COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NO. 2-08-032-CR
MITESH PATEL APPELLANT
V.
THE STATE OF TEXAS STATE
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FROM COUNTY CRIMINAL COURT NO. 1 OF TARRANT COUNTY
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MEMORANDUM OPINION 1
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I. INTRODUCTION
Appellant Mitesh Patel appeals his conviction for driving while intoxicated.
In four points, he argues that the trial court erred by 2 (1) admitting blood
samples without a proper chain of custody to show that the blood was the
same as that drawn from Patel and that it had not been altered, (2) admitting
1
… See Tex. R. App. P. 47.4.
2
… In setting forth Patel’s points, we mirror the language he uses in his
brief.
hospital blood test results when they did not meet the required showing for
business records, (3) admitting the paramedics’ records when they were not
proved separate from the hospital records, and (4) denying Patel his right to
cross-examination regarding the blood test results that were admitted as part
of the hospital records. We will affirm.
II. F ACTUAL B ACKGROUND
On May 29, 2006, Patel drove two of his friends to the Winstar Casino
in Oklahoma. They took a twelve-pack of beer with them on the trip, and each
person drank a beer in the car before they went inside the casino to gamble.3
After gambling for a while, they left the casino to go back to the car to drink
another beer and then went back to the casino continue gambling. After one
of Patel’s friends received a call that he needed to return to Fort Worth, the
group left.
On the drive back, a car cut in front of Patel, causing Patel to swerve and
hit a cement barricade. Patel suffered considerable injuries. Police arrested
Patel for DWI, and MedStar transported him to John PeterSmith Hospital. Patel
consented to a blood draw, and a nurse drew his blood. The lab results
3
… Patel and one of his friends had just turned eighteen that year, so they
were not old enough to purchase alcohol at the casino.
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revealed that the alcohol concentration in Patel’s blood was .08 grams of ethyl
alcohol per hundred milliliters of blood.
After hearing the above evidence, the jury found Patel guilty of DWI. The
trial court sentenced Patel to 120 days’ confinement, suspended the sentence,
placed him on two years’ community supervision, and assessed a $550 fine.
This appeal followed.
III. B LOOD S AMPLES W ERE P ROPERLY A DMITTED
In his first point, Patel argues that the trial court erred by “admitting the
blood samples without a proper chain of custody to show that the blood was
the same drawn from [him] without alteration or deletion.” Specifically, Patel
argues that the trial court abused its discretion by admitting the results of a
blood test into evidence because there was an unexplained alteration of the
blood test specimen.
The standard of review for a trial court’s decision to admit or exclude
evidence is an abuse of discretion standard. Burden v. State, 55 S.W.3d 608,
615 (Tex. Crim. App. 2001). The test for abuse of discretion is whether the
court acted without reference to any guiding rules or principles, and the mere
fact that a trial court may decide a matter within its discretionary authority
differently than an appellate court does not demonstrate abuse. Montgomery
v. State, 810 S.W.2d 372, 380 (Tex. Crim. App. 1990). The appellate court
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will not reverse a trial court’s ruling on the admission of evidence as long as the
ruling is within the zone of reasonable disagreement. Id. at 391 (op. on reh’g).
In order for the results of a blood test to be admitted into evidence, a
proper chain of custody of the blood sample that was drawn from the accused
and later tested must be established. Durrett v. State, 36 S.W.3d 205, 208
(Tex. App.—Houston [14th Dist.] 2001, no pet.); Avila v. State, 18 S.W.3d
736, 739 (Tex. App.—San Antonio 2000, no pet.) (proper chain of custody
must be established to admit the results of scientific testing). Proof that
validates the beginning and the end of the chain of custody will support the
admission of evidence, barring any evidence of tampering or alteration. Stoker
v. State, 788 S.W.2d 1, 10 (Tex. Crim. App. 1989), disapproved on other
grounds by Leday v. State, 983 S.W.2d 713 (Tex. Crim. App. 1998), and cert.
denied, 498 U.S. 951 (1990); Hall v. State, 13 S.W.3d 115, 120 (Tex.
App.—Fort Worth 2000), pet. dism’d, improvidently granted, 46 S.W.3d 264
(Tex. Crim. App. 2001). Without evidence of tampering or commingling, gaps
or theoretical breaches in the chain of custody go to the weight of the
evidence, not its admissibility. Lagrone v. State, 942 S.W.2d 602, 617 (Tex.
Crim. App.), cert. denied, 522 U.S. 917 (1997); Silva v. State, 989 S.W.2d 64,
68 (Tex. App.—San Antonio 1998, pet. ref’d). Additionally, a mere showing
of the opportunity for tampering or commingling, absent affirmative evidence
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of such, is not sufficient to require exclusion of the evidence. Darrow v. State,
504 S.W.2d 416, 417 (Tex. Crim. App. 1974); Dossett v. State, 216 S.W.3d
7, 18 (Tex. App.—San Antonio 2006, pet. ref’d).
Patel concedes in his brief that “[t]he chain [of custody] has been
established from beginning to end.” Consequently, we will focus our analysis
solely on his contention that “there is clear evidence of an alteration of the
specimen and evidence of possible tampering.” During the trial, Nurse Sherry
Stephens testified that she drew three vials of blood from Patel on May 29,
2006, and that she filled up each vial “half way.” She identified her signature
on the vials of blood that she had drawn from Patel. One of the vials, State’s
Exhibit 6, did not have as much blood in it as the other two (State’s Exhibits 7
and 8), but Nurse Stephens said that must have been all the blood that she put
in it. She said that the vial did not appear to have been tampered with in any
way. On cross-examination, Nurse Stephens admitted that she could not tell
if the vial had been tampered with. Later, Elizabeth Van-Munchrath, a senior
forensic scientist with the City of Fort Worth Police Department Crime Lab,
testified that she analyzed blood from only one of the three vials and that she
did not analyze blood from State’s Exhibit 6. She said that State’s Exhibit 6
was half full when she received it and that she did not know what had
happened to cause the vial to be less than half full. She later offered the
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explanation that the nurse may not have filled up that vial. She testified that
blood had not leaked out of the vial into the envelope containing the three vials.
No affirmative evidence exists that State’s Exhibit 6—the vial that
contained less blood—was altered or tampered with. At most, Patel showed
a mere possibility of tampering or alteration, which is insufficient to require
exclusion of the evidence. See Stoker, 788 S.W.2d at 10; Dossett, 216
S.W.3d at 21. Because the State substantiated the beginning and the end of
the chain of custody for the vials and because no affirmative evidence was
offered to substantiate a claim for tampering or alteration of the vial in State’s
Exhibit 6, we hold that the trial court did not abuse its discretion by admitting
it. See Williams v. State, No. 02-06-00416-CR, 2008 WL 1867979, at
*10–11 (Tex. App.—Fort Worth Apr. 24, 2008, pet. ref’d) (not designated for
publication) (holding that trial court did not abuse its discretion by admitting
swabs because chain of custody was established and no affirmative evidence
was offered to substantiate claim for tampering or commingling when six swabs
were admitted even though appellant claimed only four were taken); see also
Dossett, 216 S.W.3d at 21 (holding that while there was speculation, there
was no affirmative evidence that DNA test results from a moldy sexual assault
kit had been commingled, contaminated, altered, or tampered with).
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Moreover, as pointed out by the State, even if State’s Exhibit 6 was
erroneously admitted into evidence, it did not harm Patel because the blood in
State’s Exhibit 6 was not tested.4 Patel’s blood alcohol level was established
by testing the blood from a different vial. Thus, even if tampering of evidence
existed as to the less than half-full, untested vial of blood, that evidence is not
affirmative evidence that the vial actually tested had been tampered with. We
overrule Patel’s first point.
IV. H OSPITAL R ECORDS M ET B USINESS R ECORDS E XCEPTION
In his second point, Patel argues that the trial court erred by admitting his
hospital blood test results because the hospital records did not meet the
required showing for business records. Specifically, Patel contends that the
hospital records did not meet the trustworthiness requirement of Texas Rule of
Evidence 803(6).
Texas Rule of Evidence 803(6) provides that records kept in the course
of a regularly conducted business activity are not excluded by the hearsay rule
even though the declarant is available as a witness. Tex. R. Evid. 803(6). A
document is properly admitted into evidence under this rule if it is established
4
… It is unclear from the appellate record whether Van-Munchrath tested
the blood in the vial marked as State’s Exhibit 7 or State’s Exhibit 8; but she
affirmatively testified that she did not test the blood in the vial marked as
State’s Exhibit 6.
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the document was (1) made at or near the time of the events they record, by
or from information transmitted by a person with knowledge of the events, and
(2) made and kept in the course of a regularly conducted business activity. Id.
The necessary predicate for introduction of a business record may be shown by
offering either (1) the testimony of a records custodian or other qualified
witness, or (2) an affidavit that complies with rule 902(10). Id.; see also Tex.
R. Evid. 902(10).
The proper admission of the results of a blood test, although proven up
as a business record, also requires the proponent to establish a chain of custody
of the blood sample drawn and later tested. Moone v. State, 728 S.W.2d 928,
930 (Tex. App.—Houston [14th Dist.] 1987, no pet.). In other words, the
evidence must establish that the blood tested was the blood taken from the
person intended. This can be done, as set forth above, by proving the
beginning and the end of the chain of custody. Stoker, 788 S.W.2d at 10.
Patel concedes in his brief that the State established the chain of custody
from beginning to end. He argues in his second point that his blood test results
were nonetheless inadmissible as a hospital business record because, according
to Patel, no witness testified who drew his blood for the hospital’s blood test.
To support this argument, Patel relies on Blaylock v. State, in which the trial
court did not allow the State to admit a blood test into evidence because no
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witness knew who took the blood sample and no one established that the test
results were made or recorded by a person with knowledge. No. 12-01-00295-
CR, 2003 WL 60533, at *3 (Tex. App.—Tyler Jan. 8, 2003, pet. ref’d) (mem.
op. denying reh’g).
However, the present facts are not like the Blaylock facts. As discussed
above, Nurse Stephens testified at trial that she was the person who drew
Patel’s blood. Although most of her testimony focused on the blood draw that
she did for the police, at the conclusion of her testimony, she was asked at
what time she had drawn Patel’s blood; she responded by asking, “The blood
draw we did for us [JPS] or the officer?” When the prosecutor specified that
she wanted to know the time of the blood draw taken for the officer, Nurse
Stephens looked at State’s Exhibit 2 and answered, “It was at ten after 12:00.”
State’s Exhibit 2 contains Patel’s hospital records, including a “Dept. of
Emergency Medicine Trauma Flow Sheet,” which was completed and signed by
Nurse Stephens. It documents a blood draw at 2300 hours 5 and a blood draw
at 0010 hours for the police. This four-page document appears to constitute
Nurse Stephens’s summary of all the procedures that she performed on Patel,
5
… The hospital lab results reflect that their specimen was collected at
2333 hours.
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including drawing blood for both the police and the hospital. Thus, the record
indicates that Nurse Stephens drew Patel’s blood.
Moreover, the record contains the State’s “Notice Of Intent To Offer
Business Records” and an affidavit from the custodian of records at JPS Health
Network. The affidavit is in substantially the same format as that listed in
Texas Rule of Evidence 902(10)(b), and the affiant avers that the documents
were kept in the regular course of business and that it was the regular course
of business for its employee or representative, with knowledge of the act,
event, condition, or opinion recorded to make the record or to transmit such
information. Tex. R. Evid. 902(10)(b).
Consequently, the requirements for the business records exception to the
hearsay rule were met, and the chain of custody was established. Thus, the
trial court did not abuse its discretion by admitting the hospital’s blood test
results, which were contained in the hospital records that met the business
records exception to the hearsay rule. Durrett, 36 S.W.3d at 211 (holding that
trial court did not abuse its discretion by admitting appellant’s medical records,
which included results from a blood specimen showing the alcohol content in
his blood, because chain of custody was proven from beginning to end). We
overrule Patel’s second point.
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V. M EDS TAR R ECORDS W ERE N OT A DMITTED
In his third point, Patel argues that the trial court erred by admitting
records from the MedStar paramedics. Specifically, Patel argues that the
paramedics’ records were not proved up separately from the hospital records.
At trial, the following occurred outside the presence of the jury:
[DEFENSE COUNSEL]: And, Your Honor, also today when
we came in, the State had given us a PSR Texas MedStar records,
and from what I saw in the file, there is not a business record
affidavit regarding these records, and even if there is, it contains
rank hearsay, denial of confrontation, and we’d ask -- and I don’t
think the State was going to go into that, the records.
[ASSISTANT DISTRICT ATTORNEY]: Judge, I wasn’t going
to go into the records. We do have the paramedic here, so the
confrontation, that’s not going to be an issue. The person who
wrote that report is here, but I don’t intend on introducing those
records.
THE COURT: You’re not putting the records in?
[ASSISTANT DISTRICT ATTORNEY]: No.
THE COURT: Okay. I assume that those are notes probably
that the paramedic is going to be testifying from. Is that what
you’re saying.
[ASSISTANT DISTRICT ATTORNEY]: That’s correct.
THE COURT: And you’re just giving those to him in advance
pursuant to time of cross-examination?
[ASSISTANT DISTRICT ATTORNEY]: Correct.
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State’s Exhibit 2 contains hospital records, but Patel does not point us to
any place within those records showing that the records from MedStar were
also admitted. Our review of the hospital records does not reveal the inclusion
of any MedStar records.6 Because the record does not reflect that the MedStar
records were admitted, we overrule Patel’s third point.
VI. C ONFRONTATION R IGHT W AS N OT V IOLATED
In his fourth point, Patel argues that he was denied his right to cross-
examination regarding the blood test results that were admitted as part of the
hospital records. Under Crawford v. Washington, however, business records
are nontestimonial hearsay. 541 U.S. 36, 42, 56, 124 S. Ct. 1354, 1359,
1367 (2004). Because the hospital records here were properly admitted under
the business records exception to the hearsay rule, their admission did not
violate Patel’s confrontation rights. See Sullivan v. State, 248 S.W.3d 746,
750 (Tex. App.—Houston [1st Dist.] 2008, no pet.) (holding that substance
abuse counselor’s notes on appellant’s history of drinking, which were
contained in medical records, were not testimonial, and their admission into
evidence did not violate the Confrontation Clause); Felix v. State, No. 05-04-
6
… Moreover, to the extent Patel argues that information from MedStar’s
records was incorporated into the hospital records, Patel has not identified any
specific information from the MedStar records that was included in the hospital
records.
12
01322-CR, 2005 W L 3163677, at *5 (Tex. App.—Dallas Nov. 29, 2005, no
pet.) (not designated for publication) (holding that results of blood alcohol test
are not testimonial); Eslora v. State, No. 04-04-00112-CR, 2005 WL 763233,
at *4 (Tex. App.—San Antonio Apr. 6, 2005, pet. ref’d) (mem. op., not
designated for publication) (holding that medical records are not testimonial).
We therefore overrule Patel’s fourth point.
VII. C ONCLUSION
Having overruled Patel’s four points, we affirm the trial court’s judgment.
SUE WALKER
JUSTICE
PANEL: LIVINGSTON, WALKER, and MEIER, JJ.
DO NOT PUBLISH
Tex. R. App. P. 47.2(b)
DELIVERED: May 21, 2009
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