IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE
Assigned on Brief November 18, 2014
STATE OF TENNESSEE V. MARISA ANN SHRUM
Direct Appeal from the Circuit Court for Blount County
No. C-17489-91 David R. Duggan, Judge
No. E2014-00954-CCA-R3-CD - Filed February 10. 2015
The defendant, Marisa Ann Shrum, appeals the sentencing decision of the trial court
following the revocation of her probationary sentence. The defendant pled guilty to two
counts of prescription drug fraud and one count of failure to appear. Pursuant to the plea
agreement, she received an effective sentence of five years, with sixty days to be served in
confinement, sixty days to be served on consecutive weekends, and the balance on supervised
probation. A violation report was subsequently filed and, following a hearing, the trial court
revoked the defendant’s probation and ordered that the balance of the sentence be served in
confinement. On appeal, the defendant does not contest the revocation of her probation, but
she argues that the trial court erred in ordering total confinement. Following review of the
record, we conclude no error occurred and affirm the decision of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed
J OHN E VERETT W ILLIAMS, J., delivered the opinion of the Court, in which R OBERT W.
W EDEMEYER and T IMOTHY L. E ASTER, JJ., joined.
J. Liddell Kirk, Knoxville, Tennessee, (on appeal) and Matthew Elrod, Assistant District
Public Defender (at trial), for the appellant, Marisa Ann Shrum.
Robert E. Cooper, Jr., Attorney General and Reporter; Clarence E. Lutz, Senior Counsel;
Mike Flynn, District Attorney General; and Matthew Dunn, Assistant District Attorney
Generals, for the appellee, State of Tennessee.
OPINION
Procedural History and Factual Background
In 2008, in three separate cases, the petitioner pled guilty to two counts of prescription
fraud and one count of failure to appear. It appears that the two prescription frauds occurred
in late 2004 and early 2005. The failure to appear arose in June 2006 when the defendant
failed to appear for her court date in the prescription fraud cases. It appears from the record
that the defendant had absconded during the interim.
Pursuant to the 2008 plea agreement, the defendant was given an effective five-year
sentence. The agreement further provided that the defendant would serve sixty days in jail
to be followed by sixty days served on consecutive weekends. The balance of the sentence
was to be served on supervised probation. A violation warrant was subsequently filed in
2009 against the defendant. The report alleged reporting violations, failure to pay costs and
fees, failure to get alcohol and drug assessments, failure to do community service, failure to
produce a DNA sample, and failure to report to jail to complete service of the weekend
confinements. In October, the violation report was amended to include receiving a new
charge of driving while intoxicated while in Indiana.
On December 9, 2013, the trial court found the defendant to be in violation and
imposed an additional thirty-six days of split confinement followed by a return to supervised
probation. However, the court noted that the initial sixty days remained unserved and
ordered service to begin on December 27, 2014. In January, an amended order was filed to
clarify the trial court’s intent that the defendant’s probation was to be extended by one year.
Additionally, the order reflected that service of the confinement would be on consecutive
weekends beginning on January 10, 2014. In February, an agreed order was filed in the
case, which specified that the defendant was to serve the split confinement on consecutive
Wednesdays.
In March of 2014, another violation report that is the subject of this appeal was filed.
The report alleged that the defendant had failed to report to the jail to serve the required time
and that she had failed to do any community service work as ordered. An amendment was
filed which alleged that the defendant had traveled to Indiana without permission from her
probation officer.
Multiple witnesses testified at the hearing. The first called was Officer Janet
Dougherty of the Blount County Sheriff’s Department, who testified as to the amount of time
the defendant had served as of April 28, 2014. The defendant’s probation officer, Gregory
Dunkel, testified that of the original sixty-day sentence, the defendant had actually served
thirty-six days. He also related that the defendant had been sentenced to serve sixty
consecutive Wednesdays in jail and to perform one hundred hours of community service at
the local animal shelter. No time was served by the defendant with regard to these. However,
she did report for probation appointments.
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Officer Dunkel testified that on February 12, the defendant had requested that she be
able to report for split confinement at the end of the day. However, Officer Dunkel did not
have any further contact with the defendant until February 25, when she told him that she had
failed to report to the jail because of illness. According to Officer Dunkel, on March 12, the
defendant informed him that she wanted to serve her split confinement in increments greater
than one day. He also testified that he learned from a family member that, on March 21, the
defendant was in Indiana without permission. When the defendant next reported, on March
25, she was traveling in a vehicle with Indiana license plates. She was arrested at that time.
Officer Dunkel did acknowledge that the defendant had been reporting and that she had paid
all her costs and fees.
The defendant also testified and admitted that she had committed the violations of her
probationary agreement. She testified that she blamed herself for her failure to comply, but
she explained that it was because of health issues, child issues, and a lack of transportation
or a permanent residence. She testified that she was responsible for taking care of her
grandparents and her three daughters, all of who wished to return to Indiana where they were
from. While in Tennessee, she had stayed with friends, one of whom assaulted her. She also
testified that she needed surgery on her back and that the local physician thought it should
be performed by the same doctor in Indiana who had previously treated her.
The defendant recognized that the original sentence in the case had been imposed
almost six years previously and that the crimes had been committed in 2004 and 2005.
Again, she specifically did not deny that she had failed to serve her split confinement or
report for community service.
Following the testimony by the defendant, Officer Dunkel was recalled to the stand.
He acknowledged that the defendant had spoken with him about her transportation problems
and her desire to return to Indiana. He also acknowledged that the defendant had paid her
fees in order to facilitate a transfer. However, Officer Dunkel testified that he made clear to
the defendant that all split confinement time must be served prior to any transfer.
After hearing the evidence presented, the trial court found the defendant had violated
the terms and conditions of her probation and revoked the suspended sentence. The trial
court then ordered that the defendant serve the balance of her sentence in confinement. The
defendant has timely appealed the sentencing decision.
Analysis
On appeal, the defendant makes the single claim that the trial court erred in ordering
her sentence to be served in incarceration following the revocation of her probation. The
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defendant does not contest the revocation itself, only the resulting sentence.
A trial court may revoke probation and order the imposition of the original sentence
upon a finding by a preponderance of the evidence that the defendant has violated a condition
of his or her probation. T.C.A. §§ 40-35-310, -311 (2010); State v. Kendrick, 178 S.W.3d
734, 738 (Tenn. Crim. App. 2005) (citing State v. Mitchell, 810 S.W.2d 733, 735 (Tenn.
Crim. App. 1991)). On appeal, this court will not disturb the trial court’s ruling absent an
abuse of discretion. State v. Shaffer, 45 S.W.3d 553, 554 (Tenn. 2001) (citing State v.
Harkins, 811 S.W.2d 79, 82 (Tenn. 1991)). To establish an abuse of discretion, the
defendant must show that there is no substantial evidence in the record to support the trial
court’s determination regarding the probation violation. Id. Proof of a violation does not
need to be established beyond a reasonable doubt. State v. Milton, 673 S.W.2d 555, 557
(Tenn. Crim. App. 1984). Rather, if the trial court finds by a preponderance of the evidence
that a violation has occurred, the court may revoke the probation and suspension of the
sentence. T.C.A. § 40-35-311(e). In a probation revocation hearing, the credibility of
witnesses is to be determined by the trial court. Mitchell, 810 S.W.2d at 735.
Once the court has determined a violation of probation has occurred, it retains the
discretionary authority to order the defendant to: (1) serve his or her sentence in
incarceration; (2) serve the probationary term, beginning anew; or (3) serve a probationary
period that is extended for up to an additional two years. State v. Hunter, 1 S.W.3d 643, 647
(Tenn. 1999); see also T.C.A. §§ 40-35-308, -310, -311. The determination of the proper
consequence of the probation violation embodies a separate exercise of discretion. State v.
Reams, 265 S.W.3d 423, 430 (Tenn. Crim. App. 2007).
In its order from the bench, the trial court made the following findings:
Upon this proof, the court finds that [the defendant] has engaged in a
material violation of the terms of her probation based upon failing to follow
the directions of her probation officer, by failing to provide monthly proof of
completed community service work, failing to provide proof of compliance of
100 hours of community service, failing to serve her jail sentence on
consecutive weekends, and/or as that has been modified to - - twice, I think - -
most recently to consecutive Wednesdays, I believe it was. I could go back
and look at my notes. She’s failed to do it, in any event. Also leaving her
county of residence without permission and traveling to Indiana without the
written permission of her officer and thereby being in violation of her court
ordered curfew as well.
The Court also notes, with respect to the argument [the defendant] has
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taken responsibility for this, she testified two or three times that she took
responsibility, that she realized this was all her own doing. And yet she also
offered numerous reasons why all of these terrible things are happening. So,
I’m not sure that she has taken responsibility. Secondly, I feel the need on this
case to point out that, you know, this is the legal system. It’s not a cafeteria
buffet line where you get to go through the line and choose what you want.
You’re under order to do certain things, including to do this community
service, including to serve your jail time. You simply haven’t done it. This is
the second violation. The Court is going to revoke your probation and order
you to serve your sentence.
Although not challenged by the defendant, we note that the record amply supports the
trial court’s decision to revoke probation in this case. The record supports the court’s
findings that multiple violations of the terms and conditions of the defendant’s probationary
sentence did occur. The defendant herself acknowledged that she had committed the
violations. By doing so, the defendant conceded an adequate basis to support the trial court’s
decision to revoke the sentence.
Again, on appeal, the defendant is challenging only the trial court’s decision that she
was to serve the remainder of her sentence in incarceration. She argues that the decision was
“an unreasonable abuse of discretion” because the record established the many difficulties
she faced and by her compliance efforts. The defendant puts forth that “[s]ome additional
split confinement served at once rather than one day a week would be more reasonable”
under the circumstances of her case.
We disagree that an abuse of discretion has been established on this record. The trial
court considered all the factors argued by the defendant. The court questioned her assertions
that she had taken responsibility for her actions, her potential for rehabilitation, and the
reasons she asserted for her violations. As pointed out by the State, a person on probation
is not automatically entitled to a second probationary sentence following revocation. See
State v. Jeffery A. Warfield, C.C.A. No. 01C01-9711-CC-00504, 1999 Tenn. Crim. App.
LEXIS 115 (Tenn. Crim. App. Feb. 10, 1999), perm. app. denied, (Tenn. June 28, 1999).
The defendant was given several chances to comply with the terms of this sentence, and she
simply failed to do so. Because she made efforts in complying with certain terms of her
probation does not excuse the fact that she wholly failed to comply with other terms.
Again, once the violation had been established, the trial court was statutorily
authorized to revoke the defendant’s probation and order service of the sentence. The
defendant has failed to establish an abuse of discretion in the trial court’s decision. No relief
is warranted.
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CONCLUSION
Based upon the foregoing, the judgment of the trial court is affirmed.
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JOHN EVERETT WILLIAMS, JUDGE
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