In the
United States Court of Appeals
For the Seventh Circuit
____________________
No. 14‐2982
UNITED STATES OF AMERICA
Plaintiff‐Appellee,
v.
DONTRAY A. SMITH,
Defendant‐Appellant.
____________________
Appeal from the United States District Court for the
Eastern District of Wisconsin.
No. 2:13‐cr‐136 — Rudolph T. Randa, Judge.
____________________
ARGUED APRIL 17, 2015 — DECIDED JULY 20, 2015
____________________
Before POSNER and WILLIAMS, Circuit Judges, and WOOD,
District Judge.*
WILLIAMS, Circuit Judge. Two Milwaukee Police Depart‐
ment officers on bicycle patrol were investigating gunshots
around 16th and Center Street. They saw Dontray Smith
* Of the United States District Court for the Northern District of Illi‐
nois, sitting by designation.
2 No. 14‐2982
crossing 16th Street as he prepared to enter an alley. The of‐
ficers rode ahead of Smith into the alley and when they were
five feet from Smith, they stopped and positioned their bicy‐
cles at a 45‐degree angle to him. One officer dismounted,
approached Smith, and asked whether he had a gun or any
other weapon in his possession. When Smith indicated that
he had a gun, the officers confiscated it and arrested him.
Smith was indicted for being a felon in possession of a
firearm under 18 U.S.C. § 922(g)(1). He filed a suppression
motion alleging evidence to be used against him—his state‐
ment to the officers and the gun they confiscated—was ob‐
tained through an unreasonable seizure in violation of his
Fourth Amendment rights. The district court found that
Smith’s encounter with the officers was consensual, and no
seizure had occurred. Smith entered a conditional plea
agreement, retaining the right to appeal the denial of his mo‐
tion to suppress. After being sentenced to 37 months’ im‐
prisonment and three years of supervised release, Smith ap‐
peals. He argues that his encounter with the officers cannot
be treated as consensual because a reasonable person in his
situation would not have felt free to ignore the police and go
about his business. We agree that in light of all the circum‐
stances surrounding the encounter, Smith was seized by the
officers. Since he was seized without reasonable suspicion,
Smith’s Fourth Amendment rights were violated. Therefore,
the district court erred by not suppressing the evidence, and
we reverse.
I. BACKGROUND
On June 6, 2013, Michael Michalski and Michael Flan‐
nery, Milwaukee Police Department officers, were on bicycle
patrol in the vicinity of North and Teutonia Avenues. At
No. 14‐2982 3
around 10 p.m., the officers heard three to four gunshots
fired north of their location. They did not call dispatch to re‐
port the shots fired. Instead, they rode their bicycles to 2600
North 15th Street where they spoke with a witness who re‐
ported that he heard gunshots west of his location. The offic‐
ers made no further inquiries of this witness and did not ask
whether he possessed a weapon.
The officers rode one block west on Clarke Street and
turned north on North 16th Street towards Center Street. In
this residential area, they saw Dontray Smith crossing North
16th Street. Smith, a resident of the neighborhood, had just
left an alley on the east side of the street and was preparing
to enter an alley on the west side. He was not running or en‐
gaging in any other suspicious behavior, nor was he coming
from the direction where the shots were reportedly fired.
The officers rode ahead of Smith into the alley. When the
officers were roughly 20 feet in front of Smith (and all were
in the alley), they made a U‐turn to face Smith and began
closing the distance. They stopped approximately five feet in
front of Smith, positioning their bicycles at a 45‐degree angle
to face him. Neither Michalski nor Flannery identified him‐
self as an officer, said hello, or asked Smith for identifying
information. Officer Michalski got off his bicycle and ap‐
proached Smith with his hand on his gun.1 He asked Smith,
“Are you in possession of any guns, knives, weapons, or an‐
ything illegal?”
1 At the suppression hearing, Officer Michalski testified that he was
trained to approach someone suspected of having a firearm with a hand
on his weapon and that this training would have been part of his behav‐
ior on the evening of the officers’ encounter with Smith.
4 No. 14‐2982
According to the officers, Smith then “nodded towards
like his right side, his head down, and he said ‘Yes, I have a
gun.’” At this point, Officer Flannery got off his bicycle and
asked Smith if he had a concealed weapon permit, to which
he responded “no.” The officers handcuffed Smith and
searched his front pocket to recover a gun. After seizing the
gun, the officers obtained Smith’s identifying information.
At approximately 10:13 p.m., the officers notified dispatch
that they had arrested Smith. Officer Michalski recorded the
encounter as a “field interview” in the police report.
Smith was indicted for being a felon in possession of a
firearm under 18 U.S.C. § 922(g)(1). He filed a suppression
motion alleging his statement to the officers and the gun
were obtained through an unreasonable seizure in violation
of his Fourth Amendment rights. After an evidentiary hear‐
ing, the magistrate judge recommended that his suppression
motion be denied because no seizure had occurred and no
constitutional interests were implicated. The district court
issued an order adopting the magistrate’s recommendation.
Smith then entered into a conditional plea agreement that
allowed him to retain his right to appeal the denial of his
motion to suppress. He was sentenced to 37 months’ impris‐
onment and three years of supervised release. This appeal
followed.
II. ANALYSIS
In reviewing the district court’s denial of a motion to
suppress, we review its factual findings for clear error and
legal questions de novo. United States v. Schmidt, 700 F.3d 934,
937 (7th Cir. 2012). In this appeal, the sole issue presented is
a legal one: whether a police encounter in an alley of the
type described above constitutes a “seizure” within the
No. 14‐2982 5
meaning of the Fourth Amendment. The government con‐
ceded at oral argument, and we accept for purposes of this
decision, that the officers lacked the reasonable suspicion
required to justify a seizure and that, if a seizure took place,
the gun found on Smith’s person must be suppressed as
tainted fruit.
It is well established that a seizure does not occur merely
because a police officer approaches an individual and asks
him or her questions. See, e.g., Florida v. Royer, 460 U.S. 491,
497 (1983) (“[L]aw enforcement officers do not violate the
Fourth Amendment by merely approaching an individual on
the street or in another public place, by asking him if he is
willing to answer some questions, by putting questions to
him if the person is willing to listen, or by offering in evi‐
dence in a criminal prosecution his voluntary answers to
such questions.”); accord United States v. Childs, 277 F.3d 947,
950 (7th Cir. 2002). So long as a reasonable person would feel
free to disregard the police and go about his or her business,
the encounter is consensual and no reasonable suspicion is
required. Florida v. Bostick, 501 U.S. 429, 434 (1991) (citing
Terry v. Ohio, 392 U.S. 1, 19 n.16 (1968)).
The “crucial” test for determining if there has been a sei‐
zure is “whether taking into account all of the circumstances
surrounding the encounter, the police conduct would have
communicated to a reasonable person that he was not at lib‐
erty to ignore the police presence and go about his busi‐
ness.” Bostick, 501 U.S. at 434. While this test is an ”objective”
one, it is “necessarily imprecise” because “what constitutes a
restraint on liberty prompting a person to conclude that he is
not free to ‘leave’ will vary, not only with the particular po‐
lice conduct at issue, but also with the setting in which the
6 No. 14‐2982
conduct occurs.” Michigan v. Chesternut, 486 U.S. 567, 573–74
(1988).
Circumstances that suggest a seizure include “the threat‐
ening presence of several officers, display of their weapons,
physical touching of the private citizen, use of forceful lan‐
guage or tone of voice (indicating that compliance with the
officers’ request might be compelled), and the location in
which the encounter takes place.” United States v. Clements,
522 F.3d 790, 794 (7th Cir. 2008) (citing United States v.
Mendenhall, 446 U.S. 544, 554 (1980)). Courts also consider
whether police made statements to the citizen intimating
that he or she was a suspect of a crime, United States v. Borys,
766 F.2d 304, 311 (7th Cir. 1985), whether the citizen’s free‐
dom of movement was intruded upon in some way, Ches‐
ternut, 486 U.S. at 575, whether the encounter occurred in a
public or private place, United States v. Adebayo, 985 F.2d
1333, 1338 (7th Cir. 1993), and whether the officers informed
the suspect that he or she was free to leave. Id. These factors,
however, are neither exhaustive nor exclusive. See Menden‐
hall, 446 U.S. at 554 (indicating that such factors are merely
“[e]xamples”).
With this guidance mind, we turn to the circumstances
surrounding the encounter in this case. Smith, while walking
alone at night in an alley, was intercepted by two armed, ful‐
ly uniformed police officers. Leading up to this encounter,
the officers waited for Smith to enter the alley, rather than
engaging with him on the more open and presumably illu‐
minated street. The officers rode past Smith into the alley
and then made a U‐turn to face him. When they were five
feet from Smith, the officers stopped and positioned their
bicycles at a 45‐degree angle to him, obstructing his intended
No. 14‐2982 7
path forward. Officer Michalski dismounted from his bicycle
and approached Smith with his hand on his gun. Neither of‐
ficer introduced himself, engaged in any pleasantries with
Smith, or asked Smith for his name. Nor did the officers ask
Smith general investigatory questions, such as whether he
had heard gunshots. Instead, Officer Michalski posed a sin‐
gle, accusatory question to Smith: “Are you in possession of
any guns, knives, weapons, or anything illegal?” Smith was
not informed that he was at liberty to ignore the question.
Given these factors—in particular, the location of the en‐
counter in a dark alley, the threatening presence of multiple
officers, the aggressive nature of the questioning, and the
fact that Smith’s freedom of movement was physically ob‐
structed by the positioning of the officers and their bicy‐
cles—we conclude that a reasonable person in Smith’s situa‐
tion would not have felt at liberty to ignore the police pres‐
ence and go about his business. Therefore, we find that
Smith was seized for purposes of the Fourth Amendment.
In arguing that this encounter should be treated as a con‐
sensual one, the government emphasizes that its location
was “public.” While it is true that the alley in which Smith
was approached is public, the fact remains that alleys are by
their nature less travelled and narrower than streets. A citi‐
zen approached in an alley will very often be alone, as Smith
was, and have limited room in which to maneuver, condi‐
tions that may contribute to the reasonable belief that simply
walking away from the police is not an option. See, e.g., Unit‐
ed States v. Jerez, 108 F.3d 684, 692 (7th Cir. 1997) (“When a
person is in a confined area, encircling the area in an intimi‐
dating fashion contributes to a reasonable belief that ignor‐
ing the law enforcement presence is not an option.”); cf.
8 No. 14‐2982
United States. v. Drayton, 536 U.S. 194, 204 (2002) (noting that
“a reasonable person may feel … more secure in his or her
decision not to cooperate with police on a bus than in other
circumstances” because “many fellow passengers are pre‐
sent [on a bus] to witness officers’ conduct”). Alleys are dis‐
tinguishable from the sorts of open, populated spaces in
which police questioning is typically deemed consensual.
Compare Florida v. Rodriguez, 469 U.S. 1, 4 (1984) (no seizure
where questioning occurred in “public area of the airport”),
with Royer, 460 U.S. at 508–09 (questioning in enclosed, win‐
dowless room constituted a seizure).2
The government also stresses that Smith was not physi‐
cally touched during the encounter. While the touching of a
citizen by an officer is indicative of coercion, Clements, 522
F.3d at 794, we disagree with the suggestion that physical
contact is required to find that a seizure has taken place. A
seizure may transpire any time police conduct “communi‐
cate[s] to the reasonable person an attempt to capture or oth‐
erwise intrude upon [his] freedom of movement.” Ches‐
ternut, 486 U.S. at 575. Such a communication can occur ab‐
sent physical contact such as when police activate a siren or
flashers, or, as in this case, when police act “aggressively to
block [a person’s] course or to control his direction or
speed.” See id. at 575.
2 Even questioning in the most circumscribed of spaces may be
deemed non‐coercive if, for example, police explicitly communicate to
the citizen that compliance is not required. See United States v. Thompson,
106 F.3d 794, 798 (7th Cir. 1997) (rejecting argument there could be no
consensual interrogation of citizen in confines on a police squad car
where trooper explicitly informed citizen she was free to leave). Here,
however, no such message was conveyed to Smith.
No. 14‐2982 9
The government also contends that no seizure occurred
here because the officers did not entirely block Smith’s
“path” or his “exit” from the alley with their bicycles. Ac‐
cording to the government, all Smith had to do to end the
encounter was walk “around” or “through” the officers.
Common sense dictates that no reasonable person in an alley
would feel free to walk “through” two armed officers on bi‐
cycles. And our case law makes clear that officers need not
totally restrict a citizen’s freedom of movement in order to
convey the message that walking away is not an option. In
United States v. Burton, 441 F.3d 509 (7th Cir. 2006), three po‐
lice officers approached the defendant’s car on their bicycles.
Id. at 510. One of the officers placed his bicycle in front of the
car and the others placed their bikes on either side of it. Id. at
510–11. We held that “[i]t [was] a reasonable, in fact a com‐
pelling, inference that the police placed their bikes where
they did in order to make sure that Burton didn’t drive away
before they satisfied themselves that there was no criminal
activity afoot. By doing this they ‘seized’ the car, though in a
severely attenuated sense.” Id. at 511. Although it was theo‐
retically possible for Smith, like the defendant in Burton, to
extricate himself from the situation by reversing course, the
officers’ positioning nonetheless was sufficient to communi‐
cate to a reasonable person that he was not free to leave. See
also United States v. Pavelski, 789 F.2d 485, 488 (7th Cir. 1986)
(noting that a reasonable person “bounded on three sides by
police patrol cars, would not have believed that he was free
to leave”); Jerez, 108 F.3d at 692 (noting that a “confined area
… contribute[s] to a reasonable belief that ignoring the law
enforcement presence is not an option”).
Lastly, the government argues that the police did not
convey any message to Smith that he was a suspect in an
10 No. 14‐2982
ongoing investigation. The line between a consensual con‐
versation and a seizure is crossed when police convey to an
individual that he or she is suspected of a crime. See Borys,
766 F.2d at 311. While the government posits that in order to
convey such a message, police must say “you are a suspect,”
such magic words are not required. Any statement that “in‐
timate[s] that an investigation has focused on a specific indi‐
vidual easily could induce a reasonable person to believe
that failure to cooperate would lead only to formal deten‐
tion.” See id. at 311 (citing United States v. Berry, 670 F.2d 583,
597 (11th Cir. 1982) (en banc)). In other words, courts must
look to the totality of the circumstances when determining
whether an officer’s words or conduct have conveyed the
reasonable belief to a citizen that he or she is suspected of a
crime. In the context of this highly charged encounter—
which involved no pleasantries, the cornering of a lone citi‐
zen in an alley, and the posing of the sole question, “do you
have a weapon?”—we find that a reasonable person in
Smith’s position would believe he or she was suspected of
some criminal wrongdoing, and as such, not at liberty to
walk away.
We note that our assessment is consistent with the offic‐
ers’ own contemporaneous and subsequent descriptions of
the encounter. In his police report, Officer Michalski de‐
scribed the encounter with Smith as a “field interview. A
“field interview,” according to the Milwaukee Police De‐
partment’s Standard Operating Procedure (SOP), is “the
brief detainment of an individual … based on articulable
reasonable suspicion, for the purposes of determining the
individual’s identity and resolving the member’s suspicions
concerning criminal activity.” SOP § 085. In other words, it is
a seizure (a Terry stop, to be precise). By contrast, the SOP
No. 14‐2982 11
defines a “social contact” as a consensual encounter with a
citizen for the “purpose of asking questions or … infor‐
mation gathering.” Id. No reasonable suspicion is required
for this sort of encounter, but a “proper introduction” by the
officer is recommended. See id. (“Police members should
safeguard their actions and requests so that a reasonable
person does not perceive the contact as a restraint on their
freedom. Police members will be respectful, attempt to build
rapport, and keep the contact as brief as possible.”).3
The officers’ testimony at the suppression hearing also
indicates the coercive nature of the encounter. According to
Officer Flannery, Smith was not at liberty to simply walk
away from the officers:
Q. If Mr. Smith looked up to you and said “go screw
yourself” and kept walking, would you have consid‐
ered him to be cooperative?
A. Honestly, not really, no.
Q. And then what would you have done?
A. Probably would have stopped him.
During his testimony, Officer Michalski stated the en‐
counter with Smith was a “field interview,” rather than a cit‐
izen contact, and suggested that Smith was a suspect in the
shooting incident that the officers were investigating that
night. He explained that since he had heard gunshots in the
3 The version of the Milwaukee Police Department’s SOP governing
citizen contacts and field interviews effective at the time of Smith’s arrest
is available at
http://city.milwaukee.gov/ImageLibrary/Groups/cityFPC/agendas3/
130516_PD_C.pdf (last visited July 1, 2015).
12 No. 14‐2982
area, “for safety reasons, walking in an alley like that, I’m
going to ask someone are they in possession of anything like
that—guns, knives, a weapon or something like that.” He
further clarified that were the encounter a consensual “citi‐
zen contact,” he would have posed different questions, such
as “[d]id you see somebody run through a yard? We’re look‐
ing for somebody.” He reiterated that if he is “going to a
shots fired call I’m going to ask that person, ‘Do you have a
gun on you?’”
The government would have us believe that a “reasona‐
ble person” would view this encounter in a manner at odds
with how it would be classified by the Milwaukee Police
Department’s Standard Operating Procedures, how the of‐
ficers viewed the encounter, and obviously how Smith him‐
self perceived it. We simply cannot ignore the coercive na‐
ture of this encounter. Of course, the subjective beliefs and
intent of the officers are relevant to the assessment of the
Fourth Amendment implications of police conduct only to
the extent they have been conveyed to the person confront‐
ed. Mendenhall, 446 U.S. at 554, n. 6. But in this case, we find
that Officers Flannery and Michalski intended to and in fact
did communicate to Smith precisely what was going on—
that he was a suspect in their investigation and was not free
to leave before submitting to their questioning.
Finally, we address Smith’s argument that the reasonable
person test should take into account Smith’s race. Specifical‐
ly, he contends that no reasonable person in his “position”—
as a young black male confronted in a high‐crime, high‐
poverty, minority‐dominated urban area where police‐
citizen relations are strained—would have felt free to walk
No. 14‐2982 13
away from the encounter with Officers Flannery and Michal‐
ski.
The Supreme Court dealt with a similar argument in
United States v. Mendenhall, 446 U.S. 544, 554 (1980). There,
the respondent suggested that as “a female and a Negro,”
she “felt unusually threatened by the officers, who were
white males.” Id. at 558. While the Court stated that these
factors “were not irrelevant,” it also found they were not
“decisive,” ruling that the totality of the evidence demon‐
strated voluntarily consent to police questioning. Id.
We do not deny the relevance of race in everyday police
encounters with citizens in Milwaukee and around the coun‐
try. Nor we do we ignore empirical data demonstrating the
existence of racial profiling, police brutality, and other racial
disparities in the criminal justice system. But today we echo
the sentiments of the Court in Mendenhall that while Smithʹs
race is “not irrelevant” to the question of whether a seizure
occurred, it is not dispositive either. Even without taking in‐
to account Smith’s race, we are able to find on the strength of
the other factors discussed that this encounter constituted a
seizure.
III. CONCLUSION
The judgment of the district court is VACATED, and this
case is REMANDED for further proceedings consistent with
this opinion.