Filed 6/5/15 P. v. Cooper CA5
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
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IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FIFTH APPELLATE DISTRICT
THE PEOPLE,
F068701
Plaintiff and Respondent,
(Kern Super. Ct. No. RF6777A)
v.
STACEY EDWARD COOPER, OPINION
Defendant and Appellant.
THE COURT*
APPEAL from a judgment of the Superior Court of Kern County. Kenneth G.
Pritchard, Judge.
Carol Foster, under appointment by the Court of Appeal, for Defendant and
Appellant.
Office of the Attorney General, Sacramento, California, for Plaintiff and
Respondent.
-ooOoo-
INTRODUCTION
Appellant/defendant Stacey Edward Cooper pleaded no contest to dissuading a
victim/witness of a crime (Pen. Code, § 136.1, subd. (b)(1)),1 and was sentenced to two
* Before Gomes, Acting P.J., Kane, J. and Poochigian, J.
1 All further statutory citations are to the Penal Code.
years, after the court found he violated the terms of the negotiated disposition and his
waiver pursuant to People v. Cruz (1988) 44 Cal.3d 1247 (Cruz). On appeal, his
appellate counsel filed a brief that summarizes the facts with citations to the record, raises
no issues, and asks this court to independently review the record. (People v. Wende
(1979) 25 Cal.3d 436 (Wende).) By letter on May 5, 2014, we invited defendant to
submit additional briefing.
Defendant has filed a letter brief and complains the court improperly found he
violated the Cruz waiver and sentenced him to prison. We affirm.
FACTS2
On September 4, 2013,3 officers responded to defendant’s residence based on a
report of a domestic dispute between defendant and Danielle V. (Danielle). Danielle told
the officers that defendant accused her of sleeping with another man, and they had an
altercation in the bedroom. She did not ask for medical attention, but she wanted
defendant arrested.
The officers arrested defendant, and he was placed in the backseat of the patrol
car. While still at the scene, defendant tried to tell Danielle not to press charges.
Defendant’s brother arrived at the scene, and defendant told him to go and “talk” with
Danielle. Several minutes later, Danielle approached the officers and said she did not
want to press charges against defendant. However, the officers proceeded with the arrest
based on her initial statements.
Procedural History
On September 6, a felony complaint was filed in the Superior Court of Kern
County charging defendant with count I, dissuading a victim/witness of a crime; and
count II, battery upon a cohabitant (§ 243, subd. (e)(1)).
2 The following facts are from the probation report.
3 All references to dates are to dates in 2013 unless otherwise indicated.
2.
On September 17, defendant pleaded no contest to count I, pursuant to a
negotiated disposition for a two-year prison term. The execution of sentence was
suspended, and he was placed on three years of formal probation. Defendant entered a
Cruz waiver, which permitted his release on his own recognizance.4 The court advised
defendant the Cruz waiver was conditioned upon his contact with the probation
department “tomorrow if at all possible and the day after at the worst.”
Defendant was advised that if he did not comply with or violated the terms of the
Cruz waiver, his sentence would no longer be suspended, and he would face up to three
years in prison. “The sentence has already been imposed, and the judge would have no
discretion whatsoever, and would simply have to say, ‘Impose it. That’s it.’ ” The court
dismissed the remaining charge pursuant to a waiver under People v. Harvey (1979) 25
Cal.3d 754.5
Violation of Cruz Waiver
On October 15, the court found defendant violated the terms of his Cruz waiver
because he had not appeared at the probation department until October 1. The court
ordered him remanded for sentencing.
On December 12, the court conducted a hearing on the matter. The prosecution
alleged two violations of the Cruz waiver: Defendant’s failure to timely contact the
probation officer and resisting an officer.
4 A Cruz waiver allows a defendant to be released pending sentencing with the
understanding that the trial court may impose a sentence greater than that bargained for if
the defendant fails to appear for sentencing or otherwise violates the terms of his release.
(Cruz, supra, 44 Cal.3d 1247, 1254, fn. 5; People v. Masloski (2001) 25 Cal.4th 1212,
1215, 1222–1223 (Masloski).)
5 Under People v. Harvey, supra, 25 Cal.3d 754, the facts of charges dismissed in
a plea bargain may not be used for purposes of aggravating or enhancing a defendant’s
sentence “in the absence of any contrary agreement.” (Id. at p. 758.) A Harvey waiver
allows the trial court to consider the facts of dismissed counts in sentencing.
3.
Failure to report to probation
As for the probation issue, the prosecutor introduced an e-mail from Ms. Luna, the
probation officer, where she stated that she told defendant he could report on September
27, and he did not report until October 1. Defense counsel did not object to the e-mail.
The prosecutor argued defendant violated the Cruz waiver by his failure to timely contact
the probation officer as ordered. Defendant did not substantially comply with the court’s
order because he had been out of custody for some time before he finally tried to contact
the probation officer.
Defense counsel stated that defendant called Ms. Luna several times prior to his
scheduled interview date of September 27. Counsel stated defendant was unable to report
until October 1, because “the bus broke down, and he didn’t make it. That’s when he
came to tell us he would get there as soon as he could.”
Resisting an officer
As to the second allegation of resisting, the prosecution called Officer Bill Groves,
who testified that on October 22, he observed defendant in Ridgecrest. Defendant was
sitting outside with his two children. Groves believed there was a protective order to
keep defendant away from his children. Groves checked with dispatch and verified the
protective order was valid and correct. When defendant saw Officer Groves, he
immediately stood up and walked away. Groves asked him to stop, but defendant kept
walking. Defendant continued for about five steps, then reached down to the area of his
right sock and shoe. He removed something and placed it in his mouth. Based on his
training and experience, Groves believed defendant was destroying evidence.
Groves finally contacted defendant and asked him to open his mouth. Groves
testified defendant spontaneously said that “it was a Lortab, and he told me it was a
controlled substance, and he didn’t have a prescription for it and what’s why he
swallowed it.”
4.
Defense counsel advised the court the protective order had actually been lifted at
the time that Officer Groves saw defendant, and “all that remained was a no force or
violence order,” so that defendant was not committing a crime by being with his children.
The court’s findings
The court found defendant violated the terms of his Cruz waiver:
“[A]s I understand it the Cruz Waiver, when he’s told we will release him
but if he doesn’t show up, he will get two years, that is part of the following
the Cruz Waiver. He had an obligation to contact probation immediately.
He did not do that.
“The document offered by Ms. Luna points out that she told him to
report by September 27th. That’s ten days after he was told to contact
them, and I’m sure we told him to contact them a lot faster than that. For
whatever reason he talked to her several times and he got a late date and
didn’t follow that. That’s on him. That would be adequate grounds by
itself to follow the Cruz Waiver and impose two years.
“As to his conduct with Officer Groves, I find Officer Groves’
testimony completely credible. I find that arguing that we should consider
[defendant] your standard layperson when it comes to law enforcement is
probably not an appropriate way to think of him in this matter, and the real
concern I have is not whether or not he swallowed something illegally, but
he is certainly familiar with law enforcement, and when he is directed to
come to law enforcement and he turns his back and walks away, that is
resisting arrest. That is sufficient alone to say he failed to follow the spirit
of the Cruz Waiver.”
Defendant asked to address the court without being sworn and requested leniency
because of family problems. The court replied that defendant had already received a very
good opportunity but failed to take advantage of it. The court sentenced defendant to the
midterm of two years for count I.
On January 3, 2014, defendant filed a timely notice of appeal. He did not seek or
obtain a certificate of probable cause.
5.
DISCUSSION
As noted above, defendant’s counsel has filed a Wende brief with this court. In
response to this court’s notice, defendant filed a letter with this court and contends the
court improperly found he violated the Cruz waiver and sentenced him to prison.
We first note that defendant challenges the sentence imposed pursuant to a
negotiated disposition which involved a Cruz waiver. “ ‘[A] challenge to a negotiated
sentence imposed as part of a plea bargain is properly viewed as a challenge to the
validity of the plea itself’ and thus requires a certificate of probable cause. [Citation.]”
(People v. Shelton (2006) 37 Cal.4th 759, 766.) Defendant “negotiated” the penalty for
his failure to surrender as part of the plea bargain, and his challenge to the negotiated
penalty is a challenge to the validity of the plea. Thus, his claim requires a certificate of
probable cause, which he has failed to obtain. (Ibid.)
In any event, defendant’s challenge to the court’s finding of his violation is
meritless. A defendant who pleads guilty or no contest pursuant to a plea agreement
(§ 1192.5) may waive the right to be sentenced pursuant to his plea agreement by a so-
called Cruz waiver. (Cruz, supra, 44 Cal.3d at p. 1254, fn. 5; Masloski, supra, 25
Cal.4th at pp. 1219–1224.) The defendant may expressly waive his rights under section
1192.5 if he has been fully advised of those rights, the waiver is knowing and intelligent,
and it is obtained at the time of the trial court's initial acceptance of the plea. (Cruz,
supra, 44 Cal.4th at p. 1254, fn. 5.) Thus, the defendant can expressly agree to a greater
sentence as a sanction for engaging in certain behavior as long as his waiver is part of the
plea bargain itself. (Masloski, supra, 25 Cal.4th at pp. 1221–1222.) If he willfully
engages in that behavior, he violates the Cruz waiver. (Cruz, supra, 44 Cal.3d at p. 1254,
fn. 5.) “Willfully” means he knows what he is doing and intends to do it. (§ 7, subd. 1;
People v. Atkins (2001) 25 Cal.4th 76, 85–86.)
“The question whether defendant violated the conditions of his release is one of
fact, which we review under the substantial evidence test. ‘When a trial court’s factual
6.
determination is attacked on the ground that there is no substantial evidence to sustain it,
the power of an appellate court begins and ends with the determination as to whether, on
the entire record, there is substantial evidence, contradicted or uncontradicted, which will
support the determination....’ [Citation.] ‘Deferential review is particularly necessary
when, as here, the factual determination depends in part on judging a witness’s
credibility,’ and we must uphold such a determination if it is supported by substantial
evidence. [Citation.] ‘We do not reweigh or reinterpret the evidence; rather, we
determine whether there is sufficient evidence to support the inference drawn by the trier
of fact.’ [Citation.]” (People v. Rabanales (2008) 168 Cal.App.4th 494, 509, italics in
original.)
In his letter brief to the court, defendant states that he took the bus from Ridgecrest
to Bakersfield on September 27, to meet with the probation officer. The bus broke down,
and he was forced to return to Ridgecrest. Defendant states he immediately went to the
Ridgecrest courthouse that same day, informed his attorney what happened, and his
attorney advised the district attorney. Defendant states he called Ms. Luna, the probation
officer, and assured her that he would report on the next bus, but the bus line only
operated three days a week between Ridgecrest and Bakersfield. He had to wait until
October 1, for the next bus, and reported that day.
At the hearing on his violation, defendant did not testify about his failure to
appear, but defense counsel alluded to this reason when he addressed the prosecution’s
allegations. However, the court also heard Officer Groves’s testimony about his
encounter with defendant and found Groves credible.
The entirety of the record reflects the court did not find defendant credible when it
concluded that he willfully violated the terms of his Cruz waiver as to both allegations,
and the court’s factual findings are supported by substantial evidence.
After further independent review of the record, we find that no reasonably
arguable factual or legal issues exist.
7.
DISPOSITION
The judgment is affirmed.
8.