Opinion issued August 8, 2002
In The
Court of Appeals
For The
First District of Texas
____________
NOS. 01-01-00986-CR
01-01-00987-CR
01-01-00988-CR
01-01-00989-CR
01-01-00990-CR
____________
SAMUEL PROPHET DAVIS, Appellant
V.
THE STATE OF TEXAS, Appellee
On Appeal from the 179th District Court
Harris County, Texas
Trial Court Cause Nos. 833726, 860090, 863886, 866458, & 866459
O P I N I O N
Appellant, Samuel Prophet Davis, pleaded guilty, without an agreed recommendation of punishment, to the felony offenses of aggravated sexual assault, two charges of aggravated robbery, and aggravated kidnapping. Following a presentence-investigation (PSI) hearing, the trial court found appellant guilty, revoked his community supervision that had been assessed for a prior conviction of burglary, (1) and assessed punishment as follows: (1) two-years imprisonment and a $300 fine for burglary of a building; (2) 90-years imprisonment and a $10,000 fine for aggravated sexual assault; (3) 50-years imprisonment and a $10,000 fine each for two charges of aggravated robbery; and (4) 50-years imprisonment and a $10,000 fine for aggravated kidnapping. Appellant, in five points of error, argues that his guilty plea was involuntary, his aggravated kidnapping conviction should be reversed, his sentencing constitutes cruel and unusual punishment and a violation of his due- process rights, and his trial counsel was ineffective.
Guilty Plea
Appellant, in point of error one, argues that his guilty plea for aggravated sexual assault (trial court cause number 860090; appellate cause number 01-01-00987-CR) was involuntary because the trial court failed to admonish him regarding the statutory requirement to register as a sex offender. See Tex. Crim. Proc. Code Ann. art. 26.13(a)(5) (Vernon Supp. 2002). Article 26.13 permits the trial court to admonish the defendant either orally or in writing. Moussazadeh v. State, 962 S.W.2d 261, 263 (Tex. App.--Houston [14th Dist.] 1998, pet. ref'd).
The record shows that the trial court did not include appellant's requirement to register as a sex offender among its written admonishments. It also shows that appellant waived his right to have a court reporter and his right to have the trial court admonish him orally at the plea hearing. Because there is no reporter's record of the plea proceedings, it is impossible to tell from the record whether the trial court orally admonished appellant of his duty to register as a sex offender.
Appellate courts apply a presumption of regularity of proceedings and presume recitals in court documents are correct unless the record affirmatively shows otherwise. See Garza v. State, 896 S.W.2d 192, 197 (Tex. Crim. App. 1995); Breazeale v. State, 683 S.W.2d 446, 450 (Tex. Crim. App. 1984). Here, the judgment rendered for aggravated sexual assault sets forth in standard boiler-plate language that the "[D]efendant was admonished by the Court as required by law." A defendant who waives his right to have a court reporter record the proceedings, and thereafter challenges on appeal the voluntariness of his plea, nevertheless retains the burden to ensure that a sufficient record is presented on appeal to establish error. Lopez v. State, 25 S.W.3d 926, 928-29 (Tex. App.--Houston [1st Dist.] 2000, no pet.). Accordingly, because no reporter's record exists for the plea hearing, we must presume that the trial court properly admonished appellant in full compliance with article 26.13 and that appellant's plea was entered knowingly and voluntarily.
Even if the trial court failed to mention the registration requirement, the failure to admonish a defendant is not automatic reversible error and is subject to harm analysis. Aguirre-Mata v. State, 992 S.W.2d 495, 498-99 (Tex. Crim. App. 1999); see also Torres v. State, 59 S.W.3d 365, 367 (Tex. App.--Houston [1st Dist.] 2001, no pet.). The Court of Criminal Appeals has held that the admonishments under Code of Criminal Procedure article 26.13(a) are not constitutionally required because their purpose and function are to assist the trial court in making the determination that a guilty plea is knowingly and voluntarily entered. Aguirre-Mata, 992 S.W.2d at 498-99. Therefore, the trial court commits nonconstitutional error when it fails to admonish a defendant on one of the statutorily required admonishments. Id. Nonconstitutional error is to be disregarded, unless it affects a substantial right of the appellant. Tex. R. App. P. 44.2(b). In this context, a substantial right is affected if the defendant was unaware of the consequences of his plea and was misled or harmed by the admonishment of the trial court. Carranza v. State, 980 S.W.2d 653, 658 (Tex. Crim. App. 1998).
We also note that, a guilty plea is voluntary if the defendant is advised of all direct consequences of the plea. Brady v. United States, 397 U.S. 742, 755, 90 S. Ct. 1463, 1472 (1970). The requirement to register as a sex offender is not a direct consequence of a plea of guilty to the offense of sexual assault. Ruffin v. State, 3 S.W.3d 140, 143 (Tex. App.--Houston [14th Dist.] 1999, pet. ref'd). It follows then that the registration requirement is a collateral consequence. A guilty plea will not be rendered involuntary by the lack of knowledge as to some collateral consequence. State v. Jimenez, 987 S.W.2d 886, 888 (Tex. Crim. App. 1999).
We assess the harm to appellant, if any, after reviewing the record. Schutz v. State, 63 S.W.3d 442, 444 (Tex. Crim. App. 2001). After reviewing the record, we conclude that, even if the trial court failed to mention the registration requirement, appellant's substantial rights were not affected. Appellant confessed that he committed the offense of aggravated sexual assault. There is no evidence in the record that, but for the registration requirement, appellant would have entered a different plea. See Alvarez v. State, 63 S.W.3d 578, 583 (Tex. App.--Fort Worth 2001, no pet.); Ducker v. State, 45 S.W.3d 791, 793-96 (Tex. App.--Dallas 2001, no pet.). Ducker and Alvarez require the conclusion that a trial court's failure to admonish a defendant of the sex-offender-registration requirement does not render a guilty plea involuntary.
Appellant contends, in the alternative, the sex-offender-registration requirement is "clearly punitive" in nature. Appellant cites no authority, and we are aware of none, to support his legal conclusion. Instead, we note that the requirement to register as a sex offender is meant to be remedial rather than punitive because it does not impact a defendant's sentence. Ducker, 45 S.W.3d at 796 (citing Ruffin, 3 S.W.3d at 144.
We conclude appellant's plea was voluntary and thus, overrule point of error one.
Voluntarily Released in a Safe Place
Appellant argues, in point of error two that, his aggravated kidnapping conviction (trial court cause number 866459; appellate cause number 01-01-00990-CR) should be reversed for a new trial (2) because the trial court erred in failing to find that appellant voluntarily released his victim in a safe place. (3) Appellant relies on Penal Code Section 20.04(d), which provides:
At the punishment stage of [an aggravated kidnapping] trial, the defendant may raise the issue as to whether he voluntarily released the victim in a safe place. If the defendant proves the issue in the affirmative by a preponderance of the evidence, the offense is a felony in the second degree.
Tex. Penal Code Ann. § 20.04 (d) (Vernon Supp. 2002).
Appellant has waived this issue on appeal because he failed to raise the argument, at the punishment stage, that the victim was voluntarily released in a safe place. Tex. R. App. P. 33.1(a). If appellant had timely raised the issue of voluntary release, he would then bear the burden of persuasion (at the punishment stage) to prove the issue by a preponderance of the evidence. Teer v. State, 923 S.W.2d 11, 16 n.4 (Tex. Crim. App. 1996); (4) see also Tex. Penal Code § 2.04(d) (Vernon Supp. 2002).
We overrule point of error two.
Cruel and Unusual Punishment and Violation of Due-Process Rights
Appellant argues, in points of error three and four that, the trial court erred because appellant's sentencing constituted cruel and unusual punishment and violated his due-process rights. (5) U.S. Const. amend. VIII, XIV, § 1. However, appellant does not designate in his brief, and we cannot find in the record, where he lodged his corresponding objection in the trial court. Without such objection, any error in this regard has been waived. Tex. R. App. P. 33.1; Rhoades v. State, 934 S.W.2d 113, 120 (Tex. Crim. App. 1996).
We overrule points of error three and four.
Ineffective Assistance of Counsel
Appellant, in point of error five, argues that he was denied effective assistance of counsel at the punishment hearing because his trial counsel did "absolutely nothing at all to obtain a lower sentence for appellant." See U.S. Const. amend. VI. Appellant specifically asserts that his trial counsel offered no testimony, called no witnesses, and failed to make a closing argument.
To reverse a conviction based on ineffective assistance of counsel, we must conclude: (1) counsel's representation fell below an objective standard of reasonableness and (2) there is reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different. Strickland v. Washington, 466 U.S. 668, 688, 694, 104 S. Ct. 2052, 2064-65, 2068 (1984). The Strickland standard applies to ineffectiveness claims regarding trial counsel's performance at both the guilt-innocence and the punishment stages of trial. Hernandez v. State, 988 S.W.2d 770, 772-774 (Tex. Crim. App. 1999).
A court must indulge a strong presumption that counsel's conduct falls within the wide range of reasonable professional assistance. Strickland, 466 U.S. at 689, 104 S. Ct. at 2065. Appellant bears the burden of proving by a preponderance of the evidence that counsel was ineffective. Thompson v. State, 9 S.W.3d 808, 813 (Tex. Crim. App. 1999) (citing Cannon v. State, 668 S.W.2d 401, 403 (Tex. Crim. App. 1984)). Any allegation of ineffectiveness must be firmly founded in the record, and the record must affirmatively demonstrate the alleged ineffectiveness. Thompson, 9 S.W.3d at 813; McFarland v. State, 928 S.W.2d 482, 500 (Tex. Crim. App. 1996). Failure to make the required showing of either deficient performance or sufficient prejudice defeats the ineffectiveness claim. Strickland, 466 U.S. at 700, 104 S. Ct. at 2071.
The record provides no explanation for the motivation behind the trial counsel's decisions. We refuse to speculate. Thus, appellant has failed to meet his burden to show ineffective assistance of counsel. See Mallett v. State, 65 S.W.3d 59, 68 (Tex. Crim. App. 2001). Appellant failed to satisfy the first prong of the Strickland test, so we do not reach the second.
We overrule point of error five.
Although appellant timely filed a notice of appeal regarding the revocation of his community supervision for burglary (trial court cause number 833726; appellate cause number 01-01-00986-CR), he has asserted no error in his brief related to the appeal of his community supervision revocation. We have reviewed the record in trial court cause number 833726 (appellate cause number 01-01-00986-CR) for fundamental error and find none. See Ashcroft v. State, 802 S.W.2d 905, 906 (Tex. App.--Fort Worth 1991, no pet.); Meza v. State, 742 S.W.2d 708, 709 (Tex. App.--Corpus Christi 1987, no pet.).
Conclusion
We affirm the trial court's judgments.
Sherry J. Radack
Justice
Panel consists of Justices Nuchia, Radack, and Price. (6)
Do not publish. Tex. R. App. P. 47.4.
1. On January 18, 2000, appellant pleaded guilty to the offense of burglary (trial
court cause number 833726; appellate cause number 01-01-00986-CR) of a
building based on an agreed recommendation by the State. The trial court then
found appellant guilty and imposed punishment at 2-years imprisonment,
probated for 4 years, and a $300 fine (the agreed recommendation).
2. By requesting a new trial, we conclude appellant is making a factual
sufficiency challenge. 3. A finding, by the trial court, that appellant voluntarily released the victim in a
safe place reduces the punishment range from first-degree to second-degree
felony status.
4. 5. Appellant, in points of error three and four, addressed error in trial 6. The Honorable Frank C. Price, former Justice, Court of Appeals, First District
of Texas at Houston, participating by assignment.