IN THE COURT OF APPEALS OF TENNESSEE
AT NASHVILLE
January 22, 2015 Session
GREEN HILLS NEIGHBORHOOD ASSOCIATION, ET AL. V. THE
METROPOLITAN GOVERNMENT OF NASHVILLE AND DAVIDSON
COUNTY TENNESSEE, ET AL.
Appeal from the Chancery Court for Davidson County
No. 14577IV Russell T. Perkins, Chancellor
No. M2014-01590-COA-R3-CV – Filed May 18, 2015
A developer submitted a final site plan for a mixed-use development in the Green Hills
area of Nashville for approval to the Metropolitan Nashville Planning Department; the
plan was approved first by the Department‟s Executive Director and later by the
Metropolitan Planning Commission. A neighborhood association composed of residents
in the area, as well as an individual Green Hills resident, filed a petition for certiorari
review of the Commission‟s approval of the final site plan. Upon review of the
administrative record and following a hearing, the trial court affirmed the decision and
dismissed the writ with prejudice; Petitioners appeal. We concur with the trial court and
affirm the decision of the Commission.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Chancery Court Affirmed.
RICHARD H. DINKINS, J., delivered the opinion of the court, in which ANDY D. BENNETT
and W. NEAL MCBRAYER, JJ., joined.
Peter H. Curry, Nashville, Tennessee, for the appellant, Green Hills Neighborhood
Association and Cecelia Smith.
John L. Farringer, IV, Nashville, Tennessee, for the appellee, Green Hills Mixed Use,
LLC.
Saul Solomon, Director of Law; J. Brooks Fox, Lora Barkenbus Fox, Catherine J.
Dundon, Nashville, Tennessee, for the appellee, The Metropolitan Government of
Nashville and Davidson County, et al.
1
OPINION
I. FACTUAL BACKGROUND
On February 13, 2014, Green Hills Mixed Use, LLC (“Green Hills”) submitted an
application to the Metropolitan Nashville Planning Department (“the Department”) for
approval of a proposed 2.67 acre mixed-use development at the corner of Hillsboro Pike
and Richard Jones Road in Nashville. The property on which the development is to be
built is located in a Shopping Center Regional (“SCR”) base zone and includes an urban
design overlay designated as the Green Hills Urban Design Overlay (“Green Hills
UDO”).1 The development includes two four-story commercial buildings, one of which
fronts on Hillsboro Pike and the other which fronts on Richard Jones Road, an 11-story
residential building, and a 17-story residential tower; both residential buildings are
located at the rear of the tract.
After submitting the application, Green Hills received comments from Department
staff members and various other Metropolitan Government (“Metro”) agencies requesting
revisions to portions of the plan; Green Hills submitted an amended plan on March 17.
On March 20, Richard Bernhardt, Executive Director of the Department, sent a letter to
Southern Land Company stating, “On behalf of the Metropolitan Planning Commission
and pursuant to Rule VIII E, the final site plan dated March 17, 2014 . . . has been
approved with [certain] conditions.”2
On March 27, 2014, the Metropolitan Planning Commission (“the Commission”)
met; a portion of the agenda was set aside for “OTHER BUSINESS: ITEM 14-
Presentation of 4000 Hillsboro Pike in the Green Hills UDO.” Another section of the
agenda, also titled “Other Business,” included the item “Accept the Director‟s Report and
Approve Administrative Items.” Prior to the presentation of the Green Hills UDO, Doug
Sloan, Deputy Director of the Department, advised the Commission that the project had
already been “administratively approved,” that it was an item for approval by the
Commission, and that, because the project was not a rezoning or a policy change, a public
hearing was not required. Thereafter, Andrew Collins, a Planner II for the Department,
presented the request for approval, stating that the project met “all of the standards of the
1
An overlay zone is a type of amendment to a zoning plan incorporating specific and distinct
restrictions to particular land areas; it may include “a development review process that provides for
specific site-plan and design review or incentive bonuses and linkage requirements.” Arden H. Rathkopf
et al., Rathkopf’s The Law of Zoning and Planning § 38:7 (4th ed. 2015). An urban design overlay is
such an amendment to a zoning plan. Id. at § 38:9.
2
The application was signed by Shane White, Senior Planner and Landscape Architect for
Southern Land Company, which Green Hills identifies in its brief as an affiliated entity. On the
application, Green Hills was designated as the “Property Owner” and Southern Land as the “Company.”
2
UDO and base zoning” and that it was developed under the property‟s existing
entitlements; the Commission voted unanimously to approve the request.
On April 21, 2014, the Green Hills Neighborhood Association and Cecelia Smith
(“Petitioners”) filed a petition for a writ of certiorari in Davidson County Chancery Court
pursuant to Tenn. Code Ann. § 27-8-101 and § 27-9-101, seeking review the
Commission‟s approval of the plan; the petition named Metro, the Commission, and SLC
Philadelphia, LLC as respondents.3 Petitioners alleged that the Commission violated the
procedures required to approve the plan; that the plan lacked the details required for
approval; that the 17-story tower violated various height restrictions in the Metro zoning
code and the Green Hills UDO; and that Green Hills was not entitled to certain
development incentives contained in the UDO.4 The writ issued and the record of the
Commission was duly certified and filed with the court.
On July 16, 2014, the court held a hearing and, on July 18, entered an order
affirming the Commission‟s action and dismissing the writ with prejudice. Petitioners
appeal, contending that the Commission illegally delegated its authority to approve the
final site plans to the Executive Director, that the staff misinterpreted and misapplied the
UDO standards when it approved the development, and that the 17-story tower violates
the Metro Zoning ordinance.
II. STANDARD OF REVIEW
Judicial review of an action by an administrative body, such as the Metropolitan
Planning Commission, is by way of the common law writ of certiorari. Tenn. Code Ann.
§ 27-8-101; see also Demonbreun v. Metropolitan Bd. of Zoning Appeals, 206 S.W.3d
42, 46 (Tenn. Ct. App. 2005); McCallen v. City of Memphis, 786 S.W.2d 633, 639 (Tenn.
1990). Under the common law writ of certiorari, review is limited to whether the
administrative body exceeded its jurisdiction or acted illegally. Tenn. Code Ann. § 27-8-
101; Demonbreun, 206 S.W.3d at 46; Massey v. Shelby County Retirement Bd., 813
S.W.2d 462, 464 (Tenn. Ct. App. 1991). Action that can be characterized as arbitrary or
3
On May 8, 2014, an order was entered substituting Green Hills for SLC Philadelphia, LLC, as
the Respondent.
4
Seven exhibits were attached to the petition: (1) The March 20, 2014 Bernhardt letter to
Southern Land; (2) Metropolitan Ordinances 17.36.270-320, relating to Urban Design Overlay Districts;
(3) Metropolitan Ordinance 17.40.130, which sets forth application, recommendation and approval
procedures for proposed Urban Design Overlay Districts, and approval of site plans for projects within
such districts; (4) Metropolitan Ordinance 17.40.170, relative to approvals of Final Site Plans; (5) Rules
and Procedures which were adopted on May 15, 2005 by the Commission relative to its consideration of
Final Site Plans; (6) Ordinance No. BL2002-1083, which established the Green Hills UDO applicable to
the property at issue in this case; and (7) Metropolitan Ordinance 17.12.060, which establishes regulations
on the height of buildings in the various zoning districts.
3
capricious or that is unsupported by material evidence also warrants reversal or
modification. Demonbreun, 206 S.W.3d at 46; Massey, 813 S.W.2d at 464; McCallen,
786 S.W.2d at 642. “[T]he court‟s primary resolve is to refrain from substituting its
judgment for that of the local governmental body.” McCallen, 786 S.W.2d at 641; See
Capps v. Metro. Gov’t of Nashville and Davidson Cty., 2008 WL 5427972, at *6 (Tenn.
Ct. App. Dec. 31, 2008) (“In recognition of the policy that favors permitting the
community decision-makers closest to the events to make the decision, the courts refrain
from substituting their judgments for the broad discretionary power of the local
governmental body”). Our scope of review is no broader than that of the trial court.
Demonbreun, 206 S.W.3d at 46.
III. DISCUSSION
The first issue we address is Petitioner‟s contention that the Commission could not
lawfully delegate its authority to the Executive Director because the approval of the final
site plan is not a ministerial act but is “the exercise of legislative, discretionary
function/authority.”
Tenn. Code Ann. § 13-4-101 gives Metro the authority to create a planning
commission and § 13-4-103 grants planning commissions such power “as may be
necessary to enable it to perform its purposes and promote municipal planning”; the
Commission was established and designated as Metro‟s “official planning agency” at
Section 11.501 of the Metropolitan Charter. Section 11.504 of the Charter grants the
Commission:
[P]owers, duties and responsibilities which are now or may be hereafter
granted to municipal planning commissions, regional planning
commissions or metropolitan planning commissions by general state law,
including specifically but not limited to such powers, duties and
responsibilities with respect to general planning, zoning and subdivision
regulations as are granted by the following chapters of title 13 (Public
Planning and Housing) of the Tennessee Code Annotated: chapter 3, part 1
(Regional Planning Commissions); chapter 3, part 4 (Regional Planning
Regulations); chapter 7, part 1 (County Zoning Regulations); chapter 4, part
1 (Municipal Planning Commissions); chapter 4, part 3 (Municipal
Planning Regulations); and chapter 7, part 2 (Municipal Zoning
Regulations); provided such powers, duties and responsibilities are not in
conflict with the provisions of this article. . . .
4
Metro receives its authority to regulate the location, height, and size of buildings
and other structures within its jurisdiction from Tenn. Code Ann. § 13-7-101.5 Pursuant
to that authority, Metro has created overlay districts to address “specific aspects of land
use control or development design that transcend conventional zoning district
provisions.” Metropolitan Code 17.36.010. 6
Metropolitan Code 17.40.170 B7 requires the Commission to approve final site
plans within design overlay districts. To fulfill this function, the Commission has
5
The Metropolitan Government of Nashville and Davidson County was created pursuant to Tenn.
Code Ann. § 7-1-103, which also grants it the authority to “perform all, or substantially all, of the
governmental and corporate functions previously performed by the county and by the municipal
corporation . . . .”
6
The urban design overlay was created at Metropolitan Code 17.36.270 with the purpose to:
[A]llow for the application and implementation of special design standards with the intent
of achieving a sense of place by fostering a scale and form of development that
emphasizes sensitivity to the pedestrian environment, minimizes intrusion of the
automobile into the urban setting, and provides for the sensitive placement of open spaces
in relationship to building masses, street furniture and landscaping features in a manner
otherwise not insured by the application of the conventional bulk, landscaping and
parking standards of this title. Application of this special overlay district shall be limited
to areas requiring specialized design standards either to maintain and reinforce an
established form or character of development, or to achieve a specific design objective
for new development. Any application for an urban design overlay district shall include
design goals and objectives that embody this purpose and intent.
7
Metropolitan Code 17.40.170 B states in pertinent part:
Final Approval by the Planning Commission. Planning Commission approval shall be
required for a final site plan within a SP district, DTC district, landmark sign designation
or within the overlay districts known as planned unit development (PUD), urban design,
and institutional.
1. Application for Final Approval. A final site plan application filed with the
planning commission shall consist of a detailed set of construction plans that
fully demonstrate compliance with all applicable provisions of this title and
accurately represent the resulting form of construction. Applications shall
include all necessary drawings, specifications, studies or reports as required
by a submittal checklist adopted by the planning commission.
2. Final Report. A written report from the staff of the planning commission shall
be submitted to the commission prior to consideration of a final site plan. The
report shall adequately describe the location, nature and scope of the final site
plan, and its conformance with applicable codes and regulations.
3. Bases for Final Site Plan Approval. Approval of a final site plan shall be
based on demonstrated compliance with all applicable provisions of this title.
5
promulgated specific Rules and Procedures; of particular import to this case is Rule VIII-
E which states:
FINAL SITE PLANS. The Commission is required to act upon final site
plans for certain development applications pursuant to Section 17.40.170 B.
of the Metro Code. Such proposals must be submitted a minimum of 42
calendar days prior to the meeting at which they are to be considered.
Administrative approval. The Executive Director is
authorized to act on behalf of the Commission to approve or
approve with conditions any final site plan submitted
pursuant to Section 17.40.170 B of the Metro Code that the
Executive Director determines to be (1) consistent with the
enacting ordinance approved by the Metro Council and (2)
eligible for approval pursuant to all relevant provisions in the
Metro Code. Such action by the Executive Director shall be
memorialized in a letter from the Executive Director to the
applicant and conveyed to the Commission. If the Executive
Director finds that the final site plan should not be approved
or where the Executive Director, in his/her judgment, feels
that consideration by the Planning Commission is warranted,
then the final site plan may be submitted to the Commission
for action. The Executive Director may also waive the
requirement for any item normally required to be submitted as
part of a final site plan application if the Executive Director
determines that the information is not required to permit
adequate review and approval of the final site plan.[8]
It is within this context that we consider Petitioners‟ challenge.
Tenn. Code Ann. § 13-4-103 grants planning commissions broad authority to
effectuate municipal planning; there is no explicit prohibition on the delegation of
For property located within a planned unit development (PUD) district, the
final site plan shall conform to the general development concept and approval
provisions of the master development plan.
4. Planning Commission Action. The planning commission shall act to approve,
conditionally approve or disapprove a final site plan application. . . .
8
Attached to the petition was a version of the Commission‟s Rules and Procedures that was last
amended on August 11, 2011; the version included in the record on appeal was last amended on February
27, 2014. There is no substantive difference between the two versions; however, because the latter was
adopted prior to the Executive Director‟s consideration of the final site plan, we have referred to it in this
opinion.
6
authority to the Commission‟s staff or employees. In accordance with Rule VIII-E, the
Executive Director was authorized to determine whether Green Hills‟ plan was consistent
with and eligible for approval based on the standards of the base zoning as modified by
the Green Hills UDO. The determination of whether the Green Hills plan complied with
those standards did not call for the adoption of a new zoning regulation or an amendment
to the existing zoning laws, which would have constituted legislative action. Neither
does the rule give the Executive Director discretion in making such a determination;
rather, the rule only allows him/her to review the plan to see whether it complies with the
SCR zoning regulations and the Green Hills UDO. The procedure set forth in the rule
constitutes an administrative function; as such, it does not contravene the general rule
against the delegation of functions which involve the exercise of discretion and judgment.
See City of Rockwood v. Cincinnati, N.O. & T.P. Ry. Co., 22 S.W.2d 237, 240 (Tenn.
1929) (“The general rule against delegation by municipal bodies does not forbid the
delegation of ministerial, executive, or administrative functions to subordinate
officials.”); see also Lotspeich v. City of Morristown, 207 S.W. 719, 721 (Tenn. 1918).
In any event, in accordance with the rule and in compliance with Metropolitan Code
17.40.170 B, the plan was presented to and approved by the Commission; the procedure
followed was lawful.
We next address Petitioners‟ contention that the 17-story tower violates Section
B.5 of the Green Hills UDO, which sets a 60-foot maximum building height at the
“build-to line” of Hillsboro Pike.9 Petitioners argue that the Commission allowed Green
Hills to incorporate residential space to which it was not entitled and, as a consequence,
exceeded the height limitation.
The UDO contains guidelines for mixed use developments “constructed in
accordance with the „build-to‟ line.” The guidelines state that, “[a]s an incentive, the
UDO regulations should provide a bonus for mixed use development”; one such incentive
encouraged by the UDO is the inclusion of residential space.10 Pertinent to the
Commission‟s decision, the UDO development guidelines state:
9
We have not been cited to, nor have we located, a definition of “build-to line” in either the
Metro zoning code or the Green Hills UDO. The most analogous term is at Metropolitan Code 17.04.060,
where “build-to zone” is defined as “an area established within a given lot indicating where the building
frontage must be located. . . .” Applying that definition in the context of this case, the “build-to line” in
the Green Hills UDO is 5-15 feet back from Hillsboro Pike.
10
The incentives are set forth at Section B of the Green Hills UDO; the specific incentive relied
upon by Green Hills is Section B.12:
RESIDENTIAL FLOOR SPACE EXEMPTION: To encourage the inclusion of
residential uses in mixed use buildings, floor area designed and built for residential use
may be excluded as floor area for the purpose of calculating floor area ratio.
The parties do not raise any issue relating to the calculation of floor area ratio in the Green Hills‟ plan.
7
Most of the development incentives result in an increase in floor area. In
order to more effectively utilize these incentives, additional floor area that
is the result of these development incentives shall be allowed to exceed the
maximum floor area of the base zoning.
The effect of the incentives, as noted by the Commission in its brief, could result
in “taller buildings being built.”
Thirteen of the floors in the residential tower were above the maximum height,
which the UDO provides may be exceeded in certain circumstances; the circumstance
relied upon by Green Hills is provided for at Section C.2.c.3:
SECTION C: GREEN HILLS URBAN DESIGN OVERLAY BULK
STANDARDS. The bulk standards for the Green Hills Urban Design
Overlay (UDO) area that vary from the underlying base zone district
standards are presented in this section.
APPLICABILITY OF BASE DISTRICT STANDARDS: Base district bulk
standards that are not varied by the provisions set forth in this section shall
apply within the Green Hills UDO.
***
2. PROVISIONS THAT APPLY WITH INCENTIVES: Whenever any
incentive provisions in SECTION B are incorporated into a mixed-use
development, the following standards apply . . . :
***
c) Exceptions to the Building Height:
***
(3) Maximum building height may be exceeded provided: All floor space
on any floor above the maximum height is bonus space from the use of
incentives and each additional floor above the maximum building height is
set back at least 10 fee from the floor below it.
Example: Two additional floors will have a total setback of 20 feet, 10 feet
for each floor.[11]
11
A setback is defined as “that part of a lot extending open and unobstructed from the lowest
level to the sky, except for permitted obstructions, along the length of a lot line for a depth or width set
forth in the bulk regulations for the district in which the lot is located. . . .” Metropolitan Code 17.04.060.
8
(emphasis in original). Thus, if the developer locates the residential space above the 60-
foot height maximum, he/she is required to set each floor above 60 feet at least 10 feet
back from the floor below.
It is not disputed that the 13 floors above 60 feet are residential; by application of
Section B.12 of the UDO, this residential space is “bonus space from the use of
incentives” as that term is used at C.2.c.3.12 Green Hills located the residential space in
the tower, as a result of which the tower exceeded 60 feet. The plan pushed the tower
back from the build-to line 10 feet for each floor above the 60-foot maximum, as a result
of which it is set back over 130 feet from the build-to line; this complies with the balance
of C.2.c.3. Under the record presented, the placement of the residential component of the
mixed use development does not violate the height restriction at Section B.5 of the UDO.
Petitioners also contend that the plan did not comply with the SCR base zoning
standards because the Green Hills UDO did not change the standard for building height at
Metropolitan Code 17.12.060.13 Petitioners argue that since the rear of the Green Hills
property abuts a residential zone, the 60-foot height restriction in the UDO “must . . . be
imposed from the boundary of the SCR, which in this case is the rear property line of the
Development.” This contention is without merit.
Overlay zones operate in established zoned districts by “either altering or
supplementing the development restrictions or rights generally afforded landowners
therein.”14 Arden H. Rathkopf et al., Rathkopf’s The Law of Zoning and Planning § 38:9
(4th ed. 2015). They operate by tailoring more specific and distinct restrictions to
particular areas. Id. at § 38.7. By their nature they supplant conflicting restrictions in the
base zone. See Metropolitan Code 17.36.020.15 Of particular pertinence to this case is
12
It is bonus space because it is excluded from the calculation of floor area ratio.
13
Metropolitan Code 17.12.060 states in pertinent part:
Height Controls Established. No building or other structure shall penetrate the height
control plane except as permitted by this section. Height controls shall be imposed from:
1. All setback lines in the AG, AR2a and residential districts;
2. All street setback lines in nonresidential districts;
3. The boundary between an AG, AR2a, RS, R, RM or MHP district and a
nonresidential district; . . .
14
An urban design overlay, like a planned unit design overlay, is regarded as a type of zoning.
See Metropolitan Government of Nashville and Davidson County v. Barry Const. Co., Inc., 240 S.W.3d
840, 851 (Tenn. Ct. App. 2007) (stating, “[O]ur case law recognizes that a [Planned Unit Design] overlay
is a type of zoning.”).
15
Metropolitan Code §17.36.020 – Applicability, states:
9
the following language from Section C.2.c.3 of the Green Hills UDO: “Base district
standards that are not varied by the provisions set forth in this section shall apply within
the Green Hills UDO.” Consequently, the resolution of this matter focuses on whether
the Green Hills plan complied with the provisions of the Green Hills UDO; if so, there is
no conflict with the base zone.
With respect to height controls, Section C.1.a of the UDO, which supplants
Metropolitan Code 17.12.060, provides:
1. GENERAL BULK PROVISIONS. The bulk standards that apply
broadly to all properties within the UDO are as follows:
a) Front building setback: For any development site within the UDO,
either the base zone district building setback provisions or the build-to
line provisions of this UDO may be used unless otherwise specified in
this appendix. If the build-to line provisions are used, then subsections
(b) through (e) below apply.
As permitted by the foregoing, the Green Hills plan uses the build-to line provisions of
the UDO; thus, it was not required that the height restriction on the tower be imposed
from the boundary of the SCR zone.
As noted earlier, Section B.5 of the UDO sets a maximum height for buildings at
60 feet, which is to be measured at the “build-to line” on Hillsboro Pike; the UDO allows
the height limitation to be exceeded provided that each floor above the height limit is “set
back at least 10 feet from the floor below it.” The Green Hills plan accomplished this by
moving the tower more than 130 feet back from the “build-to-line.”
An overlay district shall represent a mapped geographic area applied to the official
zoning map according to the amendment procedures of Chapter 17.40, Article III.
Overlay districts may be applied over any zoning district established by this title, and
may encompass one or more of those districts. Unless expressly stated otherwise in this
chapter, all lands encumbered by an overlay district shall conform to all other applicable
provisions of this title.
10
IV. CONCLUSION
For the foregoing reasons, the Commission did not exceed its jurisdiction or act
illegally in its consideration of the Green Hill application and the approval of the
application is supported by material evidence. The judgment of the trial court is
affirmed.
________________________________
RICHARD H. DINKINS, JUDGE
11