Supreme Court of Louisiana
FOR IMMEDIATE NEWS RELEASE NEWS RELEASE #023
FROM: CLERK OF SUPREME COURT OF LOUISIANA
The Opinions handed down on the 5th day of May, 2015, are as follows:
PER CURIAM:
2014-B -2544 IN RE: REJOHNNA BROWN-MITCHELL (Disciplinary Board)
Upon review of the findings and recommendations of the hearing
committee and disciplinary board, and considering the record, the
brief filed by the ODC, and oral argument, it is ordered that
ReJohnna Brown-Mitchell, Louisiana Bar Roll number 17487, be and
she hereby is disbarred. Her name shall be stricken from the
roll of attorneys and her license to practice law in the State of
Louisiana shall be revoked. It is further ordered that
respondent shall make restitution as set forth in this opinion.
All costs and expenses in the matter are assessed against
respondent in accordance with Supreme Court Rule XIX, § 10.1,
with legal interest to commence thirty days from the date of
finality of this court’s judgment until paid.
CRICHTON, J., concurs in part and dissents in part and assigns
reasons.
05/05/15
SUPREME COURT OF LOUISIANA
NO. 2014-B-2544
IN RE: REJOHNNA BROWN-MITCHELL
ATTORNEY DISCIPLINARY PROCEEDING
PER CURIAM
This disciplinary matter arises from formal charges filed by the Office of
Disciplinary Counsel (“ODC”) against respondent, ReJohnna Brown-Mitchell, an
attorney licensed to practice law in Louisiana, but currently ineligible to practice.
UNDERLYING FACTS
The McDonald Matter
Triscelyn McDonald retained respondent to represent her in obtaining a
divorce, securing child support, and assist in forestalling the loss of the couple’s
home and vehicles to creditors. On January 28, 2008, the judge ordered Ms.
McDonald’s husband, Peyton McDonald, to pay $20,000 to Omni Bank to avoid
foreclosure on the community home and vehicles. Mr. McDonald did not make
that payment. However, on April 21, 2008, he appeared in court and paid $7,000
in cash to respondent. The judge directed respondent to place the $7,000 in her
client trust account and to immediately turn the funds over to Omni Bank the next
day.
On April 22, 2008, Mr. McDonald filed for Chapter 13 bankruptcy, and an
automatic stay was issued. The next day, Ms. McDonald, through respondent,
moved to have the $7,000 applied to Mr. McDonald’s past due child support
obligation. The judge denied the motion and ordered respondent to forward the
$7,000 to the Chapter 13 bankruptcy trustee. Respondent did not do so.
On May 8, 2008, in open court, the judge again ordered respondent to
forward the $7,000 to the Chapter 13 bankruptcy trustee. Respondent did not do
so.
On May 23, 2008, in written reasons for judgment, the judge again ordered
respondent to immediately forward the $7,000 to the Chapter 13 bankruptcy
trustee. Respondent did not do so.
In a written judgment signed June 13, 2008, the judge ordered respondent to
deposit the $7,000 into the registry of the court. Respondent did not do so.
Mr. McDonald’s bankruptcy petition was dismissed on July 14, 2008. That
same day, respondent sent Ms. McDonald a letter regarding the $7,000, stating that
“within 30 days of this letter I will proceed to seize these funds in my possession
for the payment of Attorney fees and expenses.” On August 18, 2008, respondent
withdrew the $7,000 from her trust account for her own use.
The ODC alleged that respondent’s conduct violated the following
provisions of the Rules of Professional Conduct: Rules 1.7(a)(2) (conflict of
interest: current clients), 1.15(d) (failure to timely remit funds to a client or third
person), 3.4(c) (knowing disobedience of an obligation under the rules of a
tribunal), 8.4(b) (commission of a criminal act that reflects adversely on the
lawyer’s honesty, trustworthiness, or fitness as a lawyer), 8.4(c) (engaging in
conduct involving dishonesty, fraud, deceit, or misrepresentation), and 8.4(d)
(engaging in conduct prejudicial to the administration of justice).
The White Matter
Deborah White hired respondent in a property transfer matter involving
property located at 323 & 325 Pacific Avenue in Algiers (hereinafter referred to as
2
the “Algiers double”). Respondent prepared, notarized, and recorded an act of
donation, executed on March 14, 2005, whereby Velma Price, Ms. White’s
stepdaughter, donated her interest in the Algiers double to Ms. White.
Ms. White was living and working in another part of the New Orleans area
and could not afford to pay for the necessary repairs to the Algiers double. As
such, Ms. White and respondent entered into a business arrangement whereby
respondent would live in one half of the property and rent out the other half to pay
for the repairs. Respondent did not advise Ms. White in writing to obtain
independent legal counsel before entering into the business arrangement, nor did
respondent obtain any written informed consent from Ms. White.
Following Hurricane Katrina, Ms. White moved to Texas. In early 2007,
respondent advised Ms. White that respondent could get an SBA loan to complete
the renovations on the Algiers double. Respondent also advised Ms. White that, in
order for the SBA loan to be approved, Ms. White would need to sign a quitclaim
deed to temporarily transfer title to respondent. Respondent prepared the quitclaim
deed transferring Ms. White’s interest in the Algiers double to respondent. The
quitclaim deed was signed and notarized on February 12, 2007. Respondent did
not advise Ms. White in writing to obtain independent legal counsel before
transferring the property, nor did respondent obtain any written informed consent
from Ms. White. Respondent has refused to return Ms. White’s interest in the
Algiers double after obtaining same by making misrepresentations and without
compensating Ms. White.
The ODC alleged that respondent’s conduct violated the following
provisions of the Rules of Professional Conduct: Rules 1.4 (failure to communicate
with a client), 1.7(a)(2), 1.8(a) (a lawyer shall not enter into a business transaction
with a client or knowingly acquire an ownership, possessory, security, or other
pecuniary interest adverse to a client), and 8.4(c).
3
The Phillips Matter
Tania Phillips hired respondent to represent her in an insurance coverage
dispute against State Farm Insurance Company. Ms. Phillips paid respondent a
$1,500 advanced fee. In early 2011, Ms. Phillips became dissatisfied with
respondent’s representation and obtained a new attorney, Ginger DeForest. Ms.
DeForest made attempts to obtain from respondent an accounting of the earned
portion of the $1,500 fee, a refund of the unearned portion, and Ms. Phillips’ file.
Her attempts were unsuccessful.
In late July 2011, Ms. DeForest had a subpoena duces tecum issued in Ms.
Phillips’ case, which subpoena required respondent to produce Ms. Phillips’ file.
Respondent still failed to produce the file. In late September 2011, Ms. DeForest
filed a motion to hold respondent in contempt of court. Respondent avoided being
served with the motion and still failed to produce Ms. Phillips’ file.
Between September 9, 2011 and March 22, 2012, respondent was ineligible
to practice law for failing to pay her bar dues and the disciplinary assessment and
failing to file her registration statement and her trust account disclosure statement.
Since June 1, 2012, respondent has been ineligible to practice law for failing to
comply with mandatory continuing legal education (“MCLE”) requirements. 1
In October 2011, State Farm’s attorney, Harry Terhoeve, filed a disciplinary
complaint against respondent to report the filing of the motion for contempt against
her. In March 2012, respondent responded to the complaint but did not address the
substance or merits of the complaint. Respondent also failed to appear for a
scheduled sworn statement regarding the complaint in March 2012.
1
Respondent is also ineligible for failure to pay her bar dues and the disciplinary assessment,
and for failure to file a trust account registration statement.
4
The ODC alleged that respondent’s conduct violated the following
provisions of the Rules of Professional Conduct: Rules 1.1(b) (failure to comply
with MCLE requirements), 1.1(c) (failure to pay bar dues and the disciplinary
assessment), 1.5(f)(5) (failure to refund an unearned fee), 1.16(d) (obligations upon
termination of the representation), 3.4(a) (unlawful obstruction of another party’s
access to evidence), 3.4(c), 8.1(b) (knowing failure to respond to a lawful demand
for information from a disciplinary authority), 8.1(c) (failure to cooperate with the
ODC in its investigation), and 8.4(d). The ODC also alleged that respondent’s
conduct violated Supreme Court Rule XIX, § 8(A) (every lawyer admitted to
practice before the court shall pay to the attorney disciplinary board an annual fee
to be set periodically by the court) and § 8(C) (each lawyer required by this rule to
pay an annual fee shall file with the Louisiana State Bar Association a registration
statement on a form approved by the court).
DISCIPLINARY PROCEEDINGS
In July 2012, the ODC filed formal charges against respondent. Initially,
respondent failed to answer the charges, and the factual allegations contained
therein were deemed admitted and proven by clear and convincing evidence
pursuant to Supreme Court Rule XIX, § 11(E)(3). At that time, no formal hearing
was held, but the parties were given an opportunity to file with the hearing
committee written arguments and documentary evidence on the issue of sanctions.
Respondent filed nothing for the committee’s consideration.
After considering the deemed admitted matter, the committee recommended
respondent be suspended from the practice of law for three years. The ODC
objected to the committee’s report and recommendation, arguing that disbarment
was the appropriate sanction. The matter was then set for oral argument before a
panel of the disciplinary board. Respondent appeared for oral argument and
5
submitted a motion to recall the deemed admitted order. After respondent
produced her medical records indicating she suffered an episode of major
depression for which she sought treatment from September 2011 through April
2012, the board chair granted her motion to recall the deemed admitted order and
remanded the matter for a formal hearing on the merits.
Formal Hearing
The hearing committee conducted the hearing on January 15, 2014.
Respondent did not appear and was not represented by counsel. The ODC
introduced documentary evidence, including transcripts of respondent’s sworn
statements given on November 4, 2010 and May 17, 2011, and called witnesses to
testify before the committee.
With respect to the McDonald Matter, Ms. McDonald testified that she filed
a disciplinary complaint against respondent because the $7,000 was never paid to
Omni Bank, and the foreclosure proceeded. She also indicated that she personally
paid respondent approximately $3,500 for the representation. Initially, she paid a
$1,200 fee plus the court costs. Then she paid respondent each time respondent
appeared in court on her behalf. Ms. McDonald also testified that her divorce is
still not final, and she and her husband have a huge deficiency judgment against
them because of the foreclosure on their house and repossession of their vehicles.
With respect to the White matter, attorney Miles Trapolin testified that he
performed title research on the Algiers double for Ms. White, which research
revealed that there was no SBA loan connected to the property. Ms. White
testified that respondent was the one who suggested Ms. Price transfer her interest
in the Algiers double to Ms. White. She also testified that respondent prepared the
donation papers. When Ms. White told respondent she did not have any money to
pay respondent’s fee or to make repairs to the property, respondent proposed that
6
she use her own money to repair the property in exchange for living in one half of
the property and being able to keep the rent collected for the other half as her
attorney’s fee. Regarding the SBA loan, Ms. White testified that respondent
wanted the loan to recoup the money she had spent on repairs. Respondent told
Ms. White that, in order to get the loan, Ms. White needed to sign the quitclaim
deed. Respondent did not explain to Ms. White that signing the quitclaim deed
would give respondent Ms. White’s interest in the Algiers double. Respondent
also did not inform Ms. White to seek the advice of independent counsel.
With respect to the Phillips matter, Ms. Phillips testified that she hired Ms.
DeForest when she became dissatisfied with respondent’s representation. She
became dissatisfied because respondent was not appearing in court on her behalf
for scheduled hearings, and she could not contact respondent. Neither she nor Ms.
DeForest could get respondent to provide them with the file, an accounting, or a
refund. This delayed her case, and she had to pay Ms. DeForest an additional
$1,500 to represent her. She also indicated that respondent ignored Ms. DeForest’s
attempts to get her to turn over the file through subpoenas and motions filed in Ms.
Phillips’ case, which increased the costs in the case. Ms. Phillips further testified
that she filed a claim with the Client Assistance Fund to get a refund of the fee she
paid to respondent but has not yet received any money from that claim. Mr.
Terhoeve testified that he filed the disciplinary complaint against respondent
because of his duty as an attorney to report unethical behavior by another attorney.
He also stated that respondent’s failure to turn over Ms. Phillips’ file delayed the
case approximately six months because discovery could not be answered. It also
increased State Farm’s costs because of the motions Mr. Terhoeve had to file to get
discovery responses. Ms. DeForest testified that respondent refused to cooperate
with her or comply with court orders to turn over Ms. Phillips’ file. She e-mailed
and called respondent dozens of times. Respondent told her she would send the
7
file but never did. Ms. Phillips paid additional court costs because of the subpoena
and motions Ms. DeForest filed to get respondent to turn over the file. Finally, Ms.
DeForest indicated respondent never sent her an accounting of the fee Ms. Phillips
paid her.
Because respondent failed to participate in the hearing, she did not introduce
documentary evidence, call witnesses to testify before the committee, or testify on
her own behalf. However, on the morning of the hearing, respondent requested a
continuance, claiming her mental health issues had prevented her from
participating in the proceedings. She also indicated she had an appointment with a
mental health provider that same day. The hearing committee chair denied
respondent’s request for a continuance but left the record open until February 18,
2014 to give respondent time to submit whatever documentary evidence, including
medical information, she wished to present. The committee chair also gave
respondent thirty days to request that she be allowed to appear before the
committee to present live testimony. Just prior to the February 18, 2014 deadline,
respondent submitted a motion for additional time to present her evidence, citing
her mental, emotional, and physical inability to prepare her submissions. In
response, the committee chair gave respondent until March 24, 2014 to present her
evidence or to apply for disability inactive status. Respondent submitted nothing
further for the committee’s consideration and did not apply for disability inactive
status.
Hearing Committee Report
After considering the evidence and testimony presented at the hearing, the
hearing committee made the following factual findings:
The McDonald Matter – The $7,000 was intended to be paid to Omni Bank,
which held the mortgage on the McDonalds’ house, as a partial “good faith”
8
payment to forestall the bank from foreclosing on its mortgage. The judge, in a
May 8, 2008 recap of the case history, stated that she ordered respondent to put the
$7,000 in trust on April 21, 2008 and “immediately turn those funds over to Omni
Bank the morning of April 22, 2008.” Respondent placed the $7,000 into her trust
account on April 22, 2008 but did not pay the money to Omni Bank. The
transcript of the April 21, 2008 hearing indicated that the judge told Mr.
McDonald: “You give the money to your attorney. He, in turn, will give the
money to Ms. Mitchell. That’s the only way that this is going to work. This
money is going directly to Omni Bank.” The transcript further indicates that the
judge asked respondent whether she wished to leave with the money. She
responded that she wanted to put it into the registry of the court. In her response to
the disciplinary complaint, respondent stated, “There was no order from the Court
for me to submit the amount of $7,000 tendered by Mr. McDonald to the Bank.
This is another untruth claimed by Ms. McDonald.”
On April 22, 2008, Mr. McDonald filed for Chapter 13 bankruptcy
protection. Ms. McDonald, through respondent, filed a motion on April 23, 2008,
seeking to have the $7,000 attributed to child support. The judge denied this
motion and, on April 24, 2008, directed respondent to pay the money to the
Chapter 13 trustee. Although respondent denies hearing or receiving this order,
she nevertheless moved to reconsider it. The motion to reconsider was heard on
April 30, 2008 and denied.
Respondent appeared in court on May 8, 2008 to request that the judge’s
previous order, that the $7,000 be paid to the bankruptcy trustee, be revoked and
instead that the money be applied as child support. Her motion was denied. The
judge’s written judgment, signed on June 13, 2008, explicitly stated that, “It is
further ordered, adjudged and decreed that Rejohnna Brown Mitchell shall deposit
the $7,000 she received in open court from Payton McDonald into the registry of
9
the Civil District Court of Orleans Parish.” Although respondent was in court, she
denied ever having been made aware of such an order.
The transcript of the May 8, 2008 hearing indicates that Mr. McDonald’s
bankruptcy proceeding was still ongoing and that Ms. McDonald was still in
possession of the family home. The judge told respondent:
When we were in court I indicated that the $7,000.00 was
to be paid to Omni Bank so that we could try to stop the
foreclosure… As it was after hours and we could not
place the money in the Registry of the Court, I advised
you to take the money and place the money into your
trust account, then immediately that next morning,
provide the money to Omni Bank. In the interim Mr.
McDonald went and filed a Petition for Bankruptcy…
The $7,000.00 was to be paid to Omni bank. That was
prior to Mr. McDonald filing his Petition for Bankruptcy.
As such, that money belonged to the creditor; meaning,
Omni Bank… The fact that he filed for bankruptcy after
I made that ruling, and after the money had, in fact, been
placed in your possession, that money is to be
immediately turned over to the bankruptcy trustee; the
full $7,000.00.
Respondent indicated she understood this order when she replied, “Okay.” The
judge continued, “I know that the bankruptcy trustee has called my division, and
has asked why the money has not been sent over. So I’m just advising you right
now that the bankruptcy trustee is, in fact, looking for the $7,000.00.”
In connection with the motion heard on May 8, 2008, respondent sought an
award of attorney’s fees, and, post-hearing, she sent a statement to the court
totaling those fees and costs at $6,350. In her judgment, the judge awarded
respondent $500, plus $50 in costs.
Notwithstanding having been directed in open court and by written orders to
pay the $7,000 variously to Omni Bank, then to the registry of the court, then to the
Chapter 13 trustee, then again to the registry of the court, respondent nevertheless
stated in her deposition that, “I have not at anytime been served with a copy of a
judgment requiring me to place $7,000 in the registry of the court.” She
10
acknowledged that she did not do so and asserted that the judge said the trustee
would get in touch with her, which he did not do. The committee has found no
such statement by the judge.
Despite having been in open court on May 8, 2008 and despite the entry of a
written judgment on June 13, 2008, respondent testified that, by the time she got an
order to turn the money over to the bankruptcy trustee, the bankruptcy had been
dismissed. Respondent further testified that “Omni Bank was completely
satisfied.” But Ms. McDonald testified that there was a “huge” outstanding
deficiency judgment against her.
Respondent cashed the $7,000 out of her trust account on August 18, 2008.
She testified that, when she took the $7,000 out of her trust account, the money
was “converted to attorney fees.” Apparently, these fees included the $6,350 in
fees and costs she claimed in connection with the May 8, 2008 hearing, for which
the judge awarded $550.
Based on these facts, the committee determined respondent violated Rules
1.1(c), 1.4, 1.5(f)(5), 3.4(c), 8.4(b), 8.4(c), and 8.4(d) of the Rules of Professional
Conduct in the McDonald matter.
The White Matter – On March 14, 2005, respondent notarized a conveyance
of Velma Price’s interest in the Algiers double to Deborah White. After that
transfer, neither Ms. Price nor Ms. White was a full owner of the property. Other
heirs were involved in the title, and there were city taxes owed. Respondent may
or may not have been aware that, after the transfer, Ms. White was not the full
owner of the Algiers double. Ms. White and respondent apparently struck a deal
whereby respondent would occupy half of the Algiers double and use it as her law
office address in exchange for doing maintenance and upkeep.
Ms. White testified that, on the pretext of satisfying an SBA loan
requirement, respondent convinced her to quitclaim the property to respondent.
11
According to Ms. White, respondent said, “But I’m going to make sure, you know,
your ownership is back on there, you know, through another Judge – I mean,
through another lawyer, and we’re going to make sure that the papers are right.”
This is what Ms. White agreed to. On February 12, 2007, Ms. White quitclaimed
all her interest in the property to respondent.
Ms. White sought the assistance of attorney Miles Trapolin to regain title to
the Algiers double. Ms. White also confronted respondent with what she
considered respondent’s trick to deprive her of her property. In response,
respondent “got furious” with Ms. White, telling Ms. White to “just step back” and
let respondent do what she was supposed to do because she was the lawyer. To
Ms. White, that was respondent “letting me know, leave it alone, that she’s going
to work on it, she’s getting everything together.” However, then respondent told
Ms. White she had no right to the Algiers double anymore because it now belonged
to respondent and not Ms. White, which made Ms. White file a disciplinary
complaint against respondent. In her complaint, Ms. White said that she sought
out respondent for legal advice. However, respondent denies that she had an
attorney-client relationship with Ms. White.
Based on these facts, the committee determined that respondent violated
Rules 8.4(c) and 8.4(d) of the Rules of Professional Conduct in the White matter.
However, the committee was unable to conclude by clear and convincing evidence
that Ms. White was respondent’s client and, thus, did not find a violation of Rules
1.4, 1.7, or 1.8.
The Phillips Matter – Ms. Phillips paid respondent a “retainer” of $1,500 to
pursue her claim. Because court orders were served on Ms. Phillips, as well as on
respondent, Ms. Phillips knew that respondent was not complying with discovery
requests. According to Ms. Phillips, she finally decided to hire Ms. DeForest when
she received a notice for a motion to dismiss her case. She sent respondent an e-
12
mail about the motion, and respondent “responded back with a very ugly email.”
So she hired Ms. DeForest and paid her another $1,500.
In April and July 2011, Ms. DeForest requested from respondent a copy of
Ms. Phillips’ file. They had one telephone conversation in which, according to Ms.
DeForest, respondent promised to deliver the file but claimed it would be
expensive to copy same. Ms. DeForest told respondent she would copy the file if
respondent delivered it to her. Ms. DeForest then attempted to subpoena
respondent for a records deposition but was unable to effect service of the
subpoena upon respondent. On September 20, 2011, Ms. DeForest also filed a
motion to hold respondent in contempt, along with a lengthy memorandum in
support. Ms. DeForest sought $1,673.25 in attorney’s fees for the efforts she had
taken to obtain the file.
On December 1, 2011, respondent sent Ms. DeForest an e-mail indicating
that a telephone call might be arranged between them but that e-mail was the best
way to reach respondent. Ms. DeForest responded by e-mail on December 12,
2011, repeating that she wanted the file and advising that the contempt motion had
been set for hearing on January 9, 2012. On January 10, 2012, Ms. DeForest e-
mailed respondent, stating that she had been unable to effect service on respondent.
She requested that respondent waive service and offered, if respondent did
cooperate, to reset the hearing. If respondent would pay Ms. DeForest $1,500 for
her time, Ms. DeForest offered to cancel the rule to show cause. On January 18,
2012, Ms. DeForest again e-mailed respondent, asking for a service address or a
waiver. Respondent e-mailed back on January 23, 2012, stating, “This is my first
day back in my office after an extended absence due to my illness. I will respond
to all of your emails within a reasonable time. Thank you for your understanding.”
Ms. DeForest again e-mailed respondent on January 25, 2012, asking whether
respondent would accept service or, in the alternative, pay Ms. DeForest $1,500 in
13
attorney’s fees. Ms. DeForest e-mailed respondent again on January 31, 2012,
demanding that respondent either accept service or face a disciplinary complaint
and an arrest warrant.
On February 10, 2012, respondent e-mailed Ms. DeForest, stating that she
had already sent Ms. DeForest the file “via email,” which included “all of the
communications and documents within my file.” However, the committee found
no evidence in the record of an e-mail attaching any file material. That same day,
Ms. DeForest responded via e-mail that respondent could make her argument to the
judge. She further indicated that she no longer needed the file from respondent
because she recently obtained a copy from opposing counsel. She also stated that
she “won the entire thing for Ms. Phillips on motions, which you should have filed
years ago.” Ms. Phillips was granted summary judgment on January 9, 2012.
Notwithstanding the resolution of Ms. Phillips’ claim against State Farm, the judge
still expected Ms. DeForest to summon respondent to answer for the motion for
contempt. To this end, Ms. DeForest moved to amend Ms. Phillips’ petition to add
respondent as an additional defendant so the case would continue despite the State
Farm resolution. The motion was granted on March 5, 2012. On March 8, 2012,
Ms. DeForest filed a motion to reset the contempt hearing, and the court reset it to
May 7, 2012.
Ms. DeForest testified that it was obvious respondent did not have a file
because Ms. Phillips did all the work on the case while respondent represented her.
She also testified that respondent took a fee from Ms. Phillips and did no work for
the fee. The committee likewise concluded that respondent did not actually
possess any file materials regarding her representation of Ms. Phillips. On January
28, 2013, Ms. Phillips filed a $1,500 claim with the Client Assistance Fund.
14
Based on these facts, the committee determined that respondent violated
Rules 1.1(b), 1.1(c), 1.5(f)(5), 1.16(d), 3.4(c), and 8.4(d) of the Rules of
Professional Conduct in the Phillips matter.
The committee then considered the ABA’s Standards for Imposing Lawyer
Sanctions to determine that the baseline sanction ranges from suspension to
disbarment. In aggravation, the committee found a dishonest or selfish motive,
multiple offenses, vulnerability of the victim, and indifference to making
restitution. The only mitigating factor the committee found was respondent’s
possible personal or emotional problems.
After further considering this court’s prior jurisprudence addressing similar
misconduct, a majority of the committee recommended that respondent be
suspended from the practice of law for three years. One member of the committee,
however, recommended that respondent be disbarred. The full committee further
recommended the following:
1) Respondent shall make full restitution in the amount of $7,000 in the
McDonald matter by placing same in the registry of the court where the
McDonalds’ divorce case was pending;
2) Respondent shall make full restitution in the amount of $1,500 to Ms.
Phillips; and
3) In connection with any future application for reinstatement, respondent shall
show what steps she has taken to restore all of Ms. White’s interest in the
Algiers double previously quitclaimed to respondent.
The ODC objected to the committee’s report and recommendation, again
arguing that disbarment was the appropriate sanction. Respondent did not file an
objection to the committee’s report and recommendation. However, the board
received a letter from Dr. Mark Ladner of the Department of Veterans Affairs
Mental Health Outpatient Clinic in Jackson, Mississippi, indicating that a doctor at
15
the clinic had been treating respondent for depression since January 2014. The
letter also indicated that a doctor in the emergency department of the Jackson
Veterans Affairs Medical Center had diagnosed respondent with “Depressive
Disorder NOS” in December 2013. Finally, the letter indicated that respondent
had been treated for depression by an outside physician for the previous two years.
Disciplinary Board Recommendation
After review, the disciplinary board determined that the hearing committee’s
factual findings are supported by the record and are not manifestly erroneous.
Based on these facts, the board found the following rule violations:
The McDonald Matter – Respondent violated Rules 1.7(a)(2), 1.15(d),
3.4(c), 8.4(b), 8.4(c), and 8.4(d) of the Rules of Professional Conduct as alleged in
the formal charges. Respondent violated Rule 1.7(a)(2) by putting her personal
interest in collecting attorney’s fees before her duties and responsibilities to her
client and the judge’s orders regarding the $7,000. She violated Rule 1.15(d) by
failing to promptly deliver the $7,000 first to Omni Bank, then to the bankruptcy
trustee, and finally to the registry of the court pursuant to the judge’s numerous
orders to do so. She violated Rule 3.4(c) by knowingly disobeying numerous court
orders regarding the $7,000 in her possession. Finally, respondent violated Rules
8.4(b), 8.4(c), and 8.4(d) by failing to comply with court orders to relinquish the
$7,000 and then converting the $7,000 to her own use as attorney’s fees.
The White Matter – Respondent violated Rules 1.4, 1.7(a)(2), 1.8(a), and
8.4(c) of the Rules of Professional Conduct as alleged in the formal charges.
Respondent violated Rule 1.4 by inducing her client, Ms. White, to enter into a
business transaction under false pretenses. Furthermore, respondent did not inform
Ms. White of the seriousness and possible consequences of entering into such a
transaction or advise Ms. White of her right (and need) to seek the advice of
16
independent counsel. She violated Rule 1.7(a)(2) by using her knowledge and skill
as an attorney to gain an unfair advantage over her client and ultimately “steal” her
client’s property interest because she was motivated more by her personal interest
in her client’s property than her duty to her client. She violated Rule 1.8(a) by
entering into a business arrangement with her client, whereby she would live in
one half of Ms. White’s property and rent out the other half to pay for necessary
repairs, without advising Ms. White to obtain independent legal counsel.
Respondent subsequently induced Ms. White to sign a quitclaim deed transferring
her ownership interest in the Algiers double to respondent under the false pretense
that respondent was acquiring temporary ownership interest in the property for the
express purpose of obtaining an SBA loan for repairs. Respondent did not advise
Ms. White to obtain independent legal counsel before signing the quitclaim deed,
which was executed in 2007, and respondent still possesses the ownership interest
in the Algiers double. Finally, respondent violated Rule 8.4(c) by falsely advising
her client that the quitclaim deed was necessary and temporary for the express
purpose of obtaining an SBA loan on behalf of her client for repairs to the Algiers
double.
The Phillips Matter – Respondent violated Rules 1.1(b), 1.1(c), 1.5(f)(5),
1.16(d), 3.4(a), 3.4(c), 8.1(b), 8.1(c), 8.4(c), and 8.4(d) of the Rules of Professional
Conduct. Respondent violated Rules 1.1(b) and 1.1(c) by being ineligible to
practice due to her failure to comply with her professional obligations. She
violated Rule 1.5(f)(5) by failing to refund any portion of the $1,500 she received
from Ms. Phillips as an advanced fee and failing to provide an accounting of the
funds, showing what portion, if any, had been earned. She violated Rule 1.16(d)
by failing to turn over Ms. Phillips’ file to Ms. DeForest. She violated Rule 3.4(a)
by purposely not appearing for a sworn statement before the ODC. She violated
Rule 3.4(c) by ignoring Ms. DeForest’s subpoena requesting the production of Ms.
17
Phillips’ file. She violated Rules 8.1(b) and 8.1(c) by failing to appear for a sworn
statement, despite being subpoenaed to do so. She violated Rule 8.4(c), which was
not alleged in the formal charges, by converting the $1,500 in unearned fees to her
own use. Finally, respondent violated Rule 8.4(d) by refusing to produce Ms.
Phillips’ file in its entirety, even after repeated attempts by Ms. DeForest,
including issuing a subpoena duces tecum.
The board then determined that respondent knowingly and intentionally
violated duties owed to her clients, the legal system, and the legal profession. She
caused significant harm when she disregarded court orders and converted $7,000 to
attorney’s fees, persuaded her client to sign a quitclaim deed under false pretenses,
and failed to return an unearned fee or her client’s file. After considering the
ABA’s Standards for Imposing Lawyer Sanctions, the board determined the
baseline sanction ranges from a lengthy suspension to disbarment.
In aggravation, the board found a prior disciplinary record (May 2004
diversion), a dishonest or selfish motive, a pattern of misconduct, multiple
offenses, bad faith obstruction of the disciplinary proceeding by intentionally
failing to comply with the rules or orders of the disciplinary agency, submission of
false evidence, false statements, or other deceptive practices during the disciplinary
process, refusal to acknowledge the wrongful nature of the conduct, vulnerability
of the victim, substantial experience in the practice of law (admitted 1986), and
indifference to making restitution. The only mitigating factor found by the board
was respondent’s personal or emotional problems.
After further considering respondent’s misconduct in light of this court’s
prior jurisprudence addressing similar misconduct, the board recommended that
she be suspended from the practice of law for three years. The board further
recommended that respondent be ordered to make restitution in all three counts of
misconduct. Two board members dissented and would recommend disbarment.
18
The ODC filed an objection to the disciplinary board’s recommendation.
Accordingly, the case was docketed for oral argument pursuant to Supreme Court
Rule XIX, § 11(G)(1)(b). Respondent did not file a brief in advance of oral
argument. Further, on the day before the case was set for oral argument,
respondent filed a motion for continuance. We denied the motion. Respondent
failed to appear for oral argument.
DISCUSSION
Bar disciplinary matters fall within the original jurisdiction of this court. La.
Const. art. V, § 5(B). Consequently, we act as triers of fact and conduct an
independent review of the record to determine whether the alleged misconduct has
been proven by clear and convincing evidence. In re: Banks, 09-1212 (La.
10/2/09), 18 So. 3d 57. While we are not bound in any way by the findings and
recommendations of the hearing committee and disciplinary board, we have held
the manifest error standard is applicable to the committee’s factual findings. See
In re: Caulfield, 96-1401 (La. 11/25/96), 683 So. 2d 714; In re: Pardue, 93-2865
(La. 3/11/94), 633 So. 2d 150.
The record of this matter indicates that respondent defied numerous court
orders, converted $7,000 in third-party funds to her own use, failed to adequately
communicate with a client, engaged in conflicts of interest by (1) entering into a
business transaction with a client without advising the client to seek independent
counsel and (2) entering into a quitclaim deed transaction with a client without
advising the client to seek independent counsel, engaged in deceitful conduct, was
ineligible to practice law for failing to fulfill her professional obligations, failed to
refund an unearned fee, failed to return a client’s file despite numerous requests,
and failed to cooperate with the ODC in its investigation. Based on these facts,
19
respondent has violated the Rules of Professional Conduct as alleged in the formal
charges.2
Having found evidence of professional misconduct, we now turn to a
determination of the appropriate sanction for respondent’s actions. In determining
a sanction, we are mindful that disciplinary proceedings are designed to maintain
high standards of conduct, protect the public, preserve the integrity of the
profession, and deter future misconduct. Louisiana State Bar Ass’n v. Reis, 513
So. 2d 1173 (La. 1987). The discipline to be imposed depends upon the facts of
each case and the seriousness of the offenses involved considered in light of any
aggravating and mitigating circumstances. Louisiana State Bar Ass’n v.
Whittington, 459 So. 2d 520 (La. 1984).
We find that respondent knowingly and intentionally violated duties owed to
her clients, the legal system, and the legal profession. She caused significant harm
by disregarding court orders and converting $7,000 in third-party funds,
persuading her client to sign a quitclaim deed under false pretenses, and failing to
return an unearned fee or her client’s file. The applicable baseline sanction in this
matter ranges from a lengthy suspension to disbarment.
The following aggravating factors are supported by the record: a prior
disciplinary record, a dishonest or selfish motive, a pattern of misconduct, multiple
offenses, bad faith obstruction of the disciplinary proceeding by intentionally
failing to comply with the rules or orders of the disciplinary agency, refusal to
acknowledge the wrongful nature of the conduct, vulnerability of the victim,
substantial experience in the practice of law (admitted 1986), and indifference to
making restitution. The record suggests that the mitigating factor of personal or
2
In the Phillips matter, the board found a violation of Rule 8.4(c) for respondent’s failure to
refund the $1,500 paid to her by Ms. Phillips. However, the ODC did not allege a violation of
Rule 8.4(c) in that matter.
20
emotional problems is present, and respondent’s prior discipline was remote in
time.
In light of the egregious misconduct at issue in this matter, and considering
the numerous aggravating factors present, we conclude respondent should be
disbarred. Respondent is ordered to make restitution as follows: 1) in the
McDonald matter, respondent shall place $7,000 into the registry of the court
where the McDonalds’ divorce case was pending; 2) in the Phillips matter,
respondent shall make full restitution of $1,500 to Ms. Phillips; and 3) in the White
matter, respondent shall restore all of Ms. White’s interest in the Algiers double
previously quitclaimed to respondent. We caution respondent that if there is any
undue delay in her compliance with our restitution order, she will not be
considered for readmission.
DECREE
Upon review of the findings and recommendations of the hearing committee
and disciplinary board, and considering the record, the brief filed by the ODC, and
oral argument, it is ordered that ReJohnna Brown-Mitchell, Louisiana Bar Roll
number 17487, be and she hereby is disbarred. Her name shall be stricken from
the roll of attorneys and her license to practice law in the State of Louisiana shall
be revoked. It is further ordered that respondent shall make restitution as set forth
in this opinion. All costs and expenses in the matter are assessed against
respondent in accordance with Supreme Court Rule XIX, § 10.1, with legal interest
to commence thirty days from the date of finality of this court’s judgment until
paid.
21
05/05/15
SUPREME COURT OF LOUISIANA
NO. 2014-B-2544
IN RE: REJOHNNA BROWN-MITCHELL
CRICHTON, J., concurs in part and dissents in part:
While I agree that respondent’s conduct warrants serious discipline, I believe
ordinary disbarment is unduly lenient. In order to protect the public and maintain
the high standards of the legal profession in this state, I would not allow
respondent the opportunity to return to the practice of law in the future. Therefore,
I would impose permanent disbarment.