Filed 5/28/15 P. v. Moreno CA2/3
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION THREE
THE PEOPLE, B247367
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. BA390713)
v.
ORDER MODIFYING OPINION
DAVID LOPEZ MORENO, AND DENYING REHEARING
[NO CHANGE IN JUDGMENT]
Defendant and Appellant.
THE COURT:
It is ordered the opinion filed herein on April 28, 2015, is modified as follows:
1. On page 2, line 5 of the first full paragraph, the phrase “and in association
with” is modified to read, “or in association with.”
2. In the last sentence commencing at the bottom of page 22 with “In the present
case” and ending on page 23 with “a criminal street gang,” the phrase “and in association
with” is modified to read, “or in association with.”
There is no change in the judgment.
On May 12, 2015, appellant filed a petition for rehearing. The court has read and
considered the petition. The petition for rehearing is denied.
Filed 4/28/15 (unmodified version)
Opinion following rehearing
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION THREE
THE PEOPLE, B247367
Plaintiff and Respondent, (Los Angeles County
Super. Ct. No. BA390713)
v.
DAVID LOPEZ MORENO,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of Los Angeles County,
Sam Ohta, Judge. Affirmed.
Laura S Kelly, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney
General, Lance E. Winters, Assistant Attorney General, Linda C. Johnson, Theresa A.
Patterson and David Glassman, Deputy Attorneys General, for Plaintiff and Respondent.
_____________________
Appellant David Lopez Moreno appeals from the judgment entered following his
conviction by jury of second degree murder, with findings he personally used a firearm,
personally and intentionally discharged a firearm, personally and intentionally discharged
a firearm causing great bodily injury and death, and committed the offense for the benefit
of, at the direction of, and in association with, a criminal street gang (Pen. Code,
§§ 186.22, subd. (b)(1), 187, 12022.53, subds. (b), (c), & (d)). The court sentenced
appellant to prison for 40 years to life. We affirm.
FACTUAL SUMMARY
Viewed in accordance with the usual rules on appeal (People v. Ochoa (1993)
6 Cal.4th 1199, 1206), the evidence established on August 10, 2009, Jesus Medina and
her friend, Maria Flores, were in the parking lot of their apartment building on 81st in
Los Angeles when Medina saw a man later identified as Cesar Garcia (the decedent).
Garcia was riding a bicycle on 81st, away from Figueroa and towards Hoover. Medina
heard a gunshot, then saw Garcia fall. Medina also testified she heard at least two
gunshots. A second man walked away from Garcia at a normal pace and, as the second
man walked to an alley near Figueroa, he put an object in his waistband. Medina
believed the object was a gun. Medina called 911, then approached Garcia. No one else
approached Garcia and there were no weapons around him.
Flores testified the incident occurred about 4:00 p.m. and she heard three
gunshots. According to Flores, after the shooting, the second male moved his right hand
and walked away towards Figueroa. Once the second male reached the alley, he ran.
Rafael Anguiano, who lived on 81st street at the time of the shooting, testified that prior
to the shooting he was on his front porch. He too heard three gunshots, saw Garcia fall,
and saw the second man tuck his right hand into his waistband as he walked away
towards Figueroa. Medina, Flores, and Anguiano each testified to the effect no one was
near Garcia and the second man when the shooting occurred.
2
Miguel Rodriguez testified that on August 10, 2009, he lived in an apartment on
81st between Hoover and Figueroa. Sometime prior to 5:48 p.m., Rodriguez saw his
neighbor “Lazy,” later identified as Jerome Saucedo. Saucedo (a member of the
Notorious 13 gang of Bell Gardens) was outside the apartment building and socializing
with three men, two of whom were Notorious 13 gang (hereafter, Notorious) members.
The third man was appellant. About 5:48 p.m., Rodriguez was in his apartment when he
heard about three gunshots. Rodriguez exited and saw Saucedo running from the front of
the apartment building towards the back. Shortly thereafter, appellant was coming alone
from an alley and towards the back of the building, jumping fences. Saucedo asked
Rodriguez to let Saucedo’s “homey” hide in Rodriguez’s residence, but Rodriguez
refused. Rodriguez assumed appellant entered the building’s laundry room.
Los Angeles Police Officer Bryan Schilling testified that about 5:55 p.m. on
August 10, 2009, Schilling and his partner were the first responders to the shooting scene
and about two blocks from it when they received the call to go there. Schilling arrived
and saw Garcia bleeding from a gunshot wound to his head. The bicycle was between
Garcia’s legs and no weapons were near him.
Los Angeles Police Detective Bertha Durazo, the primary investigator in this case,
testified that about 6:15 p.m., she arrived at the scene and saw Garcia’s body. The
shooting occurred in an area claimed by the 18th Street gang and another gang. No shell
casings were at the scene, a fact consistent with use of a revolver during the shooting.
Garcia had been an associate of the 18th Street gang.
On September 26, 2011, Durazo interviewed Saucedo about the shooting. He
initially said he was inside his residence, heard gunshots, and went outside. He told
Durazo he then saw an unknown male run towards a dead body, grab something, and flee.
Durazo testified Saucedo later changed his story.
Durazo testified Saucedo later said, inter alia, the following. Saucedo was in the
carport of his apartment building when the shooting occurred. Saucedo’s friend (whom
Saucedo later identified to Durazo as appellant (aka Sleepy)) was involved in the
shooting. After appellant left Saucedo’s yard, Garcia “banged on” appellant. Appellant
3
later “banged on him back.” Appellant and Garcia were between cars, and appellant
ducked. Appellant reappeared and Garcia, on a bicycle, had a gun.1 Saucedo saw
appellant shoot, then flee eastbound on 81st towards Figueroa.
Appellant returned to Saucedo’s apartment through the alley, jumping fences to
enter the apartment complex. Appellant asked Saucedo to hide him, but Saucedo refused.
Appellant hid in the building’s laundry room and at some point changed clothes.
Appellant asked Saucedo to get the handgun appellant had left behind apartments near
Figueroa.
On September 27, 2011, Durazo interviewed Xene Fernandez, Saucedo’s sister.
Durazo testified Fernandez said the following. On the day of the shooting, Saucedo’s
friend David (aka Sleepy) came over to Saucedo’s residence. Saucedo and Sleepy later
went outside. Fernandez was inside when the shooting occurred. After the shooting,
Fernandez saw Sleepy jump a fence and approach the rear of the apartment building from
an alley. Fernandez also saw Sleepy change his shirt around the time police spoke with
him. Fernandez heard Sleepy tell police that Sleepy had been inside sleeping when the
shooting occurred, but Sleepy’s statement was a lie. Saucedo told Fernandez that Sleepy
committed the shooting.
An autopsy revealed Garcia died from a single gunshot wound to his right temple.
The bullet traveled from right to left and “slightly front” to back. Stippling near the
wound indicated the gun, when fired, was most likely four to twelve inches from Garcia.
Bell Gardens Police Officer Angel Puente, a gang expert, testified he had been a
police officer over 11 years, and had worked in the department’s gang unit from 2004
through 2010. Notorious was an active gang in Bell Gardens during that six-year period.
In 2009, the gang had 25 to 30 active members. Some of the gang’s primary activities
were murder, attempted murder, assault with a deadly weapon, robberies, and vandalism.
1
Durazo denied any evidence obtained during her investigation supported
Saucedo’s assertion Garcia had a gun.
4
When Puente referred to primary activities, he was referring to crimes Notorious
members were “consistently being arrested [for] and convicted of.” He testified these
were crimes of which he was aware based on his personal experience. The following
then occurred: “[By The Prosecutor]: Have you consulted resources like databases,
looked at other officers to confirm those numbers? [¶] [Puente:] Yes. One, personal
knowledge through my investigations involving [Notorious], and I had a records clerk
pull up several reports related to [Notorious].”2
Puente personally had arrested two Notorious members for murder. He also
personally had investigated three to five cases involving the gang. One of those cases
involved assault with a deadly weapon; another involved robbery and murder. Puente
was aware of two murder convictions involving Notorious members. There were other
murders not yet in court because there was not enough evidence. Based on four
“subjects” from Notorious, which Puente testified was “obviously a small sample,” he
counted five robberies within the last 10 years, two of which robberies occurred in the
last five years. Notorious and the 18th Street gangs were rivals. Based on a 2005
shooting, Notorious member Omar Ramirez was convicted of attempted murder. Based
on a 2006 shooting, Notorious member Mike Oquendo was convicted of murder.
Puente testified “banging” was street vernacular referring to one person
confronting another to determine what gang the latter was from. If a gang member
“banged on” a rival gang member and the latter “banged back,” a violent confrontation
could be expected. Puente was familiar with appellant and Saucedo. Appellant was a
2
During cross-examination, Puente testified his opinion that murder, attempted murder,
robberies, and vandalism were primary activities of Notorious was based on “my experience, 11
years as a police officer in Bell Gardens, statements from other officers, research that I’ve done
and had records clerks look up police reports involving [Notorious].” Puente also testified that,
at the preliminary hearing, he testified “there just has to be more than one criminal case against a
gang member before you consider the crime a primary activity of a particular gang.” Puente
added, “if you have a group of incidents, then you’re picking the most common ones, the
primary.” During redirect examination, the prosecutor asked if a primary activity was a principal
or chief occupation of a gang member, and Puente replied yes.
5
member of Notorious and his moniker was Sleepy. Saucedo was known as Lazy from
Notorious.
In response to a hypothetical question based on evidence, Puente opined the
shooting benefited the shooter’s gang and the shooter. When the victim “bang[ed] on”
the shooter and the shooter “bang[ed] back,” this showed the shooting was committed in
association with the gang because such conduct was typical of gang members, and they
usually responded with violence. In defense, a psychologist testified concerning various
factors affecting alleged eyewitness identifications.
ISSUES
Appellant claims (1) the trial court erred by failing to give sua sponte CALJIC
No. 8.50, (2) the jury instructions allowed the jury to convict appellant of murder without
considering whether imperfect self-defense required a voluntary manslaughter
conviction, (3) the prosecutor committed misconduct during jury argument,
(4) cumulative prejudicial error occurred, and (5) insufficient evidence supported the true
finding as to the gang enhancement allegation.
DISCUSSION
1. The Trial Court Did Not Prejudicially Err by Failing to Give CALJIC No. 8.50.
Appellant claims the trial court prejudicially erred by failing to give sua sponte
CALJIC No. 8.50, which distinguishes murder and manslaughter. The instruction, inter
alia, indicates the People must prove beyond a reasonable doubt the absence of imperfect
self-defense. CALJIC No. 8.50 states, inter alia, “To establish that a killing is murder . . .
and not manslaughter, the burden is on the People to prove beyond a reasonable doubt
each of the elements of murder and that the act which caused the death was not done . . .
in the actual, even though unreasonable, belief in the necessity to defend against
imminent peril to life or great bodily injury.” (Italics added.)
In essence, appellant argues that because the trial court did not give CALJIC
No. 8.50 with its above italicized language, the jury was never told (1) to prove the
killing was murder, the People had to prove beyond a reasonable doubt appellant did not
act in imperfect self-defense and (2) even if a defendant has intent to kill, imperfect self-
6
defense negates malice, precluding guilt for murder. For the reasons below, we reject
appellant’s claim of prejudicial error.
a. Pertinent Law.
In People v. Rios (2000) 23 Cal.4th 450 (Rios), our Supreme Court stated, “The
distinguishing feature [between murder and the lesser-included offense of manslaughter]
is that murder includes, but manslaughter lacks, the element of malice. . . . [¶] Malice
exists, if at all, only when an unlawful homicide was committed with the ‘intention
unlawfully to take away the life of a fellow creature’ [citation], or with awareness of the
danger and a conscious disregard for life [citations]. In certain circumstances, however, a
finding of malice may be precluded, and the offense limited to manslaughter, even when
an unlawful homicide was committed with intent to kill. In such a case, the homicide,
though not murder, can be no less than voluntary manslaughter.” (Id. at p. 460, fn.
omitted.)
Rios stated murder is the unlawful killing of a human being with malice, and a
defendant who commits an intentional and unlawful killing but who lacks malice is guilty
of voluntary manslaughter. (Rios, supra, 23 Cal.4th at p. 460.) Rios observed,
“ ‘Generally, the intent to unlawfully kill constitutes malice,’ ” (ibid.) except a defendant
who intentionally and unlawfully kills nonetheless lacks malice when the defendant acts
in imperfect self-defense, i.e., with an unreasonable but good faith belief in the need to
act in self-defense. (Id. at pp. 453, 460.) Rios stated these mitigating “circumstances”
(id. at p. 461) reduce an intentional, unlawful killing from murder to voluntary
manslaughter “ ‘by negating the element of malice’ ” (ibid., italics omitted, quoting
People v. Breverman (1998) 19 Cal.4th 142, 154 (Breverman)) otherwise inherent in such
a homicide.
In a murder case, unless the People’s evidence suggests the defendant killed in
imperfect self-defense, the defendant is obligated to proffer evidence on this issue
sufficient to raise a reasonable doubt of the defendant’s guilt for murder. (Rios, supra,
23 Cal.4th at pp. 461-462.) Rios stated, “If the issue of . . . imperfect self-defense is thus
‘properly presented’ in a murder case (Mullaney v. Wilbur (1975) 421 U.S. 684, 704
7
[95 S.Ct. 1881, 1892] [Mullaney]), the People must prove beyond reasonable doubt that
these circumstances were lacking in order to establish the murder element of malice.
[Citations.] . . . In such cases, if the fact finder determines the killing was intentional and
unlawful, but is not persuaded beyond reasonable doubt that [imperfect self-defense] was
absent, it should acquit the defendant of murder and convict him of voluntary
manslaughter. [Citations.]” (Rios, at p. 462.) This follows because evidence of
imperfect self-defense sufficient to raise a reasonable doubt of the defendant’s guilt for
murder already has been presented to the trier of fact, and the People have not proven
beyond a reasonable doubt imperfect self-defense was absent.
Appellate review of the adequacy of instructions is based on whether the trial
court fully and fairly instructed on the applicable law. (People v. Ramos (2008)
163 Cal.App.4th 1082, 1088.) In determining whether error has been committed in
giving or not giving jury instructions, an appellate court must consider the instructions as
a whole and assume jurors are intelligent persons capable of understanding and
correlating all given instructions. (Ibid.) The ultimate question is whether there is a
reasonable likelihood the jury applied the challenged instruction in an impermissible
manner. (People v. Hajek and Vo (2014) 58 Cal.4th 1144, 1220 (Hajek and Vo).)
Moreover, any theoretical possibility of jury confusion concerning instructions may be
diminished by the parties’ closing arguments. (Ibid.)
As mentioned, appellant argues, inter alia, the trial court had a sua sponte duty to
instruct, using CALJIC No. 8.50, that to prove the killing was murder, the People had to
prove beyond a reasonable doubt appellant did not act in imperfect self-defense.
Appellant cites no case holding that, nor have we found any such case.
Our independent research has revealed cases addressing an analogous claim, i.e., a
claim of prejudicial instructional error regarding the People’s burden of proof beyond a
reasonable doubt (hereafter, People’s burden) in relation to perfect self-defense.
8
In People v. Sanchez (1947) 30 Cal.2d 560 (Sanchez), the trial court refused the
following defense-requested instruction relating reasonable doubt to perfect self-defense:
“ ‘In a trial for murder it is not necessary for the defendant to establish self defense by
evidence sufficient to satisfy the jury that the self defense was true, but if the evidence is
sufficient to raise a reasonable doubt as to whether the defendant was justified, then he is
entitled to an acquittal.’ ” (Id. at p. 571.) Such an instruction combines, in a single
instruction, principles of reasonable doubt and justification (self-defense).
Notwithstanding the trial court’s refusal, Sanchez later stated, “ ‘. . . its principle
was repeatedly brought to the attention of the jury for, . . . they were told as to murder of
the first degree, again as to murder of the second degree, and again as to manslaughter,
that to warrant a verdict of guilty they must believe ‘beyond a reasonable doubt and to a
moral certainty’ that, among other things, the killing ‘was not justifiable [or was
unjustifiable] under the law as I have given it to you in the preceding instructions.’ They
were also told that they ‘should consider all of the instructions as a whole in arriving at’
their verdict. Under the circumstances the error in failing to give the instruction as
requested was not prejudicial.” (Sanchez, supra, 30 Cal.2d at pp. 571-572, italics added.)
In People v. Sandoval (1970) 9 Cal.App.3d 885 (Sandoval), the trial court gave the
“standard instruction on reasonable doubt.” (Id. at p. 887.) The trial court also gave
defense-requested instructions on self-defense. (Ibid.) The defendant did not ask that the
trial court give, and the trial court did not give, a Sanchez instruction (Sandoval, at
p. 887), i.e., an instruction which Sandoval characterized as instructing that the jury
“should acquit defendant if the evidence raised a reasonable doubt as to whether
defendant was justified in killing [the victim] in self-defense.” (Ibid.)
Sandoval concluded, “Here the judge fulfilled his sua sponte obligations when he
instructed the jury on the general principles of reasonable doubt and self-defense.” (Id. at
p. 888.) Sandoval observed, “A trial court must instruct the jury sua sponte on ‘those
principles of law commonly or closely and openly connected with the facts of the case
. . . ,’ but need not instruct on specific points developed at the trial unless requested.
[Citations.] . . . The Sanchez instruction is a specific point, actually a pinpointing or
9
amplification of two general principles -- the rule of reasonable doubt and the defense of
justification.” (Sandoval, at p. 888, second and third italics added.) Sandoval also stated,
“Defendant’s failure to request the amplifying Sanchez instruction bars his claim of error
on appeal. [Citation.]” (Ibid.)
People v. Adrian (1982) 135 Cal.App.3d 335 (Adrian) involved a trial court’s
refusal to give a Sanchez instruction in an assault with a deadly weapon case. (Id. at
p. 336.) Adrian held such an instruction must be given “upon request whenever the claim
of self-defense has been properly tendered and the evidence warrants submitting the issue
to the jury.” (Ibid.) Adrian treated the instruction as a pinpoint instruction. (Id. at
pp. 337-341.) (Adrian observed, “As to homicide cases, the function performed by the
Sanchez instruction is now fulfilled by CALJIC No. 5.15.”)3 (Id. at p. 342, fn. 7.) Adrian
concluded the trial court’s erroneous refusal to give the instruction was harmless in light
of the fact the court gave CALJIC No. 2.90, CALJIC No. 2.01, and, on perfect self-
defense, CALJIC No. 5.30. (Id. at pp. 341-342.)
Similarly, in People v. Wittig (1984) 158 Cal.App.3d 124 (Wittig), the defendants
were convicted of, inter alia, assault with a deadly weapon (id. at p. 126) and the People
(in light of Adrian) conceded the trial court erroneously refused instructions that the
defendants “were entitled to an acquittal if the evidence of self-defense was sufficient to
raise a reasonable doubt.” (Wittig, at p. 135.) However, Wittig concluded the error was
harmless because the trial court gave CALJIC Nos. 2.90 and 2.01, and instructions on
perfect self-defense. (Id. at pp. 135-136.)
3
The trial court in the present case gave CALJIC No. 5.15 (as to perfect self-
defense). That instruction stated, “Upon a trial of a charge of murder, a killing is lawful
if it was justifiable. The burden is on the prosecution to prove beyond a reasonable doubt
that the homicide was unlawful, that is, not justifiable. If you have a reasonable doubt
that the homicide was unlawful, you must find the defendant not guilty.”
10
In sum, as to perfect self-defense, Sandoval concluded a trial court fulfilled its sua
sponte duty by giving separate instructions, i.e., (1) a standard instruction on reasonable
doubt, and (2) perfect self-defense instructions. Having done that, the trial court was
under no sua sponte duty to give a single instruction combining the concepts of
reasonable doubt and perfect self-defense. Sanchez, Adrian, and Wittig concluded a trial
court erroneously refused to give a defense-requested combining instruction relating
reasonable doubt to perfect self-defense.
Moreover, Sanchez, Adrian, and Wittig reviewed for prejudice a trial court’s
erroneous refusal to give a combining instruction relating reasonable doubt to perfect
self-defense. Adrian and Wittig concluded no prejudice occurred because the trial court
instructed with CALJIC Nos. 2.90 and 2.01, and with perfect self-defense instructions.
Mullaney involved jury instructions based on a state law requiring “a defendant
charged with murder to prove that he acted ‘in the heat of passion on sudden provocation’
in order to reduce the homicide to manslaughter.” (Mullaney, supra, 421 U.S.at p. 684-
685, italics added.) Mullaney concluded the law violated due process, in part because it
shifted the burden of proof to the defendant. (Id. at p. 701.) Mullaney later stated, “[w]e
. . . hold that the Due Process Clause requires the prosecution to prove beyond a
reasonable doubt the absence of the heat of passion on sudden provocation when the issue
is properly presented in a homicide case.” (Id. at p. 704, italics added.)
Leaving aside the fact Mullaney did not involve imperfect self-defense, we note
Mullaney’s holding pertained to error in the allocation of the burden of proof—to the
defendant instead of to the People—in relation to heat of passion. Mullaney did not hold
a trial court’s otherwise correct allocation of the burden of proof to the People was
erroneous merely because that allocation was articulated (1) in separate instructions on
the People’s burden, heat of passion, and the jury’s duty to consider instructions as a
whole, respectively, instead of (2) in a single instruction combining concepts of the
People’s burden and heat of passion. Mullaney’s holding does not control the present
case.
11
Moreover, Adrian and Wittig, which evaluated a trial court’s refusal to give a
defense-requested Sanchez instruction for prejudice, were decided after Mullaney.
Adrian approvingly cited Sandoval for the proposition a Sanchez instruction is a pinpoint
instruction. (Adrian, supra, 135 Cal.App.3d at p. 339.)
Nonetheless, after the present case was fully briefed, the Fourth District decided
People v. Speight (2014) 227 Cal.App.4th 1229 (Speight). Speight, a case involving the
interaction between attempted murder and attempted voluntary manslaughter, concluded
a trial court erred by failing to instruct sua sponte with CALJIC No. 8.50 that the People
were required to prove beyond a reasonable doubt the defendant did not act as a result of
heat of passion. (Speight, at pp. 1233, 1240-1241, 1244.) Speight observed the
defendant in that case did “not spend much time explaining how the court erred in failing
to instruct the jury on that point.” (Id. at p. 1241.) Nor did the appellate court in Speight
discuss the fact the trial court in that case gave to the jury (1) CALJIC 2.90, and
(2) instructions on attempted murder, malice, attempted voluntary manslaughter, and heat
of passion.
b. Application of the Law to This Case.
(1) We Assume the Trial Court Erred by Failing to Give CALJIC No. 8.50.
In the present case, we assume, as a matter of evidence, the issue of imperfect self-
defense was properly presented to the jury.4 However, as mentioned, first, appellant cites
no case holding the trial court had a sua sponte duty to instruct, using CALJIC No. 8.50,
that the People had to prove beyond a reasonable doubt appellant did not act in imperfect
self-defense. Second, Sandoval, presenting an analogous situation involving perfect self-
defense, militates against any such sua sponte duty to give such a combining instruction.
4
Saucedo said Garcia “banged on” appellant and Garcia had a gun; at least three witnesses
(Flores, Anguiano, and Rodriguez) testified they heard three gunshots and/or about three
gunshots; Garcia was shot only once; and Saucedo saw an unknown male grab something after
Garcia was shot. Moreover, the shooting occurred in an area claimed by the 18th Street gang,
Garcia had been an associate of that gang, Notorious and 18th Street gangs were rival gangs, and
appellant was a Notorious member, facts from which a jury might have concluded appellant was
afraid at the time of the shooting.
12
Third, Sandoval concluded a trial court had no sua sponte duty to give a Sanchez
instruction, i.e., a combining instruction relating reasonable doubt to perfect self-defense,
assuming separate instructions were given on those issues. Adrian observed that in
homicide cases the function performed by a Sanchez instruction is now fulfilled by
CALJIC No. 5.15. CALJIC No. 5.15 is a combining instruction, relating reasonable
doubt to perfect self-defense.
CALJIC No. 5.15 is analogous to CALJIC No. 8.50 to the extent the latter relates
the People’s burden to imperfect self-defense. By parity of reasoning, we might very
well have concluded based on Sandoval and Adrian that the trial court in the present case
had no sua sponte duty to give CALJIC No. 8.50, a combining instruction relating the
People’s burden to imperfect self-defense, because the court gave separate instructions on
(1) the People’s burden (CALJIC No. 2.90) and (2) murder (CALJIC No. 8.10), malice
(CALJIC No. 8.11), and imperfect self-defense (CALJIC No. 5.17) (all discussed post).
This is particularly true where, as here, the trial court in the present case also, using
CALJIC No. 1.01, told the jury to “[c]onsider the instructions as a whole and each in
light of all the others” and we, as an appellate court, must consider the instructions as a
whole and assume jurors are intelligent persons capable of understanding and correlating
all given instructions. (Ramos, supra, 163 Cal.App.4th at p. 1088.)
We note People v. Mower (2002) 28 Cal.4th 457, People v. Simon (1995)
9 Cal.4th 493, People v. Shelmire (2005) 130 Cal.App.4th 1044, and Evidence Code
section 502 support the notion a trial court must instruct on the allocation and nature of
the burden of proof. However, neither those cases nor that section addresses the issue of
whether that requirement must be satisfied by a single, combining instruction (like
CALJIC No. 8.50) as opposed to separate instructions with an instruction they are to be
read as a whole. Although appellant cites People v. Najera (2006) 138 Cal.App.4th 212
(Najera) for the proposition CALJIC No. 8.50 “implements Mullaney’s constitutional
command,” Najera involved CALJIC No. 8.50 as it relates to heat of passion, not
imperfect self-defense (Najera, at p. 227), and, more importantly, we have already
explained Mullaney does not command that principles of the burden of proof and
13
imperfect self-defense be contained in a single, combining instruction. Nonetheless, in
light of Speight, we assume without deciding the trial court in this case erred by failing to
give CALJIC No. 8.50 to instruct that the People had the burden to prove beyond a
reasonable doubt the absence of imperfect self-defense.
However, we reject appellant’s other argument about CALJIC No. 8.50, i.e.,
because the trial court did not give CALJIC No. 8.50, the trial court never told the jury
that, even if a defendant has intent to kill, imperfect self-defense negates malice,
precluding guilt for murder. CALJIC No. 8.10 indicated murder required killing with
malice. CALJIC No. 8.11 indicated, inter alia, express malice was based on intent to kill
and if express malice or implied malice was present, no other mental state needed to be
shown to establish malice. CALJIC No. 5.17 indicated a person who killed in imperfect
self-defense lacked malice and did not commit murder. However, imperfect self-defense
negates malice, not intent to kill. Moreover, CALJIC No. 8.40 (see fn. 5, post) told the
jury a defendant could harbor intent to kill even though imperfect self-defense negated
malice, CALJIC No. 8.10 (discussed post) told the jury that, absent malice, a defendant
could not be guilty of murder, and CALJIC No. 1.01 told the jury to consider all
instructions as a whole.
Notwithstanding appellant’s related argument to the contrary, CALJIC No. 5.17
did not conflict with CALJIC No. 8.11, the latter of which pertained to express and
implied malice, and indicated that when an intentional killing was done with express or
implied malice, no other mental state needed to be shown to establish malice
aforethought. Instead, CALJIC No. 5.17 was exceptive, indicating when malice was not
established. This is consistent with the fact that “ ‘[g]enerally’ ” (Rios, supra, 23 Cal.4th
at p. 460) intent to unlawfully kill constitutes malice (ibid.), except a defendant who
intentionally and unlawfully kills nonetheless lacks malice when the defendant
unreasonably believes the defendant must act in self-defense (id. at p. 460).
During jury argument, appellant presented an alternative argument that imperfect
self-defense negated malice, precluding guilt for murder but permitting guilt for
manslaughter, and the jury should convict appellant of voluntary manslaughter. The
14
parties disputed during jury argument whether there was evidence of imperfect self-
defense. Any theoretical possibility of jury confusion that CALJIC Nos. 8.11 and 5.17
conflicted was diminished by the parties’ jury arguments. (Hajek and Vo, supra,
58 Cal.4th at p. 1220.) The jury, during deliberations, asked no questions of the court;
the jury thus did not express confusion about any such alleged conflict. (Cf. Hajek and
Vo, at p. 1221; People v. Garceau (1993) 6 Cal.4th 140, 189 (Garceau).) We conclude
the trial court adequately instructed the jury that, even if a defendant has intent to kill,
imperfect self-defense negates malice, precluding guilt for murder.
(2) Any Instructional Error Was Not Prejudicial.
Even if the trial court erred by failing to give CALJIC No. 8.50, it does not follow
we must reverse the judgment. Speight concluded trial court error in failing to give
CALJIC No. 8.50 could be found harmless beyond a reasonable doubt. (Speight, supra,
227 Cal.App.4th at pp. 1245-1246.) We assume without deciding that that standard of
prejudice applies here. For the following reasons, we conclude the trial court’s failure to
give CALJIC No. 8.50 was harmless beyond a reasonable doubt.
First, Penal Code section 1096a, states, “In charging a jury, the court may read to
the jury Section 1096, and no further instruction on the subject of the presumption of
innocence or defining reasonable doubt need be given.” (Italics added.) The substance
of section 1096 has been incorporated into CALJIC No. 2.90 (People v. Aranda (2012)
55 Cal.4th 342, 352 (Aranda)), which was given to the jury.
Second, Sandoval taught a trial court has no sua sponte duty to give a combining
instruction relating the People’s burden to perfect self-defense (where adequate separate
instructions were given). Adrian indicated CALJIC No. 5.15 is such a combining
instruction and, as previously discussed, CALJIC No. 8.50 is analogous. These facts
militate against a conclusion a trial court’s failure to give CALJIC 8.50 is prejudicial
where adequate separate instructions are given. As discussed below, the trial court in this
case gave adequate separate instructions.
15
Adrian and Wittig considered the separate instructions of CALJIC Nos. 2.90 and
2.01, and perfect self-defense instructions, when evaluating prejudice. In the present
case, the trial court gave CALJIC No. 2.90. It stated, in relevant part, “A defendant in a
criminal action is presumed to be innocent until the contrary is proved, and in case of a
reasonable doubt whether his guilt is satisfactorily shown, he is entitled to a verdict of not
guilty. This presumption places upon the People the burden of proving him guilty beyond
a reasonable doubt.” (Italics added.) The trial court in this case also gave CALJIC No.
2.01 on the sufficiency of circumstantial evidence; we discuss that instruction separately
post.
The court, using CALJIC No. 2.61, instructed on appellant’s right not to testify, an
instruction that did not expressly refer to a People’s “burden” or obligation but implied a
People’s burden and related it to elements of the charge. The instruction stated, “In
deciding whether or not to testify, the defendant may choose to rely on the state of the
evidence and upon the failure, if any, of the People to prove beyond a reasonable doubt
every essential element of the charge against him. No lack of testimony on the
defendant’s part will make up for a failure of proof by the People so as to support a
finding against him on any essential element. (Italics added.)
The court, using CALJIC No. 8.10, instructed on the elements of murder as
follows: “[Appellant is] accused . . . of having committed the crime of murder, a violation
[of] section 187 of the Penal Code. [¶] Every person who unlawfully kills a human
being with malice aforethought, is guilty of the crime of murder in violation of Penal
Code section 187. [¶] A killing is unlawful, if it is neither justifiable nor [excusable].
[¶] In order to prove this crime, each of the following elements must be proved:
[¶] 1. A human being was killed; [¶] 2. The killing was unlawful; and [¶] 3. The
killing was done with malice.” (Italics added.)
The court gave CALJIC No. 8.11 concerning express and implied malice. That
instruction stated, “ ‘Malice’ may be either express or implied. [¶] Malice is express
when there is manifested an intention unlawfully to kill a human being.” CALJIC No.
8.11 also set forth the components of implied malice (generally, an intentional act
16
resulting in death and performed with conscious disregard for life). The instruction
further stated, “When it is shown that a killing resulted from the intentional doing of an
act with express or implied malice, no other mental state need be shown to establish the
mental state of malice aforethought.”
The court, using CALJIC No. 5.17, instructed on imperfect self-defense. The
instruction stated, in relevant part, “A person who kills another person in the actual but
unreasonable belief in the necessity to defend against imminent peril to life or great
bodily injury, kills unlawfully but does not harbor malice aforethought and is not guilty
of murder.”5 (Italics added.) Finally, the court gave CALJIC No. 1.01, which told the
jury, inter alia, to “[c]onsider the instructions as a whole and each in light of all the
others.”
In sum, the above instructions effectively told the jury that to prove appellant
guilty of murder beyond a reasonable doubt, the People had to prove the element of
malice beyond a reasonable doubt and, since a person who killed in imperfect self-
defense lacked malice and was not guilty of murder, the People, proving the element of
malice, had to prove beyond a reasonable doubt appellant did not kill in imperfect self-
defense. This is consistent with Rios’s conclusion that when the element of malice is
otherwise established, except evidence of the mitigating circumstance of imperfect self-
defense (sufficient to raise a reasonable doubt of the defendant’s guilt for murder) has
been presented to the trier of fact, the People must prove beyond a reasonable doubt the
absence of that mitigating circumstance in order to prove beyond a reasonable doubt the
presence of the element of malice. Because the trial court gave adequate separate
instructions on the People’s burden and imperfect self-defense, and told the jury to
5
The court, using CALJIC No. 8.40, instructed on voluntary manslaughter. The
instruction stated, “Every person who unlawfully kills another human being without malice
aforethought but either with an intent to kill, or with conscious disregard for human life, is guilty
of voluntary manslaughter in violation of Penal Code section 192, subdivision (a). [¶] There is
no malice aforethought if the killing occurred in the actual but unreasonable belief in the
necessity to defend oneself against imminent peril to life or great bodily injury.” (Italics added.)
17
consider instructions as a whole, no prejudice resulted from the trial court’s failure to
give CALJIC No. 8.50.6
Third, the trial court did not give a combining instruction using the term “burden”
and relating the People’s burden (1) to the murder element requiring the killing of a
human being, or (2) to the murder element requiring that the killing was done with
malice. Instead, the court gave (1) CALJIC No. 2.90, on the People’s burden, (2)
CALJIC No. 8.10, defining murder, including the elements of the killing of a human
being and a killing done with malice, and (3) CALJIC No. 1.01, telling the jury to
consider instructions as a whole. If the trial court did not err by giving separate
instructions on the People’s burden and these elements, the court did not prejudicially err
by giving separate instructions on the People’s burden and the mitigating circumstance of
imperfect self-defense.7
Fourth, in the present case, the People’s evidence contained no direct evidence
appellant harbored malice. For example, the People’s evidence contained no statement
from appellant to police that he harbored malice. Appellant, as was his right, did not
testify; therefore, there was no direct testimony he killed in imperfect self-defense. In
other words, the evidence appellant killed with malice, as well as the evidence he killed
in imperfect self-defense, was wholly circumstantial.
6
The trial court in this case gave the jury CALJIC No. 2.90 and instructions on
imperfect self-defense. The trial court also (using CALJIC No. 5.15, see fn. 3, ante)
impliedly instructed on the People’s burden and perfect self-defense. It is arguable the
giving of CALJIC No. 5.15 might have suggested to the jury the People did not have the
burden to prove beyond a reasonable doubt appellant did not act in imperfect self-
defense. However, any such argument is of no consequence given the numerous reasons
supporting our conclusion no prejudicial instructional error occurred in this case.
7
During oral argument here, appellant asserted the jury was told the prosecution
had to prove the elements beyond a reasonable doubt, and the jury was told malice was
an element. However, the jury was never given a combining instruction containing both
statements and including the explicit reference to the requirement that the People prove
elements beyond a reasonable doubt. Instead, the jury was given separate instructions on
these issues, i.e., CALJIC No. 2.90, CALJIC No. 8.10 (defining murder with its elements,
including the element that the killing was done with malice), and CALJIC No. 1.01.
18
The court, using CALJIC No. 2.01, instructed on the sufficiency of circumstantial
evidence. That instruction indicated if circumstantial evidence permitted two reasonable
interpretations, one pointing to guilt and the other to innocence, the jury had to acquit
appellant. The evidence of malice pointed to appellant’s guilt for murder and the
evidence of imperfect self-defense pointed to his innocence for murder (even though
evidence of imperfect self-defense pointed to his guilt for voluntary manslaughter).
In sum, CALJIC No. 2.01 was merely another way of restating the proof beyond a
reasonable doubt standard, and the jury, by convicting appellant of murder based on
circumstantial inferences he harbored malice, necessarily rejected circumstantial
inferences he killed in imperfect self-defense. (Cf. People v. Reliford (2003) 29 Cal.4th
1007, 1016.) As mentioned, Sanchez, Adrian, and Wittig concluded no prejudicial
instructional error occurred, each case relying in part on the fact CALJIC No. 2.01 was
given.
Fifth, the court repeatedly instructed on the principle of the People’s burden, the
standard of proof beyond a reasonable doubt, and/or reasonable doubt, when instructing
the jury on the People’s burden (CALJIC No. 2.90), the sufficiency of circumstantial
evidence (CALJIC No. 2.01), the fact appellant could rely on the state of the evidence
(CALJIC No. 2.61), the burden of proof regarding justification on a charge of murder
(CALJIC No. 5.15), doubt as to whether first or second degree murder had occurred
(CALJIC No. 8.71), partial verdicts (CALJIC No. 8.75), and the firearm use (CALJIC
No. 17.19), firearm discharge (CALJIC No. 17.19.5), and gang (CALJIC No. 17.24.2)
enhancements. No other burden or standard of proof was enunciated by any instruction
in this case.
Sixth, there is the matter of the evidence of appellant’s guilt. Voluntary
manslaughter based on imperfect self-defense is a lesser-included offense of murder, and
a trial court must instruct on said lesser-included offense when substantial evidence
supports such an instruction. (People v. Duff (2014) 58 Cal.4th 527, 561-562.) However,
substantial evidence is merely evidence substantial enough to merit consideration and, in
this context, evidence from which a jury reasonably could conclude appellant committed
19
only the lesser-included offense (id. at p. 561; Breverman, supra, 19 Cal.4th at p. 162).
Evidence may be substantial even though it may not be of a character that inspires belief
(cf. People v. Springfield (1993) 13 Cal.App.4th 1674, 1680) and, if evidence is
substantial, the “relative strength of the evidence” (Breverman, at p. 160) does not
obviate the rule the trial court must instruct sua sponte on lesser-included offenses
supported by substantial evidence. (Ibid.) Finally, in deciding whether there is
substantial evidence of a lesser offense, courts should not evaluate the credibility of
witnesses, which is a task for the jury. (Id. at p. 162.)
However, we may consider whether substantial evidence of imperfect self-defense
was extremely weak when determining the issue of prejudice and whether there was
overwhelming evidence of appellant’s guilt, thereby rendering harmless beyond a
reasonable doubt any erroneous failure to instruct on imperfect self-defense. (Cf. People
v. Sakarias (2000) 22 Cal.4th 596, 621.) In Aranda, our Supreme Court stated, “The
reviewing court conducting a harmless error analysis under [Chapman v. California
(1967) 386 U.S. 18 [17 L.Ed.2d 705] (Chapman)] looks to the ‘whole record’ to evaluate
the error’s effect on the jury’s verdict. [Citation.] We note in this regard that a Chapman
harmless error analysis for instructional error typically includes review of the strength of
the prosecution’s case. [Citation.] Indeed, the harmless error inquiry for the erroneous
omission of instruction on one or more elements of a crime focuses primarily on the
weight of the evidence adduced at trial.” (Aranda, supra, 55 Cal.4th at p. 367, first and
third italics added.)
Even if Saucedo’s ultimate statements to Durazo provided substantial evidence of
imperfect self-defense, that evidence was extremely weak. It was impeached by
Saucedo’s initial statements to Durazo. In Saucedo’s initial statements, Saucedo made no
mention of Garcia, appellant, Garcia and appellant “banging on” each other, either having
a gun, or Saucedo seeing a shooting. According to Saucedo’s initial statements, he heard
shooting, then went outside and saw an unknown male run toward a dead body, grab
something, and flee. Saucedo’s ultimate statements to Durazo concerning what happened
were so dramatically different from Saucedo’s initial statements that the jury reasonably
20
would have concluded parts of either the initial statements or the ultimate statements
were fabricated. Indeed, Saucedo’s initial statement to Durazo that Saucedo was inside
his residence, heard gunshots, and went outside was effectively a denial by Saucedo
himself that Saucedo saw Garcia with a gun, and the jury reasonably would have
concluded that either that denial, or Saucedo’s ultimate statement to Durazo that Garcia
had a gun, was fabricated.
Saucedo’s ultimate statements were also impeached by the facts Saucedo and
appellant were both Notorious members and, according to Rodriguez, after the shooting
Saucedo asked Rodriguez to let appellant, Saucedo’s “homey,” hide in Rodriguez’s
residence.
On the other hand, the testimony of Medina, Flores, Anguiano, and Rodriguez
provided evidence the person who shot Garcia left the scene, but none of those witnesses
testified Garcia had a gun. Medina testified no weapons were around Garcia. When
Schilling arrived at the scene, he saw no weapons near Garcia. Durazo denied any
evidence obtained during her investigation supported Saucedo’s assertion Garcia had a
gun.
Further, there was substantial evidence Fernandez heard appellant tell police he
had been inside sleeping when the shooting occurred, but she knew appellant’s statement
was a lie. Saucedo told Fernandez appellant committed the shooting. Indeed, appellant’s
above statement to police that he had been sleeping when the shooting occurred was
effectively a denial by appellant himself that appellant saw Garcia with a gun. In sum,
there was overwhelming evidence appellant committed murder, not voluntary
manslaughter based on imperfect self-defense; therefore, no prejudicial error occurred.
Seventh, as mentioned, during jury argument, appellant alternatively urged
imperfect self-defense negated malice, precluding guilt for murder but permitting guilt
for manslaughter, and the jury should convict appellant of voluntary manslaughter.
Eighth, during jury argument, appellant’s counsel commented appellant was “entitled to
have each of you hold on to the doubt that you have.” (Italics added.) Appellant’s
counsel later commented, “. . . I don’t have any burden of proof. [The prosecutor] does.
21
[¶] And if you have a reasonable doubt, it’s her burden to explain away that doubt so that
it goes away. Because while you retain that reasonable doubt, you cannot find my client
guilty.”
Appellant’s counsel later, during jury argument, discussed standards of proof,
characterizing them as “possibl[e],” “likely,” “probable cause,” preponderance of the
evidence, clear and convincing evidence, and finally, beyond a reasonable doubt, arguing
only the last applied in the present case. Appellant’s counsel also indicated that to
convict appellant, the jury needed to have an abiding conviction.
Ninth, “[t]he subjective elements of [perfect] self-defense and imperfect self-
defense are identical. Under each theory, the appellant must actually believe in the need
to defend himself against imminent peril to life or great bodily injury.” (People v.
Viramontes (2001) 93 Cal.App.4th 1256, 1262 (Viramontes), italics added; People v.
Oropeza (2007) 151 Cal.App.4th 73, 82 [same].) What distinguishes the two theories is
perfect self-defense includes, but imperfect self-defense lacks, the requirement that the
belief be reasonable. (Viramontes, at p. 1262.)
A defendant who kills in perfect self-defense must have an honest and reasonable
belief in the need to defend. (People v. Trevino (1988) 200 Cal.App.3d 874, 878
(Trevino).) A “ ‘bare fear is not enough; “the circumstances must be sufficient to excite
the fears of a reasonable person, and the party killing must have acted under the influence
of such fears alone.” (Pen. Code, § 198.)’ [Citation.]” (Trevino, at pp. 878-879, italics
added.) “[T]he party killing may justifiably use deadly force in [perfect] self-defense as
long as the use of such force is motivated only by a reasonable fear and the belief that it is
necessary to prevent his death or great bodily injury.” (Id. at p. 879.)
Since the subjective elements of perfect and imperfect self-defense are identical
(Viramontes, supra, 93 Cal.App.4th at p. 1262) (and lacking any reasonableness
requirement), it follows the party killing may use deadly force in imperfect self-defense
as long as the use of such force is motivated only by a fear and belief that it is necessary
to prevent the party’s death or great bodily injury. In other words, the party killing must
have acted under the influence of such fear alone. In the present case, the jury found
22
appellant committed the present offense for the benefit of, at the direction of, and in
association with, a criminal street gang. That finding is inconsistent with a conclusion
appellant killed motivated only by a fear and belief that it was necessary to prevent
appellant’s death or great bodily injury, or that appellant acted under the influence of
such fear alone. (Cf. People v. Prettyman (1996) 14 Cal.4th 248, 276.) Tenth, the
defense evidence in this case pertained to the issue of identity, not to issues involving
imperfect self-defense. Based on all of the above factors, we conclude any erroneous
failure by the trial court to give CALJIC No. 8.50 was harmless beyond a reasonable
doubt.8
2. The Jury Instructions Did Not Preclude Jury Consideration of Imperfect Self-Defense.
Appellant presents the related claim the jury instructions permitted the jury to
convict appellant of murder without the jury considering whether he was guilty of
voluntary manslaughter based on imperfect self-defense. Appellant focuses on, inter alia,
CALJIC Nos. 8.10 (regarding the elements of murder), 8.11 (regarding malice), and 5.17
(regarding imperfect self-defense). We reject his claim.
As mentioned, we consider instructions as a whole (Ramos, supra,
163 Cal.App.4th at p. 1088) and assume jurors understood and correlated them. CALJIC
Nos. 8.10, 8.11, 8.40 (see fn. 5, ante), and 5.17, read together, did not permit the jury to
convict appellant of murder absent jury consideration of whether he was guilty of
voluntary manslaughter based on imperfect self-defense. Instead, the instructions
effectively told the jury it could convict appellant of murder unless the jury concluded he
killed (1) with intent to kill or with conscious disregard for life and (2) in imperfect self-
defense (negating malice), in which case he would be guilty of voluntary manslaughter.
8
The fact the prosecutor made comments which appellant claims were misconduct
does not alter our analysis, since we conclude post no prosecutorial misconduct occurred.
23
Moreover, appellant argued to the jury, inter alia, imperfect self-defense negated
malice, precluding guilt for murder but permitting guilt for manslaughter, and the jury
should convict appellant of voluntary manslaughter. The jury, during deliberations,
asked no questions of the court. These facts diminish the possibility of jury confusion
arising from the challenged instructions. (Hajek and Vo, supra, 58 Cal.4th at p. 1220;
Garceau, supra, 6 Cal.4th at p. 189.) We conclude the trial court fully and fairly
instructed the jury on the applicable law, and there was no reasonable likelihood the jury
applied the instructions at issue in an impermissible manner. No instructional error
occurred.
The fact that, once it was shown a killing resulted from the intentional doing of an
act with express or implied malice, no other mental state needed to be shown to establish
malice, did not preclude the jury from considering whether, once it was shown a killing
resulted from the intentional doing of an act with intent to kill or conscious disregard for
life, malice was absent and appellant could be guilty of voluntary manslaughter. We
consider the instructions as a whole. If we did not, it would mean the trial court, using
CALJIC No. 5.15, instructed on perfect self-defense and, using CALJIC No. 5.17,
instructed on imperfect self-defense, without ever permitting the jury to consider the
elements of murder or what malice was, since neither CALJIC No. 5.15 nor CALJIC No.
5.17 instructed on those issues. Finally, in light of our previous discussion about
CALJIC No. 2.01, circumstantial inferences, the overwhelming evidence of appellant’s
guilt, jury argument on imperfect self-defense and voluntary manslaughter, and the jury’s
verdict as it relates to CALJIC No. 2.01 as well as to whether appellant killed motivated
only by the belief required by imperfect self-defense, the alleged instructional error was
harmless beyond a reasonable doubt.
24
3. No Prosecutorial Misconduct Occurred.
During opening argument, the prosecutor commented, “. . . when you hear the
argument by counsel, and more importantly, when you go back and deliberate, ask
yourself if there is any proposition that is posed to you by [defense counsel] that you can
think of in the jury room about what the evidence means or what conclusion you can
draw from it. [¶] The first thing I want you to ask yourself is, is that reasonable?
Because although [defense counsel] doesn’t have a burden of proof, if he gets up here and
asks you to base your verdict on any proposition, the first thing you need to ask yourself
is, is there evidence for that proposition because your verdict has to be based on the
evidence.” (Italics added.) Appellant posed an “[i]mproper argument” objection and the
court overruled it.
The prosecutor then commented, “You have to base your verdict on the evidence.
And so if you are asked to draw any conclusions from this, from the evidence you are
presented, any theories, they have to be based in evidence or a reasonable interpretation
of the evidence. [¶] So I just ask that you ask yourselves that question, is this
proposition reasonable? Is it based on the evidence? Not one piece of evidence but the
entirety of the evidence.” (Italics added.) During closing argument, the prosecutor
commented, “This idea that there’s two guns. Where is the evidence? I began my
opening argument to you yesterday by saying if [defense counsel] wants to propose
something to you -- and yes, he had no burden. But he is asking you to make certain
conclusions. Those conclusions have to be based in fact, in evidence, and they have to be
reasonable.” (Italics added.)
Appellant claims the prosecutor’s above comments were misconduct. The claim is
unavailing. Appellant failed to object on the ground of prosecutorial misconduct and
failed to request a jury admonition with respect to the challenged comments, and a jury
admonition would have cured any harm. Appellant waived the issue of whether the
comments constituted misconduct. (Cf. People v. Gionis (1995) 9 Cal.4th 1196, 1215;
People v. Mincey (1992) 2 Cal.4th 408, 471.)
25
Even if the prosecutorial misconduct issue were not waived, appellant’s claim is
without merit. Appellant argues the prosecutor committed misconduct because,
notwithstanding the prosecutor’s comments, “[d]efense argument may be based entirely
on the lack of evidence at trial, and the defense may ask jurors to draw inferences from
the lack of evidence.” Appellant also argues the prosecutor committed misconduct by
arguing “that propositions favorable to the defense, . . . must be based in the evidence.”
However, first, the thrust of the prosecutor’s comments pertained, not merely to
propositions favorable to the defense, or to whether defense propositions were based on
the evidence, but to defense propositions about what the evidence meant, and defense
propositions about what conclusions could be drawn from the evidence.
Second, CALJIC No. 2.90, given by the trial court, stated as part of its definition
of reasonable doubt that it was the state of the case which, “after the entire comparison
and consideration of all the evidence,” left jurors such that they could not say they felt an
abiding conviction of the truth of the charge.
The language quoted immediately above has been construed as informing the jury
the People may not meet their burden of proof based on evidence not offered at trial.
(People v. Garelick (2008) 161 Cal.App.4th 1107, 1118.) The language cannot
reasonably be interpreted as precluding the jury from considering any perceived lack of
evidence when determining the defendant’s guilt. (Ibid.) To the extent the prosecutor
commented (1) if the defense asked the jury to base its verdict on any proposition, it had
to be based on the evidence, or (2) any defense theories or propositions had to be based
in, or on, the evidence, the prosecutor’s comments were proper and analogous to the
above quoted language in CALJIC No. 2.90 as judicially construed.9 Finally, the
prosecutor herself presented argument based on lack of evidence, and effectively asked
9
We note the trial court, using CALJIC No. 1.00, told the jury its first duty was to
“determine what facts have been proved from the evidence received in the trial and not
from any other source.” The court, using CALJIC No. 1.03, told the jury it “must decide
all questions of fact in this case from the evidence received in this trial and not from any
other source.”
26
jurors to draw an inference from the lack of evidence, when the prosecutor commented,
“This idea that there’s two guns. Where is the evidence?”
There was no reasonable likelihood the prosecutor’s comments were misconstrued
or misapplied by the jury, or interpreted in an improper or erroneous manner. (People v.
Frye (1998) 18 Cal.4th 894, 970.) The comments did not render appellant’s trial
fundamentally unfair in violation of his right to due process, nor did the prosecutor use
deceptive or reprehensible methods to attempt to persuade the court or jury. (See People
v. Hill (1998) 17 Cal.4th 800, 819).)10 No prosecutorial misconduct occurred.11 Finally,
our analysis in the last sentence in the last paragraph of part 2, ante, that no prejudicial
error occurred applies with equal force here. Any prosecutorial misconduct was harmless
beyond a reasonable doubt. (Cf. Chapman, supra, 386 U.S. at p. 24.)
4. Sufficient Evidence Supported the Gang Enhancement.
Appellant claims insufficient evidence supports the Penal Code section 186.22,
subdivision (b) gang enhancement, because insufficient evidence supports the “primary
activities” element of subdivision (f). We disagree. Our power begins and ends with the
determination whether there is substantial evidence, contradicted or uncontradicted, to
support the judgment. (People v. Hernandez (1990) 219 Cal.App.3d 1177, 1181-1182.)
“The phrase ‘primary activities,’ as used in the gang statute, implies that the commission
of one or more of the statutorily enumerated crimes is one of the group’s ‘chief’ or
‘principal’ occupations. . . . [¶] Sufficient proof of the gang’s primary activities might
consist of evidence that the group’s members consistently and repeatedly have committed
criminal activity listed in the gang statute. Also sufficient might be expert
testimony . . . .” (People v. Sengpadychith (2001) 26 Cal.4th 316, 323-324.)
10
In light of our previous discussion, we reject appellant’s claim cumulative
prejudicial error occurred.
11
People v. Centeno (2014) 60 Cal.4th 659, cited by appellant in his supplemental
letter, does not compel a contrary conclusion.
27
We have recited in our Factual Summary the pertinent facts and have considered
appellant’s arguments. We conclude there was sufficient evidence the primary activities
of Notorious included murder, assault with a deadly weapon, and robberies (Pen. Code,
§ 186.22, subd. (e)(1), (2), & (3)), and sufficient evidence to convince a rational trier of
fact, beyond a reasonable doubt, Notorious had “as one of its primary activities the
commission of one or more of the criminal acts enumerated in paragraphs (1) to (25),
inclusive, . . . of subdivision (e)” within the meaning of Penal Code section 186.22,
subdivision (f).12
DISPOSITION
The judgment is affirmed.
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
KITCHING, J.
We concur:
EDMON, P. J.
ALDRICH, J.
12
None of the cases cited by appellant compel a contrary conclusion. This includes In re
Alexander L. (2007) 149 Cal.App.4th 605, 611-612, which is distinguishable. (People v.
Margarejo (2008) 162 Cal.App.4th 102, 107-108; People v. Martinez (2008) 158 Cal.App.4th
1324, 1330.)
28