TEXAS COURT OF APPEALS, THIRD DISTRICT, AT AUSTIN
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NO. 03-02-00424-CV
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Hugo Ramirez, M.D., Appellant
v.
Texas State Board of Medical Examiners and Lee Anderson, M.D.,
President, Texas State Board of Medical Examiners,
in his Official Capacity, Appellees
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FROM THE DISTRICT COURT OF TRAVIS COUNTY, 98TH JUDICIAL DISTRICT
NO. GN001748, HONORABLE PETER M. LOWRY, JUDGE PRESIDING
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OPINION
Hugo Ramirez sued the Texas State Board of Medical Examiners (the ABoard@) for
declaratory and injunctive relief.1 He appeals now from a district-court judgment that denies the relief
he requested. We will affirm the judgment.
1
Ramirez joined as a defendant in the cause Lee Anderson in his official capacity as president
of the Board. Anderson is an appellee here.
THE CONTROVERSY
Exercising powers delegated to it by the legislature, the Board regulates the practice of
medicine. Its powers include authority to promulgate rules governing its proceedings, the performance
of its duties, the regulation of the practice of medicine, and the enforcement of related statutes. See
Tex. Occ. Code Ann. '' 152.001, 153.001 (West 2003). The Board may revoke a physician=s
license to practice medicine, following a contested-case hearing, for acts or omissions amounting to
unprofessional or dishonorable conduct. Id. '' 164.001(a), 164.007, 164.053. A board order
revoking a physician=s license is subject to judicial review. See id. ' 164.009. There exists, however, a
statutory remedy in favor of a physician whose license has been revoked: he or she may apply to the
Board for reinstatement, as discussed hereafter.
In 1987, the Board initiated an agency proceeding aimed at revoking Ramirez=s license
to practice medicine. The record in the present appeal indicates without dispute that Ramirez
received timely notice in the contested case that followed; he was represented therein by two
attorneys; a hearing commenced in the case on May 18, 1987, and evidence was received over the
following six days; and, by a final order dated August 27, 1987, the Board revoked his license.
Ramirez did not, as he was entitled to do, seek judicial review of the order. Nothing in the appellate
record indicates that he did not have an adequate opportunity to litigate in the 1987 proceeding any
material issues of fact and law.
The holder of a revoked license may apply to the Board for reinstatement of the
license. To be eligible for reinstatement, the Aapplicant must prove that the reinstatement . . . is in
2
the best interests of: (1) the public; and (2) the person whose license has been . . . revoked.@ Id.
' 164.151(c).
The Board has by rule given a degree of clarity and specificity to the general term Abest
interests,@ both as to the public and the holder of a revoked license. See 22 Tex. Admin. Code ''
167.4, 167.5 (2003). In addition, the Board has promulgated another rule governing its proceedings
in reinstatement cases. The rule provides as follows:
In any contested case proceeding regarding a reinstatement request, the Order
revoking . . . a license is a final action and shall not be subject to further litigation as
to its findings of fact or conclusions of law, provided, however, that the Order may be
admissible and relevant for purposes of establishing the basis for the original action and
subsequent efforts . . . by the physician to demonstrate reinstatement of the license is
in the best interests of the public and the applicant physician.
Id. ' 167.6.
Since 1993, a Board order refusing reinstatement has been subject to judicial review in
an action brought by the holder of the revoked license; before that year, judicial review of such orders
was not authorized. See Tex. Occ. Code Ann. ' 164.151(d) (West 2003).
In the years following the 1987 revocation order, Ramirez instituted a series of five
agency proceedings to obtain reinstatement of his license. In each instance, the Board denied his
application. We sustained the Board=s 1997 order to that effect. See Ramirez v. Texas State Bd. of
Med. Exam=rs, 995 S.W.2d 915, 917 (Tex. App.CAustin 1999, pet. denied).
In March 2000, Ramirez filed his sixth and most recent application for reinstatement.
The matter is pending presently before the Board awaiting a contested-case hearing.
3
On June 20, 2000, Ramirez initiated in district court the lawsuit now before us on
appeal, requesting a declaratory judgment that rules 167.4, 167.5, and 167.6 do not preclude his
showing error, by evidence and legal argument, in the findings of fact and conclusions of law upon
which the 1987 revocation order rests; or as he states in his petition, a declaratory judgment that he
Ais entitled to present and have heard and considered at his reinstatement hearing all relevant
evidence whether or not such evidence tends to undermine the findings of his original revocation
order.@ This is, of course, precisely what rule 167.6 forbids save to the limited extent spelled out in
the proviso contained in the rule.2
Ramirez prayed also for a temporary injunction restraining the Board=s enforcement of
rule 167.6 in the contested-case now pending before the Board; and, after final hearing in district
court, a permanent injunction to the same effect.
Denying both declaratory and injunctive relief, the district-court judgment, rendered
in a judge-only trial, recites as follows:
[Ramirez] is seeking a declaratory judgment that Board Rule 167.6, which prohibits a
relitigation of the original disciplinary complaint, interferes with [his] statutory right
under the Medical Practice Act, Texas Occupations Code ' 164.151, to present
evidence in his reinstatement proceeding before the State Office of Administrative
Hearings. . . . After considering the evidence and hearing of the arguments of
counsel, the Court is of the opinion that the Plaintiff has long since exhausted his
administrative remedies; that he is barred by the doctrine of res judicata and collateral
estoppel from litigating this matter once again; and that [his] application for
2
The proviso, concerning the limited purposes for which a revocation order is admissible in a
reinstatement proceeding, is not an issue in the present appeal.
4
declaratory judgment and injunctive relief against the [Board] should be in all things
denied.
Ramirez brings three assignments of error. In the discussion that follows, we will
consider each under Ramirez=s formulation of the three corresponding issues on appeal as these are set
forth in his brief.
DISCUSSION AND HOLDINGS
I.
Do Rules 167.4, 167.5 and 167.6 fail to provide sufficient guidance for hearing, with
regard to the application for reinstatement of physicians and deny due process and
does the current Ainterpretation@ of said rules deny a physician, and in this instance
Dr. Hugo Ramirez, equal protection of the law, in violation of the 14th Amendment?
We have examined carefully Ramirez=s AFirst Amended Original Application for a
Temporary Injunction,@ his ASecond Amended Original Petition for Declaratory Judgment,@ the
reporter=s record and exhibits annexed thereto, Ramirez=s motion for new trial, and, indeed, all of the
record before us. We find therein nothing that expressly or impliedly complains of inadequate notice
in the rules assailed or a disregard of the constitutional guarantees of due process of law and equal
protection of the laws. Even constitutional claims must be asserted in the trial court before they may
be raised on appeal. Dreyer v. Greene, 871 S.W.2d 697, 698 (Tex. 1993); Carrizales v. Texas Dep=t of
Protective & Regulatory Servs., 5 S.W.3d 922, 925 (Tex. App.CAustin 1999, pet. denied). We
overrule the assignment of error.
II.
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Did the Trial Court properly apply the law with respect to the issuance of temporary
injunctions in denying Dr. Hugo Ramirez his request for injunction?
The burden lay upon Ramirez to bring to this Court an appellate record demonstrating
reversible error. Tex. R. App. P. 33.1(a); Murray v. Devco, Ltd., 731 S.W.2d 555, 557 (Tex. 1987).
His application for temporary injunction is contained in his AFirst Amended Original Application for
a Temporary Injunction.@ Nothing in the appellate record suggests that the application was presented
to or ruled upon by the trial judge before the final judgment was signed. We overrule the assignment
of error.
III.
Did the Trial Court misapply the doctrine of res judicata, with distinction from
collaterally [sic] estoppel?
The foregoing statement of the issue on appeal implies a contention that the trial judge
misapplied in some manner or particular the bar-and-merger element (claim preclusion) of res judicata
as distinguished from the collateral-estoppel element (issue preclusion) of the doctrine. We confess,
however, that we do not understand fully the argument made in connection with this issue on appeal.
We will do the best we can in light of our understanding of what Ramirez intends.
We will summarize Ramirez=s argument in its entirety with liberal quotations from his
brief on appeal. He contends as follows:
1. In each of its previous five rejections of Ramirez=s applications for reinstatement, the
Board used the 1987 revocation order Aas an irrefutable bar@ to his reinstatement.
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2. Before 1993, Ramirez was Aprecluded from judicial review of this use [of the 1987
order] and the evidence relied thereon and therein on the basis of res judicata and collateral estoppel,
notwithstanding that the revocation continues to be used as a bar, as though the events [upon which
the revocation order was based?] had freshly occurred or are continuing.@
3. Collateral estoppel bars only issues actually litigated in a previous adjudication.
4. AIn the matter at bar, [Ramirez] could not have possibly litigated the issue of
>judicial review= because the right [of judicial review] did not exist until 1993.@
5. A[T]he issues presented in [Ramirez=s] petition for declaratory judgment . . . did not
exist in 1987, and could notCobviouslyChave been >actually litigated= . . . because the right did not
exist prior to 1993, however, as [the Board] resurfaces [sic] the matters as an evidentiary barCwithout
ability to rebutCthis is a matter of first instance and opportunity for judicial redress.@
As we understand Ramirez=s argument, he complains in substance that the Board
intends, by enforcing its rule 167.6 in the contested case pending before it, to prevent Ramirez=s
collateral attack upon the findings of fact and conclusions of law upon which the 1987 revocation
order rests. Ramirez fails to suggest, however, any reason why the rule is not enforceable and the
record and applicable statutes reveal none. But even if the rule were not enforceable for some reason,
the consequence would be the same. A common-law analogy applicable in such administrative-
agency proceedings invests the 1987 revocation order with collateral-estoppel effect, precluding
Ramirez from litigating anew the issues resolved in the 1987 contested case. See Gulf States Utils. Co.
v. Public Util. Comm=n, 947 S.W.2d 887, 888 (Tex. 1997); Coalition of Cities for Affordable Util. Rates
7
v. Public Util. Comm=n, 798 S.W.2d 560, 562-63 (Tex. 1990); Boniwell v. Beech Aircraft Corp., 663
S.W.2d 816, 818 (Tex. 1984).
In the judicial context, both claim-preclusion and issue-preclusion derive from Aa
judicial policy that a losing litigant deserves no rematch after a defeat fairly suffered, in adversarial
proceedings, on an issue identical in substance to the one he subsequently seeks to raise@; and, they
apply alike in judicial and administrative-agency contexts subject to one qualification: while a
presumption favors the preclusive effect of a final order issued by an agency in an adjudicatory
proceeding, a relevant statutory provision may indicate a contrary legislative intention. Astoria Fed.
Sav. & Loan Ass=n v. Solimino, 501 U.S. 104, 107-108 (1991). For example, the legislature may have
delegated to the agency a power to re-open an adjudicatory proceeding resolved by a final order. See
Sexton v. Mount Olivet Cemetery. Ass=n, 720 S.W.2d 129, 138-39 (Tex. App.CAustin 1986, writ ref=d
n.r.e.). Nothing in the relevant statutes here suggests such an intention on the part of the legislature.
In fact, the statutory provisions authorizing reinstatement proceedings refute an intention of that
character; reinstatement would be a meaningless statutory remedy if a revocation proceeding and final
order were subject to re-opening.
Ramirez=s brief implies perhaps that he did not have an adequate opportunity to litigate
issues pertaining to the 1987 revocation proceeding. Nothing in the record supports that implication;
indeed, it suggests the opposite without contradiction. It shows affirmatively that Ramirez had an
opportunity in the 1987 contested case to present evidence after due notice, cross-examine witnesses,
file briefs, and sue for judicial review if he believed the revocation order to be erroneous, as mentioned
previously. See 2 Richard J. Pierce, Jr., Administrative Law Treatise ' 13.3, at 888, 891 (4th ed. 2002).
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We overrule Ramirez=s third assignment of error.
Because Ramirez has not shown reversible error in the denial of declaratory relief, we
need not discuss the trial court=s denial of a permanent injunction.
We affirm the judgment below.
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John E. Powers, Justice
Before Chief Justice Law, Justices B. A. Smith and Powers*
Affirmed
Filed: February 27, 2003
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*
Before John E. Powers, Senior Justice (retired), Third Court of Appeals, sitting by assignment. See Tex.
Gov=t Code Ann. ' 74.003(b) (West 1998).
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