IN THE SUPREME COURT OF THE STATE OF DELAWARE
MARK SMOLKA, §
§ No. 500, 2014
Defendant-Below, Appellant, §
§ Court Below – Superior Court
v. § of the State of Delaware, in and
§ for New Castle County
STATE OF DELAWARE, §
§ Criminal ID No. 1308022148
Plaintiff-Below, Appellee. §
Submitted: June 10, 2015
Decided: June 23, 2015
Before HOLLAND, VAUGHN, and SEITZ, Justices.
Upon appeal from the Superior Court. REVERSED AND REMANDED.
Bernard J. O’Donnell, Esquire, Office of the Public Defender, Wilmington,
Delaware, for Appellant Mark Smolka.
Andrew J. Vella, Esquire, Deputy Attorney General, Department of Justice,
Wilmington, Delaware, for Appellee.
SEITZ, Justice:
I. INTRODUCTION
In August 2013, officers from New Castle County Police Operation Safe
Streets searched a home at 5 Worthy Down Avenue in Bear, Delaware. During the
search, the officers found Mark Smolka inside the house and a Taurus .38 special
revolver in a closet. Smolka, who is a person prohibited from possessing a firearm,
admitted at the scene that he had moved the gun to a closet and placed a lock on it.
Smolka was arrested and charged with, among other offenses, possession of a
firearm by a person prohibited.
Before trial, Smolka filed a motion to suppress evidence he claimed was
illegally obtained during the search as well as his statements to the officers. The
Superior Court denied Smolka’s motion because Smolka failed to appear at the
suppression hearing. The State then introduced at trial the evidence subject to the
suppression motion. The jury found Smolka guilty of the firearm possession
offense, and the trial judge sentenced him to three years imprisonment at Level 5
suspended for six months at Level 4 home confinement and one year at Level 3
probation supervision. 1
Smolka claims on appeal that the trial court erred when it found that he
waived his right to suppress the evidence in question because he failed to appear at
the suppression hearing. We hold that a defendant’s voluntary failure to appear at
1
Opening Br., Exhibit A (Sentence Order).
2
a suppression hearing waives his right to be present at the hearing, but does not
waive the defendant’s constitutional right to challenge evidence as unlawfully
obtained. We therefore remand the case to Superior Court to conduct a
suppression hearing.
Smolka also claims on appeal that the Superior Court erred by refusing to
instruct the jury on a “lesser of evils” defense. Because jurisdiction is retained, we
need not rule on Smolka’s second ground for error at this time.
II. BACKGROUND
On August 26, 2013, County officers from Operation Safe Streets were
investigating a probationer, Pablo Jackson, for thefts, including theft of a firearm.
The officers responded to Jackson’s last known address in the Four Seasons
development near Bear, Delaware. They were advised that Jackson never lived
there. The officers consulted Jackson’s address history and identified another
address, a house at 5 Worthy Down Avenue in Bear, which Jackson used several
months before.
The State called Detective Peter Stewart at trial. He testified that as he and
other officers approached the door at the Bear address, Stewart smelled marijuana.
The officers knocked several times before Kelly Long answered the door, quickly
stepped out, and closed the door behind her. The officers questioned Long about
Jackson. Long told the officers that Jackson no longer lived at the house but had
3
lived there previously and had been there as recently as a few days ago. The
officers asked Long who was inside the house. According to Stewart, Long
initially said that only she and her seven year old daughter were in the house but
later admitted after Stewart asked about a pickup truck parked in front of the
house, that a “Marcus” was also in the house. 2
The facts are disputed about the officers’ entry into the house. Stewart
testified the officers told Long they wanted to talk to Marcus, and Long then
opened the door and let the officers inside. 3 Long testified the officers asked if
they could come in and she told them no. She testified that she asked the officers
if they had a warrant and Stewart responded that they did not need one because he
smelled marijuana.4
Once inside the house, Stewart found Smolka in the basement. Stewart
testified that he also found a revolver in a closet in the same room. 5 Stewart
questioned Smolka about the firearm. According to Stewart, Smolka said he had
moved the gun to the closet and put a lock on it so that Long’s daughter would not
play with the gun.6 Long and her father testified the gun belonged to Long’s father
who had moved out of the house and left it behind.7 Long testified that she asked
2
App. to Opening Br. at 44-45 (Testimony of Detective Peter Stewart).
3
Id. at 45 (Testimony of Detective Peter Stewart).
4
Id. at 58-59 (Testimony of Kelly Long).
5
Id. at 45 (Testimony of Detective Peter Stewart).
6
Id. at 46 (Testimony of Detective Peter Stewart).
7
Id. at 59, 62-63 (Testimony of Kelly and William Long).
4
Smolka to show her how to lock the gun out of concern for her daughter’s safety,
but that Smolka never physically touched the gun. 8
A New Castle County Grand Jury indicted Smolka for possession of a
firearm by a person prohibited, in violation of 11 Del. C. § 1448, and other
offenses.9 The Superior Court set trial for January 28, 2014. Before trial, Smolka
filed a motion to suppress the evidence seized following the August 26, 2013
search and the statements he made to officers at the house. He claimed that the
search violated the Fourth Amendment of the United States Constitution and
Article I, § 6 of the Delaware Constitution. He also asserted that his statement on
the scene was given in the course of custodial interrogation in the absence of a
Miranda warning, which violated his right against self-incrimination under the
Fifth Amendment of the United States Constitution and Article I, § 7 of the
Delaware Constitution. 10
When it came to providing an address where Smolka could be contacted
during the criminal proceedings by the Superior Court and his counsel, Smolka
gave the 5 Worthy Down Avenue address. Both the Superior Court and his
8
Id. at 59 (Testimony of Kelly Long).
9
Id. at 8-9 (Indictment).
10
Id. at 10-18 (Defendant’s Motion to Suppress).
5
counsel sent Smolka written notice to that address of the day and time of the
suppression hearing. He failed to appear at the January 17, 2014 hearing.11
Smolka’s counsel, who was present on January 17 for the hearing, asked that
the court proceed with the hearing without Smolka present.12 The court denied this
request and ruled that, by failing to appear, Smolka had waived his right to
challenge the evidence at issue.13
The case went to trial, where Smolka stipulated that he was a person
prohibited from possessing a firearm. 14 The State introduced into evidence the
revolver and Smolka’s August 26, 2013 statements made to the officers at the
house. 15 The jury found Smolka guilty of possession of a firearm by a person
prohibited and acquitted Smolka of the other charges. 16
On appeal, Smolka argues that the Superior Court erred by ruling that his
failure to appear at the suppression hearing waived his constitutional right to seek
to suppress evidence seized during a search he maintains was illegal. 17 Smolka
11
Id. at 33-34 (Suppression Hearing Tr.).
12
Id. at 34 (Suppression Hearing Tr.).
13
Id. at 34-35 (Suppression Hearing Tr.).
14
See id. at 57 (Trial Tr.) (Deputy Attorney General Jamie McCloskey reading the stipulation of
the parties into the record).
15
Id. at 45-46 (Trial Tr.) (Deputy Attorney General Jamie McCloskey introducing the gun into
evidence and Stewart testifying about Smolka’s statements at the house regarding his handling of
the gun).
16
Id. at 5 (Superior Court docket entry).
17
See U.S. CONST. amend. IV (“The right of the people to be secure in their persons, houses,
papers, and effects, against unreasonable searches and seizures, shall not be violated, and no
Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly
describing the place to be searched, and the persons or things to be seized.”); DEL. CONST. art. I,
6
points to the distinction between a waiver of the right to seek the suppression of
evidence and the right to be present at the suppression hearing. According to
Smolka, a failure to appear waives the latter but not the former. 18 The State
contends that the court’s ruling was correct because Smolka had an obligation to
notify the court and counsel of any change of address and failed to do so. The State
also notes the Superior Court’s observation that Smolka has a history of failing to
appear in court.19
We review “Constitutional claims de novo to determine if the trial court
committed an error of law.” 20
III. ANALYSIS
Subject to exceptions not applicable here, Superior Court Rule of Criminal
Procedure 43 sets forth the specific stages of a criminal proceeding where the
§ 6 (“The people shall be secure in their persons, houses, papers and possessions, from
unreasonable searches and seizures; and no warrant to search any place, or to seize any person or
thing, shall issue without describing them as particularly as may be; nor then, unless there be
probable cause supported by oath or affirmation.”); 11 Del. C. § 2301 (“No person shall search
any person, house, building, or conveyance, place or other thing without the consent of the
owner (or occupant, if any) unless such search is authorized by and made pursuant to statute or
the Constitution of the United States.”); United States v. Burch, 432 F.Supp. 961, 964 (D.Del.
1977), aff’d, 577 F.2d 729 (3d Cir. 1978) (“The Fourth Amendment, absent exigent
circumstances, prohibits any intrusion upon a person’s privacy without prior judicial
determination that the intrusion is justified.”); Scott v. State, 672 A.2d 550, 552 (Del. 1996)
(“Searches and seizures are per se unreasonable, in the absence of exigent circumstances, unless
authorized by a warrant supported by probable cause.”) (citing Hanna v. State, 591 A.2d 158,
162 (Del. 1991).
18
Opening Br. at 7-9.
19
Answering Br. at 8-9.
20
Taylor v. State, 822 A.2d 1052, 1055 (Del. 2003) (internal citations and quotation marks
omitted).
7
defendant is required to be present – the arraignment, the time of a plea, at every
stage of the trial, and at the imposition of sentence.21 Attendance by the defendant
at a suppression hearing is not required by the Rule.
The Superior Court nonetheless found that Smolka received notice of the
hearing, failed to appear, and therefore waived his right to suppress the evidence
challenged by the motion. This was error. By absenting himself from the motion
hearing, Smolka waived his right to be present at the hearing. 22 He did not,
however, waive his constitutional right to challenge evidence he claims was
obtained through an illegal search and seizure. A defendant’s failure to appear at a
hearing on a motion to suppress does not constitute a waiver of the motion.23 The
21
Del. Super. Ct. Crim. R. 43.
22
See People v. Daschner, 77 P.3d 787, 791 (Colo. App. 2003) (“[A] defendant’s failure
to appear at a suppression hearing may result in a waiver of the right to be present at the
hearing . . . .”); Robinson v. Commonwealth, 837 N.E.2d 241, 244 (Mass. 2005) (“[B]y his
unexcused absence from the suppression hearing, the defendant may waive his right to be present
at the hearing . . . .”); State v. Canty, 650 A.2d 391, 392 (N.J. Super., App. Div. 1994) (“An order
granting or denying a motion to suppress is fully enforceable notwithstanding the defendant’s
failure to appear.”); People v. Logan, 708 N.Y.S.2d 411, 413 (N.Y. App. Div. 2000) (“[The
defendant’s] forfeiture merely allows the court to try him in abstentia.”); State v. Desirey, 782
P.2d 429, 429 (Or.App. 1989) (“The court could have decided the motion in the defendant’s
absence . . . .”).
23
See Daschner, 77 P.3d at 791 (agreeing with the analysis and holdings of “[c]ourts in other
jurisdictions [that] have held that even where a defendant unjustifiably fails to appear at a
suppression hearing, he or she does not thereby abandon the right to object to the admission of
evidence unconstitutionally obtained”); State v. Rupert, 202 P.3d 1288, 1290 (Idaho App. 2009)
(“[W]e conclude that the district court exceeded the bounds of its discretion when it, in effect,
treated Ruperd’s failure to appear as a waiver of his right to a hearing on his motion to
suppress.”); State v. Danly, 2010 WL 200040, at *1 (Iowa App. 2010) (“This case presents the
question whether the district court may summarily deny a motion to suppress in a misdemeanor
case as a sanction for the defendant’s failure to appear personally at the hearing. Because we
conclude that the district court may not do so, we reverse and remand.”); Robinson, 837 N.E.2d
at 244 (“[B]y his unexcused absence from the suppression hearing, the defendant may waive his
8
court should have instead proceeded with the hearing and decided the motion in the
defendant’s absence.24
The State cites Jenkins v. State 25 for the proposition that the defendant’s
failure to appear waives the motion itself. But Jenkins is distinguishable. The
defendant in Jenkins was a fugitive and, as a result of his fugitive status, failed to
appear at his suppression hearing. The Superior Court denied his motion to
suppress, but did not treat the defendant’s failure to appear as a waiver. Before
denying the motion, the court told the defendant’s attorney, “[t]he defense can
make whatever application it wants to make after the fugitive has been taken back
into custody and the Court has him in front of the Court.” 26 Although this Court
found that the defendant had waived his motion to suppress, the waiver stemmed
right to be present at the hearing, but his absence does not waive the motion itself.”); Canty, 650
A.2d at 393 (“We do not consider the defendant’s escape as an abandonment of his right to
object to the admission of seized evidence.”); Logan, 708 N.Y.S.2d at 413 (“Although a
defendant may forfeit his right to be present, he does not as a consequence of his actions waive
his right to a hearing or a trial. His forfeiture merely allows the court to try him in abstentia.”);
Desirey, 782 P.2d at 429 (“The court could have decided the motion in the defendant’s absence,
but it did not have the authority not to consider it.”).
24
Logan, 708 N.Y.S.2d at 413 (“[The defendant’s] forfeiture merely allows the court to try him
in abstentia.”); Desirey, 782 P.2d at 429 (“The court could have decided the motion in the
defendant’s absence . . . .”). Proceeding with the hearing is consistent with the exceptions to a
defendant’s required presence under Superior Court Criminal Rule 43. Rule 43 provides that
“the further progress of the trial to and including the return of the verdict shall not be prevented
and the defendant shall be considered to have waived the right to be present” if the defendant is
voluntarily absent after the trial has commenced or is removed from the courtroom by the judge
for disruptive conduct. Del. Super. Ct. Crim. R. 43.
25
Jenkins v. State, 2006 WL 1911096 (Del. 2011).
26
Id. at *1.
9
from the defendant’s failure to renew his motion in the trial court, not because of
the failure to appear at the hearing. 27
The State also cites three additional cases from other jurisdictions, each of
which is distinguishable. In State v. Beal, the Court of Criminal Appeals of
Tennessee upheld the trial court’s decision to treat the defendant’s failure to appear
at the suppression hearing as a waiver of the defendant’s motion to suppress
because the appellate court found, “the trial court would have been justified in
denying the motion to suppress on the merits.”28
In State v. Weber, the trial court dismissed the defendant’s motion to
suppress after neither the defendant nor defense counsel appeared at the
suppression hearing. The Court of Appeals of Ohio, reviewing the trial court’s
decision on an abuse of discretion standard, found that the trial court had not
abused its discretion, because the hearing had been rescheduled three times
previously, the defendant had failed to move orally or in writing for a continuance,
and the defendant’s motion would have been unsuccessful on the merits. 29
Finally, in Edwards v. State, the trial court granted defense counsel’s request
for a “contingent dismissal”30 of the defendant’s motion to suppress to provide the
defendant an opportunity to explain her absence from the suppression hearing. The
27
Id. at *2.
28
State v. Beal, 1989 WL 51574, at *2 (Tenn. Cr. App. May 16, 1989).
29
State v. Weber, 1998 WL 517868, at *4 (Ohio App. Aug. 10, 1998).
30
Edwards v. State, 638 S.E.2d 347, 348 (Ga. App. Oct. 18, 2006).
10
trial court later denied an out of time motion from the defendant to set aside the
order dismissing the motion to suppress. The Court of Appeals of Georgia found
no error in the trial court’s decision to dismiss the motion because in Georgia it is
prejudicial error to conduct an evidentiary suppression hearing in the defendant’s
absence and defense counsel had stated he did not have authority from the
defendant to waive her right to be present. The Court of Appeals found no error in
the decision to deny the request to set aside the dismissal because the trial court
never received an explanation from the defendant for her absence from the
hearing.31
Even if these cases were directly pertinent to our decision, we decline to
follow an approach that is contrary to Superior Court Criminal Rule 43 and appears
to rely on discretionary control of the court’s docket without ensuring that the
32
substantive issues raised by a defendant’s motion are addressed. We
acknowledge, as the Superior Court observed here, that the trial court criminal
docket is crowded and requires careful time management by the court. 33 Busy
criminal dockets present a myriad of challenges for trial judges, particularly when
31
Id.
32
See State v. Bregitzer, 2012 WL 5995060, at *5 (Ohio App. Dec. 3, 2012) (“It has been held
that a trial court did not abuse its discretion in denying a motion to suppress due to the
defendant's failure to appear and was not required to reschedule his suppression hearing, given
the trial court's inherent authority to protect its docket.”) (citation omitted).
33
App. to Opening Br. at 40 (email from Superior Court denying Smolka’s request to vacate the
court’s oral ruling at the suppression hearing that Smolka waived his right to move to suppress
evidence).
11
defendants act as the defendant and defense counsel did in Weber, where the
hearing had been rescheduled three times previously and both defendant and
counsel still failed to appear.
The approach we take today strikes the appropriate balance between the
competing interests. A defendant who voluntarily fails to appear forfeits the right
to be present at a suppression hearing, but the hearing goes forward without
him. In this manner, the trial court maintains control of its docket by proceeding
with the scheduled suppression hearing, and the defendant’s constitutional right is
preserved to challenge evidence the defendant claims was illegally obtained.
IV. CONCLUSION
The Superior Court erred when it ruled that Smolka waived his right to
pursue his motion to suppress because of his voluntary failure to appear at the
hearing. We remand the case to the Superior Court for a hearing on the motion.
Jurisdiction is retained.
12