NO. 12-13-00320-CR
IN THE COURT OF APPEALS
TWELFTH COURT OF APPEALS DISTRICT
TYLER, TEXAS
DOUGLAS RAY RICHARDS, § APPEAL FROM THE 217TH
APPELLANT
V. § JUDICIAL DISTRICT COURT
THE STATE OF TEXAS,
APPELLEE § ANGELINA COUNTY, TEXAS
MEMORANDUM OPINION
Douglas Ray Richards appeals his conviction for attempted aggravated sexual assault. In
two issues, Appellant challenges the legal sufficiency of the evidence to support his conviction,
and argues that the trial court abused its discretion in admitting certain evidence at trial. We
affirm.
BACKGROUND
Appellant was charged by indictment with the offense of aggravated sexual assault. The
indictment also included a felony enhancement paragraph. Appellant pleaded “not guilty,” and
the case proceeded to a bench trial. At the conclusion of the trial, the court found Appellant
guilty of attempted aggravated sexual assault, a lesser included offense, found the enhancement
paragraph to be “true,” and assessed Appellant’s punishment at forty years of imprisonment.
This appeal followed.
EVIDENTIARY SUFFICIENCY
In his first issue, Appellant argues that the evidence is legally insufficient to support his
conviction. More specifically, he contends that the record contains no evidence that he intended
to commit aggravated sexual assault or that he did any act amounting to more than mere
preparation.
Standard of Review
In Texas, the Jackson v. Virginia standard is the only standard that a reviewing court
should apply in determining whether the evidence is sufficient to support each element of a
criminal offense that the state is required to prove beyond a reasonable doubt. Brooks v. State,
323 S.W.3d 893, 912 (Tex. Crim. App. 2010). The relevant question is whether, after viewing
the evidence in the light most favorable to the prosecution, any rational trier of fact could have
found the essential elements of the crime beyond a reasonable doubt. Jackson v. Virginia, 443
U.S. 307, 319, 99 S. Ct. 2781, 2789, 61 L. Ed. 2d 560 (1979). This standard gives full play to the
responsibility of the trier of fact to fairly resolve conflicts in the testimony, to weigh the
evidence, and to draw reasonable inferences from basic facts to ultimate facts. Padilla v. State,
326 S.W.3d 195, 200 (Tex. Crim. App. 2010).
When the record supports conflicting inferences, we presume that the fact finder resolved
the conflicts in favor of the prosecution and therefore defer to that determination. Clayton v.
State, 235 S.W.3d 772, 778 (Tex. Crim. App. 2007). Direct and circumstantial evidence are
treated equally. Id. Circumstantial evidence is as probative as direct evidence in establishing the
guilt of an actor, and circumstantial evidence alone can be sufficient to establish guilt. Hooper v.
State, 214 S.W.3d 9, 13 (Tex. Crim. App. 2007). A conclusion of guilt can rest on the combined
and cumulative force of all the incriminating circumstances. Hernandez v. State, 190 S.W.3d
856, 864 (Tex. App.—Corpus Christi 2006, no pet.).
Applicable Law
A person commits the offense of aggravated sexual assault if he intentionally or
knowingly causes the sexual organ of another person, without that person’s consent, to contact
the sexual organ of another person, including the actor, and if the person by acts or words
occurring in the presence of the victim threatens to cause the death or serious bodily injury of
any person. TEX. PENAL CODE ANN. 22.021(a)(1)(A)(iii), (2)(A)(iii) (West Supp. 2014). A
person commits an offense if, with specific intent to commit an offense, he does an act
amounting to more than mere preparation that tends, but fails, to effect the commission of the
offense intended. TEX. PENAL CODE ANN. 15.01(a) (West 2011). If a person attempts an offense
that may be aggravated, his conduct constitutes an attempt to commit the aggravated offense if
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an element that aggravates the offense accompanies the attempt. TEX. PENAL CODE ANN.
15.01(b) (West 2011). The criminal attempt statute does not require that every act short of actual
commission of the offense be accomplished in order to convict an accused of an attempted
offense. Hackbarth v. State, 617 S.W.2d 944, 946 (Tex. Crim. App. 1981).
To prove Appellant committed attempted aggravated sexual assault in this case, the State
was required to show that Appellant, with specific intent to commit aggravated sexual assault,
performed an act that amounted to more than mere preparation that tended, but failed, to effect
the commission of the offense. See TEX. PENAL CODE ANN. §§ 15.01(b), 22.021. A person acts
intentionally, or with intent with respect to the nature of his conduct or to a result of his conduct
when it is his conscious objective or desire to engage in the conduct or cause the result. TEX.
PENAL CODE ANN. § 6.03(a) (West 2011).
Proof of a culpable mental state generally relies upon circumstantial evidence. Rodriguez
v. State, 793 S.W.2d 744, 748 (Tex. App.—San Antonio 1990, no pet.). Circumstantial evidence
of an accused’s mental state is not treated differently than circumstantial evidence of other
elements and is reviewed under the same standard as direct evidence. Laster v. State, 275
S.W.3d 512, 521 (Tex. Crim. App. 2009). Moreover, intent can be inferred from an accused’s
actions, words, and conduct. Guevara v. State, 152 S.W.3d 45, 50 (Tex. Crim. App. 2004);
Maldonado v. State, 998 S.W.2d 239, 243 (Tex. Crim. App. 1999); Gallegos v. State, 340
S.W.3d 797, 802 (Tex. App.—San Antonio 2011, no pet.). An accused’s intent is a question of
fact to be determined by the factfinder from all the facts and circumstances in evidence.
Hemphill v. State, 505 S.W.2d 560, 562 (Tex. Crim. App. 1974).
Analysis
In his brief, Appellant argues that the evidence is insufficient because the record contains
no evidence that he intended to commit aggravated sexual assault or that he did any act
amounting to more than mere preparation to commit the offense. Regarding Appellant’s specific
intent to commit aggravated sexual assault, the evidence shows that Appellant told Jane Doe1
that he was not going to leave her residence, that it was his birthday, and that he was going to
have sex with her. She refused. Appellant told her that he was going to count to three and that if
she did not remove her bottoms or pants, he was going to hit her. Appellant counted to three and
1
At trial, the victim of the alleged assault was referred to by the pseudonym of “Jane Doe.” We will refer
to the victim by the same pseudonym in this opinion.
3
hit Jane Doe in the head and face, repeatedly, with his fists, pinned her to the bed with his knees,
licked her breasts, and ejaculated before he was able to penetrate her. Viewing the evidence in
the light most favorable to the prosecution, we conclude that any rational factfinder could have
found the specific intent to commit aggravated sexual assault beyond a reasonable doubt. See
Guevara, 152 S.W.3d at 50; Maldonado, 998 S.W.2d at 243; Gallegos, 340 S.W.3d at 802.
In addition to the above evidence, the record shows that Appellant hit Jane Doe on both
sides of her head, broke her nose, and caused her tooth to go through her lip. Two officers and
Jane Doe’s mother testified that Jane Doe suffered extensive injuries to her face, back, and
person. Numerous photographs were admitted into evidence showing Jane Doe’s injuries.
Jane Doe testified that during the alleged incident, she was wearing a white pajama top,
underwear, and boxer shorts. She identified a white shirt admitted in evidence as the pajama top.
Jennifer Pollock, a Texas Department of Crime Laboratory forensic scientist, testified that the
white shirt had a semen stain consistent with Appellant’s DNA and contained sixteen areas that
tested “presumptive positive” for semen. This evidence is consistent with Jane Doe’s testimony
that Appellant ejaculated on her before he was able to penetrate her. However, Pollock stated
that she detected no semen on the vaginal swabs, anal swabs, oral swabs, abdominal swabs, or
suprapubic swabs taken from Jane Doe’s sexual assault nurse examination (SANE).
We note that an act of attempted penetration is not required to establish that Appellant’s
acts amounted to more than mere preparation that tended, but failed, to effect the commission of
the intended offense. See Hackbarth, 617 S .W.2d at 946. Viewing all of the evidence in the
light most favorable to the prosecution, we hold that the State presented ample evidence to show
that Appellant’s acts, words, and conduct constituted more than mere preparation that tended, but
failed, to effect the commission of the offense intended. Thus, we conclude that any rational fact
finder could have found the essential elements of attempted aggravated sexual assault beyond a
reasonable doubt. See TEX. PENAL CODE ANN. § 15.01(a), 22.021(a); Jackson, 443 U.S. at 319,
99 S. Ct. at 2789. Appellant’s first issue is overruled.
CHAIN OF CUSTODY
As part of his second issue, Appellant argues that the trial court abused its discretion by
admitting into evidence a white shirt that belonged to Jane Doe. He contends that the chain of
custody was not sufficiently reliable to permit admission of the white shirt.
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Standard of Review
A trial court has considerable discretion in determining whether to exclude or admit
evidence. See Montgomery v. State, 810 S.W.2d 372, 379 (Tex. Crim. App. 1990); State v.
Dudley, 223 S.W.3d 717, 724 (Tex. App.—Tyler 2007, no pet.). Absent an abuse of discretion,
we will not disturb a trial court’s decision to admit or exclude evidence. See Martin v. State,
173 S.W.3d 463, 467 (Tex. Crim. App. 2005). We will uphold the trial court’s ruling if it was
within the zone of reasonable disagreement. See Weatherred v. State, 15 S.W.3d 540, 542 (Tex.
Crim. App. 2000); see also Martin, 173 S.W.3d at 467 (holding judgment must be upheld if
ruling was correct on any theory of law applicable to case in light of what was before trial court
at time ruling was made).
Applicable Law
The rules of evidence do not specifically define “chain of custody.” But Rule 901(a)
provides that the authentication or identification of an item for admissibility purposes is satisfied
by evidence that is sufficient to support a finding that the item is what its proponent claims. TEX.
R. EVID. 901(a); Dossett v. State, 216 S.W.3d 7, 17 (Tex. App.—San Antonio 2006, pet. ref’d).
Evidence may be authenticated or identified by different methods, including testimony by a
witness with knowledge that “an item is what it is claimed to be.” TEX. R. EVID. 901(b)(1);
Dossett, 216 S.W.3d at 17; Angleton v. State, 971 S.W.2d 65, 68 (Tex. Crim. App. 1998). The
trial court does not abuse its discretion by admitting evidence based on its belief that a
reasonable factfinder could find the evidence has been authenticated or identified. Dossett, 216
S.W.3d at 17; Pondexter v. State, 942 S.W.2d 577, 586 (Tex. Crim. App. 1996). Proof of chain
of custody goes to the weight of the evidence, rather than its admissibility. Dossett, 216 S.W.3d
at 17; Lagrone v. State, 942 S.W.2d 602, 617 (Tex. Crim. App. 1997).
Gaps or theoretical breaches in the chain of custody do not affect the admissibility of the
evidence, absent affirmative evidence of tampering or commingling. Lagrone, 942 S.W.2d at
617; Dossett, 216 S.W.3d at 17. The appellant has the burden to present affirmative evidence of
tampering or commingling; the State bears no burden to disprove evidence tampering. Dossett,
216 S.W.3d at 17; Stoker v. State, 788 S.W.2d 1, 10 (Tex. Crim. App. 1989), abrogated on other
grounds by Leday v. State, 983 S.W.2d 713, 716 (Tex. Crim. App. 1998).
5
Analysis
At trial, the State offered a white shirt into evidence and showed the shirt had been
collected at Jane Doe’s house, contained stains that purported to be semen consistent with
Appellant’s DNA profile, and had been worn by Jane Doe during the alleged incident. Appellant
objected to the admission of the shirt, contending that there was a gap in the chain of custody.
According to Appellant, the predicate was insufficient to show where the white shirt was found.
He did not believe it was found by the investigating officer, but by someone else, which made
the chain of custody “uncertain.” The trial court overruled Appellant’s objection and admitted
the evidence, stating that any lack of a chain of custody predicate affects the probative value of
the exhibit rather than its admissibility. We agree.
The trial court reasonably could have found that the State established an adequate chain
of custody through the officers’ testimony connecting the white shirt to Appellant. Debra Walsh,
a Lufkin Police Department crime scene and ID technician, testified that the white shirt was
seized the day after the incident and was one of three other items that Jane Doe found after
Walsh initially collected the evidence. Walsh stated that she did not collect the shirt earlier
because it was located in the second bedroom of Jane Doe’s residence. She collected the shirt,
placed it into a sealed bag at the scene, and sent it to the laboratory for testing. Pollack testified
that the white shirt contained sixteen areas that tested “presumptive positive” for semen and that
the semen stains were consistent with Appellant’s DNA profile. Jane Doe identified the white
shirt as the shirt she was wearing the night of the alleged incident.
Walsh’s and Pollock’s testimonies are sufficient to support the trial court’s belief that a
reasonable factfinder could find the white shirt had been authenticated. See TEX. R. EVID.
901(a), (b)(1); Angleton, 971 S.W.2d at 68. The fact that Jane Doe found the white shirt after
Walsh initially collected evidence the previous day may suggest the possibility of tampering, but
does not prohibit admission of the evidence. See Darrow v. State, 504 S.W.2d 416, 417 (Tex.
Crim. App. 1974); Dossett, 216 S.W.3d at 17. Based on the absence of any affirmative evidence
of tampering, the defects in the chain of custody pointed out by Appellant affected only the
weight of the evidence, not its admissibility. See Lagrone, 942 S.W.2d at 617; Dossett, 216
S.W.3d at 17-18. We hold the trial court did not abuse its discretion in concluding that the State
established a sufficient chain of custody for the white shirt to be admitted as evidence. Further,
the trial court was the sole judge of the weight to be given to the evidence, and we cannot say the
6
defect in the chain of custody rendered the evidence devoid of any probative value. See Mosley
v. State, 983 S.W.2d 249, 254 (Tex. Crim. App. 1998). The portion of Appellant’s second issue
pertaining to chain of custody is overruled.
VOLUNTARINESS OF STATEMENT
Also as part of his second issue, Appellant contends that the trial court abused its
discretion by admitting into evidence a videotaped interview of Appellant. He argues that there
was no clear showing that his statements during the videotaped interview were voluntary and
therefore the videotape was inadmissible.
Applicable Law and Standard of Review
In Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966), the
United States Supreme Court held that the Fifth Amendment to the United States Constitution
prohibits use of an accused’s oral statement made as result of custodial interrogation unless he is
given certain warnings and knowingly, intelligently, and voluntarily waives the rights set out in
the warnings. See Miranda, 384 U.S. at 478–79, 85 S. Ct. at 1629-30. Specifically, pursuant to
Miranda, an accused must be warned prior to any questioning “that he has the right to remain
silent, that anything he says can be used against him in a court of law, that he has the right to the
presence of an attorney, and that if he cannot afford an attorney[,] one will be appointed for him
prior to any questioning if he so desires.” Id., 384 U.S. at 479, 85 S. Ct. at 1630.
“A statement of an accused may be used in evidence against him if it appears that the
same was freely and voluntarily made without compulsion or persuasion, under the rules
hereafter prescribed.” TEX. CODE CRIM. PROC. ANN. art. 38.21 (West 2005). Under Article
38.22, no oral statement of an accused made as a result of custodial interrogation shall be
admissible against an accused in a criminal proceeding unless (1) the statement was recorded and
(2) prior to the statement but during the recording, the accused was warned of his rights and
knowingly, intelligently, and voluntarily waived those rights. TEX. CODE CRIM. PROC. ANN. art.
38.22 § 3(a) (West Supp. 2014); Joseph v. State, 309 S.W.3d 20, 23–24 (Tex. Crim. App. 2010).
The warnings required by Article 38.22 include those stated in Miranda and, in addition, a
warning that the accused “has the right to terminate the interview at any time.” TEX. CODE
CRIM. PROC. ANN. art. 38.22 §§ 2(a), 3(a)(2) (West Supp. 2014); Herrera v. State, 241 S.W.3d
520, 526 (Tex. Crim. App. 2007).
7
The State has the burden of showing by a preponderance of the evidence that an accused
knowingly, intelligently, and voluntarily waived his Miranda rights. See Joseph, 309 S.W.3d at
24. “[T]he relinquishment of the right must have been voluntary in the sense that it was the
product of a free and deliberate choice rather than intimidation, coercion, or deception.” Id. at
25. Additionally, “the waiver must have been made with full awareness of both the nature of the
right being abandoned and the consequences of the decision to abandon it.” Id. In making a
determination as to waiver, “the totality of the circumstances surrounding the interrogation” must
be considered. Id.
We review the trial court’s decision to admit the videotape under an abuse of discretion
standard. See Martin, 173 S.W.3d at 467.
Analysis
At trial, the State offered into evidence the recording of a video interview between
Detective Cross and Appellant conducted on April 9, 2009. In the video interview, Appellant
denied committing the offense, denied knowing Jane Doe, denied having sexual relations with
Jane Doe, and denied knowing the location of where Jane Doe lived.
Cross testified that the video recording showed that Appellant waived his right to counsel
and that he did not “ever” invoke any of his other rights during the interview. He also testified
that Appellant appeared to understand the Miranda warnings even though he had to repeat them
a few times. Appellant had a few questions, but Cross said that Appellant understood the
warnings and that he answered Appellant’s questions. According to Cross, Appellant was very
loud and “boisterous” during the interview and he believed that Appellant may have been high or
using something. We have reviewed the videotape of the interview, which confirms that Cross
read Appellant his Miranda warnings. After every warning, Appellant was asked if he
understood that warning. He said “[Y]eah, I do” or “[Y]es, sir, I do” each time. However,
Appellant appeared to question one warning, i.e., that he had the right to terminate the interview
at any time. Eventually he stated that he understood that warning. Appellant also asked why he
was there, and what was going on. He stated that he wanted to be left alone. However, he said
he understood the warnings and wanted to waive his rights. Cross asked Appellant to initial each
written warning that he had been read, but he was unable to do so. Instead, he “checked” each
warning.
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From the totality of the circumstances surrounding Appellant’s videotaped interview, we
cannot say that his statement was involuntary. The videotape shows that Appellant appeared to
understand his rights, that he answered affirmatively when asked if he understood them, and that
there was no evidence of intimidation or coercion. See Joseph, 309 S.W.3d at 25. Although his
conduct during the interview may have been “boisterous,” he was not incomprehensible.
Therefore, we cannot conclude that the trial court abused its discretion in overruling Appellant’s
objection regarding the voluntariness of the videotaped interview.2 The portion of Appellant’s
second issue pertaining to the voluntariness of his videotaped interview is overruled.
COUNSELOR’S OPINIONS
In the final portion of his second issue, Appellant states that the trial court abused its
discretion by improperly considering the opinions expressed by Jane Doe’s counselor because
the opinions violated his due process rights. Texas Rule of Appellate Procedure 38.1(i) states
that an appellant’s brief “must contain a clear and concise argument for the contentions made,
with appropriate citations to authorities and to the record.” TEX. R. APP. P. 38.1(i). Conclusory
statements unsupported by citation to any legal authority present nothing for the court to review.
Nolan v. State, 102 S.W.3d 231, 236 (Tex. App.—Houston [14th Dist.] 2003, pet ref’d).
Here, Appellant’s statement is not supported by argument or authority as required by the
rules. See TEX. R. APP. P. 38.1(i). Thus, he has waived any complaint regarding this issue.
2
If a statement of an accused is found to have been voluntarily made and held admissible as a matter of law
and fact by the court in a hearing in the “absence of the jury, the court must enter an order stating its conclusion as to
whether or not the statement was voluntarily made, along with the specific finding of facts upon which the
conclusion was based, which order shall be filed among the papers of the cause.” TEX. CODE CRIM. PROC. ANN. art.
38.22 § 6 (West Supp. 2014); see also Urias v. Stale, 155 S.W.3d 141, 142 (Tex. Crim. App. 2004) (“It is well
settled that Article 38.22, § 6 is mandatory in its language and that it requires a trial court to file its findings of fact
and conclusions of law regarding the voluntariness of a confession whether or not the defendant objects to the
absence of such omitted filing.”). The trial court overruled Appellant’s objection without entering the required
order. However, the findings of fact and conclusions of law need be made only when there is a question as to the
facts surrounding the taking of the statement, i.e., where the facts are disputed. See Miller v. State, 666 S.W.2d 269,
274 (Tex. App—Dallas 1984, pet. ref’d); Zervos v. State, 15 S.W.3d 146, 154 (Tex. App.-Texarkana 2000, pet.
ref’d). Here, the record shows the facts surrounding the taking of the videotaped interview are not in dispute. See
Zervos, 15 S.W.3d at 154. Rather, the only dispute is the interpretation of the statements and actions of Appellant
that are shown conclusively by the video recording. Id. Therefore, a more specific finding by the trial court is not
necessary in this case. See id.; Hernandez v. State, 387 S.W.3d 881, 888 (Tex. App.—San Antonio 2012, no pet.);
Amos v. State, No. 05-12-00908-CR, 2013 WL 3554305, at *10 n. 2 (Tex. App.—Dallas July 11, 2013, no pet.)
(op., not designated for publication).
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DISPOSITION
Having overruled both of Appellant’s issues on appeal, we affirm the judgment of the
trial court.
JAMES T. WORTHEN
Chief Justice
Opinion delivered June 10, 2015.
Panel consisted of Worthen, C.J., Hoyle, J., and Neeley, J.
(DO NOT PUBLISH)
10
COURT OF APPEALS
TWELFTH COURT OF APPEALS DISTRICT OF TEXAS
JUDGMENT
JUNE 10, 2015
NO. 12-13-00320-CR
DOUGLAS RAY RICHARDS,
Appellant
V.
THE STATE OF TEXAS,
Appellee
Appeal from the 217th District Court
of Angelina County, Texas (Tr.Ct.No. CR-28710)
THIS CAUSE came to be heard on the appellate record and briefs filed
herein, and the same being considered, it is the opinion of this court that there was no error in the
judgment.
It is therefore ORDERED, ADJUDGED and DECREED that the judgment
of the court below be in all things affirmed, and that this decision be certified to the court
below for observance.
James T. Worthen, Chief Justice.
Panel consisted of Worthen, C.J., Hoyle, J., and Neeley, J.