City of San Antonio v. Texas Waste Systems, Inc.

MEMORANDUM OPINION



No. 04-06-00481-CV

CITY OF SAN ANTONIO,

Appellant

v.

TEXAS WASTE SYSTEMS, INC.,

Appellee

From the 166th Judicial District Court, Bexar County, Texas

Trial Court No. 2005-CI-11233

Honorable Michael P. Peden, (1) Judge Presiding

Opinion by: Phylis J. Speedlin, Justice



Sitting: Alma L. López, Chief Justice

Catherine Stone, Justice

Phylis J. Speedlin, Justice



Delivered and Filed: July 18, 2007



REVERSED AND RENDERED IN PART; REMANDED IN PART

The City of San Antonio appeals a take-nothing judgment entered by the trial court in favor of Texas Waste Systems, Inc. (TWS). The City argues that the evidence presented at the bench trial was insufficient to support the trial court's finding that the City discriminatorily enforced a permit ordinance against TWS. We reverse the trial court's judgment, and render judgment against TWS for damages and attorney's fees and costs.

Background TWS is a trash hauler operating within San Antonio city limits. Section 14-22 of the San Antonio City Code requires solid waste haulers who transport, collect, or dispose of waste within the city limits to obtain an annual permit for each truck they operate. The vehicle permit fees range from $150 for each small truck to $2,250 for each large truck. TWS operated 30 large trucks in 2003 and 32 large trucks in 2004 and 2005. In July 2005, the City sued TWS to collect delinquent permit fees totaling $211,500 for the years 2003-2005. The City also sought attorney's fees as permitted by the City Code. TWS's First Amended Original Answer asserted the affirmative defense of discriminatory enforcement, stating "Plaintiff has selectively enforced the City Code in question against Defendant while refusing to enforce the Code against other waste disposal companies operating within the City of San Antonio."

David Lopez, Fiscal Operations Manager for the City's Environmental Services Department, and Melvin Kemp, general manager of TWS, testified at trial. Lopez testified that he met with Kemp in March 2005 to discuss TWS's delinquent permit fees. A payment arrangement was worked out, but after the first payment TWS did not make any further payments due to a "cash flow problem." Kemp agreed to the total amount due, but thought that the fee was excessive and that the City had not enforced the ordinance against other waste companies. Lopez eventually referred TWS to the City Attorney's Office for civil litigation. Lopez acknowledged that although no civil suits had been filed against any other waste hauler owing delinquent fees, the decision was made to pursue the suit against TWS because it was the "best use of resources . . . utilizing the time and money that we knew would be spent on this action."

Lopez stated that the City requested landfill records to assess the number of trucks that TWS brought to the landfills and used those records to prosecute the lawsuit. Lopez admitted that similar records were not requested from other waste haulers who are permitted to self-report. Lopez acknowledged that other waste haulers owe delinquent permit fees ranging from $1,500 to $292,500. The company with the largest outstanding balance had since paid in full. Lopez denied knowing that TWS is a minority-owned business. Lopez stated that the only reason the City pursued action against TWS is because of the large amount of money owed by TWS.

Kemp testified that TWS is delinquent on its payments to the City for permit fees. Kemp stated he talked to other waste carriers who had not paid permit fees and felt like he was being "profiled" by the City. Kemp denied ever agreeing to a payment arrangement with Lopez; he stated that he knew that TWS owed "it" and would be "glad to make some sort of arrangement for payments if he could afford it." When asked why he believed the City sued TWS for unpaid permit fees and not other waste haulers, Kemp answered, "well, I have no idea why they sued us, except for the fact that we do - - and I admit - - we do owe more money than the rest of them. But I'm the one that started trying to get this thing rescinded and have a better playing field for every - - all the haulers..." Kemp again stated that he felt TWS had been "profiled" by the City because TWS was not the only hauler that was not paying its permit fees.

Kemp authenticated three certificates indicating TWS's status as a minority-owned enterprise, one of which was a "Minority/Women Business Enterprise Certification" issued by the City's Economic Development Department. Kemp, who is not a racial minority, stated that he never raised the issue of TWS's minority-owned business status with Lopez. Further, Kemp was asked, "so, to your knowledge, that [minority-owned business status] wasn't even a factor in this case, was it?" Kemp replied, "at that time, no."

At the conclusion of the evidence, the court stated, "well, the only evidence I have is the amount owed is the amount owed. I mean, you've not given me any number, but I don't suspect that you disagree that it's owed. The only question is whether it's selective." TWS's counsel agreed. During closing arguments, the trial court questioned the City as to why it had sued only TWS. Counsel for the City explained that the City Attorney requires damages in the amount of $20,000 or more to justify the expense of a civil lawsuit. The court then argued with counsel as to why all violators, regardless of the amount owed, were not sued, stating "what difference does it make what amount it is? Someone broke the law, you have to enforce it, right? . . . Forget the amount. If they owe you $1, you have a responsibility to the taxpayers to pursue that person, right?"

The court then orally rendered judgment for TWS based on its discriminatory enforcement defense. Amended Findings of Fact and Conclusions of Law were subsequently signed by the trial court. The trial court found that the City ordinance requires waste haulers to pay the permit fees and that TWS had not paid the fee for the years 2003, 2004, and 2005. The court found that other haulers had not paid the fee, and that the City had not sued any other waste haulers who had not paid. Further, the court found that TWS was a minority-owned business and that the City was aware of that status. In it conclusions of law, the court determined that the City selectively enforced the ordinance by suing only TWS and that TWS was deprived of a constitutional right to equal protection in the same manner. Finally, the court concluded that the City discriminatorily enforced the ordinance against TWS.

On appeal, the City contends that the evidence is legally and factually insufficient to support the trial court's finding that the City discriminatorily enforced the permit ordinance by suing TWS. The City also requests that judgment be rendered on its claim for attorney's fees and costs. TWS responds that the evidence supports the trial court's judgment and that the City violated TWS's constitutional right to equal protection by 1) selectively enforcing its ordinances in a way that discriminated against TWS as a minority-owned business and 2) singling out TWS for enforcement as a "class of one."

Standard of Review The City is challenging the sufficiency of the evidence to support the trial court's findings. We review the trial court's findings for legal and factual sufficiency of the evidence, using the same standard applied when reviewing evidence supporting jury findings. Ortiz v. Jones, 917 S.W.2d 770, 772 (Tex. 1996) (per curiam). A legal sufficiency challenge may only be sustained when: (1) the record discloses a complete absence of evidence of a vital fact; (2) the court is barred by rules of law or rules of evidence from giving weight to the only evidence offered to prove a vital fact; (3) the evidence offered to prove a vital fact is no more than a mere scintilla; or (4) the evidence establishes conclusively the opposite of a vital fact. Uniroyal Goodrich Tire Co. v. Martinez, 977 S.W.2d 328, 334 (Tex. 1998). We review the evidence in the light most favorable to the verdict, crediting favorable evidence if reasonable jurors could, and disregarding contrary evidence unless reasonable jurors could not. City of Keller v. Wilson, 168 S.W.3d 802, 827 (Tex. 2005). On a factual sufficiency challenge, we review the entire record to determine whether the evidence supporting the fact finding is so weak as to render the trial court's finding clearly wrong and manifestly unjust. Potter v. GMP, L.L.C., 141 S.W.3d 698, 702 (Tex. App.--San Antonio 2004, pet. dism'd).

The trial court's conclusions of law are reviewed de novo. BMC Software Belgium, N.V. v. Marchand, 83 S.W.3d 789, 794 (Tex. 2002). The standard of review is whether the conclusions of law drawn from the facts are correct. Zieben v. Platt, 786 S.W.2d 797, 802 (Tex. App.--Houston [14th Dist.] 1990, no writ). We will not reverse the trial court's judgment unless the conclusions of law are erroneous as a matter of law. Tex. Dep't of Pub. Safety v. Stockton, 53 S.W.3d 421, 423 (Tex. App.--San Antonio 2001, pet. denied). Analysis

The defense of discriminatory enforcement is based on the constitutional guarantee of equal protection under the law. U.S. Const. amend. XIV, § 2; Tex. Const. art. I, § 3; State v. Malone Serv. Co., 829 S.W.2d 763, 766 (Tex. 1992). To establish a claim of discriminatory enforcement, a defendant must show: 1) that he has been singled out for prosecution while others similarly situated and committing the same acts have not, and 2) that the governmental entity has purposefully discriminated on the basis of such impermissible considerations as race, religion, or the desire to prevent the exercise of constitutional rights. (2)

Malone, 829 S.W.2d at 766. "The conscious exercise of some selectivity in enforcement is not in itself a federal constitutional violation." Allred's Produce v. U.S. Dep't of Agric., 178 F.3d 743, 748 (5th Cir. 1999) (quoting Oyler v. Boles, 368 U.S. 448, 456 (1962)). A discriminatory purpose is never presumed. Malone, 829 S.W.2d at 767. The party asserting the defense of discriminatory enforcement must show a clear intentional discrimination in enforcement of the statute. Id.

The findings of fact make clear that the trial court found discriminatory enforcement on the basis of TWS's minority ownership. In a selective prosecution case based on race, the claimant must show that similarly situated individuals of a different race were not prosecuted. See United States v. Armstrong, 517 U.S. 456, 465 (1996). Thus, to prevail on its affirmative defense of discriminatory enforcement, TWS had to show that non-minority haulers who had not paid their fees were not sued by the City. TWS, however, failed to introduce any evidence regarding the ownership of the other haulers, much less that the other haulers were non-minority owned. Similarly, to prevail on its "class of one" claim, TWS was required to demonstrate that similarly situated waste haulers were not required to pay their delinquent fees. See Village of Willowbrook v. Olech, 528 U.S. 562, 564 (2000) (successful equal protection claim brought by a "class of one" requires plaintiff to allege that he has been treated differently from others similarly situated and that there is no rational basis for the difference in treatment). Again, TWS did not present any evidence of the minority or non-minority status of the other companies. Without such evidence, we cannot even begin to analyze whether TWS was treated differently from other similarly situated business owners, or whether there was a rational basis for the difference in treatment.

Furthermore, TWS failed to introduce any direct or circumstantial evidence that the City acted with discriminatory intent. To the contrary, during closing argument, counsel for TWS stated: "Your Honor, I'll be quite honest with you. We did not uncover any evidence of invidious motivation on behalf of the City." Although Kemp testified that he felt the City had "profiled" TWS, Kemp could not identify any racial bias on the part of the City. In fact, Kemp's use of the term "profiled" appears to signify that he felt singled out by the City. However, it is not sufficient to show that the law has been enforced against some and not others. Malone, 829 S.W.2d at 766; Gunnels v. City of Brownfield, 153 S.W.3d 452, 464 (Tex. App.--Amarillo 2003, pet. denied) ("[t]he mere failure to prosecute others similarly situated . . . is not sufficient to show selective prosecution violative of equal protection[;]" rather, "appellant must further establish that her different treatment was invidious"); see also Allen-Burch, Inc. v. Tex. Alcoholic Beverage Comm'n, 104 S.W.3d 345, 353 (Tex. App.--Dallas 2003, no pet.). Furthermore, Kemp's feeling that TWS was being singled out is not sufficient to rise to the level of discrimination. See Claymex Brick & Tile, Inc. v. Garza, 216 S.W.3d 33, 37 (Tex. App.--San Antonio 2006, no pet.) ("a party's suspicions or beliefs do not create evidence of discriminatory animus").

The only circumstantial evidence introduced by TWS to prove racial bias on the part of the City were the three certificates of minority ownership. However, TWS did not prove that the City was aware of the existence of these documents. Although Kemp stated that the certificates were posted in TWS's office, there was no evidence that Lopez ever saw them. Furthermore, all of the City's dealings with TWS were through its general manager, Kemp, who is not a racial minority. Similarly, Kemp testified that he never discussed TWS's minority ownership with Lopez. Again, this evidence fails to demonstrate that the City acted with discriminatory intent.

Ultimately, it appears the trial court concluded that TWS was a victim of discriminatory enforcement solely because it was the only waste hauler sued. Counsel for the City told the trial court that "in a perfect world" all permit fee violators would be prosecuted, but that the reality of limited resources does not permit the City to sue every violator. While the trial court appeared concerned at the suggestion that the City merely pursued action against TWS because it owed the most money, state agencies must balance a number of factors when deciding not to enforce a statute, including whether agency resources are best spent on this violation or another, and whether the agency has enough resources to undertake the action at all. Heckler v. Chaney, 470 U.S. 821, 831 (1985); Malone, 829 S.W.2d at 767. "An agency generally cannot act against each technical violation of the statute it is charged with enforcing." Heckler, 470 U.S. at 831; see also Malone, 829 S.W.2d at 767.

The evidence was uncontradicted that TWS was delinquent on its payment to the City, and that TWS owed the most money to the City. There was no evidence that the City discriminated against TWS on an impermissible basis, such as race, nor was there any evidence that the City was even aware of TWS's status as a minority-owned business. The fact that Kemp testified that TWS's status as a minority-owned business was not a factor when the City initiated its lawsuit further undermines TWS's position, and appears as though TWS attempted to shift the focus from the undisputed fact that it owed delinquent fees. See Malone, 829 S.W.2d at 768 (Gonzalez, J., concurring) (expressing concern that future defendants will invoke the defense of discriminatory enforcement, regardless of merit, to divert the trier of fact's attention from the real issue of whether the defendant violated a regulation or statute). Because there is no evidence in the record to support TWS's discriminatory enforcement defense, the trial court's findings are legally insufficient. TWS failed to prove its affirmative defense of discriminatory enforcement as a matter of law, and therefore the City's first issue is sustained. We need not reach the City's complaint regarding factual sufficiency of the evidence. See Tex. R. App. P. 47.1.

Attorney's Fees

In its final issue, the City asks us to render judgment on its claim for attorney's fees and costs. Because we have concluded that the City was entitled to judgment on its delinquent permit fee claim against TWS, we must consider whether the City has also established its entitlement to attorney's fees on that claim.

The City Code provides that the City may seek reasonable attorney's fees in prosecuting permit violations. See San Antonio City Code § 14-27 ("the city may be entitled to its attorney[']s fee[s] and costs, and may plead entitlement to delinquent permit fees, and interest on the debt and judgment as may be allowed by law"). At trial, counsel for the City, Pamela Ogelsby, testified that she charges the reasonable rate of $150 an hour and had spent 15 hours on the case with trial preparation and hearing time, totaling $2,250. Ogelsby also testified that court costs in the amount of $450 had been expended. TWS did not cross-examine Ogelsby, even though it had the opportunity to do so, and contrary evidence was not proffered by TWS. In addition, Ogelsby submitted an affidavit attesting to her fees in which she asked for an additional $5,000 for an appeal to the court of appeals and an additional $5,000 for an appeal to the Supreme Court of Texas. Because Ogelsby's testimony and affidavit were adequate and uncontested proof of her necessary and reasonable attorney's fees, we sustain the City's third issue and render judgment for the City in the amount of $2,700 in attorney's fees and costs for trial, $5,000 for appeal to this court, and $5,000 in the event of an appeal to the supreme court. See Ragsdale v. Progressive Voters League, 801 S.W.2d 880, 882 (Tex. 1990) ("where the testimony of an interested witness is not contradicted by any other witness, or attendant circumstances, and the same is clear, direct and positive, and free from contradiction, inaccuracies, and circumstances tending to cast suspicion thereon, it is taken as true, as a matter of law"). Additionally, because the City is entitled to pre-judgment and post-judgment interest as provided by law, we will remand the cause to the trial court for a determination of the amount of pre-judgment and post-judgment interest to which the City may be properly entitled in light of this judgment.





Conclusion The judgment of the trial court is reversed, and judgment is rendered for the City against TWS for damages and attorney's fees and costs. The cause is remanded for a determination of pre-judgment and post-judgment interest to which the City may be entitled.

Phylis J. Speedlin, Justice



1. The Honorable Michael P. Peden, presiding judge of the 285th Judicial District Court, Bexar County, Texas, signed the judgment; however, the Honorable Andy Mireles, presiding judge of the 73rd Judicial District Court, Bexar County, Texas, presided over the bench trial and signed the findings of fact and conclusions of law.

2. A defendant can also succeed on a discriminatory enforcement claim if he can show that the government's actions were deliberately based on an "arbitrary classification." Allred's Produce v. U.S. Dep't of Agric., 178 F.3d 743, 748 (5th Cir. 1999).