UNITED STATES OF AMERICA
MERIT SYSTEMS PROTECTION BOARD
ALVIN MEDINA, DOCKET NUMBER
Appellant, SF-1221-14-0700-W-1
v.
DEPARTMENT OF DATE: March 26, 2015
TRANSPORTATION,
Agency.
THIS FINAL ORDER IS NO NPRECEDENTIAL 1
Alvin Medina, Menifee, California, pro se.
Lierre M. Green, Esquire, Los Angeles, California, for the agency.
BEFORE
Susan Tsui Grundmann, Chairman
Mark A. Robbins, Member
FINAL ORDER
¶1 The appellant has filed a petition for review of the initial decision, which
dismissed the individual right of action (IRA) appeal for lack of jurisdiction.
Generally, we grant petitions such as this one only when: the initial decision
contains erroneous findings of material fact; the initial decision is based on an
1
A nonprecedential order is one that the Board has determined does not add
sign ificantly to the body of MSPB case law. Parties may cite nonprecedential orders,
but such orders have no precedential value; the Board and administrative judges are not
required to follow or distinguish them in any future decisions. In contrast, a
precedential decision issued as an Opinion and Order has been identified by the Board
as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).
2
erroneous interpretation of statute or regulation or the erroneous application of
the law to the facts of the case; the judge’s rulings during either the course of the
appeal or the initial decision were not consistent with required procedures or
involved an abuse of discretion, and the resulting error affected the outcome of
the case; or new and material evidence or legal argument is available that, despite
the petitioner’s due diligence, was not available when the record closed. See
Title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R.
§ 1201.115). After fully considering the filings in this appeal, and based on the
following points and authorities, we conclude that the petitioner has not
established any basis under section 1201.115 for granting the petition for review.
Therefore, we DENY the petition for review and AFFIRM the initial decision,
which is now the Board’s final decision. 5 C.F.R. § 1201.113(b).
BACKGROUND
¶2 Prior to filing the instant appeal, the appellant filed an appeal of his
removal from the position of Drug and Alcohol Compliance and Enforcement
Inspector. On December 5, 2013, the administrative judge in that appeal issued
an initial decision reversing the agency’s removal action. 2 Medina v. Department
of Transportation, MSPB Docket No. SF-0432-13-0257-I-1, Initial Decision
(Dec. 5, 2013). Thereafter, the appellant filed this IRA appeal in which he
contended that the agency retaliated against him for his Board appeal when, after
reinstating him, it initiated an investigation into alleged misconduct from almost
3 years prior. Initial Appeal File (IAF), Tab 1.
¶3 The administrative judge issued an order providing the appellant with his
burden of proof on jurisdiction. IAF, Tab 7. After providing the parties with the
opportunity to respond to the jurisdictional order, the administrative judge issued
2
The appeal is currently pending on review following the filing of a petition for review
by the agency. See Medina v. Department of Transportation, MSPB Docket No.
SF-0432-13-0257-I-1.
3
an initial decision dismissing the appeal for lack of jurisdiction. IAF, Tab 9,
Initial Decision (ID) at 1, 6. The administrative judge found that the appellant
exhausted his administrative remedies before the Office of Special Counsel
(OSC) with regard to his assertion that the agency placed him under investigation
for his participation in appeal and complaint activities, following his return to
duty. ID at 5. However, the administrative judge found that the appellant had
failed to nonfrivolously allege that he was subjected to at least one “personnel
action” within the meaning of 5 U.S.C. § 2302(a)(2)(A). ID at 5. Accordingly,
the administrative judge found that the appellant had failed to show that the
Board has jurisdiction over his IRA appeal. ID at 5.
¶4 The appellant has timely filed a petition for review. Petition for Review
(PFR) File, Tab 1. In his petition for review, the appellant asserts that: (1) his
equal employment opportunity (EEO) complaint regarding the agency
investigation was dismissed on the basis that he was pursuing his claims before
the Board; (2) the investigation was based on fabricated evidence; and (3) the
agency plans to remove him and has subjected him to a hostile work environment.
PFR File, Tab 1 at 5-7. The agency has filed a response in opposition. PFR File,
Tab 2.
DISCUSSION OF ARGUMENTS ON REVIEW
¶5 The Board has jurisdiction over an IRA appeal if the appellant exhausts his
administrative remedies before OSC and makes nonfrivolous allegations that:
(1) he made a disclosure described under 5 U.S.C. § 2302(b)(8), or engaged in
protected activity described under 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D);
and (2) the disclosure or protected activity was a contributing factor in the
agency’s decision to take or fail to take a personnel action as defined by 5 U.S.C.
§ 2302(a). 5 U.S.C. §§ 1214(a)(3), 1221(e)(1); Yunus v. Department of Veterans
Affairs, 242 F.3d 1367, 1371 (Fed. Cir. 2001). The parties do not challenge, nor
do we discern any basis to disturb, the administrative judge’s finding that the
4
appellant exhausted his administrative remedies before OSC regarding his
contention that the agency investigated him for his prior Board activities. ID at
5; IAF, Tab 2 at 2-3. Regarding the appellant’s assertion that the agency
subjected him to a hostile work environment for his prior Board appeal, he has
not established that he exhausted his OSC remedies with regard to this
contention; accordingly, we will not consider it. See Willis v. Department of
Agriculture, 141 F.3d 1139, 1144 (Fed. Cir. 1998) (the Board correctly declined
to consider allegations of disclosures not clearly raised before OSC).
¶6 We agree with the administrative judge’s finding that the appellant has
failed to meet the jurisdictional requirement of making a nonfrivolous allegation
that he was subjected to a personnel action under 5 U.S.C. § 2302(a)(2)(A). 3 In
particular, the appellant has not made a nonfrivolous allegation that the agency
investigation, under the facts he alleged, constituted a “personnel action” under
the Whistleblower Protection Act (WPA). See Wadhwa v. Department of
Veterans Affairs, 111 M.S.P.R. 26, ¶ 9, aff’d, 353 F. App’x 434 (Fed. Cir. 2009).
Granted, the Board will consider evidence of the conduct of an agency
investigation when it is so closely related to a personnel action that it could have
been pretext for gathering evidence to use to retaliate against an employee for
whistleblowing. Id. Here, though, the appellant has failed to make a
3
In light of this determination, we need not make a finding regard ing whether the
appellant nonfrivolously alleged that he made a disclosure described under 5 U.S.C.
§ 2302(b)(8), or engaged in protected activity described under 5 U.S.C.
§ 2302(b)(9)(A)(i), (B), (C), or (D). We note that the Whistleblower Protection
Enhancement Act (WPEA) instructs that a denial of a request for corrective action on
the basis that the agency established its affirmative defense may only be made “after a
findin g that a protected disclosure was a contributing factor.” 5 U.S.C. § 1221(e)(2);
see Clarke v. Department of Veterans Affairs, 121 M.S.P.R. 154, ¶ 19 n.10 (2014);
Belyakov v. Department of Health & Human Services, 120 M.S.P.R. 326, ¶ 7 n.3 (2013).
Nothing in the WPEA, however, precludes the Board from considering, at the
jurisdictional stage, whether the appellant made a nonfrivo lous allegation that he was
subjected to a personnel action, even in the absence of a finding that he made a
nonfrivolous allegation that the disclosure was protected or that he engaged in protected
activity under 5 U.S.C. § 2302(b)(9). See Reed v. Department of Veterans Affairs,
122 M.S.P.R. 165, ¶ 21 n.8 (2015).
5
nonfrivolous allegation that the conduct of any investigation was so closely
related to a personnel action that it could have been such pretext. While the
appellant contends that his first-line supervisor verbally threatened to remove him
based on the alleged misconduct which formed the basis of the investigation, PFR
File, Tab 1 at 7, the appellant’s first-line supervisor’s alleged statement, without
more, is too distant from the actual possibility of removal to be considered a
threat under 5 U.S.C. § 2302(a)(2)(A). See Daniels v. Department of Veterans
Affairs, 105 M.S.P.R. 248, ¶ 8 (2007) (finding that, while the statement that the
appellant “may not be qualified for [her] job” might suggest removal from a
position, it did not constitute a personnel action under the WPA). The appellant’s
remaining assertions on review, such as his contention that the agency
investigation is based on fabricated evidence, do not show that he was subjected
to a personnel action within the meaning of 5 U.S.C. § 2302(a)(2)(A).
¶7 Along with his petition for review, the appellant has submitted a copy of the
agency final decision on his EEO complaint. PFR File, Tab 1 at 9-10. The Board
will not grant a petition for review based on new evidence absent a showing that
it is of sufficient weight to warrant an outcome different from that of the initial
decision. Russo v. Veterans Administration, 3 M.S.P.R. 345, 349 (1980).
Because the appellant’s evidence does not show that the Board has jurisdiction
over his IRA appeal, it does not provide a basis for disturbing the administrative
judge’s findings. Based on the foregoing, we AFFIRM the initial decision
dismissing the appeal for lack of jurisdiction. 4
4
Although the appellant did not explicitly raise d iscrimination in his appeal or on PFR,
he filed with the Board his IRA letter and a copy of the final agency decision
dismissing his EEO complaint, which both referenced his discrim ination claims. See
IAF, Tab 2 at 2; PFR File, Tab 1 at 5, 9-10. The final agency decision dismissed the
appellant’s EEO complaint on the ground that he had filed a Board appeal “on the same
matter” that he raised in his EEO complaint. To the extent that the appellant may be
attempting to raise claims of prohibited discrim ination, we note that discrim ination
claims do not provide an independent basis for Board jurisdiction, see Wren v.
Department of the Army, 2 M.S.P.R. 1, 2 (1980), and the Board otherwise lacks
jurisdiction to adjudicate discrim ination claims in the context of IRA appeals, see Smets
6
NOTICE TO THE APPELLANT REGARDING
YOUR FURTHER REVIEW RIGHTS
You have the right to request review of this final decision by the United
States Court of Appeals for the Federal Circuit.
The court must receive your request for review no later than 60 calendar
days after the date of this order. See 5 U.S.C. § 7703(b)(1)(A) (as rev. eff. Dec.
27, 2012). If you choose to file, be very careful to file on time. The court has
held that normally it does not have the authority to waive this statutory deadline
and that filings that do not comply with the deadline must be dismissed. See
Pinat v. Office of Personnel Management, 931 F.2d 1544 (Fed. Cir. 1991).
If you want to request review of the Board’s decision concerning your
claims of prohibited personnel practices under 5 U.S.C. § 2302(b)(8),
(b)(9)(A)(i), (b)(9)(B), (b)(9)(C), or (b)(9)(D), but you do not want to challenge
the Board’s disposition of any other claims of prohibited personnel practices, you
may request review of this final decision by the United States Court of Appeals
for the Federal Circuit or any court of appeals of competent jurisdiction. The
court of appeals must receive your petition for review within 60 days after the
date of this order. See 5 U.S.C. § 7703(b)(1)(B) (as rev. eff. Dec. 27, 2012). If
you choose to file, be very careful to file on time. You may choose to request
review of the Board’s decision in the United States Court of Appeals for the
Federal Circuit or any other court of appeals of competent jurisdiction, but not
both. Once you choose to seek review in one court of appeals, you may be
precluded from seeking review in any other court.
If you need further information about your right to appeal this decision to
court, you should refer to the federal law that gives you this right. It is found in
Title 5 of the United States Code, section 7703 (5 U.S.C. § 7703) (as rev. eff.
Dec. 27, 2012). You may read this law as well as other sections of the United
v. Department of the Navy, 117 M.S.P.R. 164, ¶ 14 (2011), aff’d, 498 F. App’x 1 (Fed.
Cir. 2012). As a result, we have not considered these possible claims.
7
States Code, at our website, http://www.mspb.gov/appeals/uscode.htm.
Additional information about the United States Court of Appeals for the Federal
Circuit is available at the court's website, www.cafc.uscourts.gov. Of particular
relevance is the court's "Guide for Pro Se Petitioners and Appellants," which is
contained within the court's Rules of Practice, and Forms 5, 6, and 11.
Additional information about other courts of appeals can be found at their
respective websites, which can be accessed
through http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.
If you are interested in securing pro bono representation for an appeal to the
United States Court of Appeals for the Federal Circuit, you may visit our website
at http://www.mspb.gov/probono for a list of attorneys who have expressed
interest in providing pro bono representation for Merit Systems Protection Board
appellants before the Federal Circuit. The Merit Systems Protection Board
neither endorses the services provided by any attorney nor warrants that any
attorney will accept representation in a given case.
FOR THE BOARD: ______________________________
William D. Spencer
Clerk of the Board
Washington, D.C.