Supreme Court of Florida
____________
No. SC13-1938
____________
ANTHONY DUWAYNE HORSLEY, JR.,
Petitioner,
vs.
STATE OF FLORIDA,
Respondent.
____________
No. SC13-2000
____________
STATE OF FLORIDA,
Petitioner,
vs.
ANTHONY DUWAYNE HORSLEY, JR.,
Respondent.
[March 19, 2015]
PARIENTE, J.
In Miller v. Alabama, 132 S. Ct. 2455, 2469 (2012), the United States
Supreme Court held that “the Eighth Amendment forbids a sentencing scheme that
mandates life in prison without possibility of parole for juvenile offenders.” The
juvenile offender in this post-Miller case, Anthony Duwayne Horsley, Jr., was
sentenced to a mandatory term of life in prison without the possibility of parole,
under a sentencing scheme that precluded individualized sentencing consideration
for homicide offenders. Therefore, under Miller, that sentence is clearly
unconstitutional as applied to him.1 The question we consider, which the Fifth
District Court of Appeal certified to be of great public importance, is what remedy
applies for Horsley and other juvenile offenders whose sentences now violate the
Eighth Amendment based on Miller.2
Responding to Miller and its predecessor, Graham v. Florida, 560 U.S. 48,
75 (2010), which categorically invalidated life without parole sentences for
juveniles convicted of nonhomicide offenses and held that those offenders must be
provided a meaningful opportunity to obtain release, the Florida Legislature
unanimously enacted legislation in 2014 designed to bring Florida’s juvenile
1. The State does not contest that the mandatory life sentence without the
possibility of parole Horsley received pursuant to the sentencing scheme in effect
at the time of his homicide offense is unconstitutional as applied. Since Horsley’s
conviction and sentence were not yet final when Miller was decided, there is also
no dispute in this case that Horsley is entitled to the benefit of the Miller decision.
See Hughes v. State, 901 So. 2d 837, 839 (Fla. 2005). In any event, this Court has
determined that Miller applies retroactively and that the same remedy should be
provided to any juvenile offender whose sentence is now unconstitutional under
Miller. See Falcon v. State, No. SC13-865, slip op. at 3-4 (Fla. Mar. 19, 2015).
2. We have jurisdiction. See art. V, § 3(b)(4), Fla. Const.
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sentencing statutes into compliance with the United States Supreme Court’s recent
Eighth Amendment juvenile sentencing jurisprudence. See ch. 2014-220, Laws of
Fla. This legislation, however, provided an effective date of July 1, 2014, leaving
open the question of the proper remedy for those juvenile offenders, such as
Horsley, whose sentences for crimes committed prior to July 1, 2014, violate
Miller.
To give effect to the commandment of the United States Supreme Court in
Miller and the unanimous pronouncement of the Florida Legislature as to how to
comply with the Miller decision, we conclude that the proper remedy is to apply
chapter 2014-220, Laws of Florida, to all juvenile offenders whose sentences are
unconstitutional under Miller. Our conclusion is guided by the recent, unequivocal
expression of legislative intent in chapter 2014-220, Laws of Florida, which
provides for individualized sentencing consideration prior to the imposition of a
life sentence on a juvenile offender, and by the fundamental principle of respecting
the separation of powers regarding criminal sentencing, including the Legislature’s
important role in establishing the appropriate sentence for a criminal offense. We
are also cognizant of our duty to uphold the federal constitution, as interpreted by
the United States Supreme Court.
In reaching this conclusion, we reject the State’s argument that the only
permissible sentencing options to comply with Miller are life without parole and
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life with the possibility of parole after twenty-five years, through the “revival” of a
twenty-year-old sentencing statute. We conclude that statutory revival is an
inappropriate remedy in this context. The purpose of a court applying the principle
of statutory revival to cure a constitutional infirmity in a statute is to effectuate
legislative intent and avoid judicial rewriting of the statute. But we now know how
the Legislature has cured the federal constitutional infirmity in Florida’s juvenile
sentencing statutes, providing for individualized consideration prior to the
imposition of a life sentence and affording most juvenile offenders an opportunity
to obtain future release.
Applying statutory revival here, with parole eligibility as the linchpin to
conforming to Miller, would thus be patently inconsistent with the legislative
intent as to the appropriate remedy. It would also require this Court to revive
parole for this subset of juvenile offenders, and through its elimination of parole in
this state over the past twenty years, the Legislature has made its intent clear that
parole is no longer a viable option.
Accordingly, presented with this unique situation in which a federal
constitutional infirmity in a sentencing statute has now been specifically remedied
by our Legislature, we conclude that the proper remedy is to apply chapter 2014-
220, Laws of Florida, to all juvenile offenders whose sentences are
unconstitutional in light of Miller. We therefore answer the Fifth District’s
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certified question regarding statutory revival in the negative, quash the underlying
decision that adopted statutory revival as the remedy, and remand this case for
resentencing in conformance with chapter 2014-220, Laws of Florida, which has
been codified in sections 775.082, 921.1401, and 921.1402 of the Florida Statutes.
BACKGROUND
Anthony Duwayne Horsley, Jr., was seventeen years old in June 2006 when
he participated in the robbery of a convenience store in Palm Bay, Florida, during
which one of the owners was shot in the chest and killed. After a trial in late 2011,
less than a year before the United States Supreme Court decided Miller, the jury
convicted Horsley of first-degree felony murder, robbery with a firearm while
inflicting death, and two counts of aggravated assault with a firearm, specifically
finding that Horsley possessed and discharged a firearm in the robbery. Based on
the sentencing scheme then in effect, Horsley was sentenced to life imprisonment
without the possibility of parole for the murder,3 thirty years with a twenty-five
3. The version of the pertinent statute in effect at the time provided as
follows:
A person who has been convicted of a capital felony shall be
punished by death if the proceeding held to determine sentence
according to the procedure set forth in s. 921.141 results in findings
by the court that such person shall be punished by death, otherwise
such person shall be punished by life imprisonment and shall be
ineligible for parole.
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year mandatory-minimum term of imprisonment for the robbery, and five years’
imprisonment for each of the aggravated assaults.
While his direct appeal of his convictions and sentences was pending in the
Fifth District, the United States Supreme Court decided Miller. Thereafter,
Horsley filed a motion to correct his sentence, asserting that Florida’s statutory
sentencing scheme, which required the trial court to sentence Horsley to life in
prison without the possibility of parole for the first-degree murder conviction, was
unconstitutional as applied to juveniles because the trial court had “no discretion to
consider a juvenile’s lessened culpability and greater capacity for change,” as
required by Miller.
At a hearing in the trial court on Horsley’s motion, the State acknowledged
that Horsley was entitled to a resentencing under Miller and stated that the hearing
on the motion was his opportunity “to present anything [the defense] wish[ed] to
present.” The State argued that Miller “did not prohibit, as a categorical bar, a life
sentence, without the possibility of parole, to a juvenile offender, convicted of
first-degree murder.” According to the State, Miller stands for the proposition that
§ 775.082(1), Fla. Stat. (2006) (emphasis added). This language, which made the
sentence for first-degree murder a mandatory sentence of life imprisonment
without the possibility of parole for a juvenile offender who is ineligible for the
death penalty, was included in section 775.082(1) from May 25, 1994 until July 1,
2014.
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a trial court “has to have some discretion to be able to examine the background, the
facts, and the circumstances, the age of the Defendant, the background of the
Defendant, anything that’s relevant, to make a determination about whether or not
a life sentence, without a possibility of parole, is the appropriate sentence, or some
other sentence, i.e., the only other one that’s ever been authorized in Florida,
would be a life with possibility of parole after 25 years.”4
The trial court agreed that Horsley was entitled to be resentenced with
individualized consideration based on Miller, but rejected the argument that it had
the discretion to consider a term of years as a sentencing option. Rather, the trial
court agreed with the State that it was constrained to only two options for
resentencing Horsley: (1) life without parole; or (2) life with parole eligibility after
twenty-five years under the State’s theory of statutory revival.5 After hearing legal
4. The prior, pre-1994 statute referenced by the State that provided for
parole eligibility stated as follows:
A person who has been convicted of a capital felony shall be
punished by life imprisonment and shall be required to serve no less
than twenty-five years before becoming eligible for parole unless the
proceeding held to determine sentence according to the procedure set
forth in section 921.141 results in findings by the court that such
person shall be punished by death, and in the latter event such person
shall be punished by death.
Ch. 94-228, § 1, Laws of Fla. (effective until May 25, 1994) (emphasis added).
5. The State’s theory of statutory revival is slightly different than the
approach adopted by the Fifth District. Under the Fifth District’s approach, life
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argument from both parties and testimony from Horsley regarding his troubled
upbringing, the trial court once again sentenced Horsley to life imprisonment
without the possibility of parole, stating that Horsley “could be the definition of
irreparable corruption, as referenced in Miller,” regarding the very rare
circumstances under which a life without parole sentence may be appropriate, after
individualized consideration, for a juvenile offender in a homicide case. See
Miller, 132 S. Ct. at 2469 (stating that it would be only the “rare juvenile offender
whose crime reflects irreparable corruption” that would be subject to the
“uncommon” sentence of life imprisonment without the possibility of parole).
Horsley appealed to the Fifth District, arguing that “the trial court erred by
rejecting the idea that it had discretion under Miller v. Alabama, 132 S. Ct. 2455
(2012), to sentence him to a term of years.” Horsley, 121 So. 3d at 1131. The
Fifth District rejected this argument, but nevertheless vacated Horsley’s sentence
of life without the possibility of parole because it concluded that this sentence is no
longer a viable option in Florida. Id. “Applying the principle of statutory revival,”
the Fifth District held that “the only sentence now available in Florida for a charge
with parole eligibility after twenty-five years, under the “revived” pre-1994 statute,
is the only available sentence. While the State agrees that revival of the pre-1994
statute providing for parole eligibility is the remedy to comply with Miller, the
State maintains that life without parole is still an option for trial courts to consider,
and only if life without parole is determined to be inappropriate is life with parole
after twenty-five years the appropriate sentence.
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of capital murder committed by a juvenile is life with the possibility of parole after
twenty-five years.” Id.
Recognizing the importance of this issue and the split of authority in the
district courts as to how to comply with Miller, the Fifth District certified the
following question for this Court’s review:
WHETHER THE SUPREME COURT’S DECISION IN MILLER V.
ALABAMA, 132 S. CT. 2455 (2012), WHICH INVALIDATED
SECTION 775.082(1)’S MANDATORY IMPOSITION OF LIFE
WITHOUT PAROLE SENTENCES FOR JUVENILES
CONVICTED OF FIRST-DEGREE MURDER, OPERATES TO
REVIVE THE PRIOR SENTENCE OF LIFE WITH PAROLE
ELIGIBILITY AFTER 25 YEARS PREVIOUSLY CONTAINED IN
THAT STATUTE?
Id. at 1132-33.
After we accepted jurisdiction and the parties filed their briefs, the Florida
Legislature passed, and the Governor subsequently signed into law, new juvenile
sentencing legislation aimed at addressing Miller and the related case of Graham,
560 U.S. 48. See ch. 2014-220, Laws of Fla. We ordered supplemental briefing
for the parties to address the impact of this legislation, and now consider the
question of remedy with the benefit of the Legislature’s unanimous view as to how
to comply with Miller.
ANALYSIS
The issue in this case involves the appropriate remedy for juvenile offenders
whose sentences are now unconstitutional in light of Miller. We begin our analysis
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by reviewing the United States Supreme Court’s recent juvenile sentencing cases
of Miller and Graham, which form the basis for the issue currently before us.
Then, we turn to how Miller has been applied in Florida’s district courts of appeal.
With this context established, and after reviewing the pertinent provisions of the
new legislation, we address the remedies that have been suggested in this case and
in various district court decisions and explain why application of the new
legislation is the proper approach. Finally, we consider how the remedy we adopt
applies in this case.
I. The Supreme Court’s Juvenile Sentencing Jurisprudence
Over the past decade, the United States Supreme Court has issued a line of
decisions establishing the legal principle that juveniles “are constitutionally
different from adults for purposes of sentencing.” Miller, 132 S. Ct. at 2464. The
Supreme Court’s emphasis on juvenile offenders’ “diminished culpability and
greater prospects for reform” was first enunciated in Roper v. Simmons, 543 U.S.
551, 568 (2005), in which the Supreme Court held that the Eighth Amendment
prohibits the death penalty for juveniles. See Miller, 132 S. Ct. at 2463.
Then, five years later, in Graham, 560 U.S. at 52, the Supreme Court
considered “whether the Constitution permits a juvenile offender to be sentenced to
life in prison without parole for a nonhomicide crime.” In short, the Supreme
Court concluded that the answer is no, holding “that for a juvenile offender who
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did not commit homicide the Eighth Amendment forbids the sentence of life
without parole.” Id. at 74. In so doing, the Supreme Court established a “clear
line” that “is necessary to prevent the possibility that life without parole sentences
will be imposed on juvenile nonhomicide offenders who are not sufficiently
culpable to merit that punishment.” Id.
While this case involves a homicide rather than a nonhomicide offense,
Graham is instructive because, as the Supreme Court acknowledged two years later
in Miller, Graham stands for the proposition that the Eighth Amendment prohibits
certain punishments without “considering a juvenile’s ‘lessened culpability’ and
greater ‘capacity for change.’ ” Miller, 132 S. Ct. at 2460 (quoting Graham, 560
U.S. at 68, 74). Graham does not require a State to “guarantee eventual freedom to
a juvenile offender convicted of a nonhomicide crime,” but it does “forbid States
from making the judgment at the outset that those offenders never will be fit to
reenter society.” Graham, 560 U.S. at 75. “What the State must do . . . is give
defendants like Graham some meaningful opportunity to obtain release based on
demonstrated maturity and rehabilitation.” Id. As Graham stressed, “youth
matters in determining the appropriateness of a lifetime of incarceration without
the possibility of parole” because “the characteristics of youth” serve to “weaken
rationales for punishment.” Miller, 132 S. Ct. at 2465-66; see Graham, 560 U.S. at
71-74.
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Resting on the principles explicated in Graham, as well as those explained in
another line of Supreme Court precedent “demanding individualized sentencing
when imposing the death penalty,” the Supreme Court held in Miller that “the
Eighth Amendment forbids a sentencing scheme that mandates life in prison
without possibility of parole for juvenile offenders.” Miller, 132 S. Ct. at 2467,
2469. Although declining to address the “alternative argument that the Eighth
Amendment requires a categorical bar on life without parole for juveniles,” the
Supreme Court stated that “given all [it has] said in Roper, Graham, and [Miller]
about children’s diminished culpability and heightened capacity for change,” it is
clear that “appropriate occasions for sentencing juveniles to this harshest possible
penalty will be uncommon.” Id. at 2469. Indeed, it would be only the “rare”
juvenile offender “whose crime reflects irreparable corruption” that would be
subject to the “uncommon” sentence of life imprisonment without the possibility of
parole. Id.
The Supreme Court in Miller did “not foreclose a sentencer’s ability to make
that judgment in homicide cases,” but did “require [the sentencer] to take into
account how children are different, and how those differences counsel against
irrevocably sentencing them to a lifetime in prison,” explicitly noting that its
holding “requires factfinders . . . to take into account the differences among
defendants and crimes.” Id. at 2469 & n.8. Proceeding to reject “two kinds of
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arguments against requiring individualized consideration before sentencing a
juvenile to life imprisonment without possibility of parole,” the Supreme Court
explained that its decision mandates that a sentencer consider an offender’s “youth
and attendant characteristics” before “imposing a particular penalty.” Id. at 2469,
2471.
Taken together, Graham and Miller establish that “children are different”;
that “youth matters for purposes of meting out the law’s most serious
punishments”; and that “a judge or jury must have the opportunity to consider
mitigating circumstances before imposing the harshest possible penalty for
juveniles.” Id. at 2470, 2471, 2475. Under Miller, a “mandatory sentencing
scheme[]” that requires life imprisonment without the possibility of parole for a
juvenile offender—as did the version of section 775.082(1), Florida Statutes, in
effect from May 25, 1994 until July 1, 2014—violates the Eighth Amendment.
Miller, 132 S. Ct. at 2475.
The State does not dispute that the prior version of section 775.082(1) is
unconstitutional as applied to juvenile offenders under Miller, because it provided
for a mandatory sentence of life imprisonment without the possibility of parole for
a juvenile convicted of a capital homicide offense and did not allow for any
judicial discretion or individualized sentencing determination. See Toye v. State,
133 So. 3d 540, 548 (Fla. 2d DCA 2014) (Villanti, J., concurring in part and
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dissenting in part) (“No one disagrees that the effect of the decisions in Roper v.
Simmons, 543 U.S. 551 (2005), and Miller is to invalidate the current version of
section 775.082(1).”). What has garnered significant disagreement between the
State, defendants, and even Florida’s district courts of appeal is how to remedy this
federal constitutional infirmity for those juvenile offenders whose sentences are
now unconstitutional, under Miller, in violation of the Eighth Amendment.
II. Post-Miller in Florida
A. District Court of Appeal Decisions
Since Miller was decided, Florida’s district courts have uniformly observed
that Miller “opened a breach in Florida’s sentencing statutes.” Hernandez v. State,
117 So. 3d 778, 783 (Fla. 3d DCA 2013). However, in general, the district courts
have adopted a “measured approach” to crafting an appropriate remedy. Id. at 784.
Most district courts have chosen to simply remand cases implicating Miller
for resentencing, without providing any specific guidance or definitive direction to
trial courts regarding the available sentencing alternatives. See, e.g., Neely v.
State, 126 So. 3d 342, 348 (Fla. 3d DCA 2013) (remanding for resentencing so that
the trial court could conduct an individualized examination of mitigating
circumstances in considering the fairness of imposing a life sentence without
parole); Washington v. State, 103 So. 3d 917, 920 (Fla. 1st DCA 2012) (noting that
“if the state again seeks imposition of a life sentence without the possibility of
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parole, the trial court must conduct an individualized examination of mitigating
circumstances in considering the fairness of imposing such a sentence”; that a
“discourse” regarding the available resentencing options was “premature”; and that
the court would “exercise restraint” in considering the remedy).
Two specific approaches to the issue of remedy have, however, been
suggested by several district court judges. The first is the “statutory revival”
approach, initially articulated by Judge Makar’s separate opinion in Partlow v.
State, 134 So. 3d 1027 (Fla. 1st DCA 2013), in which he supported the revival of
the pre-1994 sentencing statute providing a mandatory sentence of life with the
possibility of parole after twenty-five years for any juvenile offender whose
sentence is now unconstitutional under Miller. Id. at 1032 (Makar, J., concurring
in part and dissenting in part). The Fifth District, in Horsley, fully adopted Judge
Makar’s statutory revival approach and held, in certifying the question to this
Court, that “the only sentence now available in Florida for a charge of capital
murder committed by a juvenile is life with the possibility of parole after twenty-
five years.” Horsley, 121 So. 3d at 1131. In addition, other courts and judges have
cited favorably to the statutory revival option. See Rodriguez-Giudicelli v. State,
143 So. 3d 947, 948 (Fla. 2d DCA 2014) (holding that “the trial court did not err
when it applied the doctrine of statutory revival to sentence Rodriguez-Giudicelli
pursuant to the 1993 version of section 775.082(1) for a premeditated murder
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committed when he was a minor”); Toye, 133 So. 3d at 547 (Villanti, J.,
concurring in part and dissenting in part) (disagreeing with “the majority’s decision
to refuse to provide any guidance to the postconviction court concerning the
sentencing options available to it on remand” and stating that “this court should
address the issue and specifically should utilize the doctrine of statutory revival to
authorize the postconviction court to impose a legal sentence on Toye pursuant to
the 1993 version of section 775.082(1)”).
The second approach regarding the appropriate remedy allows for “a
sentence of a term of years without possibility of parole,” which Judge Wolf’s
separate opinion in Washington considered to be the only option that “gives the
trial court the discretion mandated by Miller.” Washington, 103 So. 3d at 921-22
(Wolf, J., concurring). Judge Wolf explained that “the only sentencing alternative
specifically authorized by the Legislature, a mandatory life sentence without
possibility of parole, is unconstitutional” under Miller and the trial court therefore
“must have the discretion to impose an alternate sentence based on the facts of an
individual case.” Id. at 920.
This general approach that would permit trial courts to sentence juvenile
homicide offenders to a term of years up to and including life imprisonment has
been embraced in two other separate opinions. See Walling v. State, 105 So. 3d
660, 664 (Fla. 1st DCA 2013) (Wright, Associate Judge, concurring) (relying on
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“Miller’s emphasis on the availability of discretion by the trial judge” in asserting
that a judge “who encounters a Miller sentencing or resentencing should conduct a
separate hearing before sentencing, allow presentations by the State and the
defense, and then decide if a life without parole sentence is indicated” in
consideration of “the teaching in Miller”); see also Thomas v. State, 135 So. 3d
590, 591 (Fla. 1st DCA 2014) (Osterhaus, J., specially concurring) (explaining his
view that “the trial judge’s decision to resentence the juvenile defendant in this
case to forty years without parole on the murder charge finds express statutory
support in Florida’s sentencing statute” because the defendant could be sentenced
as a “life” felon under section 775.082(3)(a)3. since homicide committed by a
juvenile is punishable by a maximum term of imprisonment for life).
While no consensus has been reached, the district courts have thoughtfully
considered this issue, and, at the time of these opinions, did not have the benefit, as
we now do, of the Legislature’s directive as to how to comply with Miller. During
the 2014 Regular Session, however, the Florida Legislature changed the legal
landscape by enacting juvenile sentencing legislation to remedy the federal
constitutional infirmities in Florida’s juvenile sentencing laws, as identified by the
Supreme Court in Miller and Graham.
B. Chapter 2014-220, Laws of Florida
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The substantive provisions of chapter 2014-220, Laws of Florida, that are of
importance to the issue currently before this Court are set forth in sections one,
two, and three of the legislation, which have been codified in sections 775.082,
921.1401, and 921.1402 of the Florida Statutes. Section one provides the new
statutory penalties for juvenile offenders; section two sets forth the procedures for
the mandatory individualized sentencing hearing that is now required before
sentencing a juvenile to life imprisonment; and section three relates to subsequent
judicial review of a juvenile offender’s sentence.
As to those juvenile offenders convicted of a capital homicide offense, such
as the first-degree murder conviction at issue in this case, chapter 2014-220, Laws
of Florida, provides in pertinent part as follows:
[Section 1] (b) 1. A person who actually killed, intended to
kill, or attempted to kill the victim and who is convicted under s.
782.04 of a capital felony, or an offense that was reclassified as a
capital felony, which was committed before the person attained 18
years of age shall be punished by a term of imprisonment for life if,
after a sentencing hearing conducted by the court in accordance with
s. 921.1401 [established in section 2 of the new legislation], the court
finds that life imprisonment is an appropriate sentence. If the court
finds that life imprisonment is not an appropriate sentence, such
person shall be punished by a term of imprisonment of at least 40
years. A person sentenced pursuant to this subparagraph is entitled to
a review of his or her sentence in accordance with s. 921.1402(2)(a)
[established in section 3 of the new legislation].
2. A person who did not actually kill, intend to kill, or attempt
to kill the victim and who is convicted under s. 782.04 of a capital
felony, or an offense that was reclassified as a capital felony, which
was committed before the person attained 18 years of age may be
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punished by a term of imprisonment for life or by a term of years
equal to life if, after a sentencing hearing conducted by the court in
accordance with s. 921.1401, the court finds that life imprisonment is
an appropriate sentence. A person who is sentenced to a term of
imprisonment of more than 15 years is entitled to a review of his or
her sentence in accordance with s. 921.1402(2)(c).
3. The court shall make a written finding as to whether a
person is eligible for a sentence review hearing under s.
921.1402(2)(a) or (2)(c). Such a finding shall be based upon whether
the person actually killed, intended to kill, or attempted to kill the
victim. The court may find that multiple defendants killed, intended
to kill, or attempted to kill the victim.
....
[Section 2] 921.1401—Sentence of life imprisonment for
persons who are under the age of 18 years at the time of the offense;
sentencing proceedings.—
(1) Upon conviction or adjudication of guilt of an offense
described in s. 775.082(1)(b), s. 775.082(3)(a)5., s. 775.082(3)(b)2.,
or s. 775.082(3)(c) which was committed on or after July 1, 2014, the
court may conduct a separate sentencing hearing to determine if a
term of imprisonment for life or a term of years equal to life
imprisonment is an appropriate sentence.
(2) In determining whether life imprisonment or a term of
years equal to life imprisonment is an appropriate sentence, the court
shall consider factors relevant to the offense and the defendant’s youth
and attendant circumstances, including, but not limited to:
(a) The nature and circumstances of the offense
committed by the defendant.
(b) The effect of the crime on the victim’s family
and on the community.
(c) The defendant’s age, maturity, intellectual
capacity, and mental and emotional health at the time of
the offense.
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(d) The defendant’s background, including his or
her family, home, and community environment.
(e) The effect, if any, of immaturity, impetuosity,
or failure to appreciate risks and consequences on the
defendant’s participation in the offense.
(f) The extent of the defendant’s participation in
the offense.
(g) The effect, if any, of familial pressure or peer
pressure on the defendant’s actions.
(h) The nature and extent of the defendant’s prior
criminal history.
(i) The effect, if any, of characteristics attributable
to the defendant’s youth on the defendant’s judgment.
(j) The possibility of rehabilitating the defendant.
....
[Section 3] 921.1402—Review of sentences for persons
convicted of specified offenses committed while under the age of 18
years.—
(1) For purposes of this section, the term “juvenile offender”
means a person sentenced to imprisonment in the custody of the
Department of Corrections for an offense committed on or after July
1, 2014, and committed before he or she attained 18 years of age.
(2)(a) A juvenile offender sentenced under s. 775.082(1)(b)1. is
entitled to a review of his or her sentence after 25 years. However, a
juvenile offender is not entitled to review if he or she has previously
been convicted of one of the following offenses, or conspiracy to
commit one of the following offenses, if the offense for which the
person was previously convicted was part of a separate criminal
transaction or episode than that which resulted in the sentence under s.
775.082(1)(b)1.:
1. Murder;
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2. Manslaughter;
3. Sexual battery;
4. Armed burglary;
5. Armed robbery;
6. Armed carjacking;
7. Home-invasion robbery;
8. Human trafficking for commercial sexual
activity with a child under 18 years of age;
9. False imprisonment under s. 787.02(3)(a); or
10. Kidnapping.
(b) A juvenile offender sentenced to a term of more than 25
years under s. 775.082(3)(a)5.a. or s. 775.082(3)(b)2.a. is entitled to a
review of his or her sentence after 25 years.
(c) A juvenile offender sentenced to a term of more than 15
years under s. 775.082(1)(b)2., s. 775.082(3)(a)5.b., or s.
775.082(3)(b)2.b. is entitled to a review of his or her sentence after 15
years.
....
(3) The Department of Corrections shall notify a juvenile
offender of his or her eligibility to request a sentence review hearing
18 months before the juvenile offender is entitled to a sentence review
hearing under this section.
(4) A juvenile offender seeking sentence review pursuant to
subsection (2) must submit an application to the court of original
jurisdiction requesting that a sentence review hearing be held. The
juvenile offender must submit a new application to the court of
original jurisdiction to request subsequent sentence review hearings
pursuant to paragraph (2)(d) [which applies only to certain
nonhomicide offenses]. The sentencing court shall retain original
jurisdiction for the duration of the sentence for this purpose.
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(5) A juvenile offender who is eligible for a sentence review
hearing under this section is entitled to be represented by counsel, and
the court shall appoint a public defender to represent the juvenile
offender if the juvenile offender cannot afford an attorney.
(6) Upon receiving an application from an eligible juvenile
offender, the court of original sentencing jurisdiction shall hold a
sentence review hearing to determine whether the juvenile offender’s
sentence should be modified. When determining if it is appropriate to
modify the juvenile offender’s sentence, the court shall consider any
factor it deems appropriate, including all of the following:
(a) Whether the juvenile offender demonstrates
maturity and rehabilitation.
(b) Whether the juvenile offender remains at the
same level of risk to society as he or she did at the time
of the initial sentencing.
(c) The opinion of the victim or the victim’s next
of kin. The absence of the victim or the victim’s next of
kin from the sentence review hearing may not be a factor
in the determination of the court under this section. The
court shall permit the victim or victim’s next of kin to be
heard, in person, in writing, or by electronic means. If
the victim or the victim’s next of kin chooses not to
participate in the hearing, the court may consider
previous statements made by the victim or the victim’s
next of kin during the trial, initial sentencing phase, or
subsequent sentencing review hearings.
(d) Whether the juvenile offender was a relatively
minor participant in the criminal offense or acted under
extreme duress or the domination of another person.
(e) Whether the juvenile offender has shown
sincere and sustained remorse for the criminal offense.
(f) Whether the juvenile offender’s age, maturity,
and psychological development at the time of the offense
affected his or her behavior.
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(g) Whether the juvenile offender has successfully
obtained a general educational development certificate or
completed another educational, technical, work,
vocational, or self-rehabilitation program, if such a
program is available.
(h) Whether the juvenile offender was a victim of
sexual, physical, or emotional abuse before he or she
committed the offense.
(i) The results of any mental health assessment,
risk assessment, or evaluation of the juvenile offender as
to rehabilitation.
(7) If the court determines at a sentence review hearing that the
juvenile offender has been rehabilitated and is reasonably believed to
be fit to reenter society, the court shall modify the sentence and
impose a term of probation of at least 5 years. If the court determines
that the juvenile offender has not demonstrated rehabilitation or is not
fit to reenter society, the court shall issue a written order stating the
reasons why the sentence is not being modified.
Ch. 2014-220, §§ 1-3, Laws of Fla.
Under the provisions of chapter 2014-220, Laws of Florida, a juvenile
convicted of a capital homicide offense who “actually killed, intended to kill, or
attempted to kill the victim” must receive an individualized sentencing hearing and
must receive a life sentence if the trial court determines that a life sentence is
appropriate after considering various age-related factors. Ch. 2014-220, § 1, Laws
of Fla. If the trial court determines that a life sentence is not warranted, the trial
court must impose a term-of-years sentence of at least forty years’ imprisonment.
Id. However, a subsequent judicial review of the sentence is available after
twenty-five years, as long as the juvenile offender was not previously convicted of
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an enumerated felony, from section three of the legislation, that arose out of a
separate criminal transaction or episode. Ch. 2014-220, §§ 1, 3, Laws of Fla. Only
one subsequent review of the sentence is provided for juvenile offenders in this
category.
For those juveniles convicted of a capital homicide offense who “did not
actually kill, intend to kill, or attempt to kill the victim,” a life sentence may be
imposed if the trial court conducts an individualized sentencing hearing and finds
that life imprisonment is an appropriate sentence. Ch. 2014-220, § 1, Laws of Fla.
Any juvenile offender in this category who is sentenced to more than fifteen years’
imprisonment is entitled to a review of his or her sentence after fifteen years. Ch.
2014-220, §§ 1, 3, Laws of Fla. Only one subsequent review of the sentence is
provided.
A similar sentencing structure applies to those juvenile offenders convicted
of life or first-degree felony homicide offenses. Life imprisonment remains a
possibility if the trial court conducts an individualized sentencing proceeding, with
mandatory subsequent judicial review available for those juvenile offenders who
“actually killed, intended to kill, or attempted to kill” that are sentenced to a term
of imprisonment of more than twenty-five years. Id. For those offenders in this
category who “did not actually kill, intend to kill, or attempt to kill,” the
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subsequent judicial review is available for a sentence of more than fifteen years.
Id.
Juveniles convicted of nonhomicide offenses, thereby implicating Graham
rather than Miller, also may be sentenced to life imprisonment if the trial court,
after considering the specified factors during an individualized sentencing hearing,
determines that a life sentence is appropriate. Ch. 2014-220, § 1, Laws of Fla.
Those juvenile offenders sentenced to a term of imprisonment of more than twenty
years for a nonhomicide offense are entitled to subsequent judicial review of their
sentences. Ch. 2014-220, §§ 1, 3, Laws of Fla. This class of nonhomicide
offenders is also eligible for “one subsequent review hearing 10 years after the
initial review hearing,” if the juvenile nonhomicide offender is not resentenced at
the initial review hearing. Ch. 2014-220, § 3, Laws of Fla. This is the only class
of juvenile offenders entitled to more than one subsequent sentence review.
Finally, and significantly for purposes of this case, section eight provides
that chapter 2014-220, Laws of Florida, “shall take effect July 1, 2014.” Ch. 2014-
220, § 8, Laws of Fla. This effective date is critical in evaluating the impact of
chapter 2014-220, Laws of Florida, on all of those juvenile offenders whose
offenses were committed prior to that date but whose sentences are nevertheless
unconstitutional under Miller.
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Indeed, although chapter 2014-220, Laws of Florida, addresses the concerns
of Miller moving forward, the legislation does not completely foreclose the
arguments about the appropriate remedy under Miller because it provides only a
prospective effective date. Therefore, it remains our task to determine what
remedy should apply to those juveniles whose offenses were committed prior to
the legislation’s July 1, 2014, effective date, but whose sentences remain
unconstitutional under Miller.
III. The Appropriate Miller Remedy
The Legislature has now clearly expressed its intent as to how to comply
with Miller—providing judicial discretion and term-of-years sentencing options,
with the recognition that a juvenile’s sentence should be revisited at some later
point through subsequent judicial review. In determining the remedy for those
juveniles not covered by the express terms of chapter 2014-220, Laws of Florida,
this Court is faced with three potential options.
First, we could fashion our own remedy, as was suggested by Judge Wolf in
Washington, based solely on the requirements established by the United States
Supreme Court in Miller. Although this option would satisfy our duty to give
effect to the pronouncements of the United States Supreme Court, it would also
require us to ignore the primary role of the Legislature in criminal sentencing by
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crafting a remedy without a statutory basis. Therefore, we conclude that this
remedy is inconsistent with our respect for the separation of powers.
Second, we could revive a prior sentencing statute in an attempt to comply
with Miller, as embodied in Judge Makar’s approach in Partlow and advocated for
by the State. While this approach may have been appealing prior to the enactment
of chapter 2014-220, Laws of Florida, because it was the only evidence of
legislative intent at that time, the statutory revival approach has now been rendered
inconsistent with the legislative intent revealed in chapter 2014-220, Laws of
Florida.
Finally, even though the effective date is prospective, we could determine
that the appropriate remedy is to apply chapter 2014-220, Laws of Florida, to all
juvenile offenders whose sentences are unconstitutional under Miller. For the
following reasons, we have determined this to be the best approach—and that we
are not precluded from adopting this remedy under these unique circumstances.
A. Applying Chapter 2014-220, Laws of Florida
We conclude that applying chapter 2014-220, Laws of Florida, to all
juvenile offenders whose sentences are unconstitutional under Miller is the
appropriate remedy. We reach this conclusion for several reasons.
First and foremost, this is the remedy that is most consistent with the
legislative intent regarding how to comply with Miller, as it is the remedy the
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Legislature itself has specifically adopted. Applying chapter 2014-220, Laws of
Florida, does not require this Court to speculate as to what the Legislature would
do in response to Miller, nor does it require us to fashion our own remedy out of
whole cloth. It respects the separation of powers and acknowledges the
Legislature’s role in establishing the sentence for criminal offenses.
Applying chapter 2014-220, Laws of Florida, as a remedy is also faithful to
Miller. This legislation was enacted in direct response to the Supreme Court’s
decisions in Miller and Graham, and it appears to be consistent with the principles
articulated in those cases—that juveniles are different as a result of their
“diminished culpability and heightened capacity for change”; that individualized
consideration is required so that a juvenile’s sentence is proportionate to the
offense and the offender; and that most juveniles should be provided “some
meaningful opportunity” for future release from incarceration if they can
demonstrate maturity and rehabilitation. See Miller, 132 S. Ct. at 2469.
Indeed, because chapter 2014-220, Laws of Florida, seems to so directly
address the remedy, the only justification that has been offered for why this Court
should not apply the legislation is that we are prevented from doing so by article X,
section 9, of the Florida Constitution, commonly known as the “Savings Clause.”
Article X, section 9, entitled “Repeal of criminal statutes,” provides that the
“[r]epeal or amendment of a criminal statute shall not affect prosecution or
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punishment for any crime previously committed.” Art. X, § 9, Fla. Const. By its
terms, article X, section 9, precludes an “amendment of a criminal statute” from
applying retroactively. Art. X, § 9, Fla. Const.; see Smiley v. State, 966 So. 2d
330, 336 (Fla. 2007). This state constitutional “hurdle[]” to effectuating a
“legislative solution” to the remedy issue has been recognized in the district courts.
Partlow, 134 So. 3d at 1032 n.7 (Makar, J., concurring in part and dissenting in
part); see also Toye, 133 So. 3d at 548 n.7 (Villanti, J., concurring in part and
dissenting in part) (“[E]ven if the legislature enacts a new sentencing statute this
term, such statute will not fill the gap created by Miller.”).
Yet, in this unique context, we conclude that the “Savings Clause” is no
“hurdle[]” at all. As this Court has previously acknowledged, the purpose of the
“Savings Clause” is to require the statute in effect at the time of the crime to
govern the sentence an offender receives for the commission of that crime. See
Castle v. State, 330 So. 2d 10, 11 (Fla. 1976). Here, however, the statute in effect
at the time of the crime is unconstitutional under Miller and the federal
constitution, so it cannot, in any event, be enforced. The “Savings Clause”
therefore does not apply.
Even if this state constitutional provision were to apply, though, the
requirements of the federal constitution must trump those of our state constitution.
See U.S. Const. art. VI, cl. 2. In other words, fashioning a remedy that complies
- 29 -
with the Eighth Amendment must take precedence over a state constitutional
provision that would prevent this Court from effectuating that remedy. The
“Savings Clause” thus does not preclude the application of chapter 2014-220,
Laws of Florida, under these unique circumstances.
In sum, applying chapter 2014-220, Laws of Florida, to all juvenile
offenders whose sentences are unconstitutional under Miller is the remedy most
faithful to the Eighth Amendment principles established by the United States
Supreme Court, to the intent of the Florida Legislature, and to the doctrine of
separation of powers. Accordingly, this is the remedy we adopt.
B. Rejecting Statutory Revival
We also explain why we reject the State’s proposed remedy, and the remedy
suggested in several district court opinions, of statutory revival. The linchpin of
the statutory revival approach is providing juvenile offenders with parole
eligibility. See Partlow, 134 So. 3d at 1032 (Makar, J., concurring in part and
dissenting in part) (“The State of Florida unequivocally advocates that only one
constitutional sentencing option exists: revival of the 1993 version of section
775.082(1), Florida Statutes, which imposes a life sentence with the possibility of
parole after 25 years.”). We conclude that this approach now misses the mark for
several reasons.
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First, the Legislature has consistently demonstrated its opposition to parole,
abolishing this practice for non-capital felonies in 1983, for first-degree murder in
1994, for all capital felonies in 1995, and for any sentence imposed under the
Criminal Punishment Code in 1997. While Graham’s requirement of a
“meaningful opportunity for release” brought the abolishment of parole into focus,
in providing for a remedy to Graham and Miller, the Legislature elected to provide
for subsequent judicial review in the sentencing court of original jurisdiction,
rather than review by a parole board.
The entire doctrine of statutory revival is premised on discerning legislative
intent—in other words, attempting to ascertain what the Legislature would have
decided had it known that its enacted statute was unconstitutional. See Horsley,
121 So. 3d at 1132 (“The advantage of relying upon the doctrine of statutory
revival is that we simply revert to a solution that was duly adopted by the
legislature itself—thereby avoiding the type of ‘legislating from the bench’ that
would be required if we were to essentially rewrite the existing statute with
original language which we feel might better meet the policy goals of the current
legislature.”). But, in light of the enactment of chapter 2014-220, Laws of Florida,
we now actually know what the Legislature would do in response to Miller—adopt
a remedy that does not provide for parole. Because the rationale for statutory
revival is to foster separation of powers principles by returning to the previous
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statute that best exhibits the Legislature’s intent, reviving a statute that provides for
parole as a remedy is clearly inconsistent with how the Legislature itself has
remedied the statute.
There are other reasons not to adopt statutory revival as the remedy. Among
these is that the statute the State seeks to revive is not actually the “immediate
predecessor” statute, as required by B.H. v. State, 645 So. 2d 987 (Fla. 1994), but
would rather require going back to the statute in effect before the “immediate
predecessor” statute. See Partlow, 134 So. 3d at 1036 (Makar, J., concurring in
part and dissenting in part). Another concern with statutory revival is that the
revived statute would apply to only a subset of offenders—juveniles—for whom
the subsequently enacted statute is unconstitutional as applied. As noted by Judge
Altenbernd in Toye, “[i]f a statute has been amended in an unconstitutional
manner, returning to the last properly enacted statute to assure that a statute exists
for application to all persons makes sense,” but it may not even be “permissible to
revive a statute for application to a very small population of persons for whom the
existing statute is essentially unconstitutional as applied.” 133 So. 3d at 549
(Altenbernd, J., concurring).
Moreover, the State’s proposed remedy is, in fact, much more than revival—
it is judicial rewriting of the statute. Pure statutory revival, as articulated by Judge
Makar in Partlow and adopted by the Fifth District in Horsley, would be to return
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to the pre-1994 statute that provided for life with parole eligibility after twenty-five
years as the only sentencing option for these juvenile offenders. The State,
however, suggests that life without parole should still be an option that trial courts
can consider, and acknowledges that Miller requires an individualized sentencing
hearing in implementing that option. So, the State asks this Court to cobble
together various statutes in order to arrive at its proposed remedy—declare
unconstitutional only that part of the pre-2014 statute that does not allow for
parole, then use chapter 2014-220, Laws of Florida, to provide for an
individualized hearing, and revive the pre-1994 statute only if the trial court
determines that life without parole under the now-rewritten pre-2014 statute is not
proper. This we cannot do.
For all these reasons, we decline to adopt statutory revival as the remedy.
C. This Case
We conclude our analysis by addressing how the remedy we have adopted
applies in this case. On remand, the trial court should hold an individualized
sentencing hearing pursuant to section two of chapter 2014-220, Laws of Florida,
to consider the enumerated and any other pertinent factors “relevant to the offense
and [Horsley’s] youth and attendant circumstances.” Ch. 2014-220, § 2, Laws of
Fla. Because the jury concluded that Horsley actually possessed and discharged a
firearm during the crime, the facts of this case establish that Horsley would be
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classified as a juvenile offender “who actually killed, intended to kill, or attempted
to kill” under section 1 of the legislation. Ch. 2014-220, § 1, Laws of Fla.
Therefore, after holding the individualized hearing, the trial court should sentence
Horsley to life imprisonment if the trial court finds that life is an appropriate
sentence. Id. If the trial court determines that life is not an appropriate sentence,
then the trial court should sentence Horsley to a term of at least forty years’
imprisonment. Id. Either way, unless Horsley has a prior felony conviction from
the enumerated list in section three of chapter 2014-220, Laws of Florida, arising
out of a separate criminal transaction or episode, he will receive a subsequent
judicial review of his sentence after twenty-five years. See ch. 2014-220, § 3,
Laws of Fla.
CONCLUSION
In Miller, the United States Supreme Court concluded its decision with the
following observations:
Graham, Roper, and our individualized sentencing decisions
make clear that a judge or jury must have the opportunity to consider
mitigating circumstances before imposing the harshest possible
penalty for juveniles. By requiring that all children convicted of
homicide receive lifetime incarceration without possibility of parole,
regardless of their age and age-related characteristics and the nature of
their crimes, the mandatory sentencing schemes before us violate this
principle of proportionality, and so the Eighth Amendment’s ban on
cruel and unusual punishment.
Miller, 132 S. Ct. at 2475.
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In light of Miller, all parties agree that Florida’s prior sentencing statute that
required the imposition of a mandatory sentence of life imprisonment without the
possibility of parole for any offender convicted of a capital homicide offense is
unconstitutional as applied to juveniles. To remedy this federal constitutional
infirmity in the statute, the Legislature has now provided that all juvenile offenders
must receive individualized consideration before the imposition of a life sentence
and that most juvenile offenders are eligible for a subsequent judicial review of
their sentences.
For all of the reasons we have explained—including that it is most consistent
with legislative intent, with principles of separation of powers, and with the
dictates of Miller itself—we reject the State’s proposed remedy of statutory revival
and hold that the appropriate remedy is to apply chapter 2014-220, Laws of
Florida, to all juvenile offenders whose sentences are unconstitutional under
Miller. We conclude that applying chapter 2014-220, Laws of Florida, to
offenders like Horsley is the only way to comply with the commandment of the
United States Supreme Court and to effectuate the intent of our Legislature.
Accordingly, we answer the Fifth District’s certified question regarding
statutory revival in the negative, quash the underlying decision, and remand this
case for resentencing in conformance with chapter 2014-220, Laws of Florida.
It is so ordered.
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LABARGA, C.J., and LEWIS, QUINCE, CANADY, POLSTON, and PERRY, JJ.,
concur.
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION, AND
IF FILED, DETERMINED.
Two Cases:
Application for Review of the Decision of the District Court of Appeal - Certified
Great Public Importance
Fifth District - Case No. 5D12-138
(Brevard County)
James S. Purdy, Public Defender, and Kathryn Rollison Radtke, Assistant Public
Defender, Seventh Judicial Circuit, Daytona Beach, Florida,
for Petitioner/Respondent
Pamela Jo Bondi, Attorney General, Tallahassee, Florida; Wesley Harold Heidt,
Assistant Attorney General, and Kellie Anne Nielan, Assistant Attorney General,
Daytona Beach, Florida,
for Respondent/Petitioner
Eric D. Schab, Graduate Fellow and Paolo Giuseppe Annino, Co-Director, Public
Interest Law Center, FSU College of Law, Tallahassee, Florida,
for Amicus Curiae Public Interest Law Center
Tatiana A. Bertsch, West Palm Beach, Florida, and Benjamin W. Maxymuk, Equal
Justice Initiative, Montgomery, Alabama,
for Amicus Curiae Kyle Walling
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