Filed 5/26/15 P. v. Tran CA6
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SIXTH APPELLATE DISTRICT
THE PEOPLE, H040534
(Santa Clara County
Plaintiff and Respondent, Super. Ct. No. C1361079)
v.
DUC DAO TRAN,
Defendant and Appellant.
I. INTRODUCTION
After a jury trial, defendant Duc Dao Tran was convicted of one felony count of
possession of a controlled substance (Health & Saf. Code, § 11377)1 and one
misdemeanor count of being under the influence of a controlled substance (§ 11550,
subd. (a)). Defendant admitted the allegations that he had two prior convictions for
violation of section 11550. He was placed on formal probation for two years.
On appeal, defendant challenges the probation conditions that require him to “not
consume or use or possess illegal drugs” and “not own or possess firearms or
ammunition.” Defendant contends that these probation conditions are unconstitutionally
vague because they do not include an explicit knowledge element. For the reasons stated
1
All further statutory references are to the Health and Safety Code unless
otherwise indicated.
below, we will modify the challenged probation conditions to include an express
knowledge requirement and affirm the judgment as modified.
II. BACKGROUND
On July 10, 2013, Officer Kyle Rollins of the San Jose Police Department was on
patrol on Summerside Road when he saw defendant walking on the sidewalk while
rolling a bicycle. Officer Rollins had previously conducted narcotics investigations in
that area. He asked defendant to come over to him and when defendant complied,
Officer Rollins confirmed defendant’s identity with defendant’s California driver’s
license and a database check. While Office Rollins was interacting with defendant, he
observed that defendant was exhibiting symptoms of being under the influence of a
central nervous system stimulant. Officer Rollins searched defendant and found bindles
of crystal methamphetamine, a wallet containing a large sum of money, and a pocket
knife. He arrested defendant for possession of a drug for sale.
The information filed in September 2013 charged defendant with one felony count
of possession for sale of a controlled substance, methamphetamine (§ 11378; count 1)
and one misdemeanor count of being under the influence of a controlled substance
(§ 11550, subd. (a); count 2). The information also included the allegations that
defendant had two prior convictions for violation of section 11550.
The matter proceeded to a jury trial and the jury verdict was rendered on
November 26, 2013. The jurors found defendant not guilty on count 1 (§ 11378), guilty
on the lesser included offense of simple possession (§ 11377), and guilty on count 2
(§ 11550, subd. (a)). On the same day as the jury verdict, defendant admitted the
allegations that he had two prior convictions for violation of section 11550.
At the sentencing hearing held on December 3, 2013, the trial court suspended
imposition of sentence and imposed formal probation for two years with various terms
and conditions.
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III. DISCUSSION
Defendant contends the probation conditions regarding illegal drugs and firearms
or ammunition are unconstitutionally vague because the conditions do not include an
explicit knowledge element. The probation conditions require defendant to “not consume
or use or possess illegal drugs” and “not own or possess firearms or ammunition for the
rest of your life.”
The “underpinning of a vagueness challenge is the due process concept of ‘fair
warning.’ [Citation.]” (In re Sheena K. (2007) 40 Cal.4th 875, 890 (Sheena K.).) “The
rule of fair warning consists of ‘the due process concepts of preventing arbitrary law
enforcement and providing adequate notice to potential offenders’ [citation], protections
that are ‘embodied in the due process clauses of the federal and California Constitutions.
[Citations.]’ ” (Ibid.) “A probation condition ‘must be sufficiently precise for the
probationer to know what is required of him [or her], and for the court to determine
whether the condition has been violated,’ if it is to withstand a challenge on the ground of
vagueness.” (Ibid.)
In Sheena K., the California Supreme Court considered a probation condition
requiring the defendant not “ ‘associate with anyone disapproved of by probation.’ ”
(Sheena K., supra, 40 Cal.4th at p. 880.) The court held that “in the absence of an
express requirement of knowledge,” the probation condition was unconstitutionally vague
because it “did not notify defendant in advance with whom she might not associate
through any reference to persons whom defendant knew to be disapproved of by her
probation officer.” (Id. at pp. 891-892.)
Appellate courts have held that a knowledge element was required in numerous
other probation conditions. For instance, in People v. Kim (2011) 193 Cal.App.4th 836,
this court observed that “California appellate courts have found probation conditions to
be unconstitutionally vague . . . when they do not require the probationer to have
knowledge of the prohibited conduct or circumstances.” (Id. at p. 843.) Similarly, when
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considering probation conditions regarding possession of firearms and stolen property in
People v. Freitas (2009) 179 Cal.App.4th 747, the court held that to survive a vagueness
challenge, a probation condition that prohibits possession of particular items must
“specify that defendant not knowingly possess the prohibited items.” (Id. at p. 752.)
The Attorney General asserts that it is unnecessary to include a knowledge
requirement in the challenged drug-related and firearm-related probation conditions,
asserting that a knowledge requirement is reasonably implicit in these conditions. The
Attorney General relies on the decision in People v. Rodriguez (2013) 222 Cal.App.4th
578 (Rodriguez), where the defendant challenged a probation condition that stated:
“ ‘Not use or possess alcohol, intoxicants, narcotics, or other controlled substances
without the prescription of a physician . . . .’ ” (Id. at p. 592.) This court observed
that case law had interpreted the California Uniform Controlled Substances Act
(§ 11000 et seq.) as including an implicit knowledge requirement. (Rodriguez, supra,
at p. 593.) Thus, Rodriguez reasoned that to the extent that the challenged probation
condition reinforced the defendant’s statutory obligations, “the same knowledge element
which ha[d] been found to be implicit in those statutes [was] reasonably implicit in the
condition.” (Ibid.) Nevertheless, this court ordered that the entire condition be modified
to add an express knowledge requirement because the condition was not limited to
substances regulated by statute. (Id. at pp. 593-594.)
We agree with defendant that an express knowledge element should be added to
the challenged probation conditions, which require that defendant “not consume or use or
possess illegal drugs” and “not own or possess firearms or ammunition for the rest of
your life.” Our conclusion comports with the observation in Rodriguez, supra, 222
Cal.App.4th 578, that “the addition of an express knowledge requirement will eliminate
any potential for vagueness or overbreadth in applying the condition.” (Id. at p. 594.) To
prevent arbitrary enforcement and provide clear notice of what conduct will constitute a
violation, we will modify the conditions to read as follows: “You are not to knowingly
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consume or use or possess any illegal drugs,” and “You are not to knowingly own or
possess firearms or ammunition for the rest of your life.”
IV. DISPOSITION
The judgment (order of probation) is modified as follows:
The probation condition requiring defendant to “not consume or use or possess
illegal drugs” is modified to read: “You are not to knowingly consume or use or possess
any illegal drugs.” The probation condition requiring defendant to “not own or possess
firearms or ammunition for the rest of your life” is modified to read: “You are not to
knowingly own or possess firearms or ammunition for the rest of your life.”
As so modified, the judgment (order of probation) is affirmed.
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___________________________________________
BAMATTRE-MANOUKIAN, ACTING P.J.
WE CONCUR:
__________________________
MIHARA, J.
__________________________
MÁRQUEZ, J.