Filed 8/21/15 P. v. Mora CA4/1
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COURT OF APPEAL, FOURTH APPELLATE DISTRICT
DIVISION ONE
STATE OF CALIFORNIA
THE PEOPLE, D067203
Plaintiff and Respondent,
v. (Super. Ct. No. SF85947)
DANIEL MORA,
Defendant and Appellant.
APPEAL from an order of the Superior Court of San Diego County, David J.
Danielsen, Judge. Reversed and remanded.
Patrick J. Hennessey, Jr., under appointment by the Court of Appeal, for
Defendant and Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Peter Quon, Jr., Warren J.
Williams and Lise S. Jacobson, Deputy Attorneys General, for Plaintiff and Respondent.
Daniel Mora appeals the trial court's order denying his petition to recall his
sentence under the Three Strikes Reform Act. (Pen. Code, § 1170.126.)1 Mora contends
that the trial court erred by concluding that he was armed with a deadly weapon "[d]uring
the commission of" his third strike offense. (§§ 667, subd. (e)(2)(C)(iii), 1170.12, subd.
(c)(2)(C)(iii).) For the reasons explained below, we agree and reverse the trial court's
order.
FACTUAL AND PROCEDURAL BACKGROUND2
In 1994, Mora was an inmate at the George Bailey Detention Facility and shared a
cell with one other inmate. While conducting a routine inspection of Mora's cell, Deputy
Sheriffs Marco Carreon and Todd Norton discovered clothing shoved behind one of two
drawers under the cell's bunk. The drawer in question was assigned to Mora. The
deputies asked Mora, who was waiting in a dayroom, to come into the cell and remove
the clothing. Mora did so and then returned to the dayroom. Carreon continued to search
the cell and found more clothing stuffed around the drawer. Rather than ask Mora to
return to the cell, Carreon got down on his hands and knees and removed the clothing
himself. After removing the clothing, Carreon found a metal shank with a taped handle
inside the guide track of the drawer.
Carreon placed the shank in his pocket and the two deputies finished their
inspection of the cell block. The deputies then went to their control room and summoned
1 All further statutory references are to the Penal Code.
2 The facts are derived from the reporter's transcript from Mora's trial of the offense
that is the subject of his petition to recall.
2
Mora over the loudspeaker. When Mora arrived at the gates of the control room, Carreon
pulled the shank from his pocket and asked Mora whether he knew anything about it.
Mora stated that the shank belonged to him.
Mora was charged with possession of a deadly weapon while confined in jail
under section 4574, subdivision (a). He was convicted at a jury trial. Due to two strike
prior convictions, one for burglary and one for robbery, Mora was sentenced to 25 years
to life under the "Three Strikes" law (§§ 667, subds. (b)-(i), 1170.12). In 2014, Mora
filed a petition to recall his sentence under the Three Strikes Reform Act. The trial court
denied the petition, finding that Mora was statutorily ineligible for resentencing because
he was armed with a deadly weapon during the commission of the crime.
DISCUSSION
I
Proposition 36, known as the Three Strikes Reform Act (Act), and passed by
ballot measure in 2012, changed the requirements for sentencing for third strike
offenders. Prior to the Act, an individual with two or more strike priors who was
convicted of any new felony could be sentenced to an indeterminate life term. (People v.
Yearwood (2013) 213 Cal.App.4th 161, 167 (Yearwood).) Under the Act, a life sentence
is reserved for cases in which the third strike is serious or violent, or the prosecution has
pled and proven an enumerated disqualifying fact. (Yearwood, at pp. 167-168.)
The Act also created a procedure permitting the resentencing of prisoners "serving
an indeterminate term of imprisonment [under the Three Strikes law], whose sentence
under [the A]ct would not have been an indeterminate life sentence." (§ 1170.126, subd.
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(a).) To obtain a new sentence under this procedure, "the prisoner must file a petition for
a recall of sentence . . . in the trial court . . . within two years after the Act's effective date
'or at a later date upon a showing of good cause.' " (Yearwood, supra, 213 Cal.App.4th at
p. 170.) A prisoner who files a petition for recall is eligible for resentencing if three
criteria are met: "(1) the prisoner is serving an indeterminate life sentence for a crime
that is not a serious or violent felony; (2) the life sentence was not imposed for any of the
offenses appearing in sections 667, subdivision (e)(2)(C)[(i)-(iii)] and 1170.12,
subdivision (c)(2)(C)[(i)-(iii)]; and (3) the inmate has no prior convictions for any of the
offenses appearing in clause (iv) of section 667, subdivision (e)(2)(C) or clause (iv) of
section 1170.129, subdivision (c)(2)(C)." (Ibid.) If the trial court determines that the
prisoner meets these three requirements, the court must resentence the prisoner as a
second strike offender "unless the court, in its discretion, determines that resentencing the
petitioner would pose an unreasonable risk of danger to public safety." (§ 1170.126,
subd. (f).)
There is no dispute that Mora meets the first and third criteria. The only issue on
appeal is whether Mora's life sentence was imposed for an offense enumerated in sections
667, subdivision (e)(2)(C)(i)-(iii) and 1170.12, subdivision (c)(2)(C)(i)-(iii). Under these
statutes, a defendant is not eligible for resentencing if "the prosecution pleads and
proves" one or more of three specified circumstances. (§§ 667 subd. (e)(2)(C), 1170.12,
subd. (c)(2)(C).) One of the three circumstances is if "[d]uring the commission of the
current [third strike] offense, the defendant used a firearm, was armed with a firearm or
deadly weapon, or intended to cause great bodily injury to another person." (§§ 667,
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subd. (e)(2)(C)(iii), 1170.12, subd. (c)(2)(C)(iii), italics added.) As stated, the trial court
found that Mora was ineligible for resentencing based on this exclusion.
II
Mora contends that he was not " 'armed' " within the meaning of these statutes
during the commission of his third strike because the shank was found in a location that
he could not easily access. Mora also maintains that he does not qualify for a life
sentence because the statutory language requires that the defendant be armed during the
commission of a separate criminal offense. The Attorney General responds that although
the weapon was not in Mora's physical possession, he was armed within the meaning of
the statutes. Further, the law is settled that no separate, tethering offense is required
under sections 667, subdivision (e)(2)(C) and 1170.12, subdivision (c)(2)(C). We review
these questions of statutory interpretation de novo. (People v. Bradford (2014) 227
Cal.App.4th 1322, 1332.)
As an initial matter, we accept the Attorney General's contention that no separate
underlying felony was required to find that Mora was armed during the commission of
the crime of possession of a weapon in county jail under section 4574, subdivision (a).
Although no case has addressed this specific offense, several cases have rejected the
same argument for the analogous crime of possession of a firearm by a felon under
former section 12021, subdivision (a) (renumbered § 29800, subd. (a)(1)). (See People v.
Osuna (2014) 225 Cal.App.4th 1020, 1038 (Osuna) ["we reject the claims that
disqualification for resentencing under Proposition 36 requires an underlying offense or
enhancement to have been pled and proved, and that a conviction for possession of a
5
firearm cannot constitute being 'armed' with a firearm for eligibility purposes"]; People v.
Brimmer (2014) 230 Cal.App.4th 782, 797 [rejecting claim that possessory offenses
cannot fall under the armed-with-a-firearm exclusion "without another separate or
tethering offense"]; People v. Elder (2014) 227 Cal.App.4th 1308, 1312 (Elder) ["For
Purposes of [§] 1170.126, Unlawful Possession of a Firearm Can Constitute Being
Armed During an Offense"].) However, we reject the Attorney General's assertion that
Mora's record of conviction showed that he was armed during the commission of the
third strike offense within the meaning of the applicable statutes.
" '[A]rmed with a firearm' has been statutorily defined and judicially construed to
mean having a firearm available for use, either offensively or defensively." (People v.
Blakely (2014) 225 Cal.App.4th 1042, 1051 (Blakely).) This definition applies to the
arming exclusion to resentencing eligibility at issue in this case. (Ibid.) In People v.
White (2014) 223 Cal.App.4th 512 (White), this court held that where "the record
establishes that a defendant convicted under the pre-Proposition 36 version of the Three
Strikes law as a third strike offender of possession of a firearm by a felon was armed with
the firearm during the commission of that offense, the armed-with-a-firearm exclusion
applies and the defendant is not entitled to resentencing relief under the Reform Act."
(Id. at p. 519.) The defendant's record of conviction in White showed that he was in
physical possession of a deadly weapon and, therefore, had the weapon available for
immediate use at the time of his arrest. (Id. at p. 524.) The same is not true of the facts
contained in Mora's record of conviction.
6
At the time of White's arrest, a search warrant had been issued for his home and he
was under police surveillance. The officers conducting the surveillance saw White
walking toward his truck carrying "a rolled-up cloth (later found to be a pair of
sweatpants) with an object inside. Believing White might be armed, officers moved
toward[] him and drew their guns. White began to run and reached inside the rolled-up
sweatpants he was carrying. He then looked behind him, saw the officers coming
toward[] him, and threw both the sweatpants and the object inside the sweatpants into the
bed of his truck. White was taken into custody, and the object—a loaded Taurus .357-
magnum revolver—was recovered from the bed of the truck. The officers also found
bullets for that gun inside the truck." (White, supra, 223 Cal.App.4th at p. 520.)
White was convicted of possession of a firearm by a felon under former section
12021, subdivision (a). (White, supra, 223 Cal.App.4th at p. 520.) After the trial court
found true sentence enhancement allegations that White had sustained three strike priors
and one prior prison term, the court sentenced him as a third strike offender to 25 years to
life. (Ibid.) White petitioned to recall his life sentence under section 1170.126. At the
hearing on the petition, White's counsel acknowledged that his client had been armed
during the commission of the offense. The trial court denied the petition under the
resentencing eligibility exclusion at issue here. (White, at p. 522.) This court affirmed
the denial, concluding that "the record of conviction establishe[d] that White's life
sentence was imposed because he was in physical possession of a firearm when the police
officers approached him, and, thus, was armed with a firearm during the commission of
his current offense." (Id. at p. 524, italics added.)
7
In reaching this conclusion, the White court noted that while the act of being
armed with a deadly weapon necessarily requires possession of that weapon, the inverse
is not true. (White, supra, 223 Cal.App.4th at p. 524.) "For example, a convicted felon
may be found to be a felon in possession of a firearm if he or she knowingly kept a
firearm in a locked offsite storage unit even though he or she had no ready access to the
firearm and, thus, was not armed with it." (Ibid.) Importantly, White's record of
conviction showed not just "constructive possession" (dominion and control) but that
White "had actual physical possession of the firearm." (Id. at p. 525.)
Constructive possession, therefore, is not sufficient to establish that a defendant is
armed for purposes of the resentencing exclusion at issue here. Rather, the prosecution
must show that the weapon was available for the defendant's immediate use during the
commission of the crime. Other cases that have considered the exclusion have
highlighted this distinction. In Blakely, the Court of Appeal recognized both that the
exclusion does not apply automatically to any conviction for possession of a firearm by a
felon and that "[a] firearm can be under a person's dominion and control without it being
available for use." (Blakely, supra, 225 Cal.App.4th at p. 1052; see Osuna, supra, 225
Cal.App.4th at p. 1030; Elder, supra, 227 Cal.App.4th at pp. 1313-1314 ["[N]ot every
commitment offense for unlawful possession . . . necessarily involves being armed with
the [weapon], if the [weapon] is not otherwise available for immediate use in connection
with its possession, e.g., where it is under a defendant's dominion and control in a
location not readily accessible to him at the time of its discovery."].)
8
Relying on People v. Bland (1995) 10 Cal.4th 991 (Bland), the Attorney General
maintains that Mora need not have been in physical possession of the weapon, and that
his constructive possession of the weapon in this case is sufficient for the resentencing
exclusion to apply. Constructive possession is established by " 'showing a knowing
exercise of dominion and control.' " (White, supra, 223 Cal.App.4th at p. 524.) Mora's
admission that the weapon was his established constructive possession. However, Mora's
constructive possession did not establish that he was armed, i.e., that he had the weapon
"available for use, either offensively or defensively." (Blakely, supra, 225 Cal.App.4th at
p. 1051.)
Bland involved the question whether a defendant could be armed for purposes of a
conviction for a firearm enhancement under section 12022, subdivision (a)(2). The trial
court found that the defendant's constructive possession of a semiautomatic gun was
sufficient to find that he was armed within the meaning of the enhancement statute during
the commission of the underlying offense of possession of cocaine base for the purpose
of sale. The Court of Appeal struck the enhancement because the semiautomatic weapon
was not " 'available' for defendant's use in committing the" underlying felony. (Bland,
supra, 10 Cal.4th at p. 996.) The appellate court's decision was based on the facts that
the weapon was recovered during a search of the defendant's house from under the
defendant's bed (in the same room where the drugs were found), while the defendant was
in police custody outside. (Id. at p. 995.)
The California Supreme Court reversed the Court of Appeal, concluding that from
the "evidence that the assault weapon was kept in defendant's bedroom near the drugs, the
9
jury could reasonable infer that, at some point during the felonious drug possession,
defendant was physically present with both the drugs and the weapon, giving him ready
access to the assault rifle to aid his commission of the drug offense." (Bland, supra, 10
Cal.4th at p. 1000.) The court's decision turned on the fact that the underlying felony of
drug possession was a continuing offense. Because the drug possession offense was
ongoing, the court concluded that it was "immaterial whether defendant was present
when police seized the assault rifle together with the cache of crack cocaine." (Ibid.)
The evidence supported a finding that the defendant "had the firearm available for use in
furtherance of the drug offense at [some point in] time during his possession of the
drugs." (Ibid.)
Unlike the enhancement conviction at issue in Bland, the charge of possession of a
weapon for purposes of the exclusion for being armed with a deadly weapon at issue here
does not require a separate underlying offense to which the arming attaches. For this
reason, the analysis in Bland of what constitutes being armed for purposes of a firearm
enhancement conviction does not align with the analysis of the term in this context.
Indeed, if the term were interpreted in the same manner here, all prisoners convicted of
the offense of felon in possession of a firearm or possession of a deadly weapon in jail
would be automatically excluded from resentencing. Such a result does not comport with
the exclusionary provision's directive that the prosecutor plead and prove that during the
commission of the offense, the defendant was armed with a deadly weapon. (Blakely,
supra, 225 Cal.App.4th at p. 1057.)
10
"To conclude . . . inmates convicted of offenses involving mere possession of a
firearm are ineligible for resentencing, would read out of existence voters'
specification . . . that disqualification under section 1170.126, subdivision (e)(2) is
limited to situations in which, '[d]uring the commission of the current offense, the
defendant used a firearm, was armed with a firearm or deadly weapon, or intended to
cause great bodily injury to another person.' " (Blakely, supra, 225 Cal.App.4th at
p. 1057.) Rather, to find a prisoner was armed in the commission of an offense, and
therefore ineligible for resentencing, the weapon must be "available for use, either
offensively or defensively." (Bland, supra, 10 Cal.4th at p. 997; Blakely, at p. 1048.)3
III
Mora's record of conviction shows that he was not armed with the shank at the
time he was found to be in possession of the weapon in violation of section 4574,
subdivision (a). The shank was hidden in a location that Mora could not easily access
and it was undisputed that Mora was not present at the time the weapon was discovered.
3 Unlike this case, which involves solely a conviction under section 4574,
subdivision (a), cases cited by the Attorney General from the Fifth Appellate District
involve convictions for felon in possession of a firearm under former section 12021,
subdivision (a) as well as contemporaneous convictions for other serious felony offenses.
(See People v. Superior Court (Martinez) (2014) 225 Cal.App.4th 979, 985 [defendant
also convicted "of possession of two deadly weapons, both sawed-off shotguns [citation];
possession of heroin [citations]; [and] possession of a controlled substance while armed
with a loaded, operable firearm [citation]; . . . and three misdemeanors."]; People v.
Superior Court (Cervantes) (2014) 225 Cal.App.4th 1007, 1011 [defendant also
convicted of "selling heroin [citation], possessing heroin for sale [citation], . . . and
making a building available for preparing or storing heroin"].) To the extent the Fifth
Appellate District concluded in Elder that constructive possession alone, without a
finding that the defendant had the weapon available for immediate use at the time of
arrest, is sufficient to preclude resentencing, we disagree.
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These facts establish that the shank was not available for Mora's immediate use at the
time of the crime. The trial court, therefore, erred by concluding that Mora was armed
with a deadly weapon at the time of the commission of his third strike offense and was
thus statutorily ineligible for resentencing under sections 667, subdivision (e)(2)(C)(iii)
and 1170.12, subdivision (c)(2)(C)(iii).
DISPOSITION
The trial court's order is reversed. The matter is remanded for a determination of
Mora's eligibility for resentencing consistent with this opinion.
AARON, J.
WE CONCUR:
MCDONALD, Acting P. J.
MCINTYRE, J.
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