PS5-143 NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________
No. 14-2009
___________
RAVANNA SPENCER,
Appellant
v.
SECRETARY DEPARTMENT OF CORRECTIONS; ROBERT COLLINS;
MICHAEL LORADY; A.J. KOVALCHIK; MAJOR KELLER
____________________________________
On Appeal from the United States District Court
for the Middle District of Pennsylvania
(D.C. Civil No. 12-cv-00616)
District Judge: Honorable Edwin M. Kosik
____________________________________
Submitted Pursuant to Third Circuit LAR 34.1(a)
June 23, 2015
Before: CHAGARES, JORDAN and COWEN, Circuit Judges
(Opinion filed: June 25, 2015)
_________
OPINION*
_________
PER CURIAM
*
This disposition is not an opinion of the full court and pursuant to I.O.P. 5.7 does not
constitute binding precedent.
Appellant Ravanna Spencer brought this pro se action under 42 U.S.C. § 1983
against the Secretary of the Pennsylvania Department of Corrections (“DOC”) and
several officials at the State Correctional Institute at Frackville (“SCI-Frackville”),
claiming violations of his constitutional rights stemming from the use of a security light
in his cell.1
Spencer was incarcerated at SCI-Frackville from August 2010 to September
2012.2 For the majority of that time, he was in the Restricted Housing Unit (“RHU”).
The defendants have attested that each cell in the RHU contains a light panel or fixture
consisting of two twenty-eight-watt fluorescent bulbs, and one nine-watt fluorescent bulb.
Pursuant to DOC policy, the larger lights are controlled by each inmate, but the nine-watt
light remains on at all times for security purposes. DOC policy also does not permit
RHU inmates to cover or modify the security light, or to cover their faces during inmate
“count.” The parties do not appear to dispute that most RHU security lights are covered
by opaque plastic panels that somewhat dim the light, but that the light in Spencer’s cell
1
The defendants/Appellees are John Wetzel, Secretary of the DOC; Robert Collins,
Superintendent of SCI-Frackville; Michael Lorady, Deputy Superintendent of Facilities
Management at SCI-Frackville; Anthony Kovalchik, Deputy Superintendent for
Centralized Services at SCI-Frackville; and Brian Keller, Major of the Guard at SCI-
Frackville. Spencer sued all defendants in their official and individual capacities, seeking
declaratory and injunctive relief prohibiting the defendants from enforcing the 24-hour
RHU lighting policy, and money damages.
2
We note that, as Spencer was transferred out of SCI-Frackville in September 2012, his
request for declaratory and injunctive relief against officials at that institution is moot.
Abdul-Akbar v. Watson, 4 F.3d 195, 206 (3d Cir. 1993).
2
was covered by a clear plastic panel until June 2012. Spencer argues that, regardless of
its wattage, the security light was bright enough to allow him to read and write without
effort, and to keep him awake even if he turned his face to the opposite wall. He testified
that corrections officers did not regularly enforce the policy forbidding inmates to cover
their security lights until December 2011. Thereafter, he testified, the constant lighting
caused him to suffer severe headaches and vision problems, and made it difficult for him
to sleep more than a couple of hours a night, exacerbating his pre-existing mental health
problems.
Beginning in December 2011, Spencer filed several inmate request forms
complaining about his security light, and requesting that he be permitted to cover his light
or his face, or that officers use flashlights or other methods to conduct security checks. In
January 2012, he filed a formal grievance which he pursued through appeal. His
grievance and other complaints were denied on the basis of the DOC’s RHU lighting
policy, and Spencer was directed to report his health problems to medical staff.
The defendants first moved to dismiss the complaint on the grounds that Spencer
had failed to allege their personal involvement in implementing the security lighting, and
that minimal security lighting did not violate the Eighth Amendment. The District Court
dismissed the complaint against defendant Wetzel, Secretary of the DOC, on the grounds
that the claims against him were based on an inactionable theory of respondeat superior
3
liability, but permitted the claims to go forward as to the other defendants.3 After
discovery, the remaining defendants moved for summary judgment, which the District
Court granted.4 Spencer timely appealed from both the October 24, 2012 order
dismissing Wetzel, and the March 17, 2014 order granting summary judgment.
We have jurisdiction pursuant to 28 U.S.C. § 1291. We exercise plenary review
over both the order dismissing the claims and the order granting summary judgment. See
Mariotti v. Mariotti Bldg. Prods., Inc., 714 F.3d 761, 765 (3d Cir. 2013); Giles v.
Kearney, 571 F.3d 318, 322 (3d Cir. 2009). We may affirm the District Court’s judgment
on any grounds supported by the record. Hughes v. Long, 242 F.3d 121, 122 n.1 (3d Cir.
2001).
Although the Constitution “does not mandate comfortable prisons,” Rhodes v.
Chapman, 452 U.S. 337, 349 (1981), it does not permit inhumane ones that violate the
Eighth Amendment’s prohibition against cruel and unusual punishment. Farmer v.
Brennan, 511 U.S. 825, 832 (1994). Prison conditions therefore “must not involve the
wanton and unnecessary infliction of pain, nor may they be grossly disproportionate to
3
In deciding both the motion to dismiss and the motion for summary judgment, the
District Court approved and adopted the report and recommendation of the Magistrate
Judge and overruled Spencer’s objections thereto.
4
At summary judgment, the defendants also argued that Spencer’s claims were
procedurally defaulted for failure to exhaust under the Prison Litigation Reform Act
(“PLRA”), 42 U.S.C. § 1997e(a), because he named only Collins, Kovalchik, and Keller
in his formal grievance, and failed to state in that grievance that those defendants were
4
the severity of the crime.” Rhodes, 452 U.S. at 346, 347 (noting that “[a]mong
‘unnecessary and wanton’ inflictions of pain are those that are ‘totally without
penological justification’”) (citations omitted). To assert an Eighth Amendment
conditions-of-confinement claim, a prisoner must show that the alleged condition or
deprivation is “objectively, ‘sufficiently serious’” to have denied him the “minimal
civilized measure of life’s necessities.” Farmer, 511 U.S. at 834 (citations and quotation
marks omitted). For a claim based on a failure to prevent harm, “the inmate must show
that he is incarcerated under conditions posing a substantial risk of serious harm.” Id. A
plaintiff must also show that the defendant demonstrated “deliberate indifference” to
those conditions. Id. Accordingly, a prison official may be held liable under the Eighth
Amendment “only if he knows that inmates face a substantial risk of serious harm and
disregards that risk by failing to take reasonable measures to abate it.” Id. at 847.
Constant illumination may, under certain circumstances, amount to a
constitutional violation. See Keenan v. Hall, 83 F.3d 1083, 1090–91 (9th Cir. 1996)
(considering a claim from a prisoner who suffered “grave” sleeping and other health
problems due to large florescent lights that constantly illuminated his cell). However, a
number of courts have concluded that security lights providing only enough light for
officers to conduct nighttime security checks do not constitute an objectively serious
deprivation. See, e.g., Wills v. Terhune, 404 F. Supp. 2d 1226, 1231 (E.D. Cal. 2005)
personally involved in decisions regarding the RHU lighting. In light of its decision
5
(finding that, in the absence of evidence of physical or mental harm, constant exposure to
a thirteen-watt fluorescent security light was not cruel and unusual punishment); King v.
Frank, 371 F. Supp. 2d 977, 985 (W.D. Wis. 2005) (rejecting a claim based on light from
a nine-watt fluorescent security light where inmates could cover their eyes with cloth
while sleeping and where plaintiff failed to show that the light caused any serious
medical problems). Courts have also noted the obvious, legitimate penological reasons
for the use of continuous low-wattage lighting, such as the need to protect corrections
officers and monitor prisoners. See Chappell v. Mandeville, 706 F.3d 1052, 1059 (9th
Cir. 2013) (collecting cases).
Without deciding whether a nine-watt florescent bulb is inherently insufficient to
impinge upon a prisoner’s constitutional rights, the District Court held that Spencer had
failed to establish an Eighth Amendment violation because he did not produce competent
medical evidence that he was injured by the light, or establish that the defendants
exhibited deliberate indifference to his health or safety.5 We will affirm the District
Court’s judgment on the latter basis.
granting summary judgment on the merits, the District Court did not decide this issue.
5
The District Court also held—and we agree—that the defendants established a
legitimate penological justification for the DOC lighting policies. They attested that,
because RHU inmates are checked on an hourly basis around the clock, the security lights
allow officers to identify and account for inmates in their cells, to monitor inmates’
health and safety, and to monitor any threats to the officers’ own safety. It is immaterial
that there may be other, less intrusive methods of observing prisoners, in light of the
wide-ranging deference given to prison officials to set policies to maintain security. See
Bell v. Wolfish, 441 U.S. 520, 547 (1979). Cf. Monroe v. Beard, 536 F.3d 198, 207 (3d
6
The medical records attached to Spencer’s summary judgment briefing cover
February, March, and April of 2012. They show that during those months Spencer
received painkillers and various psychoactive prescription drugs. At his deposition in
2013, however, Spencer testified that he had started taking at least three of those
medication several years before December 2011, and continued to take them. He
testified that he was first prescribed the drug Elavil for sleeplessness in December 2011,
but conceded that he had difficulty sleeping and had taken medication for that condition
both before and after his time at SCI-Frackville, and was still taking Elavil as of the date
of his deposition. The medical records show that Spencer requested painkillers for an
injured hand and wrist, but that he “denie[d] headaches.” In his “request slips” and
grievances to the named defendants—who are not medical professionals—Spencer
complained of sleeplessness, headache, agitation, and deteriorating mental health, but
there is no evidence that he reported those issues to prison medical staff. We note,
however, that only general medical records have been produced, because the District
Court denied Spencer’s discovery request for access to his mental health records. The
records also show that Spencer complained of blurry vision and light sensitivity, and that
he failed a “visual acuity” test on or about March 13, 2012, but there is no evidence that
any medical professional attributed his vision problems to the security lighting. It is a
close question whether, in conjunction with his testimony, Spencer has adduced evidence
Cir. 2008) (prison officials are not required to use the least restrictive means possible to
7
sufficient to create a genuine dispute as to the objective severity of the lighting
conditions, or the cause of his injuries. Given Spencer’s inability to access his own
mental health records and the fact that the available medical records do show that he was
treated for psychological, sleep, and vision problems shortly after he began to complain
about the light, summary judgment is not appropriate on this issue.6
We will nevertheless affirm the District Court’s judgment because the evidence
cannot support the conclusion that the named defendants acted with deliberate
indifference. In response to his complaints about the security light, Spencer was directed
to report his health problems to prison medical staff. The available medical records and
Spencer’s own testimony confirm that he received regular care from a number of nurses
and a psychiatrist, including a variety of medications, a vision test, and prescription
eyeglasses. In addition, the clear plastic panel covering the light in his cell was replaced
with an opaque plastic panel on or about June 25, 2012. The DOC maintenance work
order notes that the work is being performed because “[Spencer] expressed his concerns
with [Program Review Committee] about his night light being too bright.”7 There is
further legitimate penological interests).
6
We also note that Spencer’s testimony and the June 2012 replacement of his light cover
establish some factual dispute as to whether Spencer’s cell was more brightly lit than the
cells of other RHU inmates. We do not reach any conclusion here as to whether constant
illumination by a nine-watt fluorescent bulb, by itself, creates an objectively serious
deprivation.
7
The complaint, which was filed in April 2012, does not cover the time period in which
the light cover was replaced. However, both parties rely on this piece of evidence in their
8
nothing in the record, however, to show when or if the named defendants were personally
aware that Spencer’s light was unusual, if indeed it was. Spencer’s grievances
challenged the RHU lighting policies as a whole, but did not contain any indication that
his own light was brighter than any other inmate’s. More importantly, there is nothing to
show that the defendants knew the security light might pose a substantial risk of serious
harm to Spencer. Given the general consensus among courts that some minimal level of
constant lighting does not violate the Eighth Amendment, it would not be fair to say that
the lighting at SCI-Frackville posed any obvious risk to inmate health and safety
generally. And to the extent that the defendants were aware of Spencer’s subjective
complaints about the effects of the light on his own health, they did not ignore them.
Accordingly, we will affirm the judgment of the District Court.
summary judgment briefing—by the defendants, as evidence that they were not
deliberately indifferent, and by Spencer, as evidence that his original light was too bright.
9