2015 IL App (1st) 131420
No. 1-13-1420
Opinion filed March 6, 2015
FIFTH DIVISION
IN THE
APPELLATE COURT OF ILLINOIS
FIRST DISTRICT
THE PEOPLE OF THE STATE OF ) Appeal from the Circuit Court
ILLINOIS, ) of Cook County.
)
Plaintiff-Appellee, )
)
v. ) No. 11 CR 11241 (01)
)
AVERY KIRKLIN, ) The Honorable
) Michele M. Simmons,
Defendant-Appellant. ) Judge, presiding.
JUSTICE GORDON delivered the judgment of the court, with opinion.
Justices McBride and Reyes concurred in the judgment.
OPINION
¶1 Defendant Avery Kirklin was found guilty after a bench trial of
aggravated battery. This case involved a credibility dispute where the trial court
resolved the credibility issue against defendant. Defendant, age 59, who had no
No. 1-13-1420
prior criminal history and had been employed for over 30 years as a truck
driver, was sentenced on April 18, 2013, to two years of probation. On this
direct appeal, defendant claims that his trial counsel was ineffective for: (1)
failing to impeach the victim with evidence of the victim's recent cocaine use;
(2) failing to impeach the victim with prior inconsistent statements about the
incident which the victim allegedly made to his friends; and (3) failing to call
character witnesses who would testify to defendant's peaceful temperament.
¶2 For the following reasons, we affirm.
¶3 BACKGROUND
¶4 I. Pretrial Proceedings
¶5 On July 15, 2011, defendant, then age 57, and codefendant Samuel
Spivey were indicted for aggravated battery by knowingly causing bodily harm
to Carlos Motley on February 12, 2011, by striking Motley about the head with
a bat. On October 7, 2011, the State provided a bill of particulars that stated the
offense occurred on February 12, 2011, at 1:37 p.m., at 727 East 153rd Street,
Phoenix, Illinois.
¶6 In defendant's discovery producition, filed April 16, 2012, defense
counsel listed six potential defense witnesses: (1) Pamela Herring, (2) Herman
Seremela, (3) Mary King, (4) Laurence Hatter, (5) Duane Anderson and (6)
2
No. 1-13-1420
codefendant Samuel Spivey. On April 16, 2012, defense counsel informed the
trial court that he had interviewed several of the witnesses.
¶7 On August 27, 2012, the case was set for a bench trial when the State
moved for a continuance because one of its witnesses, Charlita Riley, had
travelled out of state. The defense witnesses then present in court were: (1)
Herman Seremala, (2) Mary King, (3) Laurence Hatter, and (4) "Mr. Cullum."
The trial court instructed the witnesses to appear again on October 16, 2012,
and continued their subpoenas.
¶8 On October 16, 2012, the trial was reset for November 19, and the court
again instructed the witnesses to appear on the new trial date. The defense
witnesses present in court were: (1) Herman Seremela; (2) Mary King; (3)
Laurence Hatter; (4) Cynthia McCullen; and (5) Leonard Bynum. On
November 19, 2012, the trial was reset for January 8, 2013.
¶9 II. The Trial
¶ 10 On January 8, 2013, defendant waived his right to a jury trial, and the
bench trial commenced. The State called: (1) Officer Ricardo Frausto, the
arresting officer; (2) Carlos Motley, the victim; (3) Charlita Riley, an event
witness and the godchild of Judy Taylor; and (4) Judy Taylor, an event witness
with whom the victim frequently stayed. The defense called: (1) Pamela
Banks, a nurse who treated the victim after the incident; (2) Samuel Spivey,
3
No. 1-13-1420
codefendant; (3) Officer Ricardo Fraustos, the arresting officer, who was
recalled by the defense; and (4) defendant. None of the six defense witnesses
who were present in court on prior trial dates testified at the actual trial.
¶ 11 During opening argument, defense counsel stated that this case was an
example of how no good deed goes unpunished. He argued that defendant was
trying to break up a fight between Motley and codefendant Spivey, and that the
only person who hit Motley was Spivey. Counsel told the court:
"he didn't even attack[] the man. You will hear from other witnesses
who have known them all in that community. They are actually – I
interviewed countless witnesses. Everyone is shocked and appalled this
man is sitting in the courtroom because he is not that type of person."
Despite counsel's representation in opening argument that the court would "hear
from other witnesses who have known them all in that community" and that
counsel had "interviewed countless" character witnesses, none appeared at trial.
¶ 12 In addition, during opening statement, counsel argued that the victim was
a "[c]rack head:"
"One thing you will know about [the victim is] that on the date he was
hit with the baseball bat he had indulged himself in crack cocaine. You
will also learn from him [that he] indulged in crack cocaine [for] at least
4
No. 1-13-1420
five years that he admits to. That's who you are dealing with. [A] [c]rack
head who basically stole [defendant's] phone."
However, the victim denied any cocaine use, and an issue on this appeal is
counsel's attempt and failure to introduce a hospital report showing cocaine in
the victim's system.
¶ 13 A. The State's Case
¶ 14 1. Officer Ricardo Frausto
¶ 15 The State's first witness, Officer Frausto, testified that he was currently
employed as a police officer by the Calumet Park police department but that he
had previously worked as a sergeant for the Phoenix police department where
he had been employed for four and a half years. On February 12, 2011, he and
his partner, Officer Sahloul, responded in two different vehicles to a call of an
aggravated battery occurring at 727 East 153rd Street, in Phoenix, Illinois.
When he arrived at the residence, Carlos Motley and Charlita Riley were
outside. Motley was holding his head, which was bleeding from his ear, and
also grabbing his legs.
¶ 16 After speaking with Motley and Riley, Frausto dispatched information
over the radio and, less than three minutes later, Sahloul pulled over a white
vehicle traveling down 8th Avenue toward 153rd Street. Frausto proceeded to
that location, which was two blocks away. Defendant was in the driver's seat of
5
No. 1-13-1420
the white vehicle, and Samuel Spivey was in the right passenger seat. Frausto
placed both men in custody. Frausto testified that, when Spivey exited the
vehicle, Frausto observed "a white aluminum bat" on the floor of "the right
passenger side."
¶ 17 After placing both defendant and Spivey into his patrol vehicle, Frausto
drove back to 727 East 153rd Street and directed defendant to exit the vehicle.
Both Motley and Riley then identified defendant. Motley stated: "That's him.
That's him. He is the one that hit me." Riley stated: "yes, that's him. That's the
one that hit – that's the one that hit him." After defendant returned to the patrol
vehicle, Spivey exited, and both Motley and Riley identified Spivey. Frausto
testified that "Motley also identified [Spivey] as the one that also hit him," and
Riley "[a]lso identified Mr. Spivey as hitting Mr. Motley."
¶ 18 On cross, Frausto testified that defendant did not try to run after his
vehicle was stopped, that defendant was totally cooperative, and that the bat
was located on the front passenger side of the vehicle where Spivey was sitting.
¶ 19 2. Stipulation
¶ 20 The parties read into the record a stipulation which stated that, if called to
testify, Investigator Paul Jimos, would testify: that he was an investigator for
the Phoenix Police Department on February 12, 2011; that he received an
assignment to dispatch to the area of 153rd Street and 8th Avenue in Phoenix,
6
No. 1-13-1420
Illinois; that he observed a white vehicle, that being a Beretta, parked on the
south side of 153rd Street; that he recovered an aluminum bat from the vehicle;
that he handled the bat with gloves and brought it to the Phoenix Police
Department where he inventoried it; that Exhibit 4A is the bag into which he
placed the bat and Exhibit 4B is the bat itself; and that the bat is in the same or
substantially same condition as when he last saw it.
¶ 21 3. Carlos Motely, Victim
¶ 22 a. Direct Examination
¶ 23 Carlos Motley, the victim, testified that on February 12, 2011, at
approximately 1 p.m., he had an argument with defendant whom Motley knew
as "Moochie." Motely had known defendant "[b]asically all my life." The
argument occurred as Motley was walking toward "Miss Taylor's house," at 727
East 153rd Street, when Motley was only a few blocks from Taylor's house.
Another man was present whom Motley could recognize, although Motley did
not know the other man's name. Defendant told the other man, "there is the guy
that stole my cell phone." Motley said nothing and "just kept walking."
Motley, who was carrying a plastic shovel, arrived at Taylor's house and began
shoveling the snow from the end of her driveway. As he was shoveling, he was
facing towards her house.
7
No. 1-13-1420
¶ 24 Motley testified that, as he was shoveling, the "passenger that was with
*** Moochie jumped out of the car and hit me in the leg with a baseball bat."
Moochi stated: "I think his name is Samuel." Motely did not notice "Samuel"
approaching until he hit Motley on the leg. They both then fell on the snow,
and Motley dropped his shovel. Then, "Moochie grabbed the bat I believe and
grabbed me and pulled me up and hit me up side of the head several times." As
defendant was hitting Motley, Motley observed "Charlita" passing by; and
Motley yelled "help," "Charlita," and "call the police"; and Charlita stopped.
Then Judy Taylor exited her home, and defendant and "Samuel" entered their
vehicle and drove off. Defendant entered the driver's side and the other man
entered the passenger side.
¶ 25 Motley later learned that the other man's name was Samuel. After
Motley dropped his shovel, he was unable to pick it up. After being hit in the
head, Motley was covered with blood. Defendant drove off in a white Beretta,
heading east on 153rd Street. When the police arrived, Motley pointed in the
direction in which defendant had driven. The police later returned and asked
Motley to identify defendant, and Motley stated that defendant was the "one
that hit me in the head." Motley went to the hospital and received seven
staples in his head. Also, his ear was cut and his left leg was swollen. Samuel
hit Motley twice in the leg, and defendant hit Motley twice in the head,
8
No. 1-13-1420
specifically by his left ear and the left back part of his head. After defendant hit
Motley once, defendant held Motley by the collar and swung again.
¶ 26 b. Cross Examination
¶ 27 Since counsel's effectiveness in impeaching Motley, the victim, is an
issue on appeal, we provide a detailed description of counsel's cross
examination of Motley.
¶ 28 On cross, Motley testified that he was treated at Oak Forest Hospital
approximately an hour after he was injured, and that hospital personnel asked
him what happened and he told them. Counsel then asked: "is it true, sir, when
you were asked by hospital personnel you told them that three people assaulted
you?" The State objected on the ground that "there is no way for counsel to
proof up (sic)" because he did not have "someone under subpoena." Defense
counsel replied that he had "a certified medical record," which was "[s]elf-
authenticating." The following exchange then occurred:
"THE COURT: Counsel, you answered ready. Do you [have] a
witness prepared to impeach?
DEFENSE COUNSEL: Judge, this is certified. Under court order
that was sent to both parties.
THE COURT: I know what it is. Not admissible evidence. Not
certified from the State or governing body. Medical records are not
9
No. 1-13-1420
admissible. You know that. You need a witness. Do you have some one
to perfect this?
DEFENSE COUNSEL: Not under subpoena.
THE COURT: Sustained."
¶ 29 Defense counsel next tried to ask the victim about his drug use, and the
following exchange occurred:
"DEFENSE COUNSEL: At the hospital you were asked about prior
drug usage? Is that correct?
ASSISTANT STATE'S ATTORNEY (ASA): Objection.
DEFENSE COUNSEL: Goes to the –
THE COURT: Overruled.
DEFNSE COUNSEL: Isn't it true, sir, when you were asked by
hospital personnel you admitted to using crack cocaine?
ASA: Objection.
THE COURT: Sustained. Counsel, unless you are going down a road
to impeach –
DEFENSE COUNSEL: I would ask enter and continue to bring the
witness.
THE COURT: Denied. The witness is on the witness stand. Proceed.
10
No. 1-13-1420
DEFENSE COUNSEL: We are trying to get to the truth. That's what
the courtroom is about. Trying to get to the truth.
THE COURT: *** you know as well as I do how to try a case. If you
are attempting to impeach a witness you need to perfect your
impeachment.
DEFENSE COUNSEL: It depends on his answer whether or not
impeachment is necessary. He has not answered the question. He has to
be allowed to answer the question.
THE COURT: I'll allow it.
DEFENSE COUNSEL: Isn't it true you told the hospital at Oak
Forest that you were using crack cocaine for five years? Is that correct?
MOTLEY: No.
DEFENSE COUNSEL: Isn't it true you had crack cocaine in your
system when [they] drew blood from you?
ASA: Objection.
THE COURT: One second.
MOTLEY: No.
THE COURT: Last question[,] objection sustained. With regards to
the next question [about] crack cocaine[,] let me hear the question.
11
No. 1-13-1420
DEFENSE COUNSEL: Sir, on February 11, 2011[,]1 you used crack
cocaine prior to the incident?
ASA: Objection.
MOTLEY: No.
THE COURT: Objection overruled.
ASA: Relevance.
THE COURT: Has he used crack cocaine on this date?
DEFENSE COUNSEL: That's correct.
THE COURT: You may answer.
MOTELY: No.
DEFENSE COUNSEL: So you are telling this Judge [there was] no
crack cocaine in your system [on] February 11, 2011?
ASA: Objection.
THE COURT: That's a different question. What – objection is going
to be sustained. That's a different question."
¶ 30 Motley agreed that his first encounter with defendant and Spivey was
four blocks away from Judy Taylor's house. Motley walked to her house and
did not observe them again until he was at her house. Motley did observe them
1
Defense counsel asked about February 11, 2011, which was the day before
the offense.
12
No. 1-13-1420
drive away. Counsel asked: "when you were interviewed by Sergeant Frausto
on February 11, 2011[,]2 at the scene[,] isn't it fair to say you never told them
about this alleged argument that took place four blocks earlier." Motley
replied: "I don't remember." When asked whether he told Investigator Jimos
about the alleged argument, Motley replied: "They didn't ask." When asked
again whether he told "them," Motley again replied: "I don't remember that."
¶ 31 Next counsel asked Motely about his relationship with Judy Taylor:
"DEFENSE COUNSEL: You told them [you were] shoveling snow
in front of Judy Taylor's [house]? Is that correct?
MOTLEY: Yes.
DEFENSE COUNSEL: In fact, you lived with Judy Taylor; didn't
you?
MOTLEY: Not really.
DEFENSE COUNSEL: What does not really mean, sir?
MOTLEY: I had not officially moved with her.
DEFENSE COUNSEL: In fact, she was your girlfriend?
MOTLEY: No."
2
Defense counsel asked about February 11, although the offense occurred
on February 12.
13
No. 1-13-1420
¶ 32 Motley testified that, when he and Spivey fell to the ground, Spivey let
go of the bat and the bat was on the ground. Then Motley agreed that, when a
police officer arrived, the officer asked what happened and Motley told him.
Then the following exchange occurred:
"DEFENSE COUNSEL: You told this Judge the bat fell to the
ground? Right? Right?
MOTLEY: I don't remember.
DEFENSE COUNSEL: Well, isn't it true you told Officer Frausto on
the scene that Spivey handed [the] bat to [defendant] after he whacked
you on the leg? Isn't that true?
MOTLEY: No."
¶ 33 Next, Motley was questioned about defendant's actions during the
altercation:
"DEFENSE COUNSEL: You [t]old the Judge that [defendant] picked
you up with his hands and [was] whacking you with the bat. You
remember telling the Judge that?
MOTLEY: Yeah.
DEFENSE COUNSEL: Which hand did he allegedly pick you up
with?
MOTLEY: With his left. Grabbed me like this.
14
No. 1-13-1420
DEFENSE COUNSEL: And, what were you wearing at the time?
MOTLEY: I don't remember. A coat.
****
DEFENSE COUNSEL; He grabbed you with his left hand and he had
the bat with his right hand?
MOTLEY: Yeah.
DEFENSE COUNSEL: Is that true?
MOTLEY: Yeah."
Motley testified that defendant pulled Motley up from the snow and hit
Motley's head twice.
¶ 34 Motley did not know whether he had told Sergeant Frausto that defendant
had pulled him up from the snow or that Spivey had knocked him down to the
ground. Motley also did not remember telling the ASA, whom he met after he
was released from the hospital, that defendant picked him up off the ground.
Defendant never hit Motley while Motley was on the ground. Defendant never
had a pipe or shovel in his hands.
¶ 35 Motley testified that he had known Laurence Hatter for over 30 years.
However, he denied having a conversation with Hatter about this incident
during the summer of 2011. Motley stated that he spoke to Hatter "[a]ll the
time," but he never spoke to Hatter about this incident. Defense counsel then
15
No. 1-13-1420
asked "isn't it true" that, during a conversation at Gibson's gas station on 152nd
Place and Halsted Avenue, Motley told Hatter that defendant never hit Motley
in the head. When the ASA objected, defense counsel replied that he was
"laying a foundation for impeachment." The court asked "[t]his witness is
here?" and defense counsel replied "yes." The court then overruled the State's
objection, and Motley denied telling Hatter that.
¶ 36 On cross, Motley testified that he also knew Bernard Bynum because
they all "hang [at] the same years they fix cars at," but that Motely "barely"
spoke to Bynum and that he "never talked to Bernard about this case." Defense
counsel asked if Motley knew Mike Fuller and a man named Calvin, and
Motley stated that he knew Mike Fuller and that he "kn[e]w a lot of Calvins."
Counsel's alleged failure to subsequently call Hatter, Bynum, Fuller and
"Calvin" in the defense case is an issue on appeal.
¶ 37 Concerning his connection to Judy Taylor, Motley testified:
"DEFENSE COUNSEL: Judy Taylor, you said you sometimes live
with her? ***
MOTLEY: I didn't say that.
DEFENSE COUNSEL: What did you say?
MOTLEY: I said at times incidents happen. I was not staying with
her. Fully. So that means that sometimes [I] spent the night over there.
16
No. 1-13-1420
That doesn't mean we had a relationship. We don't. She is like a sister to
me."
Motley and Taylor discussed the case several times and rode to court together.
"[B]asically" all they said during the ride is that they would be glad when the
case was over.
¶ 38 Motley testified that he had known Charlita Riley, the State's next
witness, "[s]ince she was a baby," but that they never discussed the case.
¶ 39 4. Charlita Riley
¶ 40 a. Direct Examination
¶ 41 Charlita Riley, 36 years old, testified that on February 12, 2011, at
approximately 1:30 p.m., she was driving east on 153rd Street in the town of
Phoenix, when her attention was caught by someone hollering in the 700 block
of 153rd Street, where Judy Taylor lives. Riley recognized the voice as
belonging to the victim, Carlos Motley, who was yelling "help Charlita." When
Riley looked toward the voice, she observed Motley being hit in the head with a
bat by defendant, whom she knew as "Moochie" and whom she had known "a
long time." Riley then made a U turn in the middle of 153rd Street and 4th
Avenue, and pulled in front of Judy Taylor's house, in back of a white Beretta.
After Riley exited her vehicle, she observed that Motley was bleeding and she
called 911. As Riley walked from her vehicle toward the men, Motley walked
17
No. 1-13-1420
toward the porch and defendant told another man who was with him: "Let's go
man." Riley had not observed the other man prior to that day. Defendant and
the other man then entered their vehicle and drove away. As the two men
entered the vehicle, Riley observed the bat in defendant's hand. Motley was
bleeding from his ear and from the top of his head. Judy Taylor exited her
home but Riley did not recall exactly when that occurred. The police arrived ten
minutes later and Riley told them what she had observed, but she did not recall
how many officers arrived. The police departed and returned soon afterwards
with defendant, and Riley identified defendant as the person who "[h]it Carlos
in the head with a bat."
¶ 42 b. Cross Examination
¶ 43 Since trial counsel's effectiveness is an issue on this appeal appeal, we
provide below a detailed description of counsel's cross examination which led
the trial court, as fact finder, to conclude that Riley was "not the most credible
witness."
¶ 44 On cross, Riley testified that her driver's side window was half-way down
because it was warm outside, even though it was February. She did not recall
whether there was snow on the ground. Defendant had both of his hands on the
bat and he hit Motley twice "sideways on his head," but she did not recall
whether the other man also hit Motley. She never observed a shovel in
18
No. 1-13-1420
defendant's hand. After the incident, a Phoenix police officer asked her what
happened and she told him. Defense counsel then asked her the following
questions:
"DEFENSE COUNSEL: Isn't it true you told Officer Frausto you
saw [defendant] and [an] unknown black male hitting Motley while on
the ground repeatedly? Isn't it true that’s what you told the officer?
RILEY: No, it is not.
DEFENSE COUNSEL: Okay. And, isn't it also true you told that
same officer that you saw the unknown male black holding the guy back?
RILEY: No.
DEFENSE COUNSEL: Isn't it true you also told the officer that
[defendant] was holding what looked like a shovel with a wooden
handle? Isn't it true you told the officer that?
RILEY: No, I did not."
¶ 45 On cross, Riley testified that, although she did not live in Phoenix on
February 11, 2011, her grandmother, aunt and brother lived there. At first, Riley
denied that Motley lived at Judy Taylor's house, although she admitted that he
did a lot of handyman work there and "spen[t] nights over there." Then the
following exchange occurred between her and defense counsel:
19
No. 1-13-1420
"DEFENSE COUNSEL: On June 29, 2011[,] you have a handwritten
statement to a Cook County State's Attorney Jessie McGuire as well as
Cook County Investigator Joseph Thomas? Is that correct? June 29,
2011? Is that correct?
RILEY: Yes, he do a lot.
***
DEFENSE COUNSEL: All right. And, isn't it true, Ma'am, in your
statement where you signed every page you stated Carlos Motley lived
with Judy Taylor?
RILEY: Yes, I did say that.
DEFENSE COUNSEL: But, that was a lie? Right?
RILEY: He spends nights there."
¶ 46 On cross, Riley testified that Judy Taylor was her godmother. Riley
denied discussing the case with Taylor but stated that she had discussed it with
Motley twice.
¶ 47 On cross, defense counsel asked Riley whether she recognized her prior
signed statement to police and at first she said no. Then the court asked her and
she changed her answer stating: "Yes, I recognize the document. I signed it."
Counsel then confronted her with the portion of her statement in which she
stated that she looked out her driver's side window and observed a man, not
20
No. 1-13-1420
defendant, hitting Motley with a bat, and she then made a U-turn. However, in
court, Riley testified: "It never was the man. It was always Moochie." Riley
admitted that the statement contained what she stated in June 2011; however,
she stated it was not correct:
"DEFENSE COUNSEL: That's what you said back in June of 2011?
Is that correct?
RILEY: Yes.
DEFENSE COUNSEL: 'Cause that's what you saw? Right?
RILEY: I seen Moochie.
DEFENSE COUNSEL: My question[:] that's what you saw on
February 11, 2011? The other man beating him with the bat? Correct?
Correct?
RILEY: No. That's not correct.
DEFENSE COUNSEL: You didn't see that. So you're lying on this
piece of paper? Are you lying on this paper?
RILEY: No, I'm not. I seen Moochie."
¶ 48 On cross, Riley was questioned about her prior testimony that defendant
had swung "sideways" at Motley:
21
No. 1-13-1420
"DEFENSE COUNSEL: Well, isn't it true, Ma'am, in your statement
in June of 2011 you stated when Moochie hit Carlos [Motley] he held a
bat over his head and swung down? ***
RILEY: I don't remember.
***
DEFENSE COUNSEL: Read that for the Court when –
***
RILEY: When Moochie hit Carlos he held the bat over his head and
swung down.
DEFENSE COUNSEL: You never said sideways in your statement;
did you?
RILEY: I'm – I don't remember.
***
DEFENSE COUNSEL: Swinging sideways is no where in your
statement; is it?
RILEY: No, it is not. "
¶ 49 Next on cross, Riley was questioned about her prior testimony that
defendant had both his hands on the bat, which contradicted Motley's testimony
22
No. 1-13-1420
that defendant pulled Motley up from the snow with his left hand and swung the
bat at Motley with his right hand:
"DEFENSE COUNSEL: So when [defendant] held the bat with both
hands as you told the judge earlier[,] did he ever drop one of the hands
and grab Carlos *** pulling him towards him? Did he do that?
RILEY: I don't remember.
DEFENSE COUNSEL: Did you ever see [defendant] hold – grab a
hold of Carlos with both hands? Did you see that?
RILEY: So much going on I don't remember. I don't remember.
***
DEFENSE COUNSEL: You never told that officer that you ever saw
[defendant] grab a hold of -- *** You never [t]old that officer that; did
you?
RILEY: No I did not.
***
DEFENSE COUNSEL: You – let's go back to the June 29, 2011[,
interview] [w]here you were here in this building and spoke to a
prosecutor and investigator. In that statement to them, you never [t]old
them and you never included in your statement that you ever saw
23
No. 1-13-1420
[defendant], the person you call Moochie, put his hands or grab[] a hold
of Carlos Motley; did you [?]
RILEY: No, I did not.
DEFENSE COUNSEL: 'Cause you never saw him do that; did you?
RILEY: No. I did not see [defendant] grab [Motley].
DEFENSE COUNSEL: You never saw [defendant] grab a hold of
Carlos and pick him up off the ground and then start beating him with a
bat? You never saw that; did you?
RILEY: No, I didn't."
¶ 50 After Riley's testimony, a discussion was held off the record, and the trial
was then continued until February 7, 2014. Defense counsel asked on the
record for the trial court to continue the writ 3 for codefendant Spivey until
February 7, which the court did. Defense counsel did not ask on the record to
continue witness subpoenas, but the record does not disclose whether this was
handled during the off-the-record discussion.
3
Although the record does not disclose whether Spivey was in custody after
pleading guilty in this case, the court and counsel stated "writ" not "subpoena."
24
No. 1-13-1420
¶ 51 5. Judy Taylor, Riley's Godmother
¶ 52 a. Direct Examination
¶ 53 The State's case resumed a month later on February 7, 2013, with the
testimony of 61-year old Judy Taylor, with whom the victim frequently stayed
and who was the godmother of Riley, a prior witness.
¶ 54 Taylor testified that she lived at 727 East 153rd Street in Phoenix,
Illinois, and was currently retired after having worked as an "IT specialist" for
Blue Cross Blue Shield for 40 years. She had lived her whole life in the town of
Phoenix, and on February 12, 2011, at 1:30 p.m., she was at home with her
grandson. She was ill and upstairs in her bedroom, and she did not pay
attention at first when her grandson related that he heard arguing. However,
when he said it again, she lowered the volume on the television and heard a
commotion, so she went downstairs and opened the door. She observed Carlos
Motley, whom she had known for over 40 years, kneeling on the ground and
holding his head. Motley was in her driveway, about 30 feet from her door, and
"blood was everywhere."
¶ 55 Taylor also observed defendant, whom she knew as "Moochie," and
another man whom she did not know before. Taylor had known defendant for
over 40 years, and he "had a pipe or something to that manner" in his hand and
was "standing over" Motley. The object that defendant held was white and
25
No. 1-13-1420
about two feet long. Defendant was "just standing there with it in his hand,"
while the other man had nothing in his hands. Taylor told defendant
"Moochie[,] I'm gonna call 911" and she did. After she informed defendant that
she was going to call 911, defendant and the other man "fled," driving away in a
white Beretta. Explaining her use of the word "fled," Taylor testified: "they
walked fast, quickly; they didn't run, they walked." Defendant took the white
object with him when the two men left.
¶ 56 Taylor testified that the white Beretta traveled east on 153rd Street, with
defendant in the driver's seat and the other man in the passenger seat. After
Motley stated he did not want to enter the house, Taylor brought out towels
because Motley was "bleeding profusely," and Motley held his head with the
towels until the ambulance arrived. When Taylor was shown the bat in People's
Exhibit 4B, she admitted that it was red and beige. 4
¶ 57 b. Cross Examination
¶ 58 On cross, Taylor testified that she had the flu but she had not taken cold
medication. Taylor admitted that, in addition to being red and beige, the bat
was also black. The police arrived in five minutes or less, and she spoke with
the officer who arrived at the scene. In addition, "a couple months" or "a few
weeks" later, she went several times to the Phoenix police station. At that time,
4
Officer Frausto had testified that the bat was white and aluminum.
26
No. 1-13-1420
she said that the object in defendant's hands was white. The officer did not
show her the bat, and she never identified the bat as the object which she
observed in defendant's hands. She told the officers that defendant had a pipe in
his hand, similar to that used in plumbing.
¶ 59 On cross, Taylor testified that, as she walked downstairs, she could still
hear arguing outside. Taylor admitted that she never observed anyone strike
Motley and she never observed the bat which was Exhibit No. 4B:
"DEFENSE COUNSEL: At no point while you were looking, did you
ever see [defendant] strike Carlos Motley, did you?
TAYLOR: I did not.
DEFENSE COUNSEL: And at no point did you ever see this other
young man[,] or whoever the other man was, strike Carlos Motley, did
you?
TAYLOR: No, I did not.
DEFENSE COUNSEL: And at no point did you ever see a bat, other
than this pipe you're talking about, you never saw that bat in [defendant's]
hands, did you?
TAYLOR: I saw a white pipe.
DEFENSE COUNSEL: That's not my question. You never saw that
bat in his hand, did you?
27
No. 1-13-1420
TAYLOR: No.
THE COURT: For you record, you're pointing at People's [Exhibit
No.] 4B.
DEFENSE COUNSEL: That is correct.
***
DEFENSE COUNSEL: My question is this; People's [Exhibit No.]
4B, you never saw that out there that whole time you looked, did you?
TAYLOR: No.
***
DEFENSE COUNSEL: In fact, you never saw a shovel outside
either, did you?
TAYLOR: I don't recall seeing a shovel."
¶ 60 After Taylor's testimony, the State moved its exhibits into evidence and
rested. The defense then moved for a directed finding which was denied.
¶ 61 B. The Defense Case
¶ 62 1. Pamela Banks, Triage Nurse
¶ 63 The defense's first witness was Pamela Banks, a registered nurse for 33
years. On February 12, 2011, she was working in the emergency room of Oak
Forest Hospital as a triage nurse. Banks explained that "triage" is the initial
28
No. 1-13-1420
assessment of a patient conducted when the patient first enters the emergency
room. She conducted the triage for Carlos Motley, who entered the hospital
with a head injury. As part of the triage, she interviewed Motley and asked him
questions concerning his past medical history, including drug use. During this
conversation, Motley informed Banks that he had a five-year history of cocaine
use.
¶ 64 On cross, the parties stipulated that Banks had written in her triage
assessment form that Motely was oriented and alert.
¶ 65 At the conclusion of the trial, during the trial court's recitation of the
evidence, the trial court stated: "On cross examination, [Banks] stated she was
never given a date of crack cocaine usage with a time frame." On cross, Banks
explained how she ascertained the dates of a patient's medical problem: instead
of asking for a specific year she inquired when the problem began:
"BANKS: I asked him – not a specific date, I asked him how long –
if an answer is yes, I will follow that with, for example, if I say do you
have any medical history, and if he says asthma, I'll say when did it first
start or something of that nature. I don't ask him an actual date, he'll say
probably when I was five, and then I'll subtract five from his present
age."
¶ 66 Below we provide the questions related to the trial court's conclusion:
29
No. 1-13-1420
"ASA: Now when you asked Mr. Motley about substance abuse
history, he gave you no year period of time, isn't that true?
BANKS: I'm sorry, would you repeat the question?
ASA: *** When you asked Mr. Motley about his substance abuse
history, he gave you no period of time, no year period of time?
DEFENSE COUNSEL: Objection; vague.
THE COURT: Objection is overruled. Do you understand the
question?
BANKS: I don't ***.
ASA: He didn't tell you when this alleged use of crack began, isn't
that true?
BANKS: If I wrote it down there, he – he meant – he told me when it
began.
***
ASA: *** did Mr. Motley, Carlos Motley give you a date?
BANKS: He gave me a time frame.
ASA: My question was did he give you a date.
BANKS: No, ma'am.
30
No. 1-13-1420
ASA: As so you never asked him when this alleged crack use began,
correct?
BANKS: Did I ask him when the crack use began[?] I asked him
approximately when did the drug use began, yes, ma'am.
***
ASA: It's not in your report, isn't that true?
BANKS: It's in my report for five years."
Banks did not ask Motley whether he was under the influence of crack cocaine
while at the hospital on February 12, 2011, and he did not inform her whether
he was.
¶ 67 On redirect, defense counsel tried to ask Banks about the victim's lab
report, and his failure to introduce the lab report is an issue on appeal:
"DEFENSE COUNSEL: Isn't it true he did, in fact, was sent to have a
lab done and he tested positive for cocaine?
ASA: Objection.
THE COURT: Sustained.
DEFENSE COUNSEL: [The ASA] asked about the report, we gon'
(sic) talk about the whole report.
31
No. 1-13-1420
THE COURT: Sustained. She asked about the triage report,
objection is sustained.
DEFENSE COUNSEL: She did not say triage the first time, Judge,
you can have the court reporter read it back, she said the report.
THE COURT: Sustained [as] to any lab report."
¶ 68 2. Samuel Spivey, Co-Defendant
¶ 69 The defense's next witness was Samuel Spivey, co-defendant. Spivey
testified that he was 51 years old and that he was a friend of defendant whom he
had known for 25 or 30 years. On the afternoon of February 12, 2011, Spivey
and defendant left Spivey's house in Harvey, Illinois, to drive to Spivey's sister's
house in Phoenix, so that Spivey could receive money from defendant's sister
for work they had done fixing her plumbing. Defendant was in the driver's seat,
and Spivey was in the front passenger seat. While they were in the vehicle,
defendant remarked "that's Carlos," referring to a person walking on the street,
and defendant pulled the vehicle over. Spivey told Motley to tell the truth,
which was a reference to defendant's cell phone, and Motley replied: "mind yo'
business bitch ass old man." Spivey responded that he "wasn't gon' be na're
'nother bitch," and exited the vehicle. Motley was standing on the passenger
side of the vehicle and hit Spivey with a shovel. Spivey testified:
32
No. 1-13-1420
"I went to step toward Mr. Carlos, tell him I'm not gonna be non' his bitch
old man, and he swung and hit me with a shovel. He went to hit me
across my head, but he missed and hit me 'cross my shoulder."
¶ 70 After Motley hit him, Spivey returned to the vehicle to retrieve a pipe
wrench but he observed a bat in the back seat of defendant's vehicle under some
clothes and he grabbed that instead. He then hit Motley in the head with the
bat. During this time, defendant was standing between Motley and Spivey,
trying to break it up and saying "don't do this." After Spivey hit Motley with
the bat, defendant pushed them apart. Then defendant and Spivey entered
defendant's vehicle and drove back to Spivey's house in Harvey. They returned
to Phoenix., so that Spivey could obtain money from defendant's sister for
fixing the pipes in her house.
¶ 71 Spivey testified that the sole reason why he hit Motely with the bat was
because Motley had hit him with the shovel. When asked if there was any other
reason, Spivey replied: "No, that's it. He hit me with the shovel, I hit him with
the bat, self defense." Spivey pled guilty, but he did not say to precisely what.
Spivey exited defendant's vehicle because "he called me a bitch ass old man."
Defendant never told Spivey to hit Motley; defendant never had possession of
33
No. 1-13-1420
the bat; Spivey never observed a woman make a U-turn and park behind
defendant's vehicle or a woman exit the house.5
¶ 72 On cross, Spivey testified that he was convicted for hitting Motley in the
head with the bat which he identified in People's Exhibit No. 4. Spivey exited
defendant's vehicle because Motley "disrespected" him. When Spivey and
defendant drove away, "Carlos [Motley] was standing on the side of the curb,
and Spivey "didn't see no blood at all." After his arrest, he told the police that
Motley had hit him with a shovel and he showed the officers where the shovel
had bruised his shoulder. At the time of the incident, defendant and Spivey
owned a landscaping business together.
¶ 73 On redirect, Spivey testified that he had called defendant's phone "all
night long," and the next day someone called him at 6 a.m. asking who this was.
Spivey then asked where defendant was. The voice he heard on the phone was
not the same voice that he heard when he later encountered Motley.
¶ 74 At the conclusion of the trial, when the trial court reviewed the evidence,
it did not find Spivey's testimony credible, stating: "Some of Mr. Spivey's
testimony, I do not believe. I do not believe Samuel Spivey's testimony. I do
not believe he struck Mr. Motley in the head with this and [defendant] had
nothing to do with it. I do not believe that."
5
Taylor testified that she was in the doorway when defendant and Spivey
were there, but she did not exit the house at that time.
34
No. 1-13-1420
¶ 75 After Spivey's testimony, defense counsel sought a continuance because
Officer Frausto was not available. Counsel informed the court that he had only
two more witnesses. One was Frausto; and defendant also later testified. Thus,
apparently on February 7, 2013, counsel did not intend to call character
witnesses or other impeachment witnesses. The trial was continued to March
13, 2014.
¶ 76 3. Officer Frausto
¶ 77 On March 13, 2013, Officer Frausto6 was recalled as an impeachment
witness by defense counsel. Frausto testified that, on February 12, 2012, he
responded to a call concerning a man with a head injury and he traveled to 737
East 153rd Street in Phoenix. There he interviewed Charlita Riley at 1:45 p.m.
and she informed him that she had observed everything, that she had observed
an unknown black male hitting Motley repeatedly while Motley was on the
ground, that this unknown male held a white bat, and that defendant held a
shovel with a wooden handle. Riley never told Frausto that she observed
defendant holding a bat or hitting Motley.
6
When Officer Frausto first testified on January 8, 2013, he spelled his
name for the record and the transcript states it was spelled "F-R-A-U-S-T-O."
However, on March 13, 2013, he was again asked to spell his name and the
transcript states it was spelled "F r a u s t o s." For the sake of consistency, we
have spelled his name as "Frausto" when describing both dates of testimony.
35
No. 1-13-1420
¶ 78 Frausto testified that he interviewed Motley the same day, almost
contemporaneous to his interview with Riley. Motley did not tell Frausto that
he had an argument four blocks away from the incident. Motley stated that the
unknown black male handed the white bat to defendant, and that defendant and
the unknown black male took turns hitting him while he was on the ground.
¶ 79 4. Defendant
¶ 80 Defendant testified that he was currently employed as a truck driver with
Sheply Trucking Company where he had worked for seven years. He had
worked as a truck driver for 33 years, while also doing construction jobs on the
side, such as working on sidewalks, patios and driveways. During the morning
of February 12, 2011, he was at a "family property" in Phoenix fixing the
plumbing, when he realized he needed help, so he drove in his white 1995
Chevy Beretta to Samuel Spivey's house. From there, defendant and Spivey
drove to the True Value Hardware on Chicago Road in Dolton, Illinois. Then
they returned to the first building and finished fixing the plumbing. Then they
drove to defendant's sister's house so his sister could pay Spivey. After they left
his sister's house, defendant observed Carlos Motley shoveling snow in front of
Judy Taylor's house in Phoenix. Defendant pulled to the curb facing east, so
that the passenger side of his vehicle was closer to Motley than the driver's side.
Defendant told Motley that defendant "had been at Sprint the day before for 4
36
No. 1-13-1420
hours," and that Motley "won't get [defendant's] phone no more because
[Motley] won't never get back in [defendant's] car again." Then Spivey told
Motley: "man, why don't you just tell the man that you smoked the phone up –
sold [the] phone and smoked it up."
¶ 81 Defendant testified that Motley said to Spivey: "F you, B A old man."
Then counsel asked defendant to state exactly what Motley had said, and
defendant stated: "I am not used to this. So he said, fuck you, bitch ass, old
man – just like that." Spivey exited the vehicle and approached Motley.
Defendant then exited on the driver's side and walked around in order "to stop
Carlos [Motley], because I know he has a bad attitude." Defendant observed
Motley but not Spivey, and defendant stated to Motley: "well, Carlos, you were
the one in the car. You're the only one that could have got the phone." Then,
three to five seconds later, Spivey hit Motley in the head with the bat.
Defendant did not observe Spivey until he hit Motley. Defendant was standing
2 1/2 to 3 feet from Motley and directly in front of him, when Spivey came
from behind defendant. Defendant then stood in between them and "broke it
up." Defendant "told Sammy to get back in the car," and "Carlos to get out of
here."
¶ 82 Then defendant and Spivey drove to Spivey's house to drop off Spivey's
tools, and they returned to Phoenix because defendant wanted to check on
37
No. 1-13-1420
Motley. When defendant drove up to Taylor's house again, Motley was on the
porch with a towel on his head. However, Motley was "at an outrage" so
defendant drove away and that is when the police stopped him. The police then
returned defendant to Taylor's house. Defendant testified: that he never told
Spivey to attack Motley; that he never hit Motley with a bat, shovel or pipe; and
that he never hit Motley at any point.
¶ 83 On cross, defendant testified that he believed that Motley stole his phone
and that he was at the Sprint store because his phone was missing. All
defendant wanted was to tell Motley that he was not happy about his missing
phone and that Motley was not entering his vehicle again. At that time, Spivey
did not know Motley. There was a bat in defendant's vehicle on February 12,
2011, but defendant did not know if Exhibit 4B was that particular bat or not.
A bat had been in his vehicle for approximately 3 weeks, and it belonged to
Spivey. Defendant had done "a clean out job" after a "lady's husband" died and
"he was over the baseball team." Spivey and defendant always worked
together, and Spivey placed the bat in defendant's vehicle.
¶ 84 On cross, when asked why he "did not pick up the phone" after the
altercation, defendant replied: "I didn't have a phone." Defendant and Spivey
arrived back at Taylor's house approximately 35 to 40 minutes after Spivey
struck Motley in the head; however, defendant does not recall the time.
38
No. 1-13-1420
Defendant did not observe an officer at the house when he arrived back, and
defendant was not present when an ambulance arrived. Motley was sitting on
the step, and defendant did not approach him. Defendant also did not observe
either Judy Taylor or Charlita Riley at the moment when he arrived back.
¶ 85 On redirect, defendant testified that he was stopped by the police just two
minutes after he left Taylor's house the second time. After defendant testified,
the defense rested.
¶ 86 At the close of evidence, when the trial court made its factual findings,
the court stated that it found "unbelievable" defendant's testimony that he did
not observe Spivey retrieve the bat from defendant's vehicle. The court found:
"THE COURT: *** [The bat] is in his car. But he says he doesn't see
Mr. Spivey get this weapon. He doesn't see him come around him.
He just sees Mr. Spivey all of a sudden strike Mr. Motley over the
head with this baseball bat. The Court does not believe that. I don't
believe he did not see this."
¶ 87 C. The State's Rebuttal Case
¶ 88 After the defense rested, the State called Lieutenant Paul Jimos, about
whom the parties had previously entered a stipulation. Jimos testified that he
had been a member of the Phoenix police force for over three years. On
February 12, 2011, he was not a lieutenant but an officer assigned to an
39
No. 1-13-1420
investigation. On February 13, 2011, at 2:30 p.m. Jimos interviewed Spivey at
the police station. Jimos asked Spivey to remove his shirt, and Jimos looked at
Spivey's right shoulder, right upper arm, right lower arm, left shoulder, left
upper arm and left lower arm, and Jimos did not observe any injuries. Spivey
stated that he had been struck by a shovel, but he did not complain of any
injuries.
¶ 89 On cross, Jimos stated that Spivey told him that Spivey had been struck
in the shoulder with a shovel. On redirect, Jimos testified that he did not
observe any bruises, cuts or nicks on Spivey. The State then rested in its
rebuttal case.
¶ 90 D. Defense Exhibits; Failure to Impeach
¶ 91 After the State rested, the court acknowledged that defendant had two
exhibits, a report and a handwritten statement, but it did not state that these
exhibits were admitted.
¶ 92 The State then moved to strike certain testimony of the victim, Carlos
Motley, where defense counsel had asked him about conversations with various
individuals, such as Laurence Hatter and Bernard Bynum, who did not testify.
Defense counsel stated that he was not arguing the motion, because:
40
No. 1-13-1420
"DEFENSE COUNSEL: It's not evidence. Because [Motley] denied
everything. So I did not perfect an impeachment. So therefore, it's not
evidence. There is no need to strike."
¶ 93 The trial court then stated that, since this was a bench trial, it knew "what
is admissible and what is not," and "what has been perfected and what has not
been perfected," and the parties proceeded to closing argument.
¶ 94 III. Argument, Conviction and Sentencing
¶ 95 During closing argument, defense counsel stated: "He has all of these
people in the courtroom supporting him." The State objected to the statement,
and the trial court sustained the objection.
¶ 96 After argument, the trial court, as the factfinder, reviewed the evidence
and made factual findings. The trial court stated that it did not believe either
defendant or Spivey, that Riley "was not the most credible witness"; and that
"Judy Taylor was the most credible witness to this Court." The court found:
"Ms. Taylor who had no interest in any of this, who just happened to
look out the window and saw what occurred. There was no impeachment,
certainly of any significance on M[s]. Taylor.
She sees [defendant]. What she can't see is a bat, but a white object
right over Mr. Motley. And this is Mr. Motley bleeding from the head.
And Mr. Motley tells the Court that it was [defendant] who struck him.
41
No. 1-13-1420
Based on that testimony, the Court makes the following finding: With
regard to Count I, aggravated battery, causing bodily harm to Carlos
Motley while using a deadly weapon, [without] discharge of a firearm,
alleging he struck Carlos Motley about [the] head with a bat[,] ***
[t]here is a finding of guilty entered on Count I."
¶ 97 The probation report indicated that defendant had no prior criminal
convictions and had worked as a truck driver for over 30 years. Defendant was
sentenced on April 18, 2013, to two years of probation, with a scheduled
termination date of April 17, 2015. At sentencing, defense counsel informed
the court that he had spoken with "all of those witnesses," without indentifying
them by name or stating whether they were impeachment or character
witnesses. Counsel stated that he "didn't think some of them could withstand
cross examination based on their limited education" and that he had "talked to
over 15 people in that community."
¶ 98 On April 18, 2013, defense counsel also filed a motion for
reconsideration or for a new trial on the grounds that the State had failed to
prove defendant guilty beyond a reasonable doubt and that the trial court erred
in giving too much weight to the testimony of Judy Taylor when she did not
witness the event.
42
No. 1-13-1420
¶ 99 Included with the motion were letters, all from April 2013, from eight
individuals including: (1) Duane Anderson, a former employer, who was listed
as a potential witness in defendant's answer to the State's request for discovery;
(2) Mary King, who was listed as a potential witness and who appeared in court
on both August 27, 2012, and October 16, 2012; (3) Herman Seremala, who
was listed as a potential witness and who appeared on both August 27 and
October 16. The trial court denied defendant's motion for a new trial or
reconsideration.
¶ 100 A timely notice of appeal was filed, and this appeal followed.
¶ 101 ANALYSIS
¶ 102 Defendant claims that defense counsel was ineffective for: (1) failing to
impeach the victim with evidence of the victim's recent cocaine use; (2) failing
to impeach the victim with prior inconsistent statements about the incident
which he allegedly made to his friends; and (3) failing to call character
witnesses who would testify to defendant's peaceful temperament.
¶ 103 I. Standard of Review
¶ 104 Since defense counsel obviously did not argue his own ineffectiveness to
the trial court, the trial court never made a ruling on the question which we
must address now: whether he was ineffective. Where there is no ruling below
for us to review, our legal consideration is made on a blank slate or de novo.
43
No. 1-13-1420
Wagner v. Eagle Food Centers, Inc., 398 Ill. App. 3d 354, 358 (2010) (a court
does not proceed on a blank slate where there is a prior order); People v.
Wilson, 392 Ill. App. 3d 189, 197 (2009) (appellate court reviewed
ineffectiveness claim de novo where there was no trial court ruling to review).
De novo consideration means that we perform the same analysis as the trial
judge would have performed. Khan v. BDO Seidman, LLP, 408 Ill. App. 3d
564, 578 (2011).
¶ 105 II. Ineffective Assistance
¶ 106 Defendant's claims on appeal all concern his counsel's alleged ineffective
assistance.
¶ 107 Every Illinois defendant has a constitutional right to the effective
assistance of counsel under the sixth amendment to the United States
Constitution and the Illinois State Constitution. U.S. Const., amends. VI, XIV;
Ill. Const. 1970, art. I., § 8; People v. Domagala, 2013 IL 113688, ¶ 36.
Claims of ineffective assistance are judged against the standard set forth in
Strickland v. Washington, 466 U.S. 668 (1984). Domagala, 2013 IL 113688, ¶
36 (citing People v. Albanese, 104 Ill. 2d 504, 526 (1984) (adopting Strickland
for Illinois)). To prevail on a claim of ineffective assistance, a defendant must
show both: (1) that counsel's performance was deficient; and (2) that this
44
No. 1-13-1420
deficient performance prejudiced defendant. Domagala, 2013 IL 113688, ¶ 36
(citing Strickland, 466 U.S. at 687).
¶ 108 To establish the first prong, that counsel's performance was deficient, a
defendant must show "that counsel's performance was objectively unreasonable
under prevailing professional norms." Domagala, 2013 IL 113688, ¶ 36. To
establish the second prong, that this deficient performance prejudiced the
defendant, the defendant must show that there is a reasonable probability that,
but for counsel's unprofessional errors, the result of the proceeding would have
been different. Domagala, 2013 IL 113688, ¶ 36 (citing Strickland, 466 U.S. at
694). "[A] reasonable probability that the result would have been different is a
probability sufficient to undermine confidence in the outcome – or put another
way, that counsel's deficient performance rendered the result of the trial
unreliable or fundamentally unfair." People v. Colon, 225 Ill. 2d 125, 135
(2007); People v. Evans, 209 Ill. 2d 194, 220 (2004).
¶ 109 Although the Strickland test is a two-prong test, our analysis may
proceed in any order. Since a defendant must satisfy both prongs of the
Strickland test in order to prevail, a trial court may dismiss the claim if either
prong is missing. People v. Flores, 153 Ill. 2d 264, 283 (1992). Thus, if a court
finds that defendant was not prejudiced by the alleged error, it may dismiss on
45
No. 1-13-1420
that basis alone without further analysis. People v. Graham, 206 Ill. 2d 465, 476
(2003); People v. Albanese, 104 Ill. 2d 504, 527 (1984).
¶ 110 III. Failure to Introduce Lab Report
¶ 111 Defendant argues, first, that counsel was ineffective on cross-
examination because he tried and failed to introduce a lab report showing that
Motley had cocaine in his system on the day of the incident, and because
counsel later called the wrong hospital witness during the defense case in an
attempt to prove up the impeachment of the victim's denial of cocaine use on
the day of the incident.
¶ 112 However, defense counsel did call a nurse who testified that the victim
admitted to her that he had used crack cocaine for five years, although the trial
court misrecalled the impeachment.
¶ 113 Defendant argues that the lab report of recent cocaine use would have
undermined Motley's account of what he perceived that day.
¶ 114 Defendant's argument overlooks the fact that a claim of ineffectiveness
must be evaluated based on the entire record, and defense counsel did a
thorough job of exposing the weaknesses and contradictions in the State's case
through cross examination. People v. Dobrino, 227 Ill. App. 3d 920, 934 (1992)
("Counsel's performance must be evaluated based on the entire record and not
on isolated instances of alleged incompetence called into question by
46
No. 1-13-1420
defendant" (citing People v. Flores, 128 Ill. 2d 66, 107 (1989)). Motley, the
victim, claimed on cross that the 57-year old defendant pulled Motley up and
off the ground with just one hand and swung the bat at Motley's head one-
handed. Motley claimed that defendant never hit Motley while Motley was on
the ground.
¶ 115 By contrast, Riley testified on cross that defendant had both his hands on
the bat and that she never observed defendant grab Motley and lift him off the
ground. Riley, who is the godchild of Judy Taylor with whom Motley
frequently stays, testified that she observed only defendant hitting Motley.
However, she acknowledged on cross that, in June 2011, she told the police that
she had observed a man, who was not defendant, hitting Motley with a bat.
Riley also testified that defendant swung "sideways" with the bat at Motley's
head. However, she admitted that swinging sideways does not appear in her
prior statement, and she read into the record the portion of her prior signed
statement in which she stated that "[w]hen Moochie hit Carlos he held the bat
over his head and swung down."
¶ 116 Defense counsel did such an effective job of cross examining Riley that
the trial court found that "she was not the most credible witness." Concerning
counsel's effective impeachment of Riley, the trial court observed: "There were
things she was impeached on that she should not have been. So the Court does
47
No. 1-13-1420
have some suspicions with regard to what she saw and what [she] did not see."
The court further found that defense counsel "perfected" his impeachment of
Riley by recalling Officer Frausto to testify about Riley's prior statement of
what she "saw and did not see."
¶ 117 While an attorney should know how to introduce a medical record into
evidence at trial, it is not reasonably probable that this one omission would have
changed the result at trial where the trial judge, as the fact finder, relied
primarily on the testimony of another event witness, namely, Judy Taylor, and
relied on Motley's testimony principally for the limited fact that defendant,
whom Motely had known his whole life, was the one swinging the bat at him.
Domagala, 2013 IL 113688, ¶ 36 (the defendant must show that there is a
reasonable probability that, but for counsel's unprofessional errors, the result of
the proceeding would have been different. (citing Strickland, 466 U.S. at 694)).
¶ 118 Defendant argues that the "report would have undermined Motley's
account of what he perceived on that day," namely, whether it was Spivey who
was hitting him on the head with a bat and not defendant. Even if defense
counsel had successfully introduced the lab report showing recent cocaine use,7
it is not reasonably probable that this evidence would have changed the
7
As noted, defense counsel did introduce evidence of Motley's five-year
cocaine use which lent support to Spivey's comment that Motley had "smoked the
phone up."
48
No. 1-13-1420
outcome at trial, in light of the fact that the nurse at the hospital testified that,
even after receiving a head injury, Motley was still alert, oriented and able to
provide a rational and responsive answer to her question about drug use.
¶ 119 Thus, we do not find persuasive defendant's claim that his attorney's
failure to introduce evidence of recent cocaine use had a reasonable probability
of changing the outcome at trial.
¶ 120 IV. Failure to Call Impeaching Witnesses
¶ 121 Defendant's second claim is that defense counsel failed to call witnesses
to perfect his impeachment of the victim.
¶ 122 First, during cross, counsel asked Motley whether he had talked to either
Laurence Hatter or Bernard Bynum about this case and defendant denied it.
Counsel also asked Motley whether he knew Mike Fuller or a man named
Calvin, and Motley stated that he knew Mike Fuller and "a lot of Calvins."
Defendant claims that counsel was ineffective for failing to call these friends of
the victim in order to impeach him.
¶ 123 Second, counsel asked Motley: "is it true, sir, when you were asked by
hospital personnel you told them that three people assaulted you?" However,
the court sustained the objection to this question because counsel failed to
perfect the impeachment by failing to subpoena hospital personnel who could
substantiate this prior inconsistent statement.
49
No. 1-13-1420
¶ 124 A. Victim's Friends
¶ 125 Defendant claims that counsel should have called four of the victim's
friends to testify about the victim's conversations with them about the incident:
(1) Laurence Hatter; (2) Bernard Bynum: (3) Mike Fuller; and (4) "Calvin."
Defendant's only support for the fact that there were prior conversations is
counsel's questions about them. However, with respect to Mike Fuller and
Calvin, counsel asked only if the victim knew them; he did not ask about prior
conversations. Thus, there is no support in the record that there were prior
inconsistent statements by the victim to Fuller and Calvin.
¶ 126 With respect to Laurence Hatter and Bernard Bynum, the record
establishes that counsel did subpoena them to testify and they appeared in court
on scheduled trial dates. Both Hatter and Bynum acknowledged in open court
on October 16, 2012, in response to specific questions by the judge that they
had been subpoenaed by defense counsel to testify at trial. In response to the
subpoena, Hatter appeared in court on both August 27, 2012, and October 16,
2012, which were dates scheduled for trial, as well as on January 8, 2013, the
first day of trial. Bynum appeared in court on October 16.
¶ 127 The record does not disclose why Hatter and Bynum did not testify at
trial: whether defense counsel failed to continue their subpoenas for the
presentation of the defense case on February 7 and March 13, 2013; whether
50
No. 1-13-1420
counsel made a strategic decision not to call them after further investigation;
whether they simply tired of appearing without being called; or whether there is
some another explanation. Dobrino, 227 Ill. App. 3d at 934 ("a matter of
defense strategy will not support a claim of ineffective representation" (citing
People v. Madej, 106 Ill. 2d 201, 214 (1985)). The State argues that the record
on appeal was not developed for the purpose of answering this question, and
that this question would be better resolved at a collateral proceeding. We agree.
This court has repeatedly held that, when the basis of defendant's
ineffectiveness claim relies on matters not of record, the claim is better brought
in a collateral proceeding. People v. Minniefiled, 2014 IL App (1st) 130535, ¶
3; People v. Brown, 2014 IL App (1st) 122549, ¶ 41 (when a claim relies on
matters outside of the record, it may not be brought on direct appeal and the
rule of forfeiture is relaxed in a collateral proceeding). A collateral proceeding
is generally a better forum for adjudication of ineffective assistance claims.
People v. Flores. 231 Ill. App. 3d 813, 827-28 (1992) (without an explanation
from trial counsel, a reviewing court cannot determine whether counsel's
omissions involved the exercise of judgment, discretion or trial tactics).
¶ 128 B. Statement to Hospital Personnel
¶ 129 Defendant also claims that counsel was ineffective for failing to
subpoena hospital personnel who could have substantiated an allegedly prior
51
No. 1-13-1420
inconsistent statement made to them by Motley that three people had assaulted
him. The State argues that the record is insufficient for answering this question
and thus would be better resolved at a collateral proceeding.
¶ 130 First, there is no evidence of this statement in the record on direct appeal,
other than counsel's question which Motley denied. Second, the record does not
disclose the name of the person to whom this statement was allegedly made. If
the statement had been made to Pamela Banks, the triage nurse, then counsel
may have made a strategic decision not to inquire further about it, in light of the
fact that it contradicts the testimony of every event witness, both State and
defense. Dobrino, 227 Ill. App. 3d at 934 ("a matter of defense strategy will not
support a claim of ineffective representation" (citing Madej, 106 Ill. 2d at 214)).
As we observed before, matters not supported by the trial record are not
appropriately raised on direct appeal. Brown, 2014 IL App (1st) 122549, ¶ 41
(when a claim relies on matters outside of the record, it may not be brought on
direct appeal).
¶ 131 V. Failure to Call Character Witnesses
¶ 132 Defendant's third claim is that defense counsel failed to call witnesses, as
promised during his opening, who would testify concerning defendant's
peaceful nature and impeccable reputation in the community. People v. Bryant,
391 Ill. App. 3d 228, 238 (2009) (counsel may be deemed ineffective if he
52
No. 1-13-1420
promises a particular witness during his opening statement but does not provide
the promised testimony (citing People v. Ligon, 365 Ill. App. 3d 109, 120
(2006))); but see People v. Wilborn, 2011 IL App (1st) 092802, ¶ 80 (counsel's
"decision not to provide promised testimony may be warranted by unexpected
events").
¶ 133 In the case at bar, the trial judge found that Charlita Riley was impeached
and that Judy Taylor never observed defendant strike the victim. Thus, the trial
was a credibility dispute between the victim on one hand, and defendant and
Spivey on the other, as to whether Spivey alone struck the victim or whether
defendant struck him as well. On appeal, defendant claims that there is a
reasonable probability that the testimony of character witnesses would have
tipped this credibility dispute in his favor.
¶ 134 The record indicates that defense counsel did, in fact, investigate and
subpoena numerous witnesses who appeared in the courtroom on scheduled
trial dates. First, the record contains defendant's April 16, 2012, answer to the
State's motion for discovery, which listed six potential defense witnesses, only
one of whom actually testified. Second, on August 27, 2012, when the case
was originally set for trial, four defense witnesses appeared in court. We know
that defense counsel had served each one of them with a supboena because the
court asked "[y]ou were all subpoenaed by [defense counsel today?" and each
53
No. 1-13-1420
one replied "[y]es." The trial court then continued the subpoenas and instructed
the witnesses to appear again on October 16, 2012, the new trial date.
However, none of these four witnesses testified at the actual trial.
¶ 135 Third, on October 16, 2012, three of the defense witnesses who had
appeared on the prior date were again present in court, as well as two additional
witnesses. After the trial date was again continued, defense counsel informed
the judge that his "subpoenaed witnesses" were here, and the judge replied that
she had "figured as much" because she had heard "all" of them "blowing in the
back of [her] courtroom" after the date was continued. The court then directed
the witnesses to approach the bench and state their names, and then she inquired
whether "[a]ll of you were subpoenaed by [defense counsel] for the case of
[defendant]" and they all replied affirmatively. The court then continued the
subpoenas and instructed the witnesses to appear again on November 19, which
the court stated would be "the final continuance date." However, on November
19, the trial was again continued to January 8, 2013. Defense counsel informed
the court that, since the State had notified him of a problem, he had "called off
[his] witnesses." As a result, the trial court did not instruct the defense
witnesses in open court about the actual trial date.
¶ 136 Fourth, although the defense witnesses were not instructed in open court
about the actual trial date, we know that at least one of them was in court then.
54
No. 1-13-1420
On January 8, 2013, defense counsel was trying to impeach Motley with prior
statements that he had made to Laurence Hatter, and the court inquired whether
"[t]his witness is here?" and defense counsel replied "yes."
¶ 137 However, a month later, on February 7, 2013, when the defense case
began, and again on March 13, 2013, when the defense case continued, Hatter
was not called as a witness, nor were any of the other witnesses who had
appeared on prior court dates. The record before us does not disclose the
reasons for their absence. We do not know whether defense counsel failed to
continue their subpoenas for the dates of the defense case, whether he decided
not to call them after further investigation, or whether there is some other
explanation. While an attorney may force a witness to appear on repeated dates
through the use of a subpoena, a peeved witness may not make the best
character witness. The State argues that we lack a sufficient record on direct
appeal, and we agree.
¶ 138 "A defense counsel's failure to provide testimony promised during
opening statements is not ineffective assistance of counsel per se." Wilborn,
2011 IL App (1st) 092802, ¶ 80. Although a defense "counsel's assistance may
be ineffective if he or she promises" during opening that "a particular witness
will testify" and the witness is not called at trial, "we have also recognized that
counsel's decision to abandon a trial strategy during trial may be reasonable
55
No. 1-13-1420
under the circumstances and that the decision not to provide promised
testimony may be warranted by unexpected events." Wilborn, 2011 IL App
(1st) 092802, ¶ 80. Since the record on appeal was not developed to establish
either the reasons of the trial attorney or the motives of the witnesses, this issue
cannot be resolved on direct appeal. Brown, 2014 IL App (1st) 122549, ¶ 41
(when a claim relies on matters outside of the record, it may not be brought on
direct appeal); Flores. 231 Ill. App. 3d at 827-28 (without an explanation from
trial counsel, a reviewing court cannot determine whether counsel's omissions
involved the exercise of judgment, discretion or trial tactics).
¶ 139 CONCLUSION
¶ 140 For the foregoing reasons, we are not persuaded by defendant's claim on
this appeal that his trial counsel was ineffective, and we affirm his conviction
and sentence.
¶ 141 Affirmed.
56