TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-97-00794-CV
Bob Barstow, Appellant
v.
Travis County and Lower Colorado River Authority, Appellees
NO. 422,554, HONORABLE JOSEPH H. HART, JUDGE PRESIDING
FACTUAL AND PROCEDURAL BACKGROUND
This case is apparently one of several in the long history of litigation between the County, aligned with the LCRA, and Barstow, involving various disputes over land located on the Lake Travis Reservoir in Travis County, Texas.
The County filed this suit against Barstow in 1987, complaining that Barstow had erected a stop sign on his land in a manner that disrupted the flow of traffic and caused safety hazards on an adjacent public road. The County requested and was granted a temporary injunction enjoining Barstow from maintaining any traffic control device alongside the public road. In turn, Barstow filed counterclaims requesting the court to enjoin the County from pursuing criminal charges against him for displaying an unlawful sign.
Other than a few deposition notices sent by Barstow in 1988, a motion to quash in response, and an amended counterclaim filed by Barstow that same year and then amended again in 1989, this case suffered from almost total inactivity until 1994. In 1994, Barstow again amended his counterclaims and also added the LCRA as a third-party defendant. Thereafter, the case again became essentially dormant until 1996, when the trial court sent notice to the parties that the case would be dismissed for want of prosecution unless one of the parties filed a motion to retain. Barstow filed the required motion, which was granted, in part because Barstow had recently obtained new counsel. Although the case had narrowly escaped dismissal, the record shows that all parties again failed to pursue the litigation for over a year, at which time the County filed a motion to dismiss Barstow's counterclaims and his third-party claims against the LCRA. In its motion, the County stated that it would voluntarily dismiss all of its own claims against Barstow upon the dismissal of Barstow's claims. After a hearing, the trial court granted the County's motion; the order stated that the court was "dismissing this case for want of prosecution." (1) Barstow requested reinstatement of his counterclaims, which was denied. It is from the order dismissing the case that Barstow appeals to this Court.
DISCUSSION
Although Barstow presents two issues on appeal, the crux of his complaint is that the trial court abused its discretion in dismissing the case for want of prosecution. While it is not made clear by the issues presented, we assume, based on the language in Barstow's brief, that he appeals the trial court's failure to reinstate as well.
A trial court has the inherent power to dismiss a lawsuit for failure to prosecute with due diligence. (2) See State v. Rotello, 671 S.W.2d 507, 508-09 (Tex. 1984); Veterans' Land Bd. v. Williams, 543 S.W.2d 89, 90 (Tex. 1976). In fact, this inherent power has been characterized as one of the fundamental powers a trial court possesses. See Bevil v. Johnson, 307 S.W.2d 85, 87 (Tex. 1957); Miller v. Kossey, 802 S.W.2d 873, 877 (Tex. App.--Amarillo 1991, writ denied). The power to dismiss for failure to diligently prosecute a case is subject to review under the abuse of discretion standard. See MacGregor v. Rich, 941 S.W.2d 74, 75 (Tex. 1997); Burton v. Hoffman, 959 S.W.2d 351, 353 (Tex. App.--Austin 1998, no pet.).
A trial court abuses its discretion only when it acts in an unreasonable and arbitrary manner, or when it acts without reference to any guiding principles. Beaumont Bank, N.A. v. Buller, 806 S.W.2d 223, 226 (Tex. 1991); Downer v. Aquamarine Operators, Inc., 701 S.W.2d 238, 241-42 (Tex. 1985), cert. denied, 476 U.S. 1159 (1986). This Court may not reverse for abuse of discretion merely because we disagree with a decision of the trial court. Buller, 806 S.W.2d at 226; Downer, 701 S.W.2d at 242.
In determining whether to dismiss a case for failure to prosecute with due diligence, the trial court "may consider the entire history of the case, including the length of time the case was on file, the amount of activity in the case, the request for a trial setting, and the existence of reasonable excuses for delay." City of Houston v. Thomas, 838 S.W.2d 296, 297 (Tex. App.-- Houston [1st Dist.] 1992, no writ); see also Rotello, 671 S.W.2d at 509. No single factor will be considered dispositive. Thomas, 838 S.W.2d at 297.
Here, the record shows that this case was pending for over ten years. During that time, there was very little activity by any party. There is no indication in the record that any party ever requested a trial setting. The parties allowed this case to languish with only minimal activity from its inception in 1986 to 1988. The record is void of any meaningful activity whatsoever from 1989 to 1993, a full five years. In 1994, Barstow filed his third-party action against the LCRA, but then did not conduct any discovery or file any motions in pursuit of his claims against either the LCRA or the County. Similarly, neither the County nor the LCRA engaged in any discovery after the 1994 filing of the third-party claim. Instead, this case again remained dormant for two more years until the trial court announced in 1996 that it would dismiss the case for want of prosecution unless one of the parties filed a motion to retain. Even after the trial court agreed to retain the case on Barstow's motion, the parties still did nothing. Finally, in 1997, the County filed a motion to dismiss Barstow's counterclaims and third-party claims against the LCRA, stating that if the motion was granted, all claims against Barstow would be voluntarily dismissed.
On numerous occasions, appellate courts have found no abuse of discretion in a trial court's dismissing a cause for want of prosecution for a period of inactivity much less than the ten years at issue here. See, e.g., Thomas, 838 S.W.2d at 298 (case pending without activity or reasonable excuse for only one year); Brim Laundry Mach. Co. v. Washex Mach. Corp., 854 S.W.2d 297 (Tex. App.--Fort Worth 1993, writ denied) (case pending for four years, but discovery had only been halted for the prior six months); Bard v. Frank B. Hall & Co., 767 S.W.2d 839 (Tex. App.--San Antonio 1989, writ denied) (substantial activity in first thirty months after filing, but case dormant for eight months prior to dismissal). Given the length of time the instant case remained on the trial court's docket with virtually no movement toward trial, we cannot say the court abused its discretion in dismissing the case for failure to diligently prosecute.
Moreover, Barstow presents no valid excuses for his failure to proceed with his counterclaims and third-party claims. Barstow sets forth four reasons for his lack of diligence: (1) ongoing settlement negotiations between himself and the County; (2) difficulty in obtaining legal counsel; (3) his suffering from severe depression; and (4) the opposing parties' failure to proceed with their cases. None of these explanations is legally sufficient to show an abuse of discretion by the trial court.
Settlement activity does not excuse failure to prosecute diligently. F.D.I.C. v. Kendrick, 897 S.W.2d 476, 481-82 (Tex. App.--Amarillo 1995, no writ); Texas Soc'y., Daughters of the Am. Revolution, Inc. v. Estate of Hubbard, 768 S.W.2d 858, 860 (Tex. App.--Texarkana 1989, no writ). Similarly, the failure of the opposing party to proceed with its claims does not relieve the burden of diligent prosecution. F.D.I.C., 897 S.W.2d at 481-82; Texas Soc'y., 768 S.W.2d at 860. As to Barstow's claim that he lacked legal counsel, the record shows that he was represented during nine of the ten years this case was pending in the trial court. Finally, the only evidence in the record as to Barstow's depression is contained in his own affidavit. The affidavit does not show the dates of his depression or how his condition rendered him medically unable to pursue this litigation. At best, the evidence shows that Barstow suffered from a bout of depression beginning in 1992. This does not excuse the minimal action taken in this suit from 1987 to 1992, and from whenever he began treatment until the present. Accordingly, Barstow has not shown that the trial court abused its discretion in dismissing this case.
Barstow also complains that the trial court abused its discretion in denying his motion to reinstate the case after its dismissal. The grant or denial of a motion to reinstate is within the sound discretion of the trial court. See Burton, 959 S.W.2d at 354. In determining whether to reinstate, the trial court may consider the entire history of the proceeding. Id. Review of the trial court's determination is limited to an abuse of discretion determination. Smith v. Babcock & Wilcox Constr. Co., 913 S.W.2d 467, 468 (Tex. 1995); Burton, 959 S.W.2d at 354.
Barstow argues that under Texas Rule of Civil Procedure 165a, the trial court must reinstate a case dismissed for want of prosecution if a party shows the failure to prosecute was not intentional or the result of conscious indifference, but was due to an accident or mistake, or that the delay can otherwise be explained. Tex. R. Civ. P. 165a(3). Barstow avers that because he offered a reasonable explanation for his failure to go forth with his claims, the trial court abused its discretion in not reinstating the case. We disagree.
As this Court has recently stated, Rule 165a(3) applies only to dismissals for failure to appear at trial or some other hearing. Burton, 959 S.W.2d at 354; see also Clark v. Yarbrough, 900 S.W.2d 406, 408-09 (Tex. App.--Texarkana 1995, writ denied); Eustice v. Grandy's, 827 S.W.2d 12, 14 (Tex. App.--Dallas 1992, no writ). It does not apply to dismissal of cases for general failure to proceed with the prosecution of claims. Burton, 959 S.W.2d at 354. Because the trial court did not specify whether its dismissal was based on failure to appear or general failure to proceed, we must affirm on the basis of any legal theory supported by the record. Point Lookout West, Inc. v. Whorton, 742 S.W.2d 277, 278-79 (Tex. 1987); Ozuna v. Southwest Bio-Clinical Lab., 766 S.W.2d 900, 901 (Tex. App.--San Antonio 1989, writ denied). Nothing in the record shows that Barstow failed to appear at any hearing or trial; however, the record clearly shows his failure to prosecute his claims. We must conclude that the basis for the trial court's ruling was failure to proceed. Because the case was not dismissed due to failure to appear, Barstow's reliance on Rule 165a(3) is misplaced; the reinstatement provisions of 165a(3) simply do not apply. Considering the entire history of this case and the length of time it languished on the trial court's docket, we cannot say the court abused its discretion in denying Barstow's request for reinstatement.
CONCLUSION
Finding no abuse of discretion in the trial court's ruling, we affirm the court's dismissal of this case for want of prosecution.
J. Woodfin Jones, Justice
Before Chief Justice Yeakel, Justices Jones and B. A. Smith
Affirmed
Filed: October 1, 1998
Do Not Publish
1. Appellant's Brief states that the order disposed only of his counterclaims and third-party claims, leaving the County's claims intact. At oral argument, however, Barstow agreed with the County and the LCRA that the order disposed of the entire case. Because of this agreement, and because the relevant language in the order states that it is "dismissing this case," we treat the order as final as to all causes of action maintained by all parties.
2. In addition to the inherent power of a trial court to dismiss a case for failure to diligently prosecute it, Texas Rule of Civil Procedure 165a(2) also provides authority for a trial court to dismiss a case when it is not disposed of within the time standards promulgated by the supreme court under its Administrative Rules.
, 897 S.W.2d at 481-82; Texas Soc'y., 768 S.W.2d at 860. As to Barstow's claim that he lacked legal counsel, the record shows that he was represented during nine of the ten years this case was pending in the trial court. Finally, the only evidence in the record as to Barstow's depression is contained in his own affidavit. The affidavit does not show the dates of his depression or how his condition rendered him medically unable to pursue this litigation. At best, the evidence shows that Barstow suffered from a bout of depression beginning in 1992. This does not excuse the minimal action taken in this suit from 1987 to 1992, and from whenever he began treatment until the present. Accordingly, Barstow has not shown that the trial court abused its discretion in dismissing this case.
Barstow also complains that the trial court abused its discretion in denying his motion to reinstate the case after its dismissal. The grant or denial of a motion to reinstate is within the sound discretion of the trial court. See Burton, 959 S.W.2d at 354. In determining whether to reinstate, the trial court may consider the entire history of the proceeding. Id. Review of the trial court's determination is limited to an abuse of discretion determination. Smith v. Babcock & Wilcox Constr. Co., 913 S.W.2d 467, 468 (Tex. 1995); Burton, 959 S.W.2d at 354.
Barstow argues that under Texas Rule of Civil Procedure 165a, the trial court must reinstate a case dismissed for want of prosecution if a party shows the failure to prosecute was not intentional or the result of conscious indifference, but was due to an accident or mistake, or that the delay can otherwise be explained. Tex. R. Civ. P. 165a(3). Barstow avers that because he offered a reasonable explanation for his failure to go forth with his claims, the trial court abused its discretion in not reinstating the case. We disagree.
As this Court has recently stated, Rule 165a(3) applies only to dismissals for failure to appear at trial or some other hearing. Burton, 959 S.W.2d at 354; see also Clark v. Yarbrough, 900 S.W.2d 406, 408-09 (Tex. App.--Texarkana 1995, writ denied); Eustice v. Grandy's, 827 S.W.2d 12, 14 (Tex. App.--Dallas 1992, no writ). It does not apply to dismissal of cases for general failure to proceed with the prosecution of claims. Burton, 959 S.W.2d at 354. Because the trial court did not specify whether its dismissal was based on failure to appear or general failure to proceed, we must affirm on the basis of any legal theory supported by the record. Point Lookout West, Inc. v. Whorton, 742 S.W.2d 277, 278-79 (Tex. 1987); Ozuna v. Southwest Bio-Clinical Lab., 766 S.W.2d 900, 901 (Tex. App.--San Antonio 1989, writ denied). Nothing in the record shows that Barstow failed to appear at any hearing or trial; however, the record clearly shows his failure to prosecute his claims. We must conclude that the basis for the trial court's ruling was failure to proceed. Because the case was not dismissed due to failure to appear, Barstow's reliance on Rule 165a(3) is misplaced; the reinstatement provisions of 165a(3) simply do not apply. Considering the entire history of this case and the length of time it languished on the trial court's docket, we cannot say the court abused its discretion in denying Barstow's request for reinstatement.
CONCLUSION
Finding no abuse of discretion in the trial court's ruling, we affirm the court's dismissal of this case for want of prosecution.
J. Woodfin Jones, Justice
Before Chief Justice Yeakel, Justices Jones and B. A. Smith
Affirmed
Filed: October 1, 1998
Do Not Publish
1. Appellant's Brief states that the order disposed only of his counterclaims and third-party claims, leaving the County's claims intact. At oral argument, however, Barstow agreed with the County and the LCRA that the order disposed of the entire case. Because of this agreement, and because the relevant language in the order states that it is "dismissing this case," we treat the order as final as to all causes of action maintained by all parties.
2. In addition to the inherent power of a trial court to dismiss a case for failure to diligently prosecute it, Texas Rule of Civil Proced