TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
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NO. 03-99-00827-CR
444444444444444
Roger Lerma, Appellant
v.
The State of Texas, Appellee
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FROM THE DISTRICT COURT OF CALDWELL COUNTY, 274TH JUDICIAL DISTRICT
NO. 98-202, HONORABLE CHARLES R. RAMSAY, JUDGE PRESIDING
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Appellant Roger Lerma appeals three convictions—for murder and two counts of
aggravated assault. See Tex. Penal Code Ann. §§ 19.02(b)(1), (2), 22.02 (West 1994). After finding
appellant guilty of the three offenses, the jury assessed punishment for murder at twenty-five years’
imprisonment and at twenty years’ imprisonment for each of the aggravated assault offenses.
Points of Error
Appellant advances five points of error. In the first three points, appellant asserts that
the evidence was “legally insufficient” to support the three convictions. In the fourth point of error,
appellant claims that the implied jury’s finding at the penalty stage of the trial that the murder was not
committed under the immediate influence of sudden passion arising from an adequate cause was
“against the preponderance of the evidence.” In his fifth point, appellant urges that he was denied
his federal and state constitutional right to effective assistance of counsel. We will affirm.
Facts
Three of the five points of error relate to the sufficiency of the evidence; therefore,
the facts are important. The single indictment in separate counts charged appellant with the murder
of Henry Silva and aggravated assaults upon Ronnie Valdez and Chris Baltierra. The offenses grew
out of a confrontation between the LRN and KMM gangs or groups1 on China Street in Lockhart
about 10:30 p.m. on February 20, 1998.
Richard Lozano, a deputy sheriff, was off-duty at his home on the night in question,
when he heard five continuous gunshots. Lozano drove to the scene about a block from his home.
He found Henry Silva lying in the street in obvious pain calling for his mother. Lozano observed an
indentation in Silva’s back.
James Beck, a Lockhart City Police Officer, was the first on-duty peace officer on the
scene. He found the wounded Silva lying in the street. Silva told Beck that he (Silva) did not know
who shot him. An ambulance was called, but Silva died on the way to an Austin hospital. Beck did
not see appellant at the scene. Beck did observe the aggravated assault complainants, Ronnie Valdez
and Chris Baltierra. In Officer Beck’s opinion, they both were intoxicated.
Dr. Elizabeth Peacock, deputy medical examiner for Travis County, performed the
autopsy on the twenty-year-old Henry Silva, who weighed 222 pounds and was five feet and seven
inches tall. Dr. Peacock found that the cause of death was a gunshot wound to the left lower
1
The record reflects that “LRN” means “La Rosa Negra” (Black Rose) and that “KMM”
means “Krazy (dirty word) Mescanes.” The term “gang” as used herein is given its common
usage, not necessarily the statutory meaning of “a criminal street gang.” See Tex. Penal Code
Ann. § 71.01(d) (West Supp. 2001).
2
abdomen, which caused extensive hemorrhaging. A large caliber bullet that was severely flattened
on one side was removed from Silva’s body. Dr. Peacock explained that the bullet had gotten its
shape from an outside source before entering Silva’s body. No bones were involved in the injury.
There was no gunshot residue around the wound. Silva’s blood alcohol was shown to be 0.06
percent.
Russell Johnson, a Texas Department of Public Safety firearms examiner, identified
the bullet removed from Silva’s body as a .45 caliber bullet. He testified that if the bullet did not hit
Silva’s bones, it could have ricocheted or bounced off a street, a brick, an object, “or something”
before it entered Silva’s body.
Turning to the other circumstances surrounding the shooting, we observe that the
witnesses for the prosecution include members or associates from both the LRN and KMM groups.
Nine witnesses placed appellant at the scene of the shooting. Other evidence showed that the .45
caliber pistol which fired the fatal shot was appellant’s, and was in his possession that night.
Appellant claimed alibi and offered evidence that he was in San Marcos on the night of February 20.
On the night in question, the KMM group drove by Carlos Cantu’s apartment on
China Street several times. There was an exchange of words and possible bottle throwing between
the KMM group and the LRN group at Cantu’s apartment. On the third drive-by, at least three
vehicles of the KMM group or associates stopped near the Cantu apartment. Henry Silva, the
deceased, Ronnie Valdez, and Chris Baltierra got out of the vehicles and approached the LRN group
standing outside the Cantu apartment.
3
Cantu testified for the prosecution. 2 He stated that “after work” on February 20,
1998, appellant, Frank Tello, Roy Cortez, Angel Gomez, and others were at his apartment. Later,
Cantu left to visit a friend in an Austin hospital. Within a matter of minutes after his return home, a
number of cars stopped. There were people in the street yelling, and throwing rocks and bottles.
Cantu armed himself with a .38 caliber “special derringer.” Tello pulled a .38 caliber weapon from
his pants. Cantu reported that appellant displayed appellant’s .45 caliber pistol with a gold trigger.
He identified that pistol as State’s exhibit no. 5A, as did Mary Rivera, Tello’s girlfriend, and Gomez,
who were present at the time. Gomez testified that appellant stated that he wanted “to go down the
block and start stuff.” According to Gomez, Cantu cautioned against the move, but when appellant
left the house the others followed.
Cantu stated that he and Tello exited the house and ran to the left to a position behind
a tree. Appellant, dressed in black clothing with a hood, ran across the street where a church was
located. Gomez ran out in the street towards the other group. Cantu ducked when a bottle was
thrown. He then heard a shot. He did not know where it came from. Cantu then fired his weapon
twice in the air, as did Tello. Cantu claimed his acts were in self-defense. About this time Cantu
heard five or more shots fired from the church-side of the street where appellant had been standing.
It was dark. Cantu saw a dark figure there, but he could not see the figure’s face.
Cantu’s gun was empty so he ran into his apartment. Cantu then observed appellant,
Rivera, and Gomez get into Santos Gonzales’s car and leave the scene. Cantu left his apartment via
2
Cantu denied being a member of the La Rosa Negra gang. Other evidence contradicted
that denial.
4
the back door, threw his gun away, and went to the backyard of his girlfriend’s house where he spent
the night.
Rivera testified that she was at the front door of the Cantu apartment when Cantu and
Tello fired shots. She heard other shots, but in the darkness could not see the face of the person
across the street where the other shots originated. Rivera had earlier placed appellant in that location.
After the shooting ended, Rivera revealed that she, Tello, appellant, and Mateo Pastrano “took off”
in Gonzales’s car; the car turned onto Blanco Street; and that she and Tello got out of the car after
it had traveled several blocks.
Gomez admitted that he, appellant, Cantu, and Tello were all members of the La Rosa
Negra gang. Gomez testified that when the KMM gang arrived on the scene in several vehicles, he
left the Cantu apartment when appellant did. Although he was unarmed, Gomez ran out into the
street “in front of Ronnie Valdez and all of them” and told “them to get the heck out of there.” The
KMM group threw bottles at him, but Gomez did not see any guns or hear any shots fired by the
KMM group, including the deceased Silva.3 Gomez ran to the curb and tripped as he heard shots
behind him from the church-side of the street. Gomez hid behind a tree. He saw the “whole crowd,”
including appellant, getting into Gonzales’s car. Gomez left the scene on foot before Gonzales’s car
departed.
3
This latter testimony is consistent with other evidence in the record from the LRN
group members who were witnesses. The KMM witnesses for the prosecution testified that they
were unarmed and did not fire any shots. Officer Beck searched Valdez, Baltierra, and other
KMM group members at the scene and found no weapons. A search of the area revealed no
guns.
5
Gomez reported that over a year later, appellant threatened him and told him that the
LRN gang would take care of Gomez, apparently because of his expected testimony. Cantu testified
that the day after the shooting appellant asked Cantu to lie and say that appellant was in San Marcos
on the night that Silva was killed. Cantu agreed at the time, but testified that he had no intention of
lying about appellant’s alibi.
Other State’s witnesses were KMM gang members, associates, or friends. Their
testimony reveals that three vehicles drove past Cantu’s apartment and stopped on the night in
question. Joe Amaya was driving his pickup truck and was accompanied by Henry Silva, Chris
Baltierra, Armando Rodriguez, and Jason Rodriguez. Valdez was in a car being driven by Yvette
Mojica. Rocky Nino, Randon Romera, and Mojica’s “little boy” were also in that vehicle. The third
car was driven by Jerry Silva, Henry’s cousin, who was accompanied by two teen-age girls, Missy
Delgado and Hortencia Rodriguez.
Joe Amaya admitted that he had driven past the Cantu apartment on the night in
question “quite a few times.” He contended it was his “normal path” and his group was not looking
for trouble. Armando Rodriguez, fourteen years of age, was with Amaya. Armando claimed that on
their first trip past Cantu’s apartment, Cantu’s group yelled “faggots” at them. On the second pass,
Armando acknowledged that his group “talked back.” He saw Cantu with a gun and saw Cisco
Garcia get a gun. Thereafter, Armando stated that Amaya and his passengers encountered Ronnie
Valdez, who advised them to go to Baltierra’s grandmother’s house. However, on the third pass,
Amaya’s truck stopped. Armando heard appellant, Cantu, and others talking “lip,” heard shots, saw
Henry Silva go down, and observed appellant leave the scene in Gonzales’s car.
6
Jason Rodriguez, Armando’s sixteen-year-old cousin, confirmed much of Armando’s
testimony. Jason summed up the matter well. When asked what happened on the third pass by
Cantu’s apartment, he replied: “We got off to fight and my friend got shot.”
Joe Amaya reported that his group encountered Valdez on Pecos Street; that Henry
Silva and Valdez talked; that he then drove to China Street and parked; that Henry Silva got out of
the vehicle; that the “two groups came towards each other;” and that Ronnie Valdez, Chris Baltierra,
and Henry Silva were in the street. Amaya heard shots but he did not see who was shooting.
Chris Baltierra testified that he had been convicted of a felony offense—retaliation
against a peace officer, which occurred in May 1998 after the shooting in the instant case. Baltierra
was granted probation and was confined at the Uvalde Substance Abuse Rehabilitation Facility at the
time of this trial. He arrived on the scene on China Street on February 20, 1998, with Amaya. The
Cantu group was yelling words which were “words to fight.” Baltierra threw a can at the other group.
He was in the middle of the street with Silva when he heard five to eight shots. Some of the shots
came from Cantu’s yard and others came from the church side of the street. Baltierra saw one shot
from the church side hit the street and “bounce off something.” He heard Henry Silva yelling that he
had been shot. Baltierra stayed with Silva until the ambulance came. Baltierra could not identify the
figure he saw near the church but he placed appellant at the scene.
At the time of the September 1999 trial, Valdez had been convicted of possession of
cocaine, and was confined in the Brownwood Substance Abuse Facility. Valdez testified that he
arrived on the scene on the night in question in Mojica’s car, which had first stopped behind Amaya’s
truck. Valdez got out of the car and joined in the yelling of “lip” and “trash” between the two
7
groups. He yelled and asked if the other group wanted to “fight like men.” Valdez acknowledged
that Henry Silva and Joe Amaya were fist fighters, often prone to get into fights. He denied that any
of them had guns. Henry Silva and Baltierra joined Valdez in yelling at the other group. Valdez saw
Cantu in front of his apartment, Gomez in the middle of the street, and appellant on the church-side
of the street. Valdez heard five or six shots coming from the Cantu apartment area. These shots
went up in the air and hit the street and curb. Valdez also saw other bullets “skipping” on the street
towards him where he was standing with Baltierra and Henry Silva. When the shooting stopped,
Valdez got into Mojica’s car. He then heard Henry Silva yelling that he had been shot and asking for
his mother. When Mojica left to get Silva’s mother, Valdez stayed with Silva until the ambulance
arrived.
Yvette Mojica’s testimony, with few exceptions, dovetailed into Valdez’s testimony.
Rocky Nino, 17 years old at the time, was in the back seat of Mojica’s car. He heard four or five
shots. Nino saw a lone individual near the curb by the church with a weapon which looked like
State’s exhibit no. 5A. He saw a bullet hit the street and bounce off just before Henry Silva cried out
that he was shot. Nino thought the bullet had hit Mojica’s car. He could not see the face of the
shooter by the church.
Jerry Silva, Missy Delgado, and Hortencia Rodriguez all related that they had been
driving around for thirty minutes, and turned onto China Street for the first time, spotted Amaya’s
truck, and pulled in behind Mojica’s vehicle. They had not earlier encountered Valdez or Amaya.
After the first shots were fired from the driveway of Cantu’s apartment, Jerry Silva drove his vehicle
into a nearby dead-end street. He was later told that his cousin, Henry, had been shot, and he
8
returned to the scene. Hortencia confirmed much of Jerry Silva’s testimony. She and Delgado both
placed appellant at the scene near the church across from the Cantu apartment.
Richard Giberson of Buda owned the rental house at 1107 North Blanco in Lockhart.
This property is located at the rear of the Cantu apartment and is just around the corner from the area
on China Street where the shooting took place. On February 21, 1998, Giberson was inspecting his
property when in the front yard he found a .45 caliber pistol with a yellow or gold trigger and a clip.
Believing that his last renter, who had vacated the premises without paying the rent, had left the
weapon behind, Giberson took the pistol and clip home to Buda. Later, learning that a weapon of
this nature was being sought in Lockhart in connection with a murder, Giberson contacted Hays
County authorities, who returned the pistol and clip to the authorities in Lockhart. Giberson
identified the pistol as State’s exhibit no. 5A.
Russell Johnson, the firearms examiner, testified the bullet removed from Henry Silva’s
body had been fired from State’s exhibit No. 5A, a .45 caliber pistol with gold trigger, submitted to
him by the Lockhart authorities. He determined that two .45 caliber shell casings found on February
21 and March 13, 1999, near the curb by the church on China Street had also been fired by State’s
exhibit no. 5A. Johnson, however, could not connect these casings with the fatal bullet although all
were fired by the same weapon. No identifiable fingerprints were found on any of the submitted
items, including the two .38 caliber casings found by Officer Beck or the .38 caliber weapon turned
in by Frank Tello.
Appellant did not testify but offered evidence that he was not in Lockhart on the
fateful night. Christina Morales was in the Central Texas Medical Center in San Marcos from January
9
30 to February 26, 1998, due to high blood pressure resulting from her pregnancy with appellant’s
child. Jamie Mott, the attending nurse, knew appellant as a regular visitor and one who stayed past
the night visiting hours at the hospital. On February 20, 1998, at 6:30 p.m., Mott made an entry in
the hospital records that appellant was in Morales’s room. Dee Lucia, formerly married to appellant’s
uncle, testified that because appellant had no car, she often picked him up at the hospital and let him
stay at her home in San Marcos. Lucia testified that on February 20, 1998, she picked up appellant
at the hospital and took him to her home to eat dinner about 7:30 to 8:00 p.m. She recalled that he
showered and retired about 9:00 p.m. Appellant was asleep when Lucia checked on him between
midnight and 1:00 a.m. on February 21, and was there the next morning when she awakened.
Christina Morales testified that appellant was a frequent visitor at the hospital and
often stayed until 10:00 p.m. in the evening. She testified that appellant was with her on the night
of February 20, 1998 until 10:00 p.m., which was the normal time for his aunt to pick him up.
The jury rejected the defensive theory and found appellant guilty of murder and the
two aggravated assaults as alleged.
Legal Sufficiency—Murder Conviction
In his first point of error, appellant urges that the “evidence presented at trial was
legally insufficient to support the conviction for murder as alleged in count one of the indictments.”
Thus, by his expressed contention, appellant challenges only the legal sufficiency of the evidence. On
appeal, a convicted defendant may question the sufficiency of the evidence even though that issue was
not raised in the trial court. Flanary v. State, 316 S.W.2d 897, 898 (Tex. Crim. App. 1958) (op. on
reh’g); Givens v. State, 26 S.W.3d 739, 740-41 (Tex. App.—Austin 2000, pet. filed).
10
The Standard of Review
The standard for reviewing the legal sufficiency of evidence is whether, viewing the
evidence in the light most favorable to the jury’s verdict, any rational trier of fact could have found
beyond a reasonable doubt all the essential elements of the offense charged. Jackson v. Virginia, 443
U.S. 307, 319, (1979); Skillern v. State, 890 S.W.2d 849, 879 (Tex. App.—Austin 1994, pet. ref’d).
The standard of review is the same in both direct and circumstantial evidence cases. King v. State,
895 S.W.2d 701, 703 (Tex. Crim. App. 1995); Green v. State, 840 S.W.2d 394, 401 (Tex. Crim.
App. 1992). The State may prove its case by circumstantial evidence if it proves all of the elements
of the charged offense beyond a reasonable doubt. Easley v. State, 986 S.W.2d 264, 271 (Tex.
App.—San Antonio 1998, no pet.) (citing Jackson, 443 U.S. at 319). The sufficiency of the evidence
is determined from the cumulative effect of all the evidence; each fact in isolation need not establish
the guilt of the accused. Alexander v. State, 740 S.W.2d 749, 758 (Tex. Crim. App. 1987). It is
important to remember that all the evidence the jury was permitted, properly or improperly, to
consider must be taken into account in determining the legal sufficiency of the evidence. Garcia v.
State, 919 S.W.2d 370, 378 (Tex. Crim. App. 1994); Johnson v. State, 871 S.W.2d 183, 186 (Tex.
Crim. App. 1993); Rodriguez v. State, 939 S.W.2d 211, 218 (Tex. App.—Austin 1997, no pet.).
The jury is the exclusive judge of the facts proved, the weight to be given the
testimony, and the credibility of the witnesses. See Tex. Code Crim. Proc. Ann. art. 38.04 (West
1979); Alvarado v. State, 912 S.W.2d 199, 207 (Texas. Crim. App. 1995); Adelman v. State, 828
S.W.2d 418, 421 (Tex. Crim. App. 1992). The jury is free to accept or reject any or all of the
evidence presented by either party. Saxton v. State, 804 S.W.2d 910, 914 (Tex. Crim. App. 1991).
11
The jury maintains the power to draw reasonable inferences from basic facts to ultimate facts. Welch
v. State, 993 S.W.2d 690, 693 (Tex. App.—San Antonio 1999, no pet.); Hernandez v. State, 939
S.W.2d 692, 693 (Tex. App.—Fort Worth 1997, pet. ref’d). Moreover, the reconciliation of
evidentiary conflicts is solely within the province of the jury. Heiselbetz v. State, 906 S.W.2d 500,
504 (Tex. Crim. App. 1995).
Under the Jackson standard, the reviewing court is not to position itself as a thirteenth
juror in assessing the evidence. Rather, it is to position itself as a final due process safeguard insuring
only the rationality of the fact finder. Moreno v. State, 755 S.W.2d 866, 867 (Tex. Crim. App. 1988).
It is not the reviewing court’s duty to disregard, realign, or weigh the evidence. Id. The jury’s
verdict must stand unless it is found to be irrational or unsupported by more than a “mere modicum”
of evidence, with such evidence being viewed in the Jackson light. Id. The legal sufficiency of the
evidence is a question of law. McCoy v. State, 932 S.W.2d 720, 724 (Tex. App.—Fort Worth 1996,
pet. ref’d).
Section 19.02(b) of the Texas Penal Code entitled “murder” provides in pertinent part:
(b) A person commits an offense if he:
(1) intentionally or knowingly causes the death of an individual; [or]
(2) intends to cause serious bodily injury and commits an act clearly
dangerous to human life that causes the death of an individual; . . .
Tex. Penal Code Ann. § 19.02(b) (West 1994).
The instant indictment alleged in count one that appellant on or about the 20th day of
February 1998 in Caldwell County:
12
did then and there intentionally and knowingly cause the death of Henry
Silva, by then and there shooting the said Henry Silva with a firearm, and
did then and there, with the intent to cause serious bodily injury to Henry
Silva, commit an act clearly dangerous to human life, to wit: said
Defendant did then and there shoot at the said Henry Silva with a firearm,
and said act did then and there cause the death of the said Henry Silva.
The indictment alleged conjunctively the two theories of murder in section 19.02(b)(1),
and (2). Tex. Penal Code Ann. § 19.02(b)(1), (2). The trial court charged these theories in the
disjunctive when the case was submitted to the trier of facts. The jury’s general verdict found
appellant “guilty of the offense of murder, as alleged in count 1 of the indictment.” When different
theories of an offense are submitted to the jury in the disjunctive, as in the instant case, a general
verdict is sufficient if the evidence supports either one of the theories. See Fuller v. State, 827
S.W.2d 919, 931 (Tex. Crim. App. 1992); Kitchens v. State, 823 S.W.2d 256, 257-58 (Tex. Crim.
App. 1991); Roberson v. State, 16 S.W.3d 156, 159 n.3 (Tex. App.—Austin 2000, pet. ref’d).
The evidence shows that Henry Silva’s death resulted from a gunshot wound by a .45
caliber bullet fired by the .45 caliber pistol that was State’s exhibit no. 5A. This pistol with a gold
trigger was identified by appellant’s own gang members and associates as the one appellant carried
in his car, and was the one in his possession on the night of February 20, 1998. Appellant pulled this
pistol from his pants when he left the Cantu apartment. Shortly thereafter, one witness identified
State’s exhibit no. 5A as still being in appellant’s possession after he crossed the street and stood near
a church building. The evidence shows that some shots were fired from this position in the direction
of Henry Silva, Chris Baltierra, and Ronnie Valdez. Two .45 caliber shell casings were found near
where appellant was standing that night. Both were shown to have been fired by State’s exhibit no.
13
5A. This particular weapon was shown to have been the only .45 caliber weapon on the scene or
fired during the incident in question. After the shooting, appellant fled the scene in Gonzales’s car,
which immediately turned from China Street onto Blanco Street. In a yard on Blanco Street near the
intersection where the turn was made, the owner of the premises, the very next day, found the gold
triggered .45 caliber pistol, State’s exhibit no. 5A.
Intent and knowledge are culpable mental states and are to be decided by the jury as fact
issues. Robles v. State, 664 S.W.2d 91, 94 (Tex. Crim. App. 1984). Proof of a culpable mental state
generally relies upon circumstantial evidence. Hernandez v. State, 819 S.W.2d 806, 810 (Tex. Crim.
App. 1991); Dillon v. State, 574 S.W.2d 92, 94 (Tex. Crim. App. 1978). Intent and knowledge can
be inferred by the conduct of, remarks by, and circumstances surrounding the acts engaged in by the
accused. Parramore v. State, 853 S.W.2d 741, 745 (Tex. App.—Corpus Christi 1993, pet. ref’d);
see also Dues v. State, 634 S.W.2d 304, 305 (Tex. Crim. App. 1982); Ybarra v. State, 890 S.W.2d
98, 109 (Tex. App.—San Antonio 1994, pet. ref’d). Conduct before, during, and after an offense
may be considered in determining a defendant’s culpability. Barron v. State, 566 S.W.2d 929, 931
(Tex. Crim. App. 1978).
There are a number of factors in evidence from which the jury could have reasonably
concluded that appellant did intend to kill or cause serious bodily injury. There was evidence that
there had been difficulties between the LRN and KMM groups both before and during the night in
question. When the latest confrontation occurred, appellant took his .45 caliber weapon and said he
was going to “start stuff.”
14
“A handgun is a deadly weapon per se.” Mouton v. State, 923 S.W.2d 219, 223 (Tex.
App.—Houston [14th Dist.] 1996, no pet.); see also Tex. Penal Code Ann. § 1.07(a)(17) (West
1994). Specific intent to kill may be inferred from the use of a deadly weapon. Flanagan v. State,
675 S.W.2d 734, 744 (Tex. Crim. App. 1982). This is true, unless in the manner of the weapon’s use
it is reasonably apparent that death could not result. Godsey v. State, 719 S.W.2d 578, 581 (Tex.
Crim. App. 1986). The .45 caliber weapon shown to have been used in the instant case was a deadly
weapon per se. See Sills v. State, 846 S.W.2d 392, 394 (Tex. App.—Houston [14th Dist.] 1992, pet.
ref’d). Evidence the defendant pointed a pistol at the deceased before it discharged is sufficient to
show the shooting was intentionally done. See Giles v. State, 617 S.W.2d 690, 691 (Tex. Crim. App.
1981). Here, appellant used a .45 caliber handgun and fired in the direction of members of a rival
group, who were engaged in a verbal confrontation with his group.
Motive is not an element of a crime and it is never essential for the State to prove it, yet
motive obviously is relevant as a circumstance making it more likely that the accused committed the
offense with which he is charged. Martin v. State, 823 S.W.2d 726, 728 (Tex. App.—Waco 1992,
pet. ref’d); Miranda v. State, 813 S.W.2d 724, 741-42 (Tex. App.—San Antonio 1991, pet. ref’d);
Steven Goode, Olin Guy Wellborn, III, & M. Michael Sharlot, Guide to the Texas Rules of Evidence:
Civil and Criminal § 401.3, at 95-96 (Texas Practice 1993) (hereinafter Goode).
Actions taken after the event, such as efforts to suppress or fabricate evidence, are also
relevant because they permit an inference of consciousness of guilt and hence to actual guilt. See
Goode § 401.2, at 95-96; Roberts v. State, 795 S.W.2d 842, 845 (Tex. App.—Beaumont 1990, no
pet.); Torres v. State, 794 S.W.2d 596, 598-99 (Tex. App.—Austin 1990, no pet.). The jurors could
15
have inferred a consciousness of guilt in light of appellant’s flight from arrest and custody, see Bigby
v. State, 892 S.W.2d 864, 883 (Tex. Crim. App. 1994), and from the disposition of the pistol to
prevent it from being examined to determine if it was the fatal weapon. Goode § 461.3, at 63 (Supp.
1998). Moreover, the jury was free to accept Gomez’s testimony that appellant told Gomez that the
LRN gang would “take care” of Gomez. Any attempt to threaten a witness is probative of an
accused’s “consciousness of guilt.” Brown v. State, 657 S.W.2d 117, 119 (Tex. Crim. App. 1983);
Peoples v. State, 874 S.W.2d 804, 809 (Tex. App.—Fort Worth 1994, pet. ref’d). Further, the jury
could have accepted Cantu’s testimony that appellant tried to get Cantu to fabricate evidence that
appellant was in San Marcos at the time of the offense.
Viewing the evidence in the light most favorable to the verdict, we conclude that a
rational trier of fact could have found, beyond a reasonable doubt, all the essential elements of the
murder offense, including the intent to kill or cause serious bodily injury. Saxton, 804 S.W.2d at 914.
By its verdict, the jury implicitly rejected appellant’s defense of alibi. See Adelman, 828 S.W.2d at
422. We overrule point of error one.4
4
In his challenge to the sufficiency of the evidence, appellant has not raised the
sufficiency of the corroboration of the accomplice witness, Carlos Cantu. See Tex. Code Crim.
Proc. Ann. art. 38.14 (West 1979). We, therefore, did not address the issue in response to point
of error one. The State urges that the testimony of Cantu is clearly corroborated by other
evidence tending to connect appellant with the murder charged under the standard set by Article
38.14. Without a reiteration of the evidence, we agree with the State. We note that the Court
of Criminal Appeals has declined to impose legal and factual sufficiency of evidence standards
upon a review of an accomplice witness’s testimony under Article 38.14. See Cathey v. State,
992 S.W.2d 460, 462-63 (Tex. Crim. App. 1999). The accomplice witness rule is a statutorily
imposed sufficiency review, and it is not derived from the federal or state constitutional
principles that define legal and factual sufficiency standards. Id.; Malik v. State, 953 S.W.2d
234, 240 n.6 (Tex. Crim. App. 1997).
16
A Claim of Factual Sufficiency
In the overruled point of error one, appellant expressly challenged only the legal
sufficiency of the evidence. In argument thereunder, appellant informs us that he is also challenging
the factual sufficiency of the evidence to sustain the conviction. This renders the point multifarious
and subject to waiver as the State contends. See Foster v. State, 874 S.W.2d 286, 289 (Tex.
App.—Fort Worth 1994, pet. ref’d) (citing Black v. State, 816 S.W.2d 350, 358 n.11 (Tex. Crim.
App. 1991)). It has been said that a factual sufficiency issue should only be considered if “properly
raised.” Clewis v. State, 922 S.W.2d 126, 133 (Tex. Crim. App. 1996); Haney v. State, 977 S.W.2d
638, 647 (Tex. App.—Fort Worth 1998, pet. ref’d). A general challenge to the sufficiency of the
evidence does not raise, as a matter of course, an issue of factual sufficiency in a criminal case,
Markey v. State, 996 S.W.2d 226, 229 (Tex. App.—Houston [14th Dist.] 1999, no pet.), nor does
a mere challenge of “insufficient” suffice. Haney, 977 S.W.2d at 647.
Appellate counsel should brief separately any complaints regarding legal and factual
sufficiency for the evidence to support the conviction, Nevels v. State, 954 S.W.2d 154, 159 n.4 (Tex.
App.—Waco 1997, pet. ref’d), and include information on the appropriate standard of review in each
point. Deckard v. State, 953 S.W.2d 541, 543 n.3 (Tex. App.—Waco 1997, pet ref’d). As explained
in Martinets v. State, 884 S.W.2d 185, 188-89 (Tex. App.—Austin, 1994, no pet.) (op. on reh’g),
legal sufficiency involves the United States Constitution and factual sufficiency involves the Texas
Constitution. Combining both federal and state constitutional grounds in a single point of error risks
rejection on the ground that the contention is multifarious and presents nothing for review. See
Sterling v. State, 800 S.W.2d 513 521 (Tex. Crim. App. 1990); see also Lawton v. State, 913 S.W.2d
17
542, 558 (Tex. Crim. App. 1995). Nevertheless, we shall, in the interest of justice, consider the
factual sufficiency issue although not properly briefed.
A factual sufficiency of the evidence review begins with the presumption that the
evidence supporting the judgment was legally sufficient. See Clewis, 922 S.W.2d at 134. In such a
review, we consider the evidence without employing the prism of “in the light most favorable to the
verdict.” Id. at 129. A reviewing court must consider all the evidence impartially, comparing
evidence that tends to prove the existence of a disputed fact or facts with evidence that tends to
disprove that fact or those facts. Santellan v. State, 939 S.W.2d 155, 164 (Tex. Crim. App. 1997).
The verdict or judgment is to be set aside only when the factual finding is against the great weight
and preponderance of the evidence so as to be clearly wrong and unjust. Clewis, 922 S.W.2d at 129.
In the factual sufficiency analysis, it must be remembered that the trier of fact is the sole judge of the
weight and credibility of the testimony. Santellan, 939 S.W.2d at 164. Appellate courts should be
on guard not to substitute their own judgment in these matters for that of the trier of fact. Id. One
principle of the factual sufficiency analysis is deference to the findings of the jury or other fact finder.
Cain v. State, 958 S.W.2d 404, 407 (Tex. Crim. App. 1997). Moreover, “[a] decision is not
manifestly unjust merely because the jury [or fact finder] resolved conflicting views of the evidence
in favor of the State.” Id. at 410.
In the latest clarification of the standard of review involved, the Court of Criminal
Appeals made clear that the Clewis criminal factual sufficiency review encompasses both formulations
utilized in civil jurisprudence. Thus, in conducting a Clewis sufficiency review of the elements of a
criminal conviction, an appellate court must ask whether a neutral review of all the evidence, both
18
for or against the finding, demonstrates that the proof of guilt is so obviously weak as to undermine
the confidence in the jury’s determination, or that the proof of guilt, although adequate taken alone,
is greatly outweighed by contrary proof. Johnson v. State, 23 S.W.3d 1, 11 (Tex. Crim. App. 2000).
Here, appellant’s argument on legal and factual insufficiency is commingled. While
appellant cites Clewis and Johnson, it is difficult to determine which approach appellant is using.
Apparently, appellant is claiming the evidence is so obviously weak that it is factually insufficient.
We need not reiterate the evidence. We have made a neutral review of all the evidence
including the evidence supporting the State’s version of the facts and the evidence showing appellant
was in San Marcos at the time of the offense. We conclude, giving due deference to the jury’s
verdict, that the verdict is not so contrary to the overwhelming weight of the evidence as to be clearly
wrong and unjust. The other part of point of error one is overruled.
Sufficiency of Evidence—Aggravated Assault Convictions
In points of error two and three, appellant contends that the evidence was “legally
insufficient” to support the convictions for aggravated assault upon Ronnie Valdez and Chris
Baltierra.
Appellant offered only one argument for points of error one, two, and three. A careful
examination of that argument set forth in appellant’s brief clearly shows that it pertains only to the
murder conviction. As to the other convictions, there is no mention of the complainants’ names, the
elements of the offense of aggravated assault, or just how the evidence is insufficient to support these
particular convictions. No authorities are cited clearly pertaining to points of error two and three.
No record references are made concerning these matters.
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The appellate brief must contain a clear and concise argument for the contentions made,
with appropriate citations to authorities and to the record. Tex. R. App. P. 38.1(h). Points of error
two and three have not been adequately briefed and present nothing for review. See Lawton, 913
S.W.2d at 554; Foster v. State, 779 S.W.2d 845, 864 (Tex. Crim. App. 1989).
Nevertheless, we have examined the contentions under the standards of review for legal
and factually insufficiency claims. We find no merit in appellant’s contentions. Points of error two
and three are overruled.
Sudden Passion Arising From an Adequate Cause
Appellant’s fourth point of error complains of the jury’s finding that the murder alleged “was
committed without sudden passion, adequate cause, and immediate influence was against the
preponderance of the evidence adduced at trial.” Section 19.02(a) of the Penal Code provides in
pertinent part:
(a) In this section:
(1) “Adequate cause” means cause that would commonly produce a degree of
anger, rage, resentment, or terror in a person of ordinary temper, sufficient
to render the mind incapable of cool reflection.
(2) “Sudden passion” means passion directly caused by and arising out of
provocation by the individual killed or another acting with the person killed
which passion arises at the time of the offense and is not solely the result
of former provocation.
****
(d) At the punishment stage of a trial, the defendant may raise the issue as to
whether he caused the death under the immediate influence of sudden passion
arising from an adequate cause. If the defendant proves the issue in the
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affirmative by a preponderance of the evidence, the offense is a felony of the
second degree.
Tex. Penal Code Ann. § 19.02(a)(1)-(2), (d) (West 1994).
“The existence of sudden passion is simply a mitigating factor relevant to punishment,
and the burden of proving sudden passion by a preponderance of the evidence during the punishment
phase rests on the defendant.” Rainey v. State, 949 S.W.2d 537, 541 (Tex. App.—Austin 1997, pet.
ref’d); accord Perez v. State, 940 S.W.2d 820, 821 (Tex. App.—Waco 1997, no pet.).
At the punishment stage of the instant trial, the issue of sudden passion arising from
an adequate cause was submitted to the jury under proper instructions. By assessing punishment at
twenty-five years’ imprisonment for murder, the jury implicitly rejected second-degree felony
punishment. See Tex. Penal Code Ann. § 12.33 (West 1994) (providing for a range of penalty from
two to twenty years’ imprisonment for a second-degree felony). This was in accordance with the trial
court’s jury instructions which told the jury to assess punishment as a first-degree felony if it did not
believe by a preponderance of the evidence that the offense was committed under the influence of
sudden passion arising from an adequate cause. There was no written finding by the jury nor was one
required by law or the trial court’s instructions. Appellant has reference only to an implied jury
finding at the punishment stage of the bifurcated trial.
Appellant did not testify at trial. In his brief, appellant calls our attention only to
evidence at the guilt/innocence stage of the trial. He urges that this evidence shows that Carlos
Cantu, Angel Gomez, Mary Rivera, and others were caught by surprise when the KMM group arrived
at the Cantu apartment in several vehicles. Appellant concludes that “[w]hat occurred was a sudden
21
reaction to a sudden situation in which the appellant and his group were placed.” None of this
evidence shows that appellant himself was acting under the immediate influence of sudden passion
arising from an adequate cause. Appellant overlooks the defense testimony offered at the first stage
of the trial that he was not at the scene on the occasion in question but in San Marcos.
The jury as the trier of fact could have accepted or rejected any witness’s testimony.
See Sharp v. State, 707 S.W.2d 611, 614 (Tex. Crim. App. 1986). Reconciliation of evidentiary
conflicts is solely the function of the trier of fact. Miranda, 813 S.W.2d at 733-34.
Appellant had the burden of proof. In this regard, he failed. We conclude that a
rational trier of fact, in assessing punishment for murder, could have found that the mitigating factor
was not established by a preponderance of the evidence. The fourth point of error is overruled.
Effective Assistance of Counsel
The last point of error states:
Point of error no. 5: The appellant was denied the effective assistance of counsel, as
guaranteed by the sixth and fourteen amendments to the United States Constitution
and Article I, Section 10 of the Texas Constitution and is entitled to a reversal of his
conviction under the standards set out in Strickland v. Washington, 460 U.S. 668,
109 S. Ct. 2052; Hernandez v. State, 726 S.W.2d [sic] (S.F. IV - VII).
The foregoing is all that is offered. No other authorities are cited and no argument
is advanced. We are only generally referred to four volumes of the court reporter’s record. We are
not told how counsel was ineffective. There has been no compliance with our briefing rules and
nothing is presented for review. The fifth point of error is overruled.
The judgments are affirmed.
22
John F. Onion, Jr., Justice
Before Justices Kidd, B. A. Smith and Onion*
Affirmed
Filed: February 15, 2001
Do Not Publish
*
Before John F. Onion, Jr., Presiding Judge (retired), Court of Criminal Appeals, sitting by
assignment. See Tex. Gov’t Code Ann. § 74.003(b) (West 1998).
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