STATE OF MISSOURI, )
)
Plaintiff-Respondent, )
)
v. ) No. SD32968
)
RAMONE E. HICKS, ) Filed: Mar. 18, 2015
)
Defendant-Appellant. )
APPEAL FROM THE CIRCUIT COURT OF GREENE COUNTY
Honorable J. Dan Conklin, Circuit Judge
AFFIRMED
A jury found Ramone E. Hicks ("Defendant") guilty of first-degree robbery, first-
degree burglary, and armed criminal action. See sections 569.020, 569.160, and 571.015.1
On appeal, Defendant claims: (1) the trial court plainly erred in denying his oral motion
for continuance; and (2) the trial court erred in overruling his hearsay objection to a
question about another witness's identification of Defendant. Finding no merit in either
claim, we affirm.
1
The record is inconsistent in its recitation of Defendant's middle initial. "Ramone J. Hicks" is used in some
of his pretrial pleadings and in his motion for new trial. We will refer to Defendant as "Ramone E. Hicks,"
the name that appears in the information, transcript, judgment, notice of appeal, and Defendant's brief. All
statutory references are to RSMo 2000. Unless otherwise indicated, all rule references are to Missouri Court
Rules (2014).
1
Facts Adduced at Trial
Defendant does not challenge the sufficiency of the evidence supporting his
convictions, and while we relay the facts in the light most favorable to the jury's verdicts,
State v. Wright, 247 S.W.3d 161, 163 (Mo. App. S.D. 2008), we mention only the facts
necessary to address Defendant's points.
Joseph Vazquez ("Joseph")2 was home with his two daughters, Rose Vazquez
("Rose") and Jessica Vazquez ("Jessica"), when three individuals -- a Hispanic man, a
white woman, and a black man (later identified as Defendant) -- broke into their home.
The black man's face was obscured by a drawn-up black hoodie and a blue bandana that
covered the lower portion of his face.
One of the items the robbers had taken was Joseph's cell phone. By "pinging" that
stolen phone, police officers were able to determine that it was located at a Walmart store.
Officers went to that location and took into custody a group of three people (including
Defendant) in the parking lot who matched the description Joseph had given of his
assailants. Joseph later identified the Hispanic man and the white female as two of the
persons who had invaded his home. Rose identified Defendant as the third person
involved based upon a design on his pants.
Procedural Background
Defendant was initially represented by a public defender ("trial counsel") until
March of 2011, when Defendant retained private counsel. Defendant's private attorney
conducted a few interviews, but he did not have the audio recordings of those interviews
transcribed. In August 2012, trial counsel resumed the defense of the case.
2
We refer to members of the Vazquez family by their first names in order to avoid confusion. No disrespect
or familiarity is intended.
2
At a pretrial hearing held on the Friday before the Monday trial date in March
2013, trial counsel made an oral motion for continuance to allow him to depose the alleged
victims "and possibly some officers[.]" He explained that his motion was not submitted in
writing because he had not had time to prepare a written motion the night before. Trial
counsel further explained that Defendant had been incarcerated in the Department of
Corrections, and trial counsel had not been able to meet with him at the county jail until
the previous day. Trial counsel also told the court that Defendant had not had an
"opportunity to listen to" the recordings of witnesses taken by private counsel. Trial
counsel stated that he had "questions . . . that weren't answered in the informal interviews."
Trial counsel said he "believe[d] there will be conflicting testimony[,]" but he gave no
indication of the significance of any such testimony. He also suggested that because the
recordings had not been transcribed, he would have to rely on the recordings themselves to
impeach the witnesses.
The prosecuting attorney did not agree to the continuance request, arguing that the
reason depositions had not already been taken was because private counsel had chosen to
use audiotaped informal interviews as a cost-effective alternative to depositions. The trial
court denied the oral motion for continuance without explication.
Just before the Monday trial commenced, trial counsel "reiterat[ed]" his oral motion
for continuance, outlining the same reasons he had described the previous Friday. Trial
counsel indicated that "good" questions remained to be asked of the witnesses he wanted to
depose, but he did not provide any description of the information those questions might
elicit. The State continued to oppose the request, and the trial court again denied the oral
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motion for continuance, stating that it could not "see [its] way clear to continue the
matter."
After accepting the jury's guilty verdicts, the trial court subsequently sentenced
Defendant (a persistent offender) to serve consecutive, 20-year terms on each count. This
appeal timely followed.
Analysis
Point I – Oral Motion for Continuance
"The decision to grant or deny a continuance is within the sound discretion of the
trial court. A very strong showing is required to prove abuse of that discretion, with the
party requesting the continuance bearing the burden of showing prejudice." State v.
Schaal, 806 S.W.2d 659, 666 (Mo. banc 1991). Defendant acknowledges that his motion
was not in writing as required by Rule 24.09, and he is requesting plain-error review under
Rule 30.20 as he did not include the challenge in his motion for new trial.
Whether plain error review will be granted is within the appellate court's discretion.
State v. Brown, 438 S.W.3d 500, 507 (Mo. App. S.D. 2014).
Errors are plain if they are evident, obvious, and clear. State v. Hawthorne,
74 S.W.3d 826, 829 (Mo. App. W.D. 2002). In the absence of such error,
we should decline to exercise our discretion to review the claimed error
under Rule 30.20. If we find plain error on the face of the claim, we may
proceed, at our discretion, to the second step to consider whether or not a
miscarriage of justice or manifest injustice will occur if the error is left
uncorrected.
State v. Rios, 314 S.W.3d 414, 422 (Mo. App. W.D. 2010). Here, Defendant's request fails
to satisfy the first step of demonstrating that an "evident, obvious, and clear" error
occurred. Id.
4
Rule 24.09 provides: "A motion for continuance shall set forth in writing the facts
upon which the motion is based. The motion may be oral if: (a) The adverse party
consents, or (b) The court finds good cause." (Emphasis added.) The record on appeal
does not support either exception. Acknowledging this difficulty, Defendant argues that an
oral motion is nonetheless sufficient if the trial court does not explicitly base its ruling on
Rule 24.09 and the appellate court is able to comprehend the situation quickly, citing Lee
v. Kemna, 534 U.S. 362 (2002).
In Lee, the defendant was prepared to present an alibi defense. Id. at 365. On the
third day of trial, the alibi witnesses were set to testify, but they disappeared from the
courthouse for unknown reasons. Id. Defense counsel orally moved to continue the case
until the next morning so that he could relocate his missing alibi witnesses. Id. The trial
judge denied the motion because it looked as if the witnesses had abandoned the defendant,
and the judge already had other plans for the next day. Id. at 365-66. Our court upheld the
denial of the requested continuance on the grounds that: (1) the motion was not in writing
accompanied by an affidavit as then required by Rule 24.09; and (2) it also failed to
comply with Rule 24.10, which sets forth what must be shown to obtain a continuance
based on the absence of witnesses. Id. at 366.
The Supreme Court of the United States took the case on a request for writ
review, and it held "that the Missouri Rules, as injected into this case by the state appellate
court, did not constitute a state ground adequate to bar federal habeas review" because
defense counsel, "[c]aught in the midst of a murder trial and unalerted to any procedural
defect in his presentation," "could hardly be expected to divert his attention from the
5
proceedings rapidly unfolding in the courtroom and train, instead, on preparation of a
written motion and affidavit." Id.
Lee is not dispositive for several reasons. First, trial counsel was not "[c]aught in
the midst" of a trial by the sudden disappearance of his own witnesses. Cf. id. Trial
counsel's oral motion was first presented at the Friday pretrial hearing with an explanation
that it was being made orally only because counsel had not had time the previous evening
to prepare a written motion. The oral motion was presented again three days later without
any explanation as to why a written motion could not have been prepared at some point
during the intervening weekend. The request was also not prompted by a surprise event; it
was premised upon a desire to depose witnesses, including some who had already given
recorded interviews, and trial counsel had been provided with the audio recordings of the
recorded interviews six months before the trial began. As a result, trial counsel could
hardly have been surprised by the content of those interviews on the eve of trial, and trial
counsel made no claim that any "surprise" witnesses had surfaced.
Further, although trial counsel argued that he had not been able to meet with
Defendant in person at the jail until the day before the Friday pretrial conference, trial
counsel had previously represented Defendant in this matter, Defendant's case had been on
the docket for over two years, and trial counsel had resumed his representation of
Defendant at least six months before the trial began. Defendant does not claim that he had
no ability to listen to the recorded interviews before the trial started on March 18, 2013,
and even if he had not listened to them, inadequate preparation does not provide grounds
for a continuance if counsel had an ample opportunity to prepare. State v. Blades, 928
S.W.2d 371, 373 (Mo. App. S.D. 1996).
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Finally, while Defendant alleges that trial counsel's performance during trial was
deficient, the trial court was provided no hint as to what deficiency might result if the
continuance was denied. Trial counsel said he wanted to ask some "good" questions that
had not been asked, but he did not indicate what the anticipated answers to those questions
might be and how they might be helpful to the defense. Further, trial counsel did not
suggest that he would be unable to impeach the State's witnesses based upon the
information he already had; he simply maintained that the recordings had not been
transcribed. Cf. State v. Blankenship, 830 S.W.2d 1, 9 (Mo. banc 1992) (no error in
admitting a portion of a videotaped police interview of a witness that was inconsistent with
the witness's trial testimony).
Given the limited information presented to the trial court, it did not err, let alone
plainly err, in denying Defendant's oral motion for continuance. "In the absence of
evident, obvious, and clear error, we should not proceed further with our plain error
review." State v. Flores, 437 S.W.3d 779, 789 (Mo. App. W.D. 2014). Point I fails.
Point II – Alleged Hearsay Regarding Identification of Defendant
Defendant's second point alleges the trial court erred when it overruled
Defendant's objection to testimony from Joseph that Rose had recognized and
pointed out a design on Defendant's jeans when the family identified the suspects at
Walmart. Defendant argues that the testimony was hearsay, not falling within any
exception, and that he was harmed because the challenged testimony improperly
bolstered other testimony given by Joseph and Rose.
A trial court has broad discretion to admit or exclude evidence at
trial. This standard of review compels the reversal of a trial court's ruling
on the admission of evidence only if the court has clearly abused its
discretion. [T]hat discretion is abused when a ruling is clearly against the
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logic of the circumstances and is so unreasonable as to indicate a lack of
careful consideration. Additionally, on direct appeal, this Court reviews the
trial court for prejudice, not mere error, and will reverse only if the error
was so prejudicial that it deprived the defendant of a fair trial. Trial court
error is not prejudicial unless there is a reasonable probability that the trial
court's error affected the outcome of the trial.
State v. Forrest, 183 S.W.3d 218, 223-24 (Mo. banc 2006) (internal citations and
quotations omitted). In Forrest, the trial objection rested on hearsay, but the complaint on
appeal was broadened to include improper bolstering. Id. As a result, the Court "applie[d]
abuse of discretion review to the hearsay argument but review[ed] the bolstering claim for
plain error." Id.
A hearsay statement is any out-of-court statement that is used to prove the truth of
the matter asserted, and, although typically inadmissible, the dangers of hearsay are largely
non-existent if the declarant is available for live testimony, under oath. Id. at 224.
"'Improper bolstering occurs when an out-of-court statement of a witness is offered solely
to duplicate or corroborate trial testimony.' 'However, if the out-of-court statement is
offered for relevant purposes other than corroboration and duplication ... there is no
improper bolstering.'" Id. (quoting State v. Wolfe, 13 S.W.3d 248, 257 (Mo. banc 2000)
(footnote omitted), abrogated on other grounds by Mitchell v. Kardesch, 313 S.W.3d 667,
670 (Mo. banc 2010)).
Our high court determined in State v. Harris that a victim's in-court testimony
regarding her out-of-court testimony is neither hearsay nor bolstering, and it does not run
afoul of hearsay concerns for a third-party to testify as to the victim's out-of-court
identification. 711 S.W.2d 881, 883 and 884 (Mo. banc 1986). In Harris, a police officer
testified: "We stood three subjects in front of the vehicle that the victim was in and she
identified the subject as the one who had robbed her." Id. at 882. In reaching its decision,
8
the Court overruled an earlier case, State v. Degraffenreid, 477 S.W.2d 57 (Mo. banc
1972), to the extent that it distinguished between a victim's testimony regarding a pretrial
identification and another person's testimony "based on hearsay considerations[.]" Id. at
884. In doing so, the Court adopted the following line of reasoning from the Ninth Circuit:
The reasons for admitting identification statements as substantive
evidence are that out-of-court identifications are believed to be more
reliable than those made under the suggestive conditions prevailing at trial,
and the availability of the declarant for cross-examination eliminates the
major danger of hearsay testimony. * * * These reasons remain fully
applicable when the person who testifies to the statement of identification is
not the person who uttered it, so long as the latter also testifies and is
available for cross-examination.
Id. at 885 (quoting U.S. v. Elemy, 656 F.2d 507, 508 (9th Cir. 1981)).
The Court also stated that its holding "does not foreclose the trial judge in his
discretion from sustaining objections to such evidence based on other traditional grounds,
but . . . such evidence is no longer presumptively inadmissible where [the] declarant and
the corroborating witness both testify and are subject to cross-examination." Id. at 884.
The Court did "caution that this type of evidence, while corroborative, must stand the test
of cumulative evidence, accordingly the extent of such testimony and the number of such
witnesses should be carefully confined." Id. at 885.
The trial testimony about which Defendant complains was elicited during the
State's direct examination of Joseph, and the objection was limited to a claim that it
constituted hearsay:3
Q. During the course of this show line-up, did your daughter have the black
male do anything?
3
Likewise, the motion for new trial specified that it was improper to overrule the objection to Joseph's
testimony "about what his daughter said" at the out-of-court identification because this "was hearsay and
should not have been allowed in through the testimony of Joseph[.]" The motion did not claim error based
on improper bolstering.
9
A. She had him turn around.
Q. What happened whenever he turned around?
[Trial counsel]: Judge, I'm going to object at this time. This line of
questioning, I think we need a side bar on this.
THE COURT: Why don't you all come up to side bar. Stand up
everybody.
[The following then occurred outside the presence of the jury]
THE COURT: All right. Question was, "What did she say she saw,"
or something like that.
[Prosecutor]: What happened at that point?
[Trial counsel]: And, I believe, she's going to testify about certain
aspects of the black male's jeans. I believe this is
hearsay. That does not fall within the -- any
exception to the hearsay rule being her impression.
She is going to testify -- she can testify as to what she
saw, but [Joseph] cannot. I believe it is hearsay and
does not fall within the impression rule.
THE COURT: Yes, sir.
[Prosecutor]: I believe it is impression, and I also believe that she's
going to testify next. It also goes to the point that
she's going to point out the jeans to her dad. And
then I'm going to question her dad as to whether or
not he recognized the jeans after she looked at them.
THE COURT: Your objection will be overruled. And you're
satisfied with the record?
[Trial counsel]: Yes.
THE COURT: Okay. Any other relief requested?
[Trial counsel]: No.
THE COURT: Okay.
(A side bar was held with the reporter present.)
10
PROCEEDINGS RETURNED TO OPEN COURT:
THE COURT: Have a seat folks. You may proceed.
[Prosecutor]: Thank you.
Q. What happened when your daughter asked that [Defendant] be turned
around?
A. She recognized the design on the pants.
Q. Did she point out the design on the pants to you and the officer?
A. To an officer, yes.
Q. Had you noticed the design on the jeans earlier that day?
A. No.
Q. But she did, is that correct?
A. Yes.
Rose's subsequent direct examination testimony regarding her identification of
Defendant was as follows.
Q. At some point did you tell the police officers to have [Defendant] do
something?
A. Yes.
Q. What did you tell the police officers or ask the police officers if they
could do?
A. "Could you have him turn around."
Q. And why did you want to have him turn around?
A. So I could look at his pants.
Q. Was it because you remembered there was something special about
those pants?
A. Yes.
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Q. When he turned around what did you see?
A. I saw the design.
Q. Was that design the same design that the person who was robbing
your house was wearing?
A. Yes.
Q. Did you tell that to the police at that time?
A. Yes.
Q. Did you tell that to your dad at the time?
A. Yes.
The trial court did not err in overruling Defendant's hearsay objection to Joseph's
testimony about Rose's recognition of Defendant. See Harris, 711 S.W.2d at 884. Further,
Defendant's objection did not claim improper bolstering. As a result, any review of such a
claim would be for plain error. See Forrest, 183 S.W.3d at 224. Defendant has not
requested such review, and we are not inclined to engage in it sua sponte. See Brown, 438
S.W.3d at 507 (plain error review is discretionary with the appellate court).
Defendant's second point also fails, and the judgment of conviction and sentence is
affirmed.
DON E. BURRELL, J. - OPINION AUTHOR
MARY W. SHEFFIELD, P.J. - CONCURS
NANCY STEFFEN RAHMEYER, J. - CONCURS
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