J-A32045-14
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
IN RE: INVOLUNTARY TERMINATION IN THE SUPERIOR COURT OF
OF PARENTAL RIGHTS AND DUTIES PENNSYLVANIA
CONCERNING K.M.T., A MINOR
APPEAL OF: T.T., FATHER No. 1915 EDA 2014
Appeal from the Decree entered May 22, 2014,
in the Court of Common Pleas of Bucks County, Orphans’
Court, at No(s): 2011-9208
BEFORE: PANELLA, OLSON, and FITZGERALD*, JJ.
MEMORANDUM BY FITZGERALD, J.: FILED MARCH 12, 2015
T.T. (“Father”) appeals from the decree entered in the Bucks County
Court of Common Pleas, Orphans’ Court Division: (1) granting the petition of
private parties J.M. and A.M., husband and wife (collectively, “Petitioners”),
to terminate his parental rights to his daughter, K.M.T. (“Child”), under 23
Pa.C.S. § 2511(a)(1) and (b); and (2) denying Father’s motion to quash
Petitioners’ termination petition for lack of standing under 23 Pa.C.S. §
2512(3).1 Father challenges both rulings. We affirm.
The trial court set forth a thorough summary of the testimony adduced
at the termination hearing.2 Child’s mother, M.L. (“Mother”) and Father are
* Former Justice specially assigned to Superior Court.
1
Petitioners, as well as counsel for Child, filed appellee’s briefs.
2
For ease of review, we have substituted the following appellations in the
trial court’s opinion: “Father” for T.T. and Respondent; “Child” for K.M.T.;
and “M.H.,” “A.M.,” and “J.M.” in lieu of their full names, and “Petitioners”
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both of Vietnamese origin and were married in 2002. They are “the parents
of twin developmentally-challenged sons,” born in September of 2004 and
another son born in January of 2008. Trial Ct. Op., 7/9/14, at 1. As stated
above, Child was born in June of 2009. Due to complications from her birth,
Mother passed away approximately three and a half weeks later.
After the loss of his wife, Father decided that it would
not be possible for Child to [stay with him. 3 ] Father
explained [at the termination hearing:] “I could not handle
four kids under five years old by myself especially with a
newborn who constantly hungry and get diaper changing .
. . I cannot help her. I surrender. [I need somebody to
help me. I cannot do this on my own by myself.”] In light
of this capitulation, Father placed Child with [a couple who
were Father’s own] foster parents after he had immigrated
to the United States as a teenager. The [couple] apprised
Father that they could only care for Child for a month while
he found “more suitable, more long-time care for her.”
In August of 2009, after his sister and two nannies
declined his request for assistance, Father, through one of
his nephews, turned to M.H. for help with Child. M.H. is a
licensed foster care person . . . . Father and M.H. first
became acquainted with each other through Father’s
nephews who were M.H.’s third and fourth foster children.
The last time Father spoke to M.H. was when his nephew
left her care in 1985.
Id. at 1-2 (citations to transcripts omitted). “In Father’s view, unlike the
friend of a neighbor who offered to care for Child . . . for the summer[,] M.H.
was ‘more like a longer permanent thing.’” Id. at 2.
for J.M. and A.M. together. Furthermore, we have omitted the trial court’s
citations to the notes of testimony.
3
Father testified that after Child was discharged from the hospital, he first
took her to his home, but she did not stay overnight. N.T., 1/27/14, at 35.
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In early August 2009, Father
brought Child to M.H.’s house in Yardley, Bucks County.
Child was approximately six weeks old at the time of the
transfer. Father brought the clothing, formula, diapers,
and wipes that Child would need during the first few
months of her stay with M.H. Father, who had an annual
income of approximately $78,000, gave M.H. the gift cards
he had received and [$1,000,] which was the only financial
contribution he made to M.H. Father also provided M.H.
with “a lengthy letter from [his foster mother] detailing
everything that she could . . . to advise [M.H.”] on how to
serve Child’s needs and her prior medical history. Father
did not inform M.H. about how long he was leaving Child in
her care. According to M.H., “I don’t think either of us had
any idea” as to how long Child would remain in her
custody.
Father next saw Child and M.H. in September [2009.
Father suggested that he visit M.H.’s house,] but M.H.
thought it would be more convenient to make the
approximately thirty-minute drive to bring Child to
[Father’s home in Northeast Philadelphia.] During this
hour long visit Child sat with M.H. on one couch while
Father sat on the other. According to M.H., “[t]here wasn’t
a lot of interaction” between Father and Child.
After this visit, M.H. continued to take Child to see
Father at his house on a monthly basis for the next six
months. The visits . . . generally last[ed] one hour. . . .
Through her conversations with Father during these
monthly visits, M.H. learned that Father “wanted to get
married first because he felt he needed a wife and a
mother for the children.” M.H. also “got the impression
that Father was going to try to have Child come to his
home permanently by the end of the year.” [Father
testified that t]he purpose of these visits was for [him] to
apprise M.H. of “what happened with [his] family, [his]
situation, and for [his] three kids to get along [and] know
Child.” Father continued, “mainly I would like [my sons]
to get to know my daughter well, because [I already know
that was my daughter.”]
Aside from these monthly one-hour visits, Father had
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no other contact with Child during this period. Despite
living a mere half-hour away from M.H., Father did not
make a visit to [M.H.’s home] to see Child. Father
[testified that he] declined to make an unannounced visit
because according to his nephews, M.H. was “very strict
about somebody knocking on her door without making
appointment.” Father did not make separate
appointments to see Child aside from those offered
because he did not want to disturb M.H. or “to intervene.”
Apparently, Father assumed that this arrangement “was
only temporary until December [2009]” when he would
take Child from M.H. to his house. Despite [Father’s]
initial belief that this placement was only to be temporary,
he conceded that this December 2009 target came and
passed without Father remarrying or collecting Child from
M.H.
Throughout the first seven or eight months Child was in
M.H.’s care, M.H. acted as a parent to her, provided Child
with everyday care and did everything a parent would
normally do for his or her child. M.H. provided Child with
food, nurture, and clothing, and was up with Child during
her nighttime crying. Furthermore, M.H. selected and
brought Child to a pediatrician. . . . M.H. used the
medical card Father provided, but Father did not attend
any of [Child’s] visits to the pediatrician.
During this time, M.H.’s neighbor, J.B., started assisting
. . . with Child’s care. [J.B. is the mother of Petitioner
A.M.] In M.H.’s view, “J.B. was a miracle.” M.H. apprised
Father that J.B. was aiding her in caring for Child and took
J.B. . . . to one of their visits to Father’s house in
December of 2009. A.M. . . . also started assisting M.H.
with Child’s care while visiting her mother.
Meanwhile, Father was focused on finding a wife and in
November of 2009 he received a picture of the woman who
ultimately would become his spouse. In February or March
of 2010, Father talked to his future wife on the telephone.
Father recounted, “I took a lot of risk on talking to my
second wife on the phone and tried to see how she
respond to me, see how she answer my question, try to
find out what she want, what she like . . . that’s when I
started to say, okay, this is a done deal.” Father thought
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of himself as “a breadwinner . . . someone who can
provide the necessities” for his children but he could not
“give them the mother[‘s] love because [motherly] love is
something that I cannot do.” Father planned to travel to
Vietnam in May of 2010 to marry his second wife and
complete paperwork.
Father saw Child only a few times in the months prior to
his trip to meet his future wife in Vietnam. M.H. brought
Child to his house for the typical hour-long visit in January
[2010], and the scheduled February visit was cancelled
due to weather. Father remained in contact with M.H.
through e-mail messages and telephone calls, but had no
communication or contact with Child that month, nor did
he visit Child at M.H.’s house. When M.H. and Child
arrived at [Father’s] house in March [2010], Father
announced to M.H. that “I have prepared to get married in
May.”
The following month included a visit by Child, M.H.,
J.B., and A.M. to Father’s home. At this April [2010]
meeting, Father gave his permission for A.M. to take Child
with her overnight to her home in South Philadelphia.
Despite Father not visiting A.M.’s home, nor meeting her
husband, J.M., Father gave his general assent to overnight
visits to [Petitioners A.M. and J.M.], who were undergoing
certification to be foster parents. Petitioners cared for
Child for twenty one days in May [2010] before a regular
schedule of overnight visits developed. A.M. testified that
“I believe at that point Child was spending two nights with
us, one night with my mother, and the rest of the week
with M.H.”
In May of 2010, Father visited his prospective wife,
[D.B.], in Vietnam. The couple married later during
Father’s month long visit to the country. Father returned
to the United States in June [2010] without [his wife] due
to difficulties in obtaining a visa[.] Even though Father
was now married, he did not bring Child to his house.
Father [testified he] was not ready for Child because “I
already took care of three boys. I cannot take another
person. . . another kid like five or ten years old, that’s
better, but not at that age.”
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After Father returned to the country in June [2010],
M.H. brought Child to a [party for Child’s birthday] at his
house. [M.H. testified that w]hile Father appeared pleased
with the celebration, M.H. did not recall much contact
between Child and Father at the birthday party. A.M., who
was also at the birthday event, observed that the
interaction between Father and Child was limited to Father
sitting across from Child during a ceremony and taking a
photograph together. Father had declined an invitation to
a party M.H. held for Child at her house.
[A.M. testified to the following.] In August 2010, Father
hired [her] to work as a nanny for his three sons even
though she “had met him only twice before, once at his
home for the meeting in April [2010] and then once at the
birthday party.[”] Specifically, Father required somebody
to care for [his three sons] and to prepare them for
school.[4]
Id. at 2-6. On days when A.M.’s husband, J.M., could accompany her, they
brought Child to Father’s house as well, “so that she would be ready when
she was [to move] into that house.” Id. at 6-7. Such visits by Child
occurred approximately four times per month.
A.M. further testified to the following. “On one evening, Father
returned home from work and requested that A.M. stay late one day that
week so that Father could spend time with Child.” Id. at 7. On that agreed-
upon day, Father arrived home from work, cut the grass, and then let A.M.,
J.M., and Child leave. “Father did not spend any time with Child that
evening.” Id.
4
A.M. testified, however, the almost-six year old twins and the three-year
old son were not enrolled in school. N.T., 12/12/13, at 19. A.M. stated the
twins had developmental delays, and Father had told her that one twin had
Klinefelter’s syndrome, but the other twin was not tested. Id. at 20, 21.
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By January 2011, [Father’s wife] had acquired the
required visa to enter the United States. Father asked that
Petitioners take care of his three sons while he was away
in Vietnam picking up his wife. The three boys stayed with
Petitioners in their South Philadelphia home until [Father
and his wife] returned to the United States later that
month.
[Father’s wife] was unable to assist A.M. in teaching
Father’s sons English as [she] only spoke Vietnamese.
Child remained with Petitioners after [Father’s wife] arrived
although A.M. brought [Child] on a regular basis to
Father’s residence. A.M. reflected that bringing Child to
[Father’s residence] was difficult because Child spoke
English and [Father’s Wife] could not communicate with
Child. Father did not have any contact with Child on the
days A.M. brought her to his house.
Father brought [his wife] to see M.H. at the end of
January 2011. Petitioners were also present at the visit.
[Father’s wife] had been in the United States about two
weeks at the time of this visit. [M.H. testified to the
following.] At the time, M.H. believed Father was bringing
[his wife] and his sons to her house for an introduction.
While Father had spoken to M.H. a few months prior and
outlined a “concept” for Child’s transition to his house as
her permanent residence, at this visit “it seemed to be
more that he was making a proclamation that he would be
taking her into his house in two weeks.”
[M.H. further testified as follows. She] was not
prepared to give Child to Father in . . . two weeks. In
[M.H.’s] view, Father “would be taking a child who was
going on two years old, who didn’t know him, who didn’t
know . . . the new stepmother, who wasn’t familiar with
their food, who wasn’t familiar with their customs and . . .
picking her up from here and putting her down there.”
Although M.H. never had to decide whether to transfer
Child to Father, she was “very fearful for the child.”
In February of 2011, a series of events transpired which
ultimately led to the termination of A.M. as caretaker and
tutor for Father’s sons. . . . On a Friday . . . A.M. received
a telephone call from Father in which he declared that she
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did not help his family, specifically his sons, and that
“everything [she] had done had hurt them.” A.M. was
upset at Father’s allegations and responded that she
thought that “he was a disgusting parent” and that her
family had “only done everything to help his family.”
According to Father, “[t]he reason A.M. was let go, she
supposed to stay there and help my kids and my wife, but
she did not do a good job . . . .” Additionally, Father
testified that he had fired A.M. because she had brought
Child back to M.H.’s house whereas Father wanted to see
how Child would do in M.H.’s absence and because [A.M.]
became argumentative with him.
A.M. appeared for work the following Monday while
Father was registering his twin sons at the local
elementary school. When Father returned to his home, he
terminated A.M. from her duties as nanny to his sons.
Father claimed that he contacted M.H. and requested that
A.M. not be involved in the care of Child.
Shortly after A.M.’s termination, M.H. made a report to
the Department of Human Services in Philadelphia
(hereinafter “DHS”) regarding Father’s household.
Therein, M.H. reported that “I thought that the situation
was not a good one for a child, actually, unsafe and I told
the person on the phone things that I had learned or
observed myself.” Many of M.H.’s allegations were based
upon what A.M. had observed during her time at Father’s
house[, specifically] the prolonged use of baby bottles by
Father’s sons and Father’s practice of putting them in
diapers even though A.M. had toilet trained them. The
twins were six years old at the time of the report and [the
younger son] was nearly three years of age. DHS
investigated the report.
Father suspected that A.M. had made the telephone call
report to DHS. Father claimed that he felt “very . . . very
invaded and . . . was completely in shock.” Father had
learned that a child abuse report was filed “against me
because I let my kids live in dirty places and let them go
hungry.” The report pertained only to Father’s sons.
While Father had no contact with Child during this time,
M.H. went on vacation to Costa Rica. She had made
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arrangements with J.B.[, A.M.’s mother] in 2010 to take
care of Child during her trip. M.H. did not discuss her plan
with Father because she “was making those decisions.”
J.B., however, did not take care of Child . . . because of a
medical issue, and instead asked Petitioners A.M. and J.M.
to take care of Child. Petitioners agreed and brought Child
to their new home in Yardley. Once M.H. returned and
recovered from an illness during which Petitioners had
Child in their care for an extended period of time,
Petitioners and M.H. shared caretaking duties. [They] “all
shared in the responsibility of [Child’s] well-being,” and
Petitioners made doctor and dentist appointments and took
Child to them.
Father [testified that he] had no contact with Child from
February through part of June in 2011 “because of the
child abuse charge against [him].” Even though Father
realized that the report did not concern Child, [he] did not
visit Child during this time because he did not want
“somebody to call me child abuser when I show up in the
neighborhood . . . and look at me and that kind of stuff.”
Ultimately, DHS found the report unsubstantiated and
ended its investigation in early May of 2011.
M.H. did not share any information with Father that
would have corrected his impression that A.M. lodged the
DHS complaint against him. [M.H.] perceived that Child
was better served if Father was not aware of her action.
M.H. also believed that furnishing the [$1,000 given to her
by Father] to Petitioners to pursue adoption of Child was
“the best possible way to extend [her] care for this child.”
M.H. also acknowledged that she “put him off” and
attempted to secure delays in the transfer of Child to
Father’s house.
Father waited until the end of June of 2011 to see Child
because he “did not feel like it was any emergency where I
have to see her or something.” Father did not believe
there was “a rush or anything like that.” Father described
himself as “really laid back” and he wanted to “take some
time and try not to rush and stuff.” Father next saw Child
at a lunch in celebration of [Child’s] second birthday that
M.H. arranged at a restaurant. There was no interaction
between Father and Child as he was occupied with helping
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his twin sons eat.
Contemporaneously, Father informed M.H. that January
2012 was his deadline for claiming Child in response to her
suggestion that he give his wife time to acclimate to this
country. Father also testified that he failed to take custody
of Child because his wife was “homesick” and he did “not
want to push her into caring for another kid.” Father’s
“priority” was to get his wife accustomed to American
culture prior to bringing Child to his house. M.H.
suggested to Father that [his wife], who wanted to learn
English and how to drive, and his youngest son . . . visit
her house “a couple of times” in July [2012]. Father
replied that [his wife] was unable to travel to [M.H.’s
house] because she was employed; however, this job did
not last and a few of the proposed July dates became
available.
Moreover, Father created this new deadline despite
seeing Child on only two occasions—once in January, and
once in June [2011]—prior to the declaration. Father did
not place a telephone call to M.H. until August [2011]
because he forgot to call her to inquire about Child in July
due to a medical issue with his wife’s uncle. Father
arranged for a visit to see Child in September [2011], but
this visit was cancelled because his kids were ill.
Father made his third and final visit to [M.H.’s home] in
December of 2011. [At this time, Child was two years and
six months old.] Father recalled that he had bought some
gifts for his daughter and . . . a Christmas present for
M.H.. This Christmas present was the only contribution
Father provided to Child’s caregivers that year. Father
maintained that, during the course of 2011, he inquired
with M.H. as to whether Child needed diapers or milk.
Father even offered to “baby-sit” Child and told M.H. that
“my wife and I can come up there and watch the kid for
you while you do Christmas decorations.” M.H. declined.
Trial Ct. Op. at 7-12 (emphases added). Finally, we note that Father and his
current wife have a daughter who was born in August of 2012. N.T.,
1/27/14, at 5.
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On December 23, 2011, when Child was approximately two and a half years
old, Petitioners J.M. and A.M. filed a: (1) petition to terminate Father’s
parental rights pursuant to 23 Pa.C.S. § 2511(a)(1), and (2); (2) a “Joinder
of Adults Intending to Adopt Child;” (3) and a petition to adopt Child. On
the same day, M.H. filed a “Report of Intermediary,” claiming herself to be
the intermediary. On March 5, 2012, the court appointed counsel to
represent Child.
On August 13, 2012, Father filed a response, denying that Petitioners
had in loco parentis status, and arguing that he and M.H. merely had a child
care agreement, he had specifically directed M.H. not to permit A.M. to have
contact with Child, and M.H. had agreed to his request but continued to
allow A.M. to have contact with Child. Father’s Resp., 8/13/12, at ¶ 1. On
October 15, 2013, Father filed a motion to quash the termination petition
and a motion for summary judgment.
On May 22, 2012, the [trial court] granted Petitioners’
Petition for Discovery which permitted any party . . . to
motion for hearing upon the completion of discovery.
Meanwhile, Father commenced a custody action in the
Family Court Division of the Bucks County Court of
Common Pleas. On November 2, 2012, Petitioners and
Father appeared before [another judge] and entered into
an agreement on the record.
Trial Ct. Op. at 12. The agreement provided: (1) the parties will participate
in an evaluation by John Shanken-Kaye, Ph.D., to determine whether it was
in Child’s best interests to have contact with Father or “contact should
continue exclusively with” Petitioners; and (2) Petitioners “will not move
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forward with the termination of parental rights hearing until this evaluation
is concluded.” Id.
Dr. Shanken-Kaye’s evaluation and written report were
completed on or about September 10, 2013. . . .
Petitioners moved for a hearing on their . . . Petition [to
terminate Father’s parental rights.] On October 15, 2013,
Father filed a Motion for Summary Judgment and Motion to
Quash . . . . On December 2, 2013, after a conference
with counsel and the submission of briefs, [the court]
denied Father’s Motion for Summary Judgment.
Id. at 12-13.
The trial court held evidentiary hearings on December 4, 5, and 12,
2013, and January 27, 28, 2014. On May 22, 2014, the court entered the
underlying decree, denying Father’s motion to quash the termination petition
and granting the petition to terminate his parental rights under Subsection
2511(a)(1).5 Father took this timely appeal,6 raising three questions for our
review, whether: (1) Petitioners had standing under 23 Pa.C.S. § 2512(3) to
seek termination of his parental rights; (2) Petitioners met their burden of
proof to terminate his parental rights under Subsection 2511(a)(1) by clear
5
The court’s decree did not identify the section under which it was
terminating Father’s parental rights. However, the court’s opinion stated
“the present thrust of Petitioners’ case is that grounds exist under Section
2511(a)(1),” and the court granted termination on that ground. Trial Ct. Op.
at 17.
6
Father failed to file a statement of errors complained of on appeal along
with his notice of appeal, in contravention of Pa.R.A.P. 1925(a)(2)(i). On
June 19, 2014, the trial court directed Father to file immediately a concise
statement, and Father filed one on June 30th. We decline to dismiss or
quash this appeal due to the untimely 1925 filing. See In re K.T.E.L, 983
A.2d 745, 747 (Pa.Super. 2009).
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and convincing evidence; and (3) the termination of his rights is in Child’s
best interests.
Father’s first claim is that Petitioners did not stand in loco parentis to
Child and therefore lacked standing under Section 2512(3) to seek
termination of his parental rights. Father avers that M.H. never stood in loco
parentis to Child, and that she admitted “she was a ‘temporary foster
mother.’” Father’s Brief at 14. Accordingly, Father reasons, M.H. “could not
confer in loco parentis status to” Petitioners, as they claimed. Father
concludes the trial court was required to dismiss their petition “without
further inquiry.” Id. at 15. We disagree.
On this issue, our standard of review is as follows:
“[T]he question of standing is whether a litigant is
entitled to have the court decide the merits of the dispute
or of particular issues.” “When a statute creates a cause
of action and designates who may sue, the issue of
standing becomes interwoven with that of subject matter
jurisdiction. Standing then becomes a jurisdictional
prerequisite to an action.” “Issues pertaining to
jurisdiction are pure questions of law, and an appellate
court’s scope of review is plenary.” “Questions of law are
subject to a de novo standard of review.”
In re B.L.J., Jr., 938 A.2d 1068, 1071 (Pa. Super. 2007) (citations
omitted).
Section 2512(a)(3) of the Adoption Act provides:
(a) Who may file.—A petition to terminate parental
rights with respect to a child under the age of 18 years
may be filed by any of the following:
* * *
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(3) The individual having custody or standing in loco
parentis to the child and who has filed a report of
intention to adopt required by section 2531[.]
23 Pa.C.S. § 2512(a)(3).
This Court has stated: “Third parties who are not designated foster
parents may seek adoption when they can establish that they stand in loco
parentis to the child.” B.L.J., 938 A.2d at 1072 (citation omitted).
Further, the legal status of in loco parentis refers to a
person who puts himself or herself “in the situation of a
lawful parent by assuming the obligations incident to the
parental relationship without going through the formality
of a legal adoption.”
There are two aspects to the concept of in loco
parentis: assumption of parental status and
discharge of parental duties. In order for
assumption of parental duties to be legitimate, it
must have been accomplished through some legally
cognizable means. Furthermore, the assumption of
parental status must be predicated on the natural
parent’s agreement to a permanent placement of the
child.
“The rights and liabilities arising out of an in loco parentis
relationship are, as the words imply, exactly the same as
between parent and child.”
Id. at 1073 (citations omitted).
The in loco parent is basis for standing recognizes that
the need to guard the family from intrusions by third
parties and to protect the rights of the natural parent must
be tempered by the paramount need to protect the child’s
best interest. Thus, while it is presumed that a child’s best
interest is served by maintaining the family’s privacy and
autonomy, that presumption must give way where the
child has established strong psychological bonds with a
person who, although not a biological parent, has lived
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with the child and provided care, nurture, and affection,
assuming in the child’s eye a stature like that of a parent.
Where such a relationship is shown, our courts recognize
that the child’s best interest requires that the third party
be granted standing so as to have the opportunity to
litigate fully the issue of whether that relationship should
be maintained even over a natural parent’s objections.
Although the requirement of in loco parentis status for
third parties seeking child custody rights is often stated as
though it were a rigid rule, it is important to view the
standard in light of the purpose of standing principles
generally: to ensure that actions are brought only by those
with a genuine, substantial interest. When so viewed, it is
apparent that the showing necessary to establish in loco
parentis status must in fact be flexible and dependent
upon the particular facts of the case. . . .
J.A.L. v. E.P.H., 682 A.2d 1314, 1319-20 (Pa. Super. 1996).
The phrase “in loco parentis” refers to a person who puts
himself in the situation of a lawful parent by assuming the
obligations incident to the parental relationship without
going through the formality of a legal adoption. The status
of ‘in loco parentis’ embodies two ideas; first, the
assumption of a parental status, and, second, the
discharge of parental duties.
McDonel v. Sohn, 762 A.2d 1101, 1105 (Pa. Super. 2000) (citation
omitted).
In the instant case, the trial court found M.H., and then Petitioners,
stood in loco parentis to Child as follows:
Father brought Child to M.H.’s home in August of 2009
after he declined an offer of temporary care from a friend
of his neighbor. Instead, he chose to place Child [with
M.H.] because [her] offer appeared to him as “more like a
longer permanent thing.” Father viewed his role as that of
a provider but abrogated his responsibilities as a parent to
provide care, nurture, and affection, and to develop an
emotional bond. Instead, M.H. assumed these obligations,
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which included selecting a pediatrician and taking Child for
visits. In our opinion, M.H. attained in loco parentis status
as she was Child’s parental figure until Petitioners entered
Child’s life.
In April of 2010, Father gave his assent to Child making
overnight visits to Petitioners’ house, then in South
Philadelphia. The record is devoid of any evidence
establishing that Father set any restrictions as to how
often Child would stay at [Petitioners’ home] relative to
her stay at M.H.’s home. Petitioners were an essential and
valuable resource for M.H. in providing care for Child in a
critical stage of her life and they offered nurture, care, and
affection to Child, including housing, food, and other
necessities.
Trial Ct. Op. at 14-15.
After the placement, Father had two and a half years to
bring into fruition one of his multiple plans to make Child a
part of his household.
While Father repeatedly spoke of bringing Child to his
home after this temporary separation, his conduct belied
these expressed intentions. Specifically, Father rejected
an offer from his first wife’s sister, in September 2011, to
take Child until she was an adult because she had two
other sons, and he did not want Child to impact the
situation whereby his former sister-in-law would then
“throw Child back onto me.” We perceive that even if
Father viewed that the placement was temporary, the
indefinite placement in the present case, lasting for more
than two years prior to the filing of the Petition, is for all
practical purposes a permanent placement with respect to
Child.
* * *
Accordingly, because M.H. obtained in loco parentis
status, she was in a position to act as parent and could
place Child with Petitioners for the purpose of adoption and
file for the termination of parental rights. Furthermore, as
Father initially agreed to Child’s placement with
Petitioners, we find that, under the circumstances of this
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case, Petitioners have standing to file for termination of
parental rights.
Id. at 16.
We agree with the trial court that Petitioners assumed in loco parentis
status through their roles as Child’s primary caretakers. See 23 Pa.C.S. §
2512(a)(3); B.L.J., 938 A.2d at 1072. First, the record supports a finding
that Father, despite his claims that he planned to resume custody or charge
of Child, made no progress ever towards doing so. From the time Father
brought Child, at six weeks old, to M.H.’s home, M.H. made all medical
decisions for Child. She, and later Petitioners, housed, fed, clothed,
nurtured, and cared for Child. After considering the extensive testimony
cited by the trial court, as well as our own review of the record, we agree
with the trial court that M.H. had established in loco parentis status and was
then “in a position to act as parent and . . . place Child with” Petitioners.
See Trial Ct. Op. at 16.
Thus, in light of all the evidence set forth above, we agree that Father
discharged his parental duties. See B.L.J., 938 A.2d at 1073. Accordingly,
Petitioners assumed parental duties through legitimate means, and we do
not disturb the trial court’s finding that they had standing to seek
termination of Father’s parental rights. See id.
Next, we address Father’s challenge to the termination of his parental
rights under Subsection 2511(a)(1). First, his appellate brief argues “one
needs to understand [F]ather” and “imagine what it was like to be in [his]
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shoes.” Father’s Brief at 16. The brief summarizes that he was born in
Vietnam in 1966 “during the height of the war,” was orphaned at age three
and raised by his sister who is twenty-five years older, “escaped Vietnam on
a boat,” entered a refugee camp in Malaysia at age fifteen, immigrated to
the United States at age sixteen and lived with four foster families. Id. The
brief also states that “[i]n the Vietnamese culture, . . . the mother is the
primary care giver, and the father the primary financial provider.” Id. The
brief then appears to cite this belief in justifying the observations of Dr.
Shanken-Kaye—that Father believes “all child rearing are invested in the
woman[, which] explains [his] failure to have any meaningful relationship
with his daughter over the years as well as his failure to make any
meaningful plans for reunification of his family until he was able to locate
and marry a woman.” Id. at 16-17.
Additionally, Father avers the following. He “was overwhelmed with
the responsibility of 4 children under the age of 5 years old, when his wife . .
. died,” “made appropriate arrangements for his children,” and “was upfront
with his plan for reunification.” Id. at 17. “Father blindly trusted [M.H.] in
all matters and did not question her judgment.” Id. Furthermore,
psychological testing reported that he “does not see himself as vexed by any
of the circumstances in his life” and “[t]his apparent insouciance does help
explain how [he] could allow so much time to pass without making any
serious attempt to reunite with his daughter, or indeed get to know her at
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all.” Id. By January 2011, “Father’s situation had dramatically improved
with the addition of his new wife.” Id. He owns a five-bedroom home,
makes a substantial salary, had Child on his medical insurance plan since
birth, paid her unreimbursed medical expenses, was apprised of her doctor
appointments, milestones, and accomplishments. Additionally, in June
2011, six months before Petitioners filed the petition, Father communicated
with M.H. several times via email. He requested visits with Child in August,
September, and November, but could not see her until December 3rd.
Father concludes that “[b]ased upon the above, there is no clear and
convincing evidence that [his] conduct for a period of at least 6 months . . .
evidenced a settled purpose of relinquishing parental claim to [Child] or a
refusal or failure to perform parental duties.” Id. at 20. We find no relief is
due.
We note the relevant standard of review:
When reviewing an appeal from a decree terminating
parental rights, we are limited to determining whether the
decision of the trial court is supported by competent
evidence. Absent an abuse of discretion, an error of law,
or insufficient evidentiary support for the trial court’s
decision, the decree must stand. Where a trial court has
granted a petition to involuntarily terminate parental
rights, this Court must accord the hearing judge’s decision
the same deference that [we] would give to a jury verdict.
We must employ a broad, comprehensive review of the
record in order to determine whether the trial court’s
decision is supported by competent evidence.
In the Interest of J.T., 983 A.2d 771, 775 (Pa. Super. 2009) (citation
omitted).
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In the case sub judice, the trial court terminated Father’s parental
rights pursuant to section 2511(a)(1) and (b), which provide as follows:
§ 2511. Grounds for involuntary termination
(a) General Rule.—The rights of a parent in regard to
a child may be terminated after a petition filed on any of
the following grounds:
(1) The parent by conduct continuing for a period of
at least six months immediately preceding the filing of
the petition either has evidenced a settled purpose of
relinquishing parental claim to a child or has refused or
failed to perform parental duties.
* * *
(b) Other considerations.―The court in terminating
the rights of a parent shall give primary consideration to
the developmental, physical and emotional needs and
welfare of the child. The rights of a parent shall not be
terminated solely on the basis of environmental factors
such as inadequate housing, furnishings, income, clothing
and medical care if found to be beyond the control of the
parent. With respect to any petition filed pursuant to
subsection (a)(1), (6) or (8), the court shall not consider
any efforts by the parent to remedy the conditions
described therein which are first initiated subsequent to
the giving of notice of the filing of the petition.
23 Pa.C.S.A § 2511(a)(1), (b). “The burden of proof is on the party seeking
termination to establish by clear and convincing evidence the existence of
grounds for doing so.” J.T., 983 A.2d at 775 (citation omitted).
There is no simple or easy definition of parental
duties. Parental duty is best understood in relation
to the needs of a child. A child needs love,
protection, guidance, and support. These needs,
physical and emotional, cannot be met by a merely
passive interest in the development of the child.
Thus, this court has held that the parental obligation
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is a positive duty which requires affirmative
performance.
This affirmative duty encompasses more than a
financial obligation; it requires continuing interest in
the child and a genuine effort to maintain
communication and association with the child.
Because a child needs more than a benefactor,
parental duty requires that a parent ‘exert himself to
take and maintain a place of importance in the
child’s life’.
Parental duty requires that the parent act affirmatively
with good faith interest and effort, and not yield to every
problem, in order to maintain the parent-child relationship
to the best of his or her ability, even in difficult
circumstances. A parent must utilize all available
resources to preserve the parental relationship, and must
exercise reasonable firmness in resisting obstacles placed
in the path of maintaining the parent-child relationship.
Parental rights are not preserved by waiting for a more
suitable or convenient time to perform one’s parental
responsibilities while others provide the child with his or
her physical and emotional needs. . . . .
In re B., N.M., 856 A.2d 847, 855 (Pa. Super. 2004) (citations omitted).
Under subsection (a)(1),
[o]nce the evidence establishes a failure to perform
parental duties or a settled purpose of relinquishing
parental rights, the court must engage in three lines of
inquiry: (1) the parent’s explanation for his or her
conduct; (2) the post-abandonment contact between
parent and child; and (3) consideration of the effect of
termination of parental rights on the child pursuant to
Section 2511(b).
J.T., 983 A.2d at 777 (citation omitted).
In the instant case, the trial court first found Father’s conduct
established a failure to perform his parental duties in the six-month period
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preceding the filing of the termination petition:
While Father may have provided M.H. with some initial
supplies when he dropped off Child in August 2009 and
occasionally paid a few medical bills, the record is silent as
to any instance where he fed Child a meal, changed her
diaper, supervised her on his own, or even spoke to her. .
. . Father recognized his own inability to provide Child
with what he described as “mother love.”
Even with respect to his view of his duties as a father,
Father failed to provide a roof over Child’s head and
provided minimal financial support for her despite earning
$78,000 per year. Instead, Father surrendered those
duties to others, namely Petitioners, as he pursued his
main objective, finding a wife to raise his children.
Even after [Father’s Wife] had been in the United States
for about a year, Father had made no meaningful progress
towards collecting Child from M.H. and bringing her to his
house. Other priorities emerged for Father that precluded
him from parenting Child. For instance, Father wished for
his wife to get accustomed with Child prior to Child
entering his household because he envisioned that his . . .
wife would be Child’s primary caregiver. M.H. offered to
host [Father’s wife] once or twice a week in order for her
to become familiar with Child, but this gesture was
declined.
Trial Ct. Op. at 18-19.
The court then considered Father’s reasons for his actions. See J.T.,
983 A.2d at 777. It stated:
Initially, we accept Father’s representation that he
experienced a difficult childhood in Vietnam and overcame
serious challenges in relocating to the United States and
becoming a productive citizen. Furthermore, we recognize
that Father faced significant adversity from the passing of
his wife following Child’s birth and we do not take issue
with Father’s decision to seek help with the care of Child
while he cared for his three sons in the aftermath of his
wife’s passing.
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Trial Ct. Op. at 20. However, the court further found that as time passed,
he “lost focus” on his plan to bring Child back into his home. Id. The court
rejected Father’s explanations that he wished his wife first to be comfortable
living in the United States, that his son and his wife’s uncle were ill, and that
he “feared the supposed judgment of M.H.’s neighbors” when DHS
conducted its investigation. Id. at 21.
The court also considered M.H.’s “admission that in 2011 she
intentionally put [off Father] and tried to delay his plan to take custody of
Child.” Id. The court found that nevertheless, Father knew that Child was
under M.H.’s care “a mere thirty minutes away and made no effort to assert
himself as a parent or to claim Child.” Id. at 21-22.
Next, the court considered “the post-abandonment contact between”
Father and Child. See J.T., 983 A.2d at 777. “Father’s last visit with Child
occurred in December of 2011 and he has not seen Child since the Petition
was filed that same month.” Trial Ct. Op. at 22. Although Father
“appear[ed] to assert that a Court Order stayed his petition to gain custody
of Child and prevented him from contacting her,” there was no such order,
and only an agreement placed on the record in Family Court that Petitioners
would not proceed with their termination petition until the completion of Dr.
Shanken-Kaye’s evaluation. Id.
After careful review of the record, we conclude the trial court properly
considered the factors for termination under subsection 2511(a)(1), and its
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findings are supported by clear and convincing evidence. Father’s claim on
appeal that in January 2011 his “situation had dramatically improved” does
not include any mention of how his conduct concerning Child changed or
improve. See Father’s Brief at 17. Father’s payment of medical expenses
for Child and giving $1,000 to M.H. were considered by the trial court along
with all other evidence adduced. Finally, while we share the trial court’s
observation that Father overcame serious challenges in childhood and
adolescence, we reject Father’s inference on appeal that any alleged cultural
or gender creeds justify a “belief that all child rearing responsibilities are
invested in the women.” See Father’s Brief at 16. Instead, the court
properly considered the factors under Subsection 2511(a)(1)—whether
Father’s conduct refused or failed to perform parental duties, by evidencing
more than a passive interest in Child’s development and fulfilling a financial
obligation, and instead acting affirmatively to provide love, protection,
guidance and support to Child. See 23 Pa.C.S. § 2511(a)(1); B., N.M., 856
A.2d at 855.
Father’s third issue on appeal pertains to subsection 2511(b). He
avers that “[i]n August, 2009, [he] made sure all of [Child’s] needs would be
met” by, as conceded by M.H., placing Child in M.H.’s care “to assure [Child]
had . . . physical and emotional care.” Father’s Brief at 21. He concedes
“[w]hile it is true that [F]ather has no meaningful relationship with” Child, he
contends, without further explanation, “[t]he lack of meaningful relationship
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is not only due to [his] personality, . . . inaction and beliefs, but also to”
M.H. and Petitioners. Id. at 21-22. Father further asserts “his inaction
never demonstrated a settled purpose to relinquish his parental rights,” and
despite “the fact that [Child] does not know her biological family, according
to Dr. Shanken-Kaye, it is possible, over time and with great professional
help, to reunite [Child] with her biological family.” Id. We find no relief is
due.
This Court has stated:
[U]nder Section 2511, the court must engage in a
bifurcated process prior to terminating parental rights. . .
. Only if the court determines that the parent’s conduct
warrants termination of his or her parental rights does the
court engage in the second part of the analysis pursuant to
Section 2511(b): determination of the needs and welfare
of the child under the standard of best interests of the
child. One major aspect of the needs and welfare analysis
concerns the nature and status of the emotional bond
between parent and child, with close attention paid to the
effect on the child of permanently severing any such bond.
In re L.M., 923 A.2d 505, 511 (Pa. Super. 2007) (citations omitted).
Here, the trial court considered Dr. Shanken-Kaye’s evaluation of the
relationship between Father and Child:
Based upon his interviews, his home visits, his testing
and his discussions with collateral individuals, Dr.
Shanken-Kaye reached an opinion based upon a
reasonable degree of certainty in the field of psychology.
Dr. Shanken-Kaye stated that his “concern for Child is that
there is no relationship between Child and Father.” Dr.
Shanken-Kaye testified that there has been “ample time
and opportunity for Father to have established even a
rudimentary relationship with Child.” By contrast, Dr.
Shanken-Kaye recognized that Child has “an extremely
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close and . . . emotionally satisfying and appropriate
relationship with Petitioners, with their extended family
and with M.H.” Dr. Shanken-Kaye further stated:
“. . . I have a significant concern that a child almost
five years old be taken from a situation, where on all
measures she is thriving and placed into a situation
that . . . is not only alien, but has within its own
structure significant challenges that have not yet
been successfully met, and I just believe that this
would prove to be highly traumatic and not
something that could be overcome in any reasonable
fashion or any reasonable length of time.”
Trial Ct. Op. at 24. The court also found:
This lack of a parent-child relationship manifested itself
during a meeting at Dr. Shanken-Kaye’s office[.] Prior to
this meeting[,] Child was playing in Dr. Shanken-Kaye’s
playroom by herself. Thereafter, Father entered the room.
Dr. Shanken-Kaye observed that Child accepted Father as
another person in the room, but “there was also no
recognition at all. Child did not stop what she was doing
or turn around and say hello or smile or whatever.” Child
terminated the play session with Father by saying “[c]an I
play with mommy and daddy” whereupon Father went into
Dr. Shanken-Kaye’s office and Child rejoined Petitioners.
Dr. Shanken-Kaye also noted that Child had made a
drawing of her family and “the family consisted of herself[
and] Petitioners.”
Id.
On appeal, Father concedes he “has no meaningful relationship with
Child” and that Child “does not know her biological family.” Father’s Brief at
21, 22. Father instead postulates that “it is possible, over time and with
great professional help, to reunite [Child] with her biological family.” Id. at
22. Subsection 2511(b) does not provide for the possibility of a future
relationship, but instead requires the court to focus on the present “nature
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and status of the emotional bond between parent and child.” See 23
Pa.C.S. § 2511(b); L.M., 923 A.2d at 511. Our review of the record
indicates there was competent evidence to support the trial court’s decision
that termination of Father’s parental rights best serves Child’s
developmental, physical, and emotional needs and welfare. Although Father
expresses on appeal a willingness to fulfill his parental duties for Child, the
record indicates his lack of effort towards cultivating a parental bond with
Child, while others provided the nurture, care, and affection that Child
needs. Moreover, the trial court found Child has bonded with Petitioners.
In consideration of these circumstances and our careful review of the
record, we conclude that the trial court did not abuse its discretion or
commit an error of law in finding competent evidence to support the
termination of Father’s parental rights to Child under section 2511(b).
For the reasons stated above, we affirm the trial court’s decree finding that
Petitioners had standing to petition for the involuntary termination of
Father’s parental rights and that grounds were established for involuntarily
terminating his parental rights to Child pursuant to 23 Pa.C.S. § 2511(a)(1)
and (b).
Decree affirmed.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 3/12/2015
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