Filed 6/18/15 P. v. Cortez CA4/1
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D065535
Plaintiff and Respondent,
v. (Super. Ct. No. SCD240888)
RONNIE OZUNA CORTEZ,
Defendant and Appellant.
APPEAL from a judgment of the Superior Court of San Diego County,
Leo Valentine, Jr., Judge. Affirmed.
John L. Staley, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant
Attorney General, Julie L. Garland, Assistant Attorney General, Scott C. Taylor and
Warren J. Williams, Deputy Attorneys General, for Plaintiff and Respondent.
A jury convicted Ronnie Ozuna Cortez of two counts of assault by means of
force likely to produce great bodily injury and one count each of battery, corporal
injury to a spouse, making a criminal threat and attempting to dissuade a witness from
reporting a crime. The trial court granted probation and ordered Cortez to serve 180
days in custody. Cortez appeals, contending the trial court erred by (1) failing to sua
sponte instruct the jury with the lesser included offense of simple assault as to the
aggravated assault charges, (2) failing to sua sponte instruct on unanimity as to the
charge of dissuading a witness from reporting a crime, and (3) instructing the jury on
uncharged propensity evidence with CALCRIM No. 852. We reject his arguments and
affirm the judgment.
FACTUAL AND PROCEDURAL BACKGROUND
Cortez was married to Irma Cortez and lived with her and her three children,
Angie age 25, Valeria age 19 and Esteban age 15. Irma operated a beauty shop until
Cortez gave the shop to Irma's sister. The first felony assault charge stemmed from an
incident that occurred in March 2012. One evening while Irma was exchanging text
messages with a client that wanted a haircut, Cortez accused Irma of exchanging text
messages with a lover. When Irma gave Cortez her phone, he texted the client telling
her to "fuck off because she ha[s] a husband."
Later that night, Cortez returned from the liquor store. He appeared intoxicated
and had an angry look on his face, which caused Irma to lock herself in her bedroom.
At some point, Cortez knocked on the bedroom door and told Irma to open it. When
she opened the door, Cortez pushed his way in, grabbed Irma by the neck with one
hand, shoved her against a wall and accused her of betraying him. Cortez had his hand
around Irma's neck for "minutes." She had difficulty breathing and believed he would
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kill her. Cortez let go of Irma's neck when Valeria and Esteban came to the door. Her
children took photographs of Irma's neck, which was red for the following day or two,
and hurt for three or four days. Irma's son testified that the redness on Irma's neck
looked "[l]ike some hands."
The remaining convictions stem from an incident that occurred the following
month. One morning while Cortez drove Irma to her beauty school, he accused her of
having a lover at the school, yelled obscenities and threatened to kill her. He also
threatened to kill one of Irma's children because that would "hurt" her. When Irma
telephoned one of her daughters, Cortez stopped the car, walked to the passenger side,
grabbed Irma's arm and took the phone from her. He disassembled the phone and
removed the battery. When Cortez resumed driving, Irma began crying and asking for
her phone. Cortez struck her head near her ear between three and four times with the
heel of his palm and then threw the phone parts at her, which she collected to
reassemble the phone.
Irma called 911 and asked if someone spoke Spanish. Cortez struck Irma again
until she lost consciousness. When she regained consciousness, her head hurt and
parts of her body were numb. Cortez dropped Irma off at her beauty school and
someone at the school called the police. The police arrived and took photographs of
the scratches and marks on Irma's face. Based on Irma's demeanor, an officer obtained
an emergency protective order because she considered the domestic violence incident
to have been more serious than the average domestic violence incident.
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DISCUSSION
I. Lesser Included Offense
The jury convicted Cortez on two counts of assault by means of force likely to
cause great bodily injury related to each of the two incidents. Cortez argues the trial
court erred in failing to sua sponte instruct the jury on the lesser included offense of
simple assault. We disagree as substantial evidence did not support such an
instruction.
A trial court has a sua sponte duty to instruct on lesser included offenses
whenever substantial evidence raises a question whether all the elements of the
charged offense are present. (People v. Smith (2013) 57 Cal.4th 232, 239.)
"Substantial evidence is evidence sufficient to 'deserve consideration by the jury,' that
is, evidence that a reasonable jury could find persuasive." (People v. Barton (1995) 12
Cal.4th 186, 201, fn. 8.) The existence of any evidence, no matter how weak, will not
justify instructions on a lesser included offense. (People v. Whalen (2013) 56 Cal.4th
1, 68.) In deciding whether there is substantial evidence, we do not evaluate the
credibility of the witnesses, a task for the jury. (People v. Manriquez (2005) 37
Cal.4th 547, 585.) We independently review the question of whether the trial court
erred by failing to instruct on a lesser included offense. (People v. Booker (2011) 51
Cal.4th 141, 181.)
Misdemeanor assault under Penal Code section 240 is a lesser included offense
of assault with force likely to produce great bodily injury under Penal Code section
245, subdivision (a)(4). (People v. McDaniel (2008) 159 Cal.App.4th 736, 747-748.)
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"Great bodily injury is bodily injury which is significant or substantial, not
insignificant, trivial or moderate. [Citations.] ' "The crime . . ., like other assaults, may
be committed without infliction of any physical injury, and even though no blow is
actually struck. [Citation.] The issue, therefore, is not whether serious injury was
caused, but whether the force used was such as would be likely to cause it." '
[Citation.] The focus is on the force actually exerted by the defendant, not the amount
of force that could have been used. [Citation.] The force likely to produce bodily
injury can be found where the attack is made by use of hands or fists. [Citation.]
Whether a fist used in striking a person would be likely to cause great bodily injury is
to be determined by the force of the impact, the manner in which it was used and the
circumstances under which the force was applied." (Id. at pp. 748-749.) The force has
to be "likely" to produce a great bodily injury; it is immaterial whether the victim in
fact suffers any harm. (People v. Aguilar (1997) 16 Cal.4th 1023, 1028.)
The question presented is whether there is substantial evidence from which a
reasonable jury could find Cortez committed only simple assaults and not assaults by
means of force likely to produce great bodily injury. If the trial record contains no
such evidence, the court had no duty to sua sponte instruct the jury on the elements of
simple assault as a lesser included offense of aggravated assault. (People v.
Cunningham (2001) 25 Cal.4th 926, 1008.)
During the first incident, Cortez grabbed Irma by the neck and shoved her
against a wall. Cortez had his hand around Irma's neck for "minutes" causing her to
have difficulty breathing. She stated that eventually she "couldn't breathe that much
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anymore and . . . couldn't talk." Irma's son stated that the redness on Irma's neck
looked "[l]ike some hands." The redness lasted a day or two, and Irma experienced
soreness for three or four days. Given the nature of this attack, no reasonable juror
could find that the force Cortez used was less than force likely to produce great bodily
injury. (People v. Covino (1980) 100 Cal.App.3d 660, 667-668 [rejecting argument
that, as a matter of law, an assault which produces only momentary interruption of
breathing and slight reddening of the skin without any substantial damage to the
victim's bodily tissue is not an assault by means of force likely to produce great bodily
injury].)
Cortez argues the jury's not guilty finding on the charge of infliction of corporal
injury and its guilty finding on the alternate charge of battery suggests the jury viewed
Irma's injuries from the first incident as relatively minor. We agree these findings
suggest the jury viewed Irma's injuries from the first incident as being minor, but fail
to see how this advances Cortez's argument as the victim need not suffer any harm;
rather, the force has to be "likely" to produce a great bodily injury. (People v. Aguilar,
supra, 16 Cal.4th at p. 1028.) A physician testified that strangulation could lead to
death. Thus, holding a person by the neck against a wall until the person has difficulty
breathing is likely to produce great bodily injury.
During the second incident, Cortez struck Irma's head near her ear a number of
times with the heel of his palm. He later struck her again until she lost consciousness.
When she regained consciousness, her head hurt and parts of her body were numb.
Irma's classmate, Marisela Cardenas, saw Irma immediately after the second incident
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and testified that Irma had mentioned being unconscious. A physician testified that a
blow to the head resulting in unconsciousness is a serious situation. Thus, repeatedly
striking a person in the head until the person loses consciousness is likely to cause
serious injuries. We reject Cortez's argument that the jury's not true finding on the
great bodily injury allegation attached to the count suggests the assault was not likely
to cause great bodily injury. Again, the issue is whether the assault was likely to cause
great bodily injury, not whether the assault in fact caused such injury.
In summary, we conclude the trial court was not obligated to instruct on the
lesser included offense of simple assault for either the first or the second incident.
II. Unanimity Instruction
During the second incident, Cortez interrupted Irma's telephone calls to her
daughter and to 911. Cortez contends that during closing argument, the prosecutor
argued both telephone calls could establish Cortez's guilt on the charge of attempting
to dissuade a witness from reporting a crime. Thus, he asserts the trial court should
have instructed the jury that it had to unanimously agree which act Cortez committed
to be guilty of dissuading Irma from reporting the alleged assault. We reject this
argument.
A defendant's constitutional right to a unanimous jury verdict requires that
when the evidence shows more than one unlawful act which could support a single
charged offense, the prosecution must either elect which act to rely upon or the trial
court must sua sponte give a unanimity instruction telling the jurors they must
unanimously agree which act constituted the crime. (People v. Melhado (1998) 60
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Cal.App.4th 1529, 1534.) The unanimity instruction is designed to eliminate the
danger that the defendant will be convicted even though there is no single offense
which all the jurors agreed the defendant committed. (Ibid.) However, if under the
evidence presented there is no reasonable possibility the jurors would disagree which
offense supported the charge, a unanimity instruction is not required. (People v. Burns
(1987) 196 Cal.App.3d 1440, 1458; People v. Brown (1991) 234 Cal.App.3d 918, 935-
936.) This latter principle applies here.
The trial court instructed the jury that to find Cortez guilty of attempting to
dissuade a witness from reporting a crime, the People must prove he tried to prevent
Irma from making a report that she was a victim of a crime to 911. Thus, as Cortez
concedes, his act of preventing Irma from completing the telephone call to her
daughter could not have been a basis to find him guilty. Although Cortez contends the
prosecutor referred to both calls to argue Cortez's guilt of dissuading a witness from
reporting a crime, the record does not support this contention.
During closing argument, the prosecutor mentioned that Irma retrieved her
phone after her attempted call to her daughter and then made a call to 911 where she
asked to talk to a Spanish speaker. The prosecutor argued that the transcript of the 911
call supported an inference that Irma was the victim of a crime and she was attempting
to report the crime when Cortez grabbed her arm and began hitting her. Viewed in
context, the prosecutor did not urge the jury to find Cortez guilty of dissuading a
witness based on Irma's telephone call to her daughter. Accordingly, a unanimity
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instruction was not required because under the evidence presented, there was no
reasonable possibility the jurors would disagree which act supported the charge.
Moreover, even if the jury could have misinterpreted the prosecutor's argument,
the trial court instructed the jury that the remarks and arguments of counsel were not
evidence and that to convict Cortez of the crime, the People needed to prove Cortez
tried to prevent Irma from reporting the crime to 911. We presume the jury
understood and followed the court's instructions. (People v. Yeoman (2003) 31 Cal.4th
93, 139.)
III. Uncharged Propensity Evidence
At trial, Irma testified to an ongoing pattern of domestic violence, which
preceded the two incidents at issue. Cortez contends Evidence Code section 1109 (the
code section under which this evidence was admitted) and CALCRIM No. 852 (the
related jury instruction) violated his federal constitutional rights. Cortez concedes
defense counsel did not object to the instruction below, but asserts we may address the
issue under Penal Code section 1259. He also concedes the issue whether a propensity
instruction is error has been resolved under California law, but argues the issue to
preserve his right to raise it in future judicial proceedings, including federal habeas
corpus.
As Cortez acknowledges, similar attacks on CALCRIM No. 852 have been
rejected by numerous courts, which have held that the instruction correctly states the
law on the limited purpose for which the jury may consider prior acts of domestic
violence under Evidence Code section 1109. (People v. Reliford (2003) 29 Cal.4th
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1007, 1009, 1012-1016; People v. Reyes (2008) 160 Cal.App.4th 246, 251-253; People
v. Pescador (2004) 119 Cal.App.4th 252, 261-262; People v. Brown (2000) 77
Cal.App.4th 1324, 1335-1337.) We agree with the reasoning in these cases and reject
Cortez's arguments.
DISPOSITION
The judgment is affirmed.
MCINTYRE, J.
WE CONCUR:
MCCONNELL, P. J.
BENKE, J.
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