TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
NO. 03-01-00001-CR
Jose Calleja, Jr., Appellant
v.
The State of Texas, Appellee
FROM THE DISTRICT COURT OF BELL COUNTY, 264TH JUDICIAL DISTRICT
NO. 51,278, HONORABLE MARTHA J. TRUDO, JUDGE PRESIDING
Appellant pleaded guilty without a plea bargain to the offense of aggravated robbery
and the district court assessed punishment at twenty-five years in prison. Appellant raises a single
issue contending that his guilty plea was involuntary because of his attorney’s erroneous advice
regarding the availability of probation. We will affirm the judgment.
Background
Before accepting appellant’s guilty plea, the trial court admonished him concerning
his rights and commented on the fact that there was no plea bargain. The court accepted appellant’s
guilty plea and the State offered appellant’s written judicial confession as evidence. The trial court
found the evidence sufficient but withheld a finding of guilt and set the case for a punishment hearing
following a presentence investigation. Appellant testified at the punishment hearing. Appellant’s
counsel discussed the possibility of probation with the trial court and the following exchange occurred
during the punishment hearing:
[Defense Attorney]: But [appellant] has no criminal history, Your Honor. And I
would ask that he serve the maximum time up front which is another 59 days and
consider putting him on straight probation. . . .
The Court: He can’t be on a straight probation on ag[gravated] robbery.
[Defense Attorney]: That’s right. He can’t. I apologize.
The Court: So what are you asking for?
[Defense Attorney]: I’m asking to be put on probation, Your Honor.
The Court: For a deferred adjudication?
[Defense Attorney]: Which means he cannot go to California. It’s kind of a
quagmire. He has no, no people here, isn’t that right?
The Defendant: That’s right.
[Defense Attorney]: No relatives here, no friends here. He was stationed in the army,
so it’s kind of a catch 22. I would like for him to be on a probation but he can’t go
to California because California won’t accept a supervision of him in that status for
whatever reason.
So I don’t know what to tell you, Judge. You know, prison time for a first-
time offense even though this is a very serious offense I think may be too much. I
think he ought to be given a second chance.
The Court then asked the State to respond. The prosecutor argued that based on the events
surrounding the robbery the trial court should impose a prison sentence without probation. The court
found appellant guilty and assessed his punishment at twenty-five years in prison. The trial judge told
appellant he had thirty days to decide whether to appeal the case. Appellant did not file a motion for
new trial but timely filed a notice of appeal.
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Discussion
In order for an appellant to show ineffective assistance of counsel he must show (1)
that his trial counsel’s performance was deficient, in that counsel made such serious errors he was not
functioning effectively as counsel; and (2) the deficient performance prejudiced the defense to such
a degree that appellant was deprived of a fair trial. Strickland v. Washington, 466 U.S. 668, 687
(1984); Hernandez v. State, 726 S.W.2d 53 (Tex. Crim. App. 1986).
Before a plea of guilty or nolo contendere may be accepted by the court, it must be
freely and voluntarily given by a mentally competent defendant. Tex. Code Crim. Proc. art. 26.13(b)
(West 1989). In determining whether a guilty plea made upon the advice of counsel is
constitutionally valid, we look to see whether counsel rendered effective representation for the
defendant during the proceeding. Ex parte Battle, 817 S.W.2d 81, 84 (Tex. Crim. App. 1991);
Toupal v. State, 926 S.W.2d 606, 607 (Tex. App.—Texarkana 1996, no pet.); see also Ex parte
Canedo, 818 S.W.2d 814, 815 (Tex. Crim. App. 1991). To prevail on a claim of ineffective
assistance of counsel during the plea process, appellant must show that counsel’s representation fell
below an objective standard of reasonableness and that this deficient performance prejudiced the
defense. Ex parte Morrow, 952 S.W.2d 530, 536 (Tex. Crim. App. 1997) (citing Hill v. Lockhart,
474 U.S. 52, 56 (1985)); Battle, 817 S.W.2d at 83 (citing Strickland, 466 U.S. 668 (1984)). To
show prejudice in the context of a guilty plea, the defendant must show a reasonable probability that,
were it not for counsel’s errors, he would not have pleaded guilty and would have insisted on a jury
trial. Hill, 474 U.S. at 56; Toupal, 926 S.W.2d at 607.
In determining whether counsel’s trial performance was deficient, judicial scrutiny
must be highly deferential. A reviewing court must indulge a strong presumption that counsel’s
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conduct was within the wide range of reasonable professional assistance. Strickland, 466 U.S. at
689. An ineffectiveness-of-counsel claim cannot be demonstrated by isolating one portion of
counsel’s representation, but instead must be judged on the totality of the representation. Id. at 670.
We presume that appellant’s counsel was better positioned than this Court to judge the practicalities
of the particular case and that he made all significant decisions in the exercise of reasonable
professional judgment. See Bohnet v. State, 938 S.W.2d 532, 536 (Tex. App.—Austin 1997, pet.
ref’d) (citing Delrio v. State, 840 S.W.2d 443, 447 (Tex. Crim. App. 1992)).
Appellant contends that his attorney erroneously advised him to waive his right to a
jury, plead guilty, and seek probation from the court when, due to the offense alleged against him,
the court could not grant him probation. See Tex. Code Crim. Proc. Ann. art. 42.12 § (3)(g)(a)(1)(F)
(West Supp. 2001) (court cannot probate sentence if defendant convicted of aggravated robbery).
Conversely, a jury could probate appellant’s sentence if they thought it proper punishment. See id.
art. 42.12 § 4(a) (jury may grant probation to defendant with no prior criminal record). The district
court could have deferred adjudication of his guilt and placed him on probation, an option that was
available to the court under the law, but that was not something appellant preferred because he would
be unable to return to his home in California to serve his deferred adjudication probationary period.
See id. art. 42.12 § 5(a). Appellant contends that had he received correct legal advice about the
availability of probation from his attorney, he would not have waived a jury and entered a plea of
guilty.
The only evidence appellant relies upon to support his contention are his attorney’s
comments set out earlier in the opinion that were made during the punishment hearing. Appellant did
not file a motion for new trial and there is nothing in the record that reveals why appellant pleaded
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guilty. Also, nothing in the record details what appellant’s attorney told him about probation as
appellant did not testify or submit an affidavit addressing the issue. Additionally, there was no
affidavit or testimony from appellant’s attorney about what he told appellant regarding the availability
of probation. While the record reflects that at the punishment hearing appellant’s counsel at first
misstated the applicable law regarding regular probation, his attorney presented the option of deferred
adjudication probation to the judge which the court could have granted appellant. Further, the defense
attorney and the judge discussed granting appellant deferred adjudication.
The situation in the case before us is distinguishable from Ex parte Battle, in which
the court of criminal appeals determined that the defendant received ineffective assistance of counsel
in the plea process because he had been given erroneous advice regarding the availability of
probation. 817 S.W.2d at 81; see also Canedo, 818 S.W.2d at 815. The defense attorney in Battle
filed an affidavit in which he conceded that he discussed the possibility of probation with the
defendant. 817 S.W.2d at 83; see also Canedo, 818 S.W.2d at 815. Upon learning from his attorney
that probation was a possibility, the defendant opted not to take the prosecution’s plea bargain offer,
pleaded no contest to the charges, and asked the trial court to assess punishment. The defense
attorney learned later, on the morning of the punishment hearing, that the defendant was currently
on parole for a life sentence so that in fact the trial court had no authority to grant any type of
probation. Id. According to the defense attorney’s affidavit, he immediately informed the defendant
that he in fact had no possibility of probation and that he should accept the State’s offer of fifteen
years. The defendant did not take the defense attorney’s advice and the court sentenced him to two
life terms. The Battle court determined that the defense counsel’s performance was deficient and had
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prejudiced the defendant who refused a fifteen year sentence and instead received two life terms. Id.
at 84.
In the case before us, nothing in the record details what appellant’s attorney told
appellant about the availability of probation. Additionally, unlike the situation in Battle, while regular
probation was not a possibility for appellant, deferred adjudication probation was, and appellant’s
attorney discussed deferred adjudication probation with the trial judge. We hold that appellant has
failed to prove the first prong of the Strickland test and show that his counsel’s advice regarding the
availability of probation was below an objective standard of reasonableness and was not within the
range of competence demanded of attorneys in criminal cases. 466 U.S. at 687; see also Ex parte
Wilson, 724 S.W.2d 72, 73 (Tex. Crim. App. 1987). Appellant’s issue is overruled and the judgment
is affirmed.
___________________________________________
David Puryear, Justice
Before Justices Kidd, B. A. Smith and Puryear
Affirmed
Filed: August 30, 2001
Do Not Publish
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