while not deadly per se, may be used,
under certain circumstances, in a manner likely to produce death or great bodily injury.
In determining whether an object not inherently deadly or dangerous is used as such, the
trier of fact may consider the nature of the object, the manner in which it is used, and all
other facts relevant to the issue.” (People v. Aguilar, supra, at p. 1029.) Although
neither physical contact nor injury is required, if injuries result, the location of the
injuries and their extent are relevant considerations. (People v. Russell (1943) 59
Cal.App.2d 660, 665.)
Courts have found many different objects to be deadly weapons or instruments.
For example, in In re Jose R. (1982) 137 Cal.App.3d 269 (Jose R.), the court held there
was substantial evidence apples with pins deliberately concealed in them constituted
deadly weapons. (Id. at p. 275.) Though the victims did not ingest the concealed pins,
the evidence demonstrated an ingested pin was medically dangerous to a human being
and potentially life-threatening. (Id. at p. 276.) In People v. Simons (1996) 42
Cal.App.4th 1100 (Simons), the court held a screwdriver was a deadly weapon when the
defendant held officers at bay by waving the screwdriver at them while taunting them to
2 Here, the court instructed the jurors that “[a] deadly weapon other than a firearm is
any object, instrument, or weapon that is inherently deadly or one that is used in such a
way that it is capable of causing and likely to cause death or great bodily injury.” The
instructions defined “great bodily injury” as “significant or substantial physical injury.”
These instructions correctly set out the law.
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“go ahead” and kill him. (Id. at pp. 1106-1107.) In People v. Page (2004) 123
Cal.App.4th 1466 (Page), the court determined the defendant used a sharpened pencil as
a deadly weapon when she held it to the neck of the robbery victim and threatened him
not to involve the police. (Id. at pp. 1469, 1473.) The court held threatening to stab the
victim with a “hard, sharp, pointy” object was sufficient, even though she did not actually
injure the victim. (Id. at pp. 1472-1473.) And in People v. Brown (2012) 210
Cal.App.4th 1 (Brown), the court determined there was substantial evidence a BB gun
was a deadly weapon when the defendant shot the victims from a range of approximately
five feet, one on the foot and one on the back, even though the victims suffered only
welts. (Id. at pp. 5, 8.) Because the victims threw themselves to the floor when they saw
the BB gun, the jury could have easily inferred the location and severity of the injuries
were fortuitous, and the victims could have sustained serious injuries in the face, had they
not leapt to the ground. (Id. at p. 8.)
Like in Jose R., Simons, Page, and Brown, there was substantial evidence the
instrument used here was a deadly weapon on the facts of this case. Appellant used the
pen in such a manner as to be capable of producing and likely to produce great bodily
injury. The pen was a hard, sharp, pointy object (Page, supra, 123 Cal.App.4th at
p. 1472) that appellant used to puncture Dr. Sahba’s shirt and break the skin of his
forearm. Appellant contends there was no evidence he intended to stab the doctor
anywhere other than the forearm. This is not the case. The pen-stabbing was only part of
the attack. Appellant descended on Dr. Sahba unexpectedly and began kicking and
punching at him before grabbing the pen. As a result, Dr. Sahba had assumed a defensive
posture. The jury could have reasonably inferred that appellant only stabbed Dr. Sahba in
the forearm because the doctor was shielding himself with his arms, not because
appellant was specifically targeting the forearm. As in Brown, it was merely fortuitous
that appellant did not inflict more or different harm. Appellant further contends the pen
was not capable of producing great bodily injury because appellant’s stabbing drove the
point down into the shaft of the pen. But the pen punctured the doctor’s shirt and broke
his skin before this happened. The pen was certainly capable of producing significant or
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substantial injuries if it stabbed tissues softer than the forearm, such as the face, eye, or
neck. Further, the fact that Dr. Sahba did not suffer more serious injuries is not
dispositive. An assault is complete once the victim is threatened with the weapon, even
without actual physical contact. “When an instrument is capable of being used in a
dangerous or deadly manner and it may fairly be inferred from the evidence in a specific
case that the defendant intended so to use it, its character as such a weapon is
established.” (People v. Claborn (1964) 224 Cal.App.2d 38, 42.) It may be fairly
inferred from the evidence that appellant intended to use the pen in a dangerous manner,
especially because he purportedly believed Dr. Sahba was endangering his life by
medicating him. He was thus reacting to what he believed was a life-threatening
situation. On these facts, substantial evidence supported the jury’s finding of assault with
a deadly weapon, that is, an instrument capable of producing and likely to produce great
bodily injury.
Appellant urges this case is “nearly parallel” to In re Brandon T. (2011) 191
Cal.App.4th 1491, 1495, in which the court held there was insufficient evidence a butter
knife was a deadly weapon. Brandon T. is distinguishable. There, the minor touched the
butter knife to the victim’s cheek and throat while two other boys held the victim down.
(Id. at p. 1494.) He moved the butter knife up and down the side of the victim’s cheek
“‘in a slashing motion.’” (Ibid.) He tried two times to cut the victim’s face and tried to
cut the victim’s throat, but the handle of the butter knife broke off. (Ibid.) The victim
suffered only welts and a small scratch. (Id. at pp. 1494-1495.) The court held the butter
knife was not capable of producing great bodily injury because the minor could not have
inflicted greater harm if he “tried a bit harder.” (Id. at p. 1497.) The butter knife broke
from the pressure applied, and that pressure was not enough to even penetrate the layers
of the victim’s skin. Moreover, the butter knife was not a sharp, pointy object; it had a
rounded end. (Id. at pp. 1497-1498.) Here, the instrument was sharp and pointy, was
capable of breaking skin and the material of the victim’s shirt, and was used in a more
indiscriminate attack, suggesting appellant could have stabbed the victim in much more
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vulnerable areas of the body. We see no reason to reverse the jury’s finding on the basis
of Brandon T.
DISPOSITION
The judgment is affirmed.
FLIER, J.
WE CONCUR:
BIGELOW, P. J.
GRIMES, J.
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