COURT OF APPEALS
SECOND DISTRICT OF TEXAS
FORT WORTH
NOS. 2-08-050-CR
2-08-051-CR
JOE W. DICKSON APPELLANT
V.
THE STATE OF TEXAS STATE
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FROM THE 371ST DISTRICT COURT OF TARRANT COUNTY
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OPINION
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Joe W. Dickson appeals his convictions for aggravated sexual assault and
aggravated kidnapping. In nine points, he challenges the factual sufficiency of
the evidence to support his convictions, asserts unanimity and double jeopardy
violations, and argues that the trial court erred by denying his motion for the
State to make an election. We affirm.
Background
A grand jury indicted Appellant for the aggravated sexual assault of
complainant Ora W. and the aggravated kidnapping of complainant “Adam” (a
pseudonym) on or about October 4, 2006. Appellant pleaded not guilty, and
the cases were tried to a jury.
Ora testified that in October 2006, she shared a home with her four-year-
old nephew, Adam; her two daughters, Beatrice and Carol (both pseudonyms);
and Appellant, who had been her boyfriend until a few months earlier. She said
that on the morning of October 4, Appellant punched her in the stomach with
his fist—causing bruises that were visible in photographs taken a couple of days
later and admitted into evidence at trial—and she fell to the ground screaming.
Appellant bound her wrists with plastic zip ties and dragged her to the
bedroom. According to Ora, when Adam followed them to the bedroom,
Appellant pushed him into the closet and said, “Stay in the closet because I
don’t want you to see me kill your aunt.” Ora testified that Appellant then tore
her underwear off, laid a shotgun on the bed, threatened her with a knife or box
cutter, and attempted to penetrate her anus with his penis. When his attempt
failed, Appellant forced her to perform oral sex on him until he ejaculated in her
mouth, all while holding the box cutter to her throat.
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Ora testified that Appellant then told her to “start praying to God to save
[her] life soul.” Appellant gagged Ora with a shirt and tape, tied her legs with
an electrical cord, and told her that if her sister came to the door, he would
“blow her head off.” After about three hours, Appellant released Ora and told
her to take a bath, and she showered while Appellant stood in the bathroom
doorway. Ora testified that Appellant told her he was sorry but that he would
kill her if she told anyone what he had done. She said that despite his threat,
she went to her sister Brenda Jackson’s house next door while Appellant
remained at home, and Ora told Brenda and Brenda’s daughter, Sametra
Jackson, what Appellant had done.
Ora and Appellant then went to pick up Beatrice and Carol at school. Ora
said that upon their return, she, Appellant, Adam, and Beatrice sat in the
garage, which was furnished with a couch. While they were sitting there, a
friend of Ora’s named Tonya Gilstrap drove up, jumped out of her car, and said,
“You mean this mother-f***** still here after what he done to you?” Ora did
not see a gun in Tonya’s hands. Ora said that she walked toward Tonya while
saying that Appellant had not done anything to her because she was afraid
Tonya would start a fight with Appellant. Ora then walked into Brenda’s house
to get away from Appellant while Brenda called for Adam and Beatrice to go to
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her house, too. She testified that Beatrice grabbed Adam but that Appellant
pulled Adam away from her and carried him into Ora and Appellant’s house.
Ora said that she then saw Appellant raise his shotgun and start shooting,
so she climbed out of a window in Brenda’s house, jumped a neighbor’s
(“Cuttie’s”) fence, and sought refuge in Cuttie’s garage. She heard “quite a
few” more gun shots. Eventually, police arrived and evacuated everyone from
the area.
Ora’s niece Sametra Jackson testified that she; her boyfriend, Rudy
Johnson; and her mother, Brenda Jackson, were all in Brenda’s house on the
day of the incident when Ora came to the house around noon. Ora was jittery
and upset. Ora talked to Sametra and the others for fifteen minutes and then
returned to her own house. Sametra said she was concerned and afraid for
Ora. According to Sametra, after Ora left, Brenda made a telephone call to
someone. A short while later, Sametra saw Tonya drive up, get out of her car,
and walk up to Ora’s house. She did not see a gun in Tonya’s hand. When
Sametra and Brenda called to the children to get away from Ora’s house;
Beatrice ran off down the street, and Sametra chased after her. Sametra said
she then heard a gunshot and ran into Cuttie’s house. She heard more gun
shots but did not see who was shooting and did not see anyone get hit by
gunfire. She later saw gunshot wounds on Cuttie, Tonya, and Rudy. She said
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Rudy lost his right eye and two teeth and still has buckshot embedded in his
chest.
Brenda Jackson testified that after Ora told her and Sametra what
Appellant had done to her, she called Tonya Gilstrap and told her what Ora had
said. Tonya drove up five or ten minutes later, got out of her car, and spoke
to Appellant, who was sitting in his garage with the garage door open. She did
not see a gun in Tonya’s hands. Brenda testified that she yelled to Appellant,
“You wrong for what you did,” and called Adam and Beatrice to come to her
because she was concerned about what Appellant might do when he found out
Brenda and Tonya knew what he had done to Ora. She said that Beatrice came
out of the garage, and Appellant grabbed Adam and took him inside the house.
Brenda ran into her own house. She then heard several gunshots. Brenda
testified that Rudy was hit with gunfire and that Tonya, after helping to move
Rudy into Brenda’s house, went back outside and got shot, too. Brenda called
911; after listening to the 911 tape, she testified that she called 911 before the
shooting started. Police eventually evacuated her and the other people in her
house. She did not see Adam again until around 7:00 a.m. the following day.
Rudy Johnson testified that when Tonya drove up, she jumped out of her
car and screamed at Appellant. Rudy did not see anything in Tonya’s hands.
Rudy told Tonya to calm down and told Adam and Beatrice to come out of the
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garage. Beatrice ran down the street, and Appellant grabbed Adam. Rudy
testified that he and Tonya tried to rescue Adam from Appellant, but Appellant
ran inside the house with Adam and closed the door. Rudy saw a cell phone
on the floor of Appellant’s garage, picked it up, and called the police as he
walked out of the garage. He heard a gunshot fired from a window of
Appellant’s house and, as he walked toward Brenda’s house, a second shot hit
him in the face. Rudy took shelter in Brenda’s house until the police came and
evacuated him from the area.
Kevin “Cuttie” Willis testified that he lived in the house next door to
Brenda’s; Appellant and Ora lived in the house on the other side of Brenda’s.
He was sitting in his garage when he saw Tonya drive up, get out of her car,
and start “cussing” Appellant, who was in his garage with Ora and some
children. He testified that Tonya had a pistol in her hand. He saw Ora come
out of the garage and say, “Girl, what [are] you talking about?” Appellant
grabbed Adam, and then Tonya and Rudy ran up into Appellant’s garage.
Cuttie did not see Tonya point her pistol or fire it. Tonya and Rudy came back
out of Appellant’s garage, and Cuttie saw Rudy get shot. Cuttie said he went
into his house to get his own gun, returned to his garage, and fired two shots
in the air towards Appellant’s house to give the children in the area time to take
cover. He saw Tonya come out of Brenda’s house and cross the yard to his
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house; then he and Tonya were both shot. Cuttie said his friend Ernest Cary,
who was also in Cuttie’s garage, then grabbed Cuttie’s gun and fired additional
shots at Appellant’s house. Police later evacuated Cuttie through the back of
his property.
Forest Hill Police Detective Demond Spraberry testified that he was
dispatched to the scene of the incident. He said that the Everman Police
Department, the Tarrant County Constable’s Office, the Fort Worth Police
Department and SWAT team, the Burleson SWAT team, and the Mansfield
SWAT team all assisted with the incident because the Forest Hill Police
Department was not equipped to deal with a hostage situation. Detective
Spraberry and other officers set up a security perimeter around the area and
evacuated area homes by taking the residents into a field behind the houses.
Detective Spraberry helped evacuate Brenda’s house, and he said four people
in the house were injured: Rudy, Tonya, and Cuttie—all of whom had gunshot
wounds—and Ora, who had bruises on her stomach, wrists, and ankles.
Mansfield SWAT officer Timothy Wing testified that he and his SWAT
team arrived on the scene around 11:20 p.m. He said that around sunup on the
following day, Appellant walked out of his house under a negotiated “surrender
plan”, and the SWAT team arrested him. Officer Wing then entered the house
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with other members of his team and searched the house until they found Adam,
who was scared but unharmed.
Forest Hill crime scene officer Richard Kyle arrived at the scene after
Appellant surrendered and the crime scene was secure. During his search of
Appellant’s house, he found evidence of several shotgun shots fired from inside
the house, a shotgun, severed electrical cords, and a pair of torn panties, which
Ora identified as the ones she was wearing at the time of the assault.
Mansfield Police Officer Daniel Sherwin testified that he negotiated with
Appellant via a telephone the SWAT team tossed into Appellant’s house
through a window. Appellant told him, “The boy is not coming out.” Officer
Sherwin eventually developed a surrender plan with Appellant, and Appellant
surrendered.
Appellant called Ernest Cary as a witness. Cary testified that he saw a
woman drive up and get out of her car with a pistol in her hand. He said that
he saw the lady and Rudy run into Appellant’s garage and chase Appellant into
his house. Cary saw Appellant grab Adam and said he thought Appellant did
so to protect himself from Tonya, though he later testified that “[i]t’s not like
he was holding the baby up . . . so if she shot, the baby would be the first one
to get hit. It wasn’t [anything] like that.” He said Appellant fired the first shot,
and he never saw Tonya point or fire her pistol. Cary testified that he fired
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Cuttie’s gun “[s]o that [Appellant would] quit shooting [and they could] get the
kids, because there’s like kids everywhere.”
The jury convicted Appellant of aggravated kidnapping and aggravated
sexual assault. After hearing punishment-phase testimony, the jury assessed
punishment at seventeen years’ confinement on the aggravated kidnapping
conviction and eleven years’ confinement on the aggravated sexual assault
conviction, and the trial court sentenced Appellant accordingly.
Discussion
1. Factual Sufficiency
In his first three points, Appellant challenges the factual sufficiency of the
evidence to support his convictions.
When reviewing the factual sufficiency of the evidence to support a
conviction, we view all the evidence in a neutral light, favoring neither party.
Neal v. State, 256 S.W.3d 264, 275 (Tex. Crim. App. 2008); Watson v. State,
204 S.W.3d 404, 414 (Tex. Crim. App. 2006). We then ask whether the
evidence supporting the conviction, although legally sufficient, is nevertheless
so weak that the factfinder’s determination is clearly wrong and manifestly
unjust or whether conflicting evidence so greatly outweighs the evidence
supporting the conviction that the factfinder’s determination is manifestly
unjust. Lancon v. State, 253 S.W.3d 699, 704 (Tex. Crim. App. 2008);
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Watson, 204 S.W.3d at 414–15, 417. To reverse under the second ground,
we must determine, with some objective basis in the record, that the great
weight and preponderance of all the evidence, though legally sufficient,
contradicts the verdict. Watson, 204 S.W.3d at 417.
a. Sexual Assault
In his second point, Appellant argues that the evidence is factually
insufficient to support his aggravated sexual assault conviction because Ora’s
testimony regarding the assault was uncorroborated; her testimony “is self-
contradictory on multiple occasions”; and her testimony about her actions
following the assault—going to Brenda’s house, returning to Appellant’s house,
and accompanying Appellant to pick up the children at school—is “incredible.”
The lack of physical or forensic evidence is merely a factor for the jury to
consider in weighing the evidence. See Lee v. State, 176 S.W.3d 452, 458
(Tex. App.—Houston [1st Dist.] 2004), aff’d, 206 S.W.3d 620 (Tex. Crim.
App. 2006). It is not needed to corroborate the complainant’s testimony. See
Tex. Code Crim. Proc. Ann. art. 38.07 (Vernon 2005); see also Glockzin v.
State, 220 S.W.3d 140, 148 (Tex. App.—Waco 2007, pet. ref’d) (holding that
when victim testified to facts establishing aggravated sexual assault, lack of
physical or forensic evidence did not demonstrate factual insufficiency).
Further, the physical evidence in this case—the bruises on Ora’s abdomen,
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wrists, and ankles and the torn panties and severed electrical cords found in her
bedroom—did corroborate Ora’s account of the assault.
Concerning the alleged inconsistencies in Ora’s testimony, a jury is free
to believe or disbelieve the testimony of any witness and to reconcile conflicts
in the testimony. Bottenfield v. State, 77 S.W.3d 349, 355 (Tex. App.—Fort
Worth 2002, pet. ref’d), cert. denied, 539 U.S. 916 (2003). A jury confronted
with conflicting evidence may elect to believe one witness and disbelieve others
and may resolve inconsistencies in the testimony of any witness. Cain v. State,
958 S.W.2d 404, 408–09 (Tex. Crim. App. 1997). In this case, the jury
resolved any inconsistencies in Ora’s testimony against Appellant, and it was
free to do so. See id. And to the extent that the jury determined that Ora’s
actions following the assault were not “incredible,” as Appellant contends, we
cannot say that their determination was against the great weight and
preponderance of the evidence. We therefore overrule Appellant’s second
point.
b. Kidnapping
In his first point, Appellant argues that the evidence is factually
insufficient to support his conviction for aggravated kidnapping because he did
not sexually assault Adam, the evidence shows that he did not use Adam as a
shield but instead attempted to protect him from the gun-wielding Tonya, and
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he did not “secrete” Adam because everyone knew Adam was in Appellant’s
home.
A person commits the offense of aggravated kidnapping if he intentionally
or knowingly abducts another person with the intent to use him as a shield or
hostage or facilitate the commission of a felony or the flight after the
commission of a felony. Tex. Penal Code Ann. § 20.04 (Vernon 2003).
“Abduct” means to restrain a person with intent to prevent his liberation by
secreting or holding him in a place where he is not likely to be found or using
or threatening to use deadly force. Id. § 20.01(2) (Vernon Supp. 2008).
“Restrain” means to restrict a person’s movement without consent, and
restraint is “without consent” when accomplished by any means if the victim
is a child under fourteen years of age and the parent or guardian has not
acquiesced in the confinement. Id. § 20.01(1).
The indictment alleged that Appellant
with the intent to use [Adam] as a shield or hostage or facilitate the
commission of a felony, to wit: aggravated sexual assault, or to
facilitate the flight after the attempt or commission of said felony,
intentionally or knowingly abduct[ed] [Adam] by restraining [him]
without consent by moving [him] from one place to another or
confining [him] with the intent to prevent [Adam’s] liberation . . .
by using or threatening to use deadly force, namely by shooting a
firearm at Rudy Johnson who was trying to rescue [Adam] or by
shooting a firearm at Tonya Gilstrap who was trying to rescue
[Adam] or by firing a firearm out the window of his home.
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The court’s charge tracked the indictment.
The evidence presented at trial showed that when Tonya confronted
Appellant over his sexually assaulting Ora, he grabbed Adam, retreated into his
house, and opened fire on Tonya and Rudy with a shotgun. The jury could
reasonably believe that Appellant restrained Adam’s liberty by using deadly
force with the intent to facilitate his flight after having sexually assaulted Ora.
Alternatively—if the jury believed that Tonya was holding a pistol when she
confronted Appellant—the jury could reasonably conclude that Appellant
restrained Adam’s liberty by using deadly force with the intent to use Adam as
a shield or hostage. The jury could reasonably reach the same conclusion based
on the evidence that after shooting Rudy, Tonya, and Cuttie, Appellant
barricaded himself in his house for hours and refused to release Adam.
Thus, the State was not required to prove that Appellant intended to or
did sexually assault Adam. Nor was the State required to prove that Appellant
secreted Adam; the indictment alleged both alternative definitions of
“abduct”—secreting or using or threatening to use deadly force—and there was
ample evidence that Appellant used deadly force when he fired a shotgun at
Rudy, Tonya, and Cuttie.
We cannot say that the evidence supporting the conviction is so weak
that the jury’s verdict is clearly wrong and manifestly unjust or that the
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conflicting evidence so greatly outweighs the evidence supporting the
conviction that the jury’s verdict is manifestly unjust. See Lancon, 253 S.W.3d
at 704; Watson, 204 S.W.3d at 414–15, 417. We therefore hold that the
evidence is factually sufficient to support Appellant’s conviction for aggravated
kidnapping, and we overrule Appellant’s first point.
c. Whether Appellant voluntarily released Adam in a safe place
In his third issue, Appellant argues that the greater weight and
preponderance of the credible evidence shows that he voluntarily released
Adam in a safe place. At the punishment stage of trial, a defendant convicted
of aggravated kidnapping may raise the issue as to whether he voluntarily
released the victim in a safe place. Tex. Penal Code Ann. § 20.04(d). If the
defendant proves the issue by a preponderance of the evidence, the offense is
a felony of the second degree, rather than the first degree. Id. The burden to
demonstrate the safe release lies with the defendant under section 20.04(d).
Teer v. State, 923 S.W.2d 11, 15 n.4 (Tex. Crim. App. 1996).
When evaluating the factual sufficiency of the evidence offered to support
the denial of an affirmative defense, or any fact issue where the law has shifted
to the defendant the burden of proof by a preponderance of the evidence, the
correct standard of review is whether after considering all of the evidence
relevant to the issue, “the judgment is so against the great weight and
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preponderance of the evidence so as to be manifestly unjust.” Gallo v. State,
239 S.W.3d 757, 770 (Tex. Crim. App. 2007) (quoting Meraz v. State, 785
S.W.2d 146, 155 (Tex. Crim. App. 1990)), cert. denied, 128 S. Ct. 2872
(2008).
Appellant requested a punishment-phase jury instruction on voluntary
release, which the trial court denied, citing Brown v. State, 98 S.W.3d 180
(Tex. Crim. App. 2003). That denial forms the basis of Appellant’s fourth
point. Upon timely request, an accused is entitled to an affirmative defense
instruction on every issue raised by the evidence, whether it is strong, feeble,
unimpeached, or contradicted, and even if the trial court is of the opinion that
it is not entitled to belief. Warren v. State, 565 S.W.2d 931, 933–34 (Tex.
Crim. App. 1978).
In Brown, the court of criminal appeals extensively analyzed the meaning
of “voluntarily” under section 20.04(d). 98 S.W.3d 183–88. The court
rejected a broad interpretation of “voluntarily” in favor of a narrow
interpretation, “such as the absence ‘of rescue by the police [or others] or
escape by the [kidnap] victim.’“ Id. at 188 (quoting Model Penal Code § 212.1
cmt. at 233–34) (providing requirement that release be “voluntary” means that
“rescue by the police or escape by the victim” will not reduce the punishment
level of the offense). “The cases determining when a kidnapper voluntarily
15
releases the victim in a safe place require the kidnapper to release the victim
without any element of rescue or escape.” Cooks v. State, 169 S.W.3d 288,
291 (Tex. App.—Texarkana 2005, pet. ref’d). When a victim is released or
abandoned as a result of police intervention or confrontation, the defendant’s
conduct likely will not rise to the level of “voluntary release” under section
20.04(d). See Ballard v. State, 193 S.W.3d 916, 919 (Tex. Crim. App. 2006)
(holding appellant’s leaving victim in car with keys did not voluntarily release
victim; victim did not escape until police intervened); LaHood v. State, 171
S.W.3d 613, 624–25 (Tex. App.—Houston [14th Dist.] 2005, pet. ref’d)
(holding defendant not entitled to safe-release instruction when he released
victim only after police stopped his vehicle); Fowler v. State, 958 S.W.2d 853,
860 (Tex. App.—Waco 1997), aff’d, 991 S.W.2d 258 (Tex. Crim. App. 1999)
(holding defendant did not voluntarily release victim when he surrendered after
forty-five-minute standoff with police, leaving victim unharmed in motel room);
Oestrick v. State, 939 S.W.2d 232, 238–39 (Tex. App.—Austin 1997, pet.
ref’d) (holding defendant’s abandoning victim in his truck in an attempt to
escape after being surrounded by police was not voluntary release). Such
circumstances are more analogous to a rescue or escape and will prohibit a
finding of voluntary release. See Brown, 98 S.W.3d at 188.
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In this case, Appellant contends that there was some evidence that he
voluntarily released Adam. The record does not support his contention. The
undisputed evidence shows that Appellant refused to release Adam even when
confronted by the police departments and SWAT teams of several
municipalities. Appellant continued to hold Adam until hours of negotiation
resulted in Appellant’s surrender. To say that Appellant voluntarily released
Adam would require the broadest possible interpretation of “voluntarily”—an
interpretation the court of criminal appeals specifically rejected in Brown. See
id.
We hold that there is no evidence that Appellant voluntarily released
Adam. Therefore, the trial court did not err by refusing to give the jury a
section 20.04(d) instruction. See Warren, 565 S.W.2d at 933–34. And absent
any evidence of voluntary release, the judgment is not so against the great
weight and preponderance of the evidence as to be manifestly unjust. See
Gallo, 239 S.W.3d at 770. We therefore overrule Appellant’s third and fourth
points.
2. Jury Unanimity
In his fifth and sixth points, Appellant argues that he was “denied double
jeopardy protection . . . in that he was denied a unanimous verdict” in both
cases. Appellant mentions double jeopardy only in the headings for these two
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issues; his argument focuses solely on jury unanimity and does not explain how
he was “denied double jeopardy protection.” Therefore, we will analyze his
fifth and sixth issues as raising unanimity and not double jeopardy.
Jury unanimity is required in all criminal cases. Ngo v. State, 175 S.W.3d
738, 745 (Tex. Crim. App. 2005). The jury must agree that the defendant
committed one specific crime. Landrian v. State, 268 S.W.3d 532, 535 (Tex.
Crim. App. 2008). That does not mean, however, that the jury must
unanimously find that the defendant committed that crime in one specific way
or even with one specific act. Id. The unanimity requirement is not violated
when the jury is instructed on alternative theories, or manner and means, of
committing the same offense. De Los Santos v. State, 219 S.W.3d 71, 76
(Tex. App.—San Antonio 2006, no pet.); Cook v. State, 192 S.W.3d 115, 118
(Tex. App.—Houston [14th Dist.] 2006, no pet.). Texas courts have long held
that the State may plead alternate “manner and means” of the commission of
the same offense. See Willis v. State, 34 Tex. Crim. 148, 149, 29 S.W. 787,
788 (1895). An indictment may contain as many paragraphs as are necessary
to allege the various manner and means of committing one alleged offense.
Callins v. State, 780 S.W .2d 176, 182—83 (Tex. Crim. App. 1986), cert.
denied, 497 U.S. 1011 (1990). If the statute in question establishes different
manner and means by which the offense may be committed, unanimity is
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generally not required on the alternate manner and means of the offense’s
commission. Jefferson v. State, 189 S.W.3d 305, 312 (Tex. Crim. App.
2006).
Appellant argues that “the jury was required to find at least 1 of the
following 4 scenarios in order to convict” him of aggravated kidnapping and
sets out a page-long list of the different possible “scenarios” the jury could find
based on the disjunctive “manner and means” allegations set out in the
indictment and repeated in the jury charge. In Gonzales v. State, the Amarillo
Court of Appeals rejected a similar argument. 270 S.W.3d 282, 288–89 (Tex.
App.—Amarillo 2008, pet. ref’d). The Gonzales court held that although an
indictment for aggravated kidnapping alleged several alternative aggravating
factors but alleged only one victim and sought only one conviction for
aggravated kidnapping, jury unanimity was not required as to the aggravating
factors:
By virtue of being a result-oriented offense, we conclude that the
allowable unit of prosecution for the offense of aggravated
kidnapping relates to the abduction of a victim. In other words, the
State is allowed to prosecute a person for each victim kidnapped,
not for the number of aggravating factors that may be present. In
this case, the State alleged one victim and has sought only a single
conviction for the offense of aggravated kidnapping, regardless of
the number of aggravating factors alleged in Count I. Therefore,
the trial court did not err in instructing the jury that it could
consider all of the aggravating factors alleged by the State and
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return a general verdict of guilty for the offense of aggravated kidnapping.
Id.
The Gonzales court’s analysis applies with equal force to our case. The
indictment charged several alternative means of committing aggravated
kidnapping but sought conviction for a single kidnapping of a single victim. The
charge required juror unanimity on the gravamen of the offense, namely, that
Appellant abducted Adam with the intent to prevent his liberation; the
disjunctive portions of the charge pertain only to the means and manner of
committing the offense and the aggravating circumstances. The trial court did
not err by submitting the alternative means and aggravating factors to the jury
disjunctively, and such submission did not deprive Appellant of a unanimous
verdict. See id. We overrule Appellant’s fifth point.
Appellant’s sixth point pertains to his conviction for aggravated sexual
assault. His entire argument consists of three sentences in which Appellant
contends that “the jury in order to find a conviction had to [wade] through a
sea of ‘or’ (physical force or violence, commit or threaten, knife or gun).”
A person commits sexual assault if the person intentionally or knowingly
causes the penetration of the mouth of another person by the sexual organ of
the actor without that person’s consent. Tex. Penal Code Ann.
§ 22.011(a)(1)(B) (Vernon Supp. 2008). A sexual assault is without consent
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if the actor compels the person to submit or participate by the use of physical
force or violence or by threatening to use force or violence and the other person
believes that the actor has the present ability to execute the threat. Id.
§ 22.011(b)(1), (2). The same act rises to the level of aggravated assault if the
actor uses or exhibits a deadly weapon. Id. § 22.021(a)(1)(A)(ii), (2)(A)(iv)
(Vernon Supp. 2008).
The indictment alleged that Appellant
did intentionally or knowingly cause the penetration of the mouth
of [Ora] by inserting defendant’s penis in [Ora’s] mouth without the
consent of [Ora] by compelling [Ora] to submit or participate by the
use of physical force or violence or by threatening to use force or
violence against [Ora] and [Ora] believed that the defendant had the
present ability to execute said threat, and the defendant used or
exhibited a deadly weapon, to-wit: a shotgun, in the course of the
same criminal episode.
Paragraph Two: And it is further presented . . . that the defendant
did . . . intentionally or knowingly cause the penetration of the
mouth of [Ora] by inserting defendant’s penis in [Ora’s] mouth
without the consent of [Ora] by compelling [Ora] to submit or
participate by the use of physical force or violence or by
threatening to use force or violence against [Ora] and [Ora] believed
that the defendant had the present ability to execute said threat,
and the defendant used or exhibited a deadly weapon, to-wit: a box
cutter, that in the manner of its use or intended use was capable
of causing death or serious bodily injury, in the course of the same
criminal episode.
The court’s charge tracked the indictment. Thus, the indictment alleged that
Appellant sexually assaulted Ora by inserting his penis into her mouth and
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compelled her to submit or participate through (1) the use of force or violence
or (2) the threat of force or violence. As the aggravating factor, the indictment
alleged that Appellant exhibited or used either (1) a shotgun or (2) a box cutter.
The court’s charge tracked the language of the indictment.
As with aggravated kidnapping, the charge required juror unanimity on the
gravamen of a single offense: Appellant’s penetrating Ora’s mouth with his
penis without Ora’s consent. The jury could disagree about the “manner and
means” disjunctive elements in the charge—Appellant’s mental state, how he
overcame Ora’s lack of consent, and what deadly weapon Appellant used —but
it could convict Appellant only if it unanimously agreed that he committed a
single act, namely, that he penetrated Ora’s mouth with his penis without her
consent, and each juror concluded that at least one of the aggravating factors
exists. See Jefferson, 189 S.W.3d at 312. Juror unanimity was not required
as to which of the aggravating factors exists. See Landrian, 268 S.W.3d at
533, 539 (“The jury did not have to be unanimous on the aggravating factors
. . . . Because the aggravated-assault statute defines two or more [aggravating]
circumstances or factors . . ., the defendant may be convicted if each juror
concludes that at least one of the aggravating factors or elements exist.”).
Thus, the aggravated sexual assault charge did not violate the constitutional
unanimity requirement, and we overrule Appellant’s sixth issue.
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3. Election
In his seventh and eighth points, Appellant argues that the trial court
erred by denying his motion for the State to make an election with regard to
both offenses. At the conclusion of the State’s case-in-chief, Appellant
requested an election as to the “[m]anner and means of commission of the
offense” the State intended to rely on for conviction.
Upon a timely motion by the defendant, the State is required to make an
election of those alleged acts upon which it will rely to pursue a conviction.
Renteria v. State, 199 S.W.3d 499, 507 (Tex. App.—Houston [1st Dist.] 2006,
pet. ref’d) (citing Gutierrez v. State, 8 S.W.3d 739, 748 (Tex. App.—Austin
1999, no pet.)). This election requirement applies, however, only if an
indictment alleges a single offense and the proof at trial shows the alleged
offense occurred more than once. Id. (citing Scoggan v. State, 799 S.W.2d
679, 680 n.3 (Tex. Crim. App. 1990); Moore v. State, 143 S.W.3d 305, 312
(Tex. App.—Waco 2004, pet. ref’d)). The State is not required to elect
between separate manner and means of committing the same offense. Id. at
507–08 (citing Rodriguez v. State, 970 S.W.2d 66, 69 (Tex. App.—Houston
[14th Dist.] 1998, pet. ref’d) (“The State may plead all three forms of delivery
[of cocaine,] and it may not be forced to elect a particular method on which to
prosecute.”); Braughton v. State, 749 S.W.2d 528, 530 (Tex. App.—Corpus
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Christi 1988, pet. ref’d) (“The State need not elect between various theories
alleged and the jury may consider all theories and return a general verdict of
guilty.”), cert. denied, 493 U.S. 870 (1989)).
As we noted in our analysis of Appellant’s unanimity points, each
indictment alleged a single criminal act but multiple manner and means theories.
Because each indictment alleged a single criminal act, the State was not
required to elect between the various manner and means theories. See id. We
overrule Appellant’s seventh and eighth issues.
4. Double jeopardy
In his ninth point, Appellant argues that his convictions subjected him to
double jeopardy because “in order to be convicted of aggravated kidnapping he
was required to also be convicted of aggravated sexual assault, for which he
had already been convicted, so that he was twice punished for the same
conduct.”
The Double Jeopardy Clause of the United States Constitution provides
that no person shall be subjected to twice having life or limb in jeopardy for the
same offense. U.S. Const. amend. V. Generally, this clause protects against
(1) a second prosecution for the same offense after acquittal, (2) a second
prosecution for the same offense after conviction, and (3) multiple punishments
for the same offense. Brown v. Ohio, 432 U.S. 161, 165, 97 S. Ct. 2221,
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2225 (1977); Ex parte Herron, 790 S.W.2d 623, 624 (Tex. Crim. App. 1990)
(op. on reh’g).
A defendant has the burden to “preserve, in some fashion,” a double
jeopardy objection at or before the time that the charge is submitted to the jury.
Gonzalez v. State, 8 S.W.3d 640, 642 (Tex. Crim. App. 2000). Because of the
fundamental nature of double jeopardy, however, a double jeopardy claim may
be raised for the first time on appeal when “the undisputed facts show the
double jeopardy violation is clearly apparent on the face of the record and when
enforcement of usual rules of procedural default serves no legitimate state
interests.” Id. at 643. When separate theories for an offense are issued to the
jury disjunctively, a double jeopardy violation is not clearly apparent on the face
of the record if one of the theories charged would not constitute a double
jeopardy violation and there is sufficient evidence to support that valid theory.
Langs v. State, 183 S.W.3d 680, 687 (Tex. Crim. App. 2006). The fact that
the jury’s verdict could have relied on a theory that would violate the Double
Jeopardy Clause is not sufficient to show a constitutional violation “clearly
apparent on the face of the record.” Id.
Appellant did not raise his double jeopardy argument in the trial court.
Thus, our focus is whether a double jeopardy violation is clearly apparent on the
face of the record. Gonzalez, 8 S.W.3d at 643. The aggravated kidnapping
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indictment alleged two alternative aggravating factors: (1) the intent to use
Adam as a shield or hostage or (2) the intent to facilitate the commission of or
flight after the commission of aggravated sexual assault. We have already held
that the evidence is sufficient to support Appellant’s conviction under the
“shield or hostage” allegation. Thus, a double jeopardy violation is not clearly
apparent on the face of the record. See Langs, 183 S.W.3d at 687. We
therefore overrule Appellant’s ninth point.
Conclusion
Having overruled all of Appellant’s points, we affirm the trial court’s
judgments.
PER CURIAM
PANEL: GARDNER, WALKER, and MCCOY, JJ.
DO NOT PUBLISH
Tex. R. App. P. 47.2(b)
DELIVERED: April 9, 2009
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