Filed 5/28/15 P. v. Moore CA5
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
THE PEOPLE,
Plaintiff and Respondent, F067580
v. (Super. Ct. Nos. VCF238749 &
VCF265039)
RONNIE ALLEN MOORE,
OPINION
Defendant and Appellant.
THE COURT
APPEAL from a judgment of the Superior Court of Tulare County. Brett R.
Alldredge and Valeriano Saucedo, Judges.1
Kendall Simsarian, under appointment by the Court of Appeal, for Defendant and
Appellant.
Before Levy, Acting P.J., Cornell, J., and Franson, J.
1 Judge Saucedo presided over appellant’s change of plea hearing in case No.
VCF238749. Judge Alldredge presided over appellant’s trial in case No. VCF265039
and sentenced appellant.
Kamala D. Harris., Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Michael P. Farrell, Assistant Attorney General, R. Todd Marshall and Larenda
R. Delaini, Deputy Attorneys General, for Plaintiff and Respondent.
-ooOoo-
INTRODUCTION
Appellant, Ronnie Allen Moore, was convicted of separate counts of felony drunk
driving in case Nos. VCF238749 and VCF265039 (hereafter 238749 and 265039
respectively). Appellant contends the trial court improperly assumed the role of
prosecutor when it took his change of plea in case No. 238749 and improperly imposed
fines and fees when he was jointly sentenced in both cases. The People reply that there
was no judicial error when the trial court accepted appellant’s change of plea in case No.
238749 and concede the trial court erred in the imposition of the fines and fees.
FACTS AND PROCEEDINGS
Case No. 238749
On June 9, 2010, appellant was charged in a criminal complaint with driving on
May 16, 2010, under the influence of alcohol (Veh. Code, § 23152, subd. (a), count 1)
and driving with a blood alcohol content of .08 percent or higher (Veh. Code, § 23152,
subd. (b), count 2). Both counts allegedly occurred on one occasion from a single act.
The complaint further alleged that appellant had six prior convictions for driving under
the influence (Veh. Code, §§ 23540, 23550 & 23550.5) and was subject to multiple prior
prison term enhancements pursuant to Penal Code section 667.5, subdivision (b).
On March 1, 2012, appellant entered into a plea agreement. Appellant executed a
felony advisement of rights, waiver and plea form acknowledging the consequences of
his plea as well as acknowledging and waiving his constitutional rights pursuant to
Boykin v. Alabama (1969) 395 U.S. 238 and In re Tahl (1969) 1 Cal.3d 122. At the
change of plea hearing, appellant and the People were represented by counsel. The court
2
stated that it intended to impose a suspended prison term of five years on the condition
that appellant serve 365 days in jail. The plea agreement was made with the
understanding that appellant was willing to waive his accrued custody credits up until
March 1, 2012.
Appellant acknowledged that he executed and initialed the plea form, had read the
matters set forth therein, and agreed to the matters set forth in the plea form. Appellant
admitted that he knowingly, voluntarily, and with full understanding waived his
constitutional rights. Appellant pled no contest to count 2 and admitted that he had six
prior drunk driving convictions.2 The prosecutor agreed to the dismissal of count 1 and
did not object to any aspect of the proceedings.
Case No. 265039
On March 13, 2012, a new felony criminal complaint was filed in case No.
265039, alleging that appellant was arrested on February 8, 2012, for driving under the
influence of alcohol. On August 23, 2012, an information was filed alleging that on
February 8, 2012, appellant drove under the influence of alcohol, a felony (Veh. Code,
2 Two of the drunk driving convictions that appellant admitted (case No. 006955A
on August 19, 2004, and case No. 1096474 on September 19, 2005) were also alleged as
prior prison term enhancements in the criminal complaint and listed in the plea form as
allegations appellant was admitting. On page one, footnote 3 of the People’s opening
brief, respondent questioned how the trial court arrived at an indicated sentence of five
years because appellant had not admitted any prior prison term enhancements. We
initially note that the prosecutor’s pleadings in case No. 238749 are not a model of
clarity. We do not agree with respondent, however, that appellant did not admit any prior
prison term enhancements.
When the court took appellant’s change of plea, appellant admitted six prior drunk
driving convictions, including two that were alleged in the complaint as prior prison term
enhancements. These were the drunk driving convictions noted above that occurred in
2004 and 2005. The court could reach its indicated, suspended sentence of five years by
sentencing appellant to the upper term of three years for his conviction on count 2 for
Vehicle Code section 23152, subdivision (b), plus consecutive terms of one year for each
prior prison term enhancement.
3
§ 23152, subd. (a), count 1), drove with a blood alcohol content at or above .08 percent, a
felony (Veh. Code, § 23152, subd. (b), count 2), and drove with a suspended license, a
misdemeanor (Veh. Code, § 14601.2, subd. (a), count 3). The information alleged that
appellant had seven prior drunk driving convictions pursuant to Vehicle Code sections
23550 and 23550.5 and was subject to three prior prison term enhancements (Pen. Code,
§ 667.5, subd. (b)).
At the conclusion of jury trial on April 3, 2013, appellant was found guilty of all
three counts. In a bifurcated proceeding the next day, the jury found true allegations that
appellant had four prior drunk driving convictions (in the years 2002, 2004, 2005, and
2012) and three prior prison term enhancements.
Sentencing Hearing
On June 27, 2013, the trial court sentenced appellant in case No. 265039 to the
midterm of two years on count 2 (Veh. Code, § 23152, subd. (b)) and to consecutive
terms of one year for each of the three prior prison term enhancements. Appellant’s total
prison term was set at five years. The court stayed appellant’s sentence on count 1
pursuant to Penal Code section 654. The court sentenced appellant in case No. 238749 to
the midterm of two years on count 2 (Veh. Code, § 23152, subd. (b)), to be served
concurrently with appellant’s sentence in the other case.3
3 The People argue in their reply brief in footnote 6 at page 3 that the trial court
stayed sentence on “five prison priors.” The People argue that appellant did not admit
any prior prison term enhancements in case No. 238749. We explained above in footnote
2 why we disagree with the People on this point. We note that all of the allegations of
prior drunk driving convictions are the same in the pleadings in case Nos. 238749 and
265039, except the latter includes appellant’s prior drunk driving conviction in case No.
238749. As further noted in footnote 2, ante, two of the prior drunk driving convictions
were also alleged as prior prison term enhancements in case No. 238749. These same
two prior drunk driving convictions in 2004 and 2005 were alleged in the information in
case No. 265039 as separate prior prison term enhancements that were subsequently
found true by the jury.
4
The court awarded appellant total custody credits in case No. 238749 of 488 days
with a $400 restitution fine, and total custody credits in case No. 265039 of 257 days with
a $2,000 restitution fine. The court imposed a fine pursuant to Vehicle Code section
23536 of $2,600 in each case “as allocated and set forth” in paragraph 7 of the probation
report.
Paragraph 7 of the probation report recommended a fine of $2,600 in case No.
265039 pursuant to Vehicle Code section 23536, and paragraph 6 of the probation report
recommended the identical fine pursuant to the same Vehicle Code section in case No.
Because prior prison term enhancements are status enhancements, they can only
be imposed once when a defendant is sentenced to an aggregate sentence on determinate
prison term. (See People v. Edwards (2011) 195 Cal.App.4th 1051, 1057, 1060.)
Therefore the same prior prison term enhancements alleged and admitted or found true in
both cases can only be applied once to appellant’s sentence.
In evaluating the information in case No. 265039, we observe that three prior
prison term enhancements were alleged. One of those included two convictions for non-
drunk driving offenses in 2008 for which a single prison term was served, as well as the
two prior drunk driving convictions noted above. The jury verdict forms included true
findings for three prior prison term enhancements. There are four additional true findings
of four prior drunk driving convictions between 2004 and 2012 that were used to charge
appellant with felony drunk driving pursuant to sections 23540, 23550, and 23550.5 of
the Vehicle Code. Although the 2004 drunk driving conviction was alleged as both a
prior prison term enhancement and a prior drunk driving conviction under the Vehicle
Code, with the exception of the 2004 prior drunk driving conviction, the other three prior
drunk driving convictions were not found true by the jury as prior prison term
enhancements.
The trial court did not refer during sentencing to the jury’s true finding on the four
prior drunk driving convictions, and it did not impose and stay sentence on those four
true findings which were not alleged to be prior prison term enhancements. The abstract
of judgment refers to four additional prior prison term enhancements that were not
alleged in the information and not found true by the jury. This is clerical error that can be
corrected any time. (People v. Mitchell (2001) 26 Cal.4th 181, 185; In re Candelario
(1970) 3 Cal.3d 702, 705.) We will remand for the trial court to correct the abstract of
judgment to show that appellant is subject to only three prior prison term enhancements
and to remove reference to the remaining stayed prior prison term enhancements.
5
238749, with several specific allocations to several different penalty assessments, fines,
fees pursuant to other provisions of the Government Code and Penal Code.
Contentions on Appeal
Appellant contends the trial court engaged in improper plea bargaining with him
when it took his change of plea in case No. 238749. We disagree with appellant’s
assertion and affirm appellant’s conviction in the first drunk driving case. Appellant
further argues, and respondent concedes, that the trial court erred in applying a $2,600
fine in each case pursuant to Vehicle Code section 23536 and for failing to identify each
penalty and fine in its judgment and the abstract of judgment. We agree with the parties
on this point and will remand for the trial court to designate and allocate the fines, fees,
and penalty assessments.4
ALLEGED IMPROPER PLEA BARGAIN
Appellant contends the trial court’s “indicated sentence” in the first drunk driving
case (238749) was an illegal plea bargain and must be vacated. We disagree.
In People v. Clancey (2013) 56 Cal.4th 562, 572-584 (Clancey) the California
Supreme Court recently set forth the legal distinction between unlawful plea bargains and
lawful indicated sentences. The trial court in Clancey, following off-the-record
discussions among the parties, recited the details of the defendant’s plea bargain on the
record. The defendant was to plead to the allegations as charged, including an admission
to a prior serious felony conviction under the three strikes law. The trial court stated it
anticipated that at sentencing, it would grant the defendant’s request pursuant to People v.
Superior Court (Romero) (1996) 13 Cal.4th 497, to strike the prior serious felony
allegation and sentence the defendant to prison for five years. (Clancey, supra, 56
Cal.4th at p. 570.)
4 Because appellant’s contentions on appeal do not involve the underlying facts of
his drunk driving convictions, we do not recount them.
6
In Clancey, the People objected to the proposed disposition because the People
believed a reasonable disposition would be a state prison sentence of eight or nine years.
(Clancey, supra, 56 Cal.4th at pp. 570-571.) Despite the objection, the trial court
obtained the appropriate waivers from the defendant, the parties stipulated to a factual
basis for the plea, and the defendant pled no contest to all of the allegations and admitted
the prior serious felony allegation. During sentencing as the trial court considered the
defendant’s Romero request, the People again objected to proposed disposition of a five-
year sentence. The trial court explained that the purpose of the early resolutions calendar
was to dispose of cases. (Clancey, supra, 56 Cal.4th at p. 571.) The court struck the
prior serious felony allegation pursuant to Romero and sentenced appellant to a prison
term of five years. (Clancey, supra, 56 Cal.4th at p. 572.)
The court in Clancey proceeded to discuss the doctrine of separation of powers
between the courts and the executive branch of government represented by the
prosecutor, especially the executive’s prerogative to conduct plea negotiations. (Clancey,
supra, 56 Cal.4th at pp. 572-575.) The Clancey court stated four basic limitations on the
courts toward this end: (1) the trial court generally should refrain from announcing an
indicated sentence while the parties are still negotiating a potential plea bargain; (2) the
trial court should consider whether the existing record concerning the defendant and the
defendant’s offense or offenses is adequate to make an informed and reasoned judgment
as to the appropriate penalty; (3) a court cannot offer any inducement in return for a plea
of guilty or nolo contendere, treating the defendant more leniently because he or she
forgoes his or her right to trial or more harshly because he or she exercises that right; and
(4) the court cannot bargain with a defendant over the sentence to be imposed. (Id. at pp.
574-575.)
The Clancey court further noted that an indicated sentence is not a promise that a
particular sentence will in fact be imposed at sentencing and it does not divest the trial
7
court of its ability to exercise its discretion at the sentencing hearing. (Clancey, supra, 56
Cal.4th at p. 576.) Clancey concluded the record in that case did not clearly indicate
whether the indicated sentence represents the trial court’s considered judgment as to the
appropriate punishment for the defendant and the party challenging the disposition
objected on the proper basis to the trial court. When both conditions are met, the proper
remedy is a conditional reversal with directions to the trial court on remand to resolve the
ambiguities in the record. (Id. at p. 578.)
We find the instant action distinguishable from Clancey in one key respect.
Unlike the prosecutor in Clancey, the prosecutor in the instant action never objected to
any aspect of the plea agreement, including the trial court’s proposed disposition. Also,
in Clancey the People were the aggrieved party and objected to the trial court’s indicated
sentence. Here, in contrast, the appellant failed to object to the trial court’s indicated
sentence until the instant appeal.
We further observe that although the trial court stated on the record as to what its
indicated disposition would be, it appears from the available record that the court was
announcing the terms of a negotiated plea agreement between the parties rather than
unilaterally imposing an agreement without the prosecutor’s consent. Appellant executed
a plea form acknowledging the consequences of his plea and waiving his constitutional
rights. The terms of the plea agreement were set forth in the plea form. The trial court
announced the terms of the plea agreement without objection from the prosecutor. Also,
the prosecutor expressly agreed on the record without objection to dismiss the first
count.5
5 Counts 1 and 2 in both cases were based on a single act of driving while
intoxicated and sentence could only be imposed on one count in each case. To do
otherwise would have constituted a violation of Penal Code section 654. (People v.
Martinez (2007) 156 Cal.App.4th 851, 857.)
8
Finally, most of the indicia of an improper indicated sentence were not present in
the instant action. There is no indication in the record that there were still negotiations
on-going between the prosecution and the defendant. The facts of appellant’s current and
past convictions were simple enough for the trial court to make an informed and reasoned
judgment concerning judgment in appellant’s case. There is no indication the court
offered an improper inducement or that the court bargained directly and only with
appellant to obtain his change of plea. The prosecutor did not challenge the plea
agreement, or indicated sentence, at the change of plea hearing and still does not do so.
We find that the trial court did not negotiate an unlawful plea bargain in case No.238749.
FEES AND FINES
Appellant challenges the trial court’s reference to Vehicle Code section 23536
while imposing fines because that particular statute applies only to a first time drunk
driving conviction. Appellant argues that this code section sets a maximum fee of $1,000
and he was fined $2,600. Appellant also contends the trial court’s failure to specifically
set forth the fines and fees was error, citing People v. High (2004) 119 Cal.App.4th 1192,
1200 (High). The People concur with these contentions, but explain that the trial court
only set a fee of $650 pursuant to the Vehicle Code. We agree with the People.
As a preliminary matter, we note that the California Supreme Court recently
applied the doctrine of forfeiture where a defendant failed to first lodge an objection to
the imposition of expenses based on probation-related costs and an order for
reimbursement of fees paid to trial counsel pursuant to Penal Code sections 1203.1b and
987.8. (People v. Trujillo (2015) 60 Cal.4th 850 (Trujillo); People v. Aguilar (2015) 60
Cal.4th 862 (Aguilar).) Neither party objected to any of the fines and fees here in
question.6 Although arguably the forfeiture doctrine is applicable to the fines and fees
6 We do not consider the issue of whether High has been implicitly overruled by the
California Supreme Court’s decisions in Trujillo and Aguilar.
9
issues raised by appellant here, we reach the merits of appellant’s contentions for judicial
economy because the abstract of judgment requires amendment on remand.
The parties are correct that Vehicle Code section 23536 only applies to first time
drunk driving offenders. Similar language is employed in Vehicle Code sections 23550,
subdivision (a) and 23550.5.7 These statutes, which do apply to appellant, authorize a
fine of not less than $390 and not more than $1,000. The trial court adopted the
probation officer’s recommendation in paragraph 7 of the probation report
recommendations in case No. 265039 and paragraph 6 of the probation report
recommendations in case No. 238749. Although this paragraph refers to incorrect
Vehicle Code section 23536, the $650 fee recommended falls within the statutory range
contemplated by the other statutes applicable to appellant.
We note that the other fees set forth in the probation report are not pursuant to a
single Vehicle Code section, but are applicable pursuant to several different Vehicle and
Penal Code statutes. We therefore agree with the People’s position that appellant could
not be fined more than $1,000 pursuant to either Vehicle Code sections 23550 or
23550.5. The court’s $650 fine is proper under either of these Vehicle Code sections and
the remainder of the fines adding up to $2,600 are pursuant to other statutory provisions.
7 Vehicle Code section 23550, subdivision (a) is applicable to a defendant who has
had three or more drunk driving convictions within the previous 10 years pursuant to
Vehicle Code sections 23152, 23153, or 23103. Vehicle Code section 23550.5,
subdivision (a) is applicable, inter alia, to a defendant who has a drunk driving conviction
within the previous 10 years under Vehicle Code sections 23152 or 23153 and one of
these convictions is punished as a felony. Both Vehicle Code sections 23550 and
23550.5 are applicable to appellant, who had three or more drunk driving convictions
between 2003 and 2013, and who had at least one drunk driving conviction that was
treated as a felony within 10 years of his latest conviction. Because punishment of the
fines and fees under both Vehicle Code sections 23550 and 23550.5 would violate the
prohibition against multiple punishment under Penal Code section 654, the trial court on
remand will have to choose one of these two Vehicle Code sections when imposing its
previously announced $650 fine.
10
The abstract of judgment, however, makes it appear that all $2,600 in fines were made
pursuant to Vehicle Code section 23536.
In accordance with High, the trial court should specifically set forth each fine, fee,
and penalty pursuant to each applicable statute.
DISPOSITION
The case is remanded to the trial court to amend the abstract of judgment to
remove reference of the stayed prior prison term enhancements, leaving only the three
alleged, proven, and imposed prior prison term enhancements. The abstract of judgment
shall further be amended to remove reference to Vehicle Code section 23536, and for the
trial court to choose either Vehicle Code section 23550 or section 23550.5 to impose a
$650 fine in each case. The trial court shall set forth each specific fine or fee constituting
the remainder of the $2,600 in total fines and fees imposed by the court in case Nos.
265039 and 238749. The amended abstract of judgment shall be forwarded to the
appropriate authorities. The judgment is otherwise affirmed.
11