State of New York
Supreme Court, Appellate Division
Third Judicial Department
Decided and Entered: August 6, 2015 D-59-15
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In the Matter of ANDREW H.
BEATTY, an Attorney.
COMMITTEE ON PROFESSIONAL MEMORANDUM AND ORDER
STANDARDS,
Petitioner;
ANDREW H. BEATTY,
Respondent.
(Attorney Registration No. 2506699)
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Calendar Date: July 13, 2015
Before: Lahtinen, J.P., McCarthy, Garry and Lynch, JJ.
__________
Monica A. Duffy, Committee on Professional Standards,
Albany (Michael G. Gaynor of counsel), for petitioner.
__________
Per Curiam.
Respondent was admitted to practice by the First Department
in 1991 and most recently practiced law in Ulster County.
Respondent currently resides in North Carolina.
By petition of charges sworn to January 28, 2015 and duly
served upon respondent in compliance with the rules of this
Court, petitioner set forth eight charges with specifications.
Specifically, the petition alleges that respondent neglected
client matters (see Rules of Professional Conduct [22 NYCRR
1200.0] rule 1.3 [b]), failed to communicate with clients (see
Rules of Professional Conduct [22 NYCRR 1200.0] rule 1.4), failed
to deliver requested files and/or documents belonging to his
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clients (see Rules of Professional Conduct [22 NYCRR 1200.0] rule
1.15 [c] [4]), engaged in conduct prejudicial to the
administration of justice that adversely reflected on his fitness
as an attorney by, among other things, issuing checks returned
due to insufficient funds (see Rules of Professional Conduct [22
NYCRR 1200.0] rule 8.4 [d], [h]), failed to cooperate with
petitioner's investigation (see Rules of Professional Conduct [22
NYCRR 1200.0] rule 8.4 [d]), abandoned his representation of
clients without seeking permission to withdraw (see Rules of
Professional Conduct [22 NYCRR 1200.0] rule 1.16 [d]), converted
client funds (see Rules of Professional Conduct [22 NYCRR 1200.0]
rules 1.15 [a]; 8.4 [c], [d], [h]) and failed to comply with
attorney registration requirements as set forth in Judiciary Law
§ 468-a and Rules of the Chief Administrator of the Courts (22
NYCRR) § 118.1 (see Rules of Professional Conduct [22 NYCRR
1200.0] rule 8.4 [d]). Respondent failed to answer the petition.
Thereafter, petitioner effected personal service of the petition
upon respondent in North Carolina on March 26, 2015. Respondent
was given until April 15, 2015 to submit an answer; none was
received.
Petitioner now moves for a default judgment. Respondent
has not replied or responded to that motion, despite the fact
that it was personally served upon him in compliance with this
Court's rules. Clearly, respondent's failure to answer the
petition or appear in response to this motion "is tantamount to
an admission of the charges" (Matter of Courtney, 123 AD3d 1418,
1418 [2014]). Based upon such admission and the proof submitted
by petitioner in support of its default judgment motion, we grant
petitioner's motion and find respondent guilty of the
professional misconduct charged and specified in the petition
(see e.g. Matter of Morisseau, 117 AD3d 1168, 1168 [2014]; Matter
of Teitelbaum, 100 AD3d 1142, 1143 [2012]).
Turning to the appropriate sanction, we are especially
mindful of the demonstrated harm caused by respondent's
abandonment of several clients in the midst of his representation
and his retention of their files and unearned legal fees.
Respondent's failure to respond to petitioner's inquiries
indicates contempt for the disciplinary process, and his failure
to respond to both the petition of charges and the subject motion
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seeking a default judgment demonstrates a disregard for his fate
as an attorney (see Matter of Teitelbaum, 100 AD3d at 1143).
Accordingly, upon consideration of all the relevant circumstances
presented, we conclude that disbarment is an appropriate
disciplinary sanction "in order to protect the public, deter
similar conduct and preserve the reputation of the bar" (Matter
of Morisseau, 117 AD3d at 1168-1169; see Matter of Filimonova-
Poley, ___ AD3d ___, ___, 11 NYS3d 887, 888 [2015]; Matter of
Van Benschoten, 118 AD3d 1219, 1220 [2014]).
Lahtinen, J.P., McCarthy, Garry and Lynch, JJ., concur.
ORDERED that petitioner's motion for a default judgment is
granted; and it is further
ORDERED that respondent is found guilty of the professional
misconduct set forth in the petition of charges; and it is
further ordered
ORDERED that respondent is disbarred and his name is
stricken from the roll of attorneys and counselors-at-law of the
State of New York, effective immediately; and it is further
ORDERED that respondent is commanded to desist and refrain
from the practice of law in any form, either as principal or as
agent, clerk or employee of another; and respondent is hereby
forbidden to appear as an attorney or counselor-at-law before any
court, judge, justice, board, commission or other public
authority or give to another an opinion as to the law or its
application, or any advice in relation thereto; and it is further
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ORDERED that respondent shall comply with the provisions of
this Court's rules regulating the conduct of disbarred attorneys
(see Rules of App Div, 3d Dept [22 NYCRR] § 806.9).
ENTER:
Robert D. Mayberger
Clerk of the Court