J-A22002-14
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
TRECIA & CHARLES SULLIVAN, IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellants
v.
DR. STEVEN HAYWOOD AND
DR. HAYWOOD AND ASSOCIATES
Appellees No. 2043 MDA 2013
Appeal from the Order Entered October 23, 2013
In the Court of Common Pleas of York County
Civil Division at No. 2010-SU-004686-82
BEFORE: PANELLA, J., and SHOGAN, J., and FITZGERALD, J.*
MEMORANDUM BY PANELLA, J. FILED MARCH 16, 2015
Appellants, Trecia Sullivan and Charles Sullivan,1 seek review of the
orders granting summary judgment in favor of Appellees Dr. Steven
Haywood. D.D.S., and Dr. Haywood & Associates.2 We affirm.
On November 14, 2006, Appellant consulted with Appellee, an expert
in the field of restorative and cosmetic dentistry. Appellee conducted a full
dental exam, including complete x-rays, noting multiple missing teeth, bone
loss, and evidence of periodontal disease before extracting a tooth due to
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* Former Justice specially assigned to Superior Court.
1
Mr. Sullivan’s claim is for a loss of consortium. Reference within this
opinion to the singular “Appellant” is to Mrs. Sullivan, unless otherwise
indicated.
2
Reference within this opinion to the singular “Appellee” is to Dr. Haywood.
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infection. Appellee recommended that Appellant have work done on her
upper and lower jaws on both sides of her mouth, and provided her with a
computer-generated “after” picture of what she would look like if she were
to have all of the recommended work done. Appellant instead opted for a
limited treatment plan to repair and reconstruct her front teeth and upper
right quadrant only. Appellee provided Appellant with a list of the procedures
she desired, delineating the cost of each procedure and indicating the total
cost would be $19,940.00.3
On January 2, 2007, Appellee performed the first of several restorative
procedures, including building up four teeth, inserting a temporary bridge,
and placing veneers on five other teeth. On January 9, 2007, Appellee
performed a sinus lift and associated bone graft, and inserted two dental
implants in the upper right quadrant of Appellant’s mouth. Within a few
days of that procedure, Appellant began experiencing problems, including
seepage of particles and fluid from the site of the one of the implants and
the bone graft, and loose sutures. She blamed Appellee then for having
done “bad work.” Notes of Testimony Deposition, 9/28/12, at 389, RR 144a.
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3
Appellants paid Appellees in installments, as follows: $10,000.00 on
1/2/07; $6,000.00 on 1/9/07; $1,500.00 on 3/16/07; $500.00 on 6/29/07;
and $400.00 on 10/5/07. On 10/8/08, Appellant gave Appellee a personal
check for $1,800.00, but then stopped payment on the check. In addition to
the fees for work done, Appellant was billed for missing at least four
appointments. See Notes of Testimony Deposition, dated 5/2/12 at 34-38,
RR517a-521a.
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On January 19, 2007, Appellee re-sutured the site of the seeping implant.
Appellant thereafter suffered toothaches in February and March 2007, and
had difficulty eating. She returned to Appellee for routine dental follow-up
and cleanings between March 2007 and December 2007.
On December 17, 2007, Appellee performed crown work on Appellant’s
front teeth and bridge work as part of the limited treatment plan. He also
removed the dental implant that had been re-sutured on January 19 because
it had not integrated into her bone. The next day, Appellant complained to
her husband that the crowns and bridges were too big for her mouth, her
new front teeth were on a slant, and her pre-existing left bridge had a
cracked tooth and no longer fit properly. Because of her unhappiness with
her teeth, Mrs. Sullivan refused to go out and, according to Mr. Sullivan, the
marital relationship suffered. In early February 2008, Appellant’s bridges no
longer fit properly and the teeth in them started falling out regularly.
Appellant would use Polygrip and/or Super Glue to put them back in her
mouth. She complained to Appellee about the appearance of her teeth and,
noting that Appellant’s jaw was structurally on a slant, Appellee filed the
teeth down as best he could to accommodate her concerns without
compromising the strength of the teeth.
On May 19, 2008, Appellee installed a new implant next to the site of
the previously failed implant. Appellee informed Mr. Sullivan on that day
that Appellants had a balance due of $1,800.00. In September 2008,
Appellant gave Appellee a check for $1,800.00, but cancelled payment soon
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thereafter. On October 8, 2008, when Appellant returned to Appellee’s office
to have sutures removed, Appellee refused to continue treatment until
Appellants paid him the $1,800.00 balance due on their account. Appellants
refused to pay and never returned to Appellee’s office.
On September 2, 2010, Appellants filed a writ of summons alleging
dental malpractice against Appellees. On February 1, 2011, Appellants filed
a complaint, which they amended on May 24, 2011, alleging negligence,
breach of contract, and loss of consortium.4 A certificate of merit was filed
on April 4, 2011. After the denial of preliminary objections, Appellees filed an
answer and new matter on October 5, 2011. Extensive discovery ensued.
On April 15, 2013, Appellees filed a motion for partial summary
judgment on the negligence and loss of consortium claims. After oral
argument, the trial court granted the motion with prejudice, finding that
Appellants had not commenced their action within the 2-year statute of
limitations period applicable to claims of negligence and loss of consortium.
The court observed that, at the earliest, Appellant knew that she had been
injured by Appellee’s actions on or about January 9, 2007. The court found
that, at the latest, the statute of limitations started running in May 2008
when Appellant received her replacement implant from Appellee. See Trial
Court Opinion, dated July 18, 2013. The court also observed that Mr.
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4
Appellants also alleged Mrs. Sullivan, a life-long smoker, had acquired cancer
from the bone graft. That claim was subsequently withdrawn by stipulation.
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Sullivan had testified that he noticed the marriage had been harmed after
the December 2007 procedure.
On June 18, 2013, while the above-referenced summary judgment
motion was pending, Appellees filed a second motion for partial summary
judgment seeking the dismissal of the breach of contract claim. The trial
court granted the motion with prejudice, observing that Appellants had not
produced a written agreement and discovery had not revealed sufficient
evidence of an express agreement or any special facts or circumstances that
would otherwise support their breach of contract claim. After the denial of
their motion for reconsideration and new hearing, Appellants timely
appealed to this Court. They raise the following six issues for our review,
reordered for ease of disposition:
A. Whether the [t]rial [c]ourt erred in finding that Appellant
Trecia Sullivan should have known that she was injured by the
Appellees and, thereby, beginning to run the statute of
limitations on or about May 2008, when Appellants were only
aware malpractice existed when Appellees failed to remove
Appellant Trecia Sullivan's sutures on or about October 2008.
B. Whether the [t]rial [c]ourt erred in finding Appellant's [sic]
consulted with another dentist during their treatment, who then
allegedly confirmed the malpractice of the Appellees, thereby,
effectively notifying the Appellants of the Appellees malpractice
due to the fact Appellant Trecia Sullivan was seen by no other
dentist while under the care of Appellees as supported by both
the facts and record of this case.
C. Whether the [t]rial [c]ourt erred in finding that Appellees did
not engage in fraudulent concealment of negligence (medical
malpractice), when Appellees failed to make a referral to another
doctor (e.g. periodontist) as warranted by the facts and instead
Appellees held themselves out as top of the field in dental
implants.
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D. Whether the [t]rial [c]ourt erred in finding that Appellees did
not promise a specific result in dental implant work for a set fee
(as evidenced by a picture produced by Appellees and
memorandum outlining material terms of contract),which was an
enforceable verbal or express contract.
E. Whether the [t]rial [c]ourt erred in finding that Appellees
could not be negligent for medical malpractice and for breach of
contract for failing to produce promised results in cosmetic
dentistry for fixed fee in the same lawsuit, alleging that the claim
was instead redundant.
F. Whether the [t]rial [c]ourt erred in finding that a contract
action could not stand because no separate, special contract
action was developed through discovery, and therefore
concluding that the gravamen of the action was in medical
malpractice, thereby, precluding a contract claim.
Appellants’ Brief at vii-viii.
The standards that govern summary judgment dispositions are well
settled.
When a party seeks summary judgment, a court shall enter
judgment whenever there is no genuine issue of any material
fact as to a necessary element of the cause of action or defense
that could be established by additional discovery. A motion for
summary judgment is based on an evidentiary record that
entitles the moving party to a judgment as a matter of law. In
considering the merits of a motion for summary judgment, a
court views the record in the light most favorable to the non-
moving party, and all doubts as to the existence of a genuine
issue of material fact must be resolved against the moving party.
Finally, the court may grant summary judgment only when the
right to such a judgment is clear and free from doubt. An
appellate court may reverse the granting of a motion for
summary judgment if there has been an error of law or an abuse
of discretion.
Swords v. Harleysville Ins. Companies, 883 A.2d 562, 566–67 (Pa.
2005) (citations omitted). See also Pa.R.C.P. 1035.2.
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The first three issues pertain to the trial court’s grant of Appellees’
partial summary judgment motion based on Appellants’ failure to file their
negligence and loss of consortium claims within the applicable statute of
limitations period. Appellants aver that it was not until Appellee refused to
remove Appellant’s stitches on October 8, 2008 that they became “aware of
negligence of Appellees [sic].” Appellants’ Brief at 6. They also aver that
even if the statute of limitations period started earlier, it was tolled as a
result of fraudulent concealment because Appellees “held themselves out as
top or best in their field, and Appellants were thus “prevent[ed] … from
becoming aware earlier of medical malpractice.” Id.
Pursuant to 42 Pa.C.S. § 5524, the statute of limitations applicable to
negligence and loss of consortium claims is two years from the date of the
injury. Once the statute of limitations has run, the injured party is barred
from suing. Pennsylvania courts have not adopted a “continuous treatment”
rule in cases involving medical or dental malpractice, which would toll the
statute of limitations until the end of the medical treatment period. See
Haggart v. Cho, 703 A.2d 522, 526 (Pa. Super. 1997). Our courts have
adopted, however, other tolling mechanisms relied upon by Appellants here,
i.e., the discovery rule and fraudulent concealment. Neither is applicable
here.
The discovery rule tolls the statute of limitations in any case where a
party neither knows nor reasonably should have known of his or her injury
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and its cause at the time his or her right to institute suit arises. See Fine v
Checcio, 870 A.2d 850, 858 (Pa. 2005).
When a court is presented with the assertion of the discovery
rules application, it must address the ability of the damaged
party, exercising reasonable diligence, to ascertain that he has
been injured and by what cause. Since this question involves a
factual determination as to whether a party was able, in the
exercise of reasonable diligence, to know of his injury and its
cause, ordinarily, a jury is to decide it. Where, however,
reasonable minds would not differ in finding that a party knew or
should have known on the exercise of reasonable diligence of his
injury and its cause, the court determines that the discovery rule
does not apply as a matter of law.
Id. at 858-59 (internal quotations marks and citations omitted) (emphasis
added).
Here, the trial court observed that there are three distinct dates when
Appellant knew she had been harmed, all of which were well-before the
October 2008 date claimed by Appellants. “At the very earliest,” the court
noted, Appellant knew on or about January 9, 2007, that she had been
injured by Appellee's actions after the site of the implant, the sinus lift, and
the associated bone grafts seeped particles and blood through loose stitches.
Trial Court Opinion, dated 7/18/13, at 7. The second date noted by the court
was December 17, 2007, when Appellant believed immediately after the
procedure on her front teeth that she had been harmed because her teeth
appeared to be slanted. The court noted that it was also after the December
17, 2007 procedure that Appellant’s husband believed that the marital
relationship suffered as a result of Appellee’s actions. See Notes of
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Testimony Deposition, 9/28/12, at 126, RR.158a. The third date noted by
the court was May 19, 2008, the day Appellant received the new implant to
compensate for the failed implant that Appellee had originally inserted in
January 2007. The court noted that after each of those procedures,
Appellants blamed Appellee for having done poor quality work.
Our extensive review of the record supports the trial court’s conclusion
that the statute of limitations for Appellants’ negligence and loss of
consortium claims began to run on January 9, 2007, at the earliest, and May
19, 2008, at the latest. These are both dates on which “reasonable minds
would not differ in finding that” Appellants knew of their injuries and the
cause of those injuries. See Fine, supra at 859. Accordingly, the discovery
rule is not applicable as a matter of law. Pursuant to 42 Pa.C.S. § 5524,
Appellants should have commenced their action no later than May 19, 2010,
over three months prior to their September 2, 2010 filing date.
Appellants also aver that the statute of limitations had been tolled until
October 2008 under principles of fraudulent concealment because Appellees
had improperly held themselves out to the public as experts in their field and
had failed to make a referral to another doctor who could perform dental
implants or conduct periodontal work. See Appellants’ Brief at 8-9.5
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5
Appellants do not assert that they asked for a referral and that Appellee
refused to give them one.
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The doctrine of fraudulent concealment serves to toll the running of
the statute of limitations based on a theory of estoppel. It provides that:
the defendant may not invoke the statute of limitations if
through fraud or concealment, [the defendant] causes the
plaintiff to relax his [or her] vigilance or deviate from his [or her]
right of inquiry into the facts. The doctrine does not require
fraud in the strictest sense encompassing an intent to deceive,
but rather, fraud in the broadest sense, which includes an
unintentional deception. The plaintiff has the burden of proving
fraudulent concealment by clear, precise, and convincing
evidence.
Fine, supra, at 860.
“[T]he defendant must have committed some affirmative independent
act of concealment upon which the plaintiffs justifiably relied. Mere mistake
or misunderstanding is insufficient. Also, mere silence in the absence of a
duty to speak cannot suffice to prove fraudulent concealment.” McClean v.
Djerassi, 84 A.3d 1067, 1070 (Pa. Super. 2013) (citation omitted)
(emphasis added).
Appellants essentially argue that because Appellee marketed himself
as top in the field of restorative dentistry and did not refer Appellant to any
other specialists, Appellants were limited in their ability to seek second
opinions or otherwise ask for outside advice when they became unhappy
with Appellee’s work. Based on our review of the record, we agree with the
trial court that Appellants provided no evidence to support a finding that
Appellee through fraud or concealment caused them “to relax [their]
vigilance or deviate from [their] right of inquiry into the facts.” Fine,
supra, at 860. Because there is no evidence of fraudulent concealment and
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the discovery rule is not applicable as a matter of law, we conclude that the
trial court did not abuse its discretion or err in granting Appellees’ motion for
partial summary judgment on Appellants’ negligence and loss of consortium
claims.
The last three issues set forth above challenge the trial court’s grant of
Appellees’ motion for partial summary judgment on the breach of contract
claim. Appellants aver that the parties entered into a verbal contract and
Appellee breached that contract by not providing the result promised in the
“after” photograph. See Appellants’ Brief at 10-11 (citing Gallagher v.
Upper Darby Township, 539 A.2d 463 (Pa. Cmwlth. 1988)).6
Appellants original complaint contained no breach of contract claim. In
their amended complaint, Appellants included the following breach of
contract claim, set forth in its entirety:
¶ 41. Defendants entered into an express contract with Plaintiffs
when they authorized Defendants to perform tooth implants and
cosmetic surgery. An implied term of that contract was that
Defendants and its agents would act with due care and would
meet the standard of care expected in the medical profession
and would meet the standard of care expected of an ordinary
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6
In Gallagher, the Commonwealth Court observed that even where there is
an unambiguous written contract, parol evidence can admitted to show that
“an obligation was within the contemplation of the parties when making the
contract or is necessary to carry out their intention,” and “the law will imply
that obligation and enforce it even though it is not specifically and expressly
set forth in the written contract.” Id. at 467. Gallagher provides no
support for Appellants’ breach of contract claim under the facts presented.
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and reasonable person under the circumstances with respect to
all aspects of the procedure.
¶42. Defendants and Defendants’ actual agents, ostensible
agents, joint agents, servants and/or employees have breached
that contract by failing to provide good and competent care for
Decedent [sic], failing to follow negotiated fee schedule [sic],
and failing to provide adequate training to its agents and
employees, all as expected in the medical profession as well as
in a non-medical situation.
¶43. Further, Defendants and Defendants’ actual agents,
ostensible agents, joint agents, servants and/or employees have
breached that contract by failing to abide by the terms of the
original agreement whereby Defendants agreed that all Plaintiff’s
dental described herein [sic] would be included in Plaintiff’s
$19,940.00 cash payment.
WHEREFORE, Plaintiffs claim of the Defendants, a sum in excess
of One Hundred Thousand ($100,000) Dollars and such other
relief as this Honorable Court would deem appropriate.
Amended Complaint, dated 5/18/11, at 8-9.7
The trial court here opined, “no express contract has been produced”
and observed that Appellants had admitted “that no written contract
specifying the alleged terms of the agreement exists.” Trial Court Opinion,
dated 10/23/2013, at 7. The trial court noted that “an implied contract is
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7
Exhibit “A” annexed to the amended complaint is a copy of a typewritten
list of procedures done in the limited treatment plan chosen by Appellant,
indicating a total cost of $19,940.00. The list is not signed or dated by
either party and indicates no particular schedule for payment, except with
notations by some of the entries indicating that the work had been done.
Exhibit “B” is a compilation of the before and “after” photos purportedly
showing what Appellant could look like if she had had all of the
recommended work done.
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one imposed by force of law by virtue of the fact that the parties engage in
activities which create mutual obligations,” before noting that “the basis of
[Appellants’] breach of contract claim is that [Appellees] would act with due
care and would meet the standard of care in performing tooth implants and
cosmetic surgery, and that [Appellees] failed to competently do so.” Id.
Accordingly, the trial court concluded, “the gravamen of the action is in
medical malpractice, as there were no special facts or circumstances
developed through discovery supporting a breach of contract claim separate
from a negligence claim.” Id. at 8.
Our Supreme Court has recently observed:
A negligence claim based on the actions of a contracting party in
performing contractual obligations is not viewed as an action on
the underlying contract itself, since it is not founded on the
breach of any of the specific executory promises which comprise
the contract. Instead the contract is regarded merely as the
vehicle, or mechanism, which established the relationship
between the parties, during which the tort of negligence was
committed.
Bruno v. Erie Insurance, ___ A.3d ___, ___, 2014 WL 7089987 at *19
(Pa. filed December 14, 2014) (citation omitted).
In the instant case, the amended complaint refers to duties that are
“imposed by law as a matter of social policy, rather than one imposed by
mutual consensus; thus [the] action [lies] in tort.” Id. at ___, 2014 WL at
*18 (citation omitted). Neither the photograph representing what might
have been had Appellant had all of the work recommended done, nor the list
of procedures in the limited treatment plan that Appellant actually
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requested, present “specific executory promises which comprise the
contract” so as to sustain a breach of contract action. Id. at 19. Accordingly,
the trial court did not abuse its discretion or err as a matter of law in
granting Appellee’s motion for summary judgment on the breach of contract
claim.
Order affirmed. Jurisdiction relinquished.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 3/16/2015
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