In The
Court of Appeals
Sixth Appellate District of Texas at Texarkana
______________________________
No. 06-02-00125-CV ______________________________
IN THE MATTER OF THE ESTATE OF CORDELIA WILLIAMS, DECEASED
On Appeal from the 336th Judicial District Court Fannin County, Texas Trial Court No. 33595
Before Morriss, C.J., Ross and Carter, JJ. Opinion by Justice Ross
O P I N I O N
Betty Jean Williams appeals a judgment rendered in favor of Jerry O. Williams and Gaylene Horton Plant, two of the three remaindermen under the last will and testament of C. F. and Cordelia Williams. Betty Jean contends the court erred in admitting C. F. and Cordelia's will to probate and in finding that a deed from Cordelia to her sons, C. O. Williams and K. W. Williams (Betty Jean's deceased husband), to forty-four acres of land was not valid. We sustain Betty Jean's contentions and reverse the trial court's judgment.
C. F. and Cordelia, husband and wife, executed a joint and contractual will November 25, 1977. Their estate consisted primarily of a forty-four acre tract of land located in Fannin County. Under C. F. and Cordelia's will, the surviving spouse was to receive a life estate in the property; then, on the death of the second spouse, their sons, C. O. Williams and K. W. Williams, were to receive life estates in the property; finally, the remainder interest was to go to their three grandchildren, Joyce Mills, Jerry O. Williams, and Gaylene Horton (now Gaylene Plant).
C. F. died May 2, 1980. On December 11, 1986, Cordelia deeded the forty-four acres to C. O. and K. W. K. W. and his wife, Betty Jean, made their residence on the property, and C. O. ran cattle on the property. The testimony was conflicting concerning whether K. W. and Betty Jean moved to the property before or after the deed was given. Betty Jean testified that she knew nothing of the 1977 will at the time of the deed from Cordelia and that her husband gave valuable consideration for the property by agreeing to pay Cordelia's supplementary social security insurance for the remainder of her life. C. O. testified the deed was given from his mother to him and his brother only to keep the government from getting the property when Cordelia entered a nursing home. Cordelia died July 12, 1988. In 1992, C. O. went to an attorney in Bonham to discuss the estates of his mother and father. On June 29, 1992, C. O. signed an affidavit of heirship, stating he and K. W. were the only children of C. F. and Cordelia.
In 1998, a conflict arose between Betty Jean and Jerry, C. O.'s son and one of the remaindermen under the will, which culminated in Betty Jean ordering Jerry off the forty-four acres. After the conflict with Betty Jean, Jerry began to inquire about his grandparents' will. Jerry and C. O. went to the attorney's office to retrieve the will. This was on a Friday, and Jerry was able to pick the will up from the attorney's office the following Monday. Jerry testified he always believed there was a will and believed it had been probated. He relied on C. O. to handle the legal matters of C. F.'s and Cordelia's estates and assumed C. O. had probated the will. Likewise, Gaylene, one of C. O.'s daughters and a remainderman under the will, testified she knew there was a will, but believed her father had probated it, saying, "My father [C. O.] had always taken care of the business, and I never questioned it." Jerry testified that, after obtaining the will at the attorney's office, he took it to the courthouse, where he inquired about probating it. He and his father then went to a different attorney's office to pursue getting the will probated as a muniment of title.
On July 27, 1998, C. O. applied to have C. F. and Cordelia's will probated as a muniment of title. In his application, C. O. said he was "not in default in not offering the will for probate earlier, in that it was not known that a will existed and when found was promptly offered for probate herein, which is within a four year period after the same was found." Despite this statement, the evidence showed that C. O. always knew about his parents' will and that it was in fact kept in C. O.'s personal safety deposit box until he took it to Butler in 1992. Even so, an order admitting the 1977 will as a muniment of title was granted August 5, 1998.
At the time the will was admitted to probate, C. O.'s brother, K. W., was suffering from terminal cancer and died the following month. K. W.'s own last will and testament left everything to Betty Jean. Three months after K. W.'s death, C. O. sued Betty Jean in district court, seeking cancellation of the 1986 deed executed by Cordelia to K. W. and C. O. Betty Jean then filed a petition in probate court, contesting the probate of the 1977 will. Gaylene and Jerry filed an intervention in the probate proceeding, asserting their rights as remaindermen under the will, contesting the validity of the 1986 deed, and challenging Betty Jean's standing to contest probate of the will. C. O. died September 11, 2001.
The probate proceedings were transferred to the district court and consolidated with the suit filed by C. O. against Betty Jean. No jury demand was made, and trial on the merits of the consolidated cases commenced before the court in December 2001, recessed, and then concluded in January 2002. The court took the matter under advisement and rendered its judgment April 26, 2002. On Betty Jean's request, the trial court made the following findings of fact and conclusions of law:
I.
Findings of Fact
A. That on November 25, 1977, CF Williams and Cordelia Williams by reciprocal agreement executed a joint and contractual will wherein they granted the survivor of them a life estate in all their community property (hereinafter "subject property") and upon the death of the survivor, provided and granted a subsequent life estate in the subject property to their two sons, C. O. Williams and K. W. Williams. The joint and contractual will also vested fee simple in a remainder interest in the subject property to their three grandchildren, Joyce Mills, Jerry Williams and Gaylene Horton. The contractual will were [sic] executed by the Williams [sic] and properly witnessed in accordance with Texas Statutes.
B. That the joint and contractual will executed by the Williams [sic] contained no language granting the survivor nor any life estate holders any right to convey or dispose of any property.
C. That the joint and contractual will executed by CF Williams and Cordelia Williams had not been revoked prior to the death of CF Williams.
D. That upon the death of her husband CF Williams on May 2, 1980, Cordelia Williams accepted the benefits under the joint and contractual will, that being a life estate interest in the subject property.
E. That upon the death of CF Williams, C. O. Williams, the eldest son of CF Williams, did not probate the will of his father as Cordelia Williams had the right to her life estate on the property.
F. That Cordelia Williams, a life estate holder of interest in the subject property under the joint and contractual will, executed a deed in December 1886 [sic], purporting to grant a fee simple interest in the subject property to her sons, C. O. Williams and K. W. Williams which would defeat said will. The purported deed violated the provisions of the contractual will to the detriment of the remaindermens' [sic] fee simple interest.
G. That during the last few years of Cordelia Williams [sic] life, K. W. Williams and his wife, Betty Williams, lived on the subject property in a small trailer.
H. That neither K. W. Williams or [sic] his wife Betty Williams were bonafide purchasers of the subject property, nor was C. O. Williams nor could they have been as all only had a life estate interest.
I. That upon the death of Cordelia Williams, on July 10, 1988, C. O. Williams failed to probate the joint and contractual wills [sic] of his parents. However, C. O. Williams did carry the will to an attorney before the four year statute of limitations and did obtain an affidavit of heirship on July 7, 1992, which enhanced his and his brother's life estate to a fee simple interest to the detriment of the remaindermen in contravention of the will which he had presented to the Attorney, . . . .
J. That upon learning of his father's failure to probate the wills [sic] of his grandparents in August of 1998, Jerry Williams immediately demanded that his father probate the will and moved to protect the rights of the remaindermen, namely himself, and his two sisters, Gaylene Plant and Joyce Mills by obtaining the will from [the attorney] and having . . . another local attorney . . . file it as a Muniment of Title.
K. That while C. O. Williams failed to probate the joint and contractual will of CF and Cordelia Williams, Jerry Williams and Gaylene Plant did not default in failing to timely probate the joint and contractual will of CF Williams and Cordelia Williams, and that they provided justification for the delay in probate.
L. As intervenors, Jerry Williams and Gaylene Plant had the right to intervene and assert their interests and that of their sister as Remaindermen beneficiaries.
II.
Conclusions of Law
A. Since the joint and contractual will of CF Williams and Cordelia Williams had been executed with the requisite formalities, the will is mutual and contractual as [a] matter of law. Said will not only set forth the testamentary disposition of property but also [was] a contract between the testators, CF Williams and Cordelia Williams. Therefore, Cordelia Williams, as the surviving party to the contractual will, who also accepted the benefits thereunder, is estopped from changing its provisions.
B. Upon the death of CF Williams, Cordelia Williams possessed only a life interest in the subject property pursuant to the joint and contract [sic] will she executed with her husband. She therefore exceeded the powers granted to her under the joint will when she attempted to convey the subject property in fee simple to her sons, C. O. Williams and K. W. Williams and any such conveyance is invalid. The affidavit of heirship authorized by C. O. Williams enlarging his and his brothers [sic] life estate to a fee simple interest is also invalid.
C. Lastly, because the remainder fee interest of the Williams' [sic] grandchildren immediately vested upon the death of CF Williams, their rights are not cut off by any action or lack thereof on the part of C. O. Williams, Cordelia Williams and/or K. W. Williams. As holders of a vested remaindermen fee simple interest in the subject property, they still had the right to have the joint and contractual will of their grandparents probated as a Muniment of Title and take under the will.
A trial court's findings of fact are reviewable for legal and factual sufficiency of the evidence by the same standards that are applied in reviewing evidence supporting a jury's answer. Catalina v. Blasdel, 881 S.W.2d 295, 297 (Tex. 1994). A trial court's conclusions of law are reviewed de novo. Asai v. Vanco Insulation Abatement, Inc., 932 S.W.2d 118, 121 (Tex. App.-El Paso 1996, no writ). A factual insufficiency point requires us to examine all of the evidence in determining whether the finding in question is so against the great weight and preponderance of the evidence as to be manifestly unjust. Id. In reviewing a legal sufficiency point, we may consider only the evidence and inferences that tend to support challenged findings and disregard all evidence and inferences to the contrary. Catalina, 881 S.W.2d at 297.
Although the trial court included in its "Findings of Fact" matters more properly belonging in its "Conclusions of Law," Betty Jean makes no challenge to those findings that are truly matters of fact. Her two points of error, however, constitute a challenge to the court's conclusions of law, which we review de novo.
Betty Jean first contends the trial court erred in admitting the will of C. F. and Cordelia Williams to probate, and hence challenges the court's conclusion that such will was properly probated.
Under Texas law, no will shall be admitted to probate after the lapse of four years from the death of the testator unless it be shown by proof that the party applying for such probate was not in default in failing to present the will for probate within the four-year period. Tex. Prob. Code Ann. § 73(a) (Vernon 2003). The "not in default" language of Section 73 is held to be a due diligence standard. Brown v. Byrd, 512 S.W.2d 753, 755 (Tex. Civ. App.-Tyler 1974, no writ). Betty Jean contends "the issue before the Trial Court was whether or not there was any evidence whatsoever to excuse C. O. Williams for not probating the will." She contends "the record is absolutely silent of any credible evidence in which the Court could possibly find that C. O. Williams was 'no[t] in default.'" Jerry and Gaylene contend, on the other hand, that the default of one proponent of a will does not cut off the right of another proponent who is not in default. See Lutz v. Howard, 181 S.W.2d 869, 872 (Tex. Civ. App.-Eastland 1944, no writ). Even so, says Betty Jean, in this case we should not look at whether the other parties were "not in default," because C. O. was the only person who attempted to probate the will. Betty Jean is correct. Only the default of the party applying for the probate of the will is an issue. Id. C. O. is the party who applied to probate the will. Therefore, whether Jerry or Gaylene was in default is irrelevant, because neither of them applied to have the will probated.
Jerry and Gaylene cite Armstrong v. Carter, 291 S.W. 626, 627 (Tex. Civ. App.-Waco 1927, no writ), a case involving another set of children who relied on their father to handle the family's business affairs. In Armstrong, the last will and testament of the children's mother was kept in a trunk by their father, who handled all the business affairs of the family. The children did not question their father about the will and did not see it until after his death. Id. The court found the children were not in default when they filed their mother's will for probate after their father's death, even though it was five years after the death of their mother. Id. The facts of Armstrong, however, are distinguishable from the instant case because Jerry and Gaylene did not apply to probate the will; only C. O. did.
It appears from the findings of fact and conclusions of law that the trial court considered C. O. to have been in default at the time he probated the will (a finding not challenged by Betty Jean or by Jerry and Gaylene), but that such default was irrelevant to the rights of the remaindermen to probate the will. It is true that, as interested parties, Jerry and Gaylene had the right to apply to have the will probated. Tex. Prob. Code Ann. § 76 (Vernon 2003). However, they never exercised this right. Even after Jerry learned in 1998 that C. O. had not probated the will, and even though he had the will in his personal possession and took it to the courthouse, where he inquired about probating it, neither he nor Gaylene ever applied to have the will probated. Instead, they merely encouraged their father, C. O., to probate the will. Jerry and Gaylene did intervene in the probate proceeding, but they never applied to have the will probated.
Because C. O. waited more than four years to apply to probate his parents' will, he was required to prove he was not in default, i.e, that he used due diligence. In his application to probate the will, he stated he had not known about the will. He later testified, however, he had always known about his parents' will and had even kept it in his own personal safety deposit box. Because C. O. was in default in failing to present the will within the four-year period, the trial court erred in admitting the will to probate. Tex. Prob. Code Ann. § 73(a). Betty Jean's first contention is sustained.
In her second point of error, Betty Jean contends the trial court erred in concluding that the deed from Cordelia to C. O. and K. W., dated December 11, 1986, was not valid. The trial court and Jerry and Gaylene rely solely on the fact that C. F. and Cordelia's will was admitted to probate in their assertion that the 1986 deed was not valid. However, Tex. Prob. Code Ann. § 94 (Vernon 2003) provides, "no will shall be effectual for the purpose of proving title to, or the right to the possession of, any real or personal property disposed of by the will, until such will has been admitted to probate." Under this provision, a will cannot be used to prove title to real property disposed of by the will until the will has been properly admitted to probate. Because the trial court erred in admitting the 1977 will to probate, Jerry and Gaylene cannot rely on the intentions evidenced by the will to prove their ownership of the property. The trial court erred in concluding that the deed from Cordelia to C. O. and K. W., dated December 11, 1986, was not valid. Betty Jean's second point of error is sustained.
We reverse the judgment of the trial court. We render judgment that Betty Jean Williams, as sole devisee of her husband, K. W. Williams, owns in fee simple an undivided one-half interest in the forty-four acres in question and that the heirs or devisees of C. O. Williams own in fee simple the other undivided one-half interest in such property.
Donald R. Ross
Justice
Date Submitted: June 20, 2003
Date Decided: June 27, 2003
ral errors in following required procedure for copying the subject hard drive to a "forensic" hard drive, and also that he did so without "wiping" the disk onto which the material was copied (an in-house disk used in pornography investigations). Marshall admitted that the drive was one used in-house for pornography investigations and that it could have already contained pornographic material. This was certainly at least impeachment evidence favoring the defense.
However, the State contends the first required element of Brady is missing because Taylor failed to show the information was "suppressed." This first element of Brady is present if the prosecution actively suppresses evidence or negligently fails to disclose it. Baker v. State, 887 S.W.2d 227, 228 (Tex. App.-Texarkana 1994, no pet.).
In Runyan, a child pornography case, the appellant contended the government had violated Brady by denying him access to a computer owned by a defense witness in the case, which would have allegedly contained exculpatory information. The Fifth Circuit found no Brady violation; the computer was available at trial, and the defense had full access to the computer and its contents during trial. The government is not required to facilitate the compilation of exculpatory material that could have been compiled by the defense. Thus, without suppression, there was no Brady violation. Runyan, 290 F.3d at 244, 245-46. There is no Brady violation if it is not shown that the defendant was denied access to the allegedly favorable material. Staten v. State, 919 S.W.2d 493, 498 (Tex. App.-Fort Worth 1996, pet. ref'd). If the defense has the opportunity to cross-examine concerning the allegedly exculpatory material and there is no showing the defense would have pursued a different trial strategy if he or she had known this information sooner, no Brady violation is shown. Williams v. State, 995 S.W.2d 754, 761-62 (Tex. App.-San Antonio 1999, no pet.). Further, the prosecutor is not required to furnish the defendant with exculpatory and mitigating evidence which is equally and fully accessible to the defense. Flores v. State, 940 S.W.2d 189, 191 (Tex. App.-San Antonio 1996, no pet.).
The record shows that the EnCase report, from which Taylor's expert was able to determine error had been made, was furnished to defense counsel five days before the date testimony commenced. In its opening statement, the State acknowledged errors had been made. Marshall admitted on direct examination he had made mistakes transferring the data from Taylor's computer. Specifically, before copying the drive, Marshall executed a format command against Taylor's drive, when he should have formatted the target drive. By doing so, he destroyed the file allocation table for Taylor's computer and there was no structure in place for the files which were copied. Defense counsel extensively cross-examined Marshall about his errors.
However, the record contains a report from John Hinds, an analyst who assisted Marshall. The report pointed out these errors in detail. That report was produced four months before trial. Thus, Taylor was made aware at an appropriate time of the critical mistakes made by Marshall in his attempt to copy the contents of the hard drive, and no Brady violation is evident.
That is not, however, the conclusion of Taylor's argument, but is instead its beginning. Taylor complains strenuously because he was never informed Marshall had copied the hard drive (without the file structure), not onto a clean or newly-wiped hard drive, but instead onto a hard drive the State had used in previous pornography investigations-and which the State admitted could therefore have contained images from previous investigations.
The State has no response to this contention, except to argue in a single sentence that the matter was fully explored at trial. The State cites Runyan, 290 F.3d 223, for the proposition that, if information is fully available at the time of trial, then a Brady violation is not shown. That argument ignores the second facet of that proposition: that the only reason for not obtaining the evidence is defense counsel's lack of reasonable diligence. It is clear the State informed Taylor about the problems with the file transfer. It is equally clear the State did not inform Taylor about its failure to wipe the target disk and the resultant possibility that extraneous photographs could be on the target disk.
After this fact became apparent at trial, counsel elicited evidence about whether extant files on the hard drive could be clearly differentiated from files added by the copying process. That evidence is conflicting. The testimony seems to agree that, if the officers had not initially made the mistake of formatting Taylor's drive and destroying the file allocation structure before copying the drive, it would be clear which portions of the copied files came from Taylor's machine. However, because in this case the State destroyed the file allocation structure, the testimony indicates there is a probability that any given file might have already been on the disk before the copying process occurred.
The errors in copying were disclosed in a timely fashion, and Brady is not implicated as to that matter standing alone. However, the error in failing to first wipe the target disk was not revealed, and that knowledge is critical to any analysis of the importance of the errors in copying, as well as to any attempt to determine whether the photographs were on Taylor's hard drive, or were left over from prior pornography prosecutions.
The entirety of the conviction is based on those photographs. Brady requires a showing that the evidence was suppressed, that the suppressed evidence was favorable to the defense and material to either guilt or punishment-and creates a probability sufficient to undermine confidence in the outcome of the proceeding.
The evidence was clearly suppressed. The first prong has been met. The second prong requires a showing the evidence was favorable. Favorable evidence is any evidence that "if disclosed and used effectively, it may make the difference between conviction and acquittal." United States v. Bagley, 473 U.S. 667, 676 (1985). Favorable evidence includes both exculpatory and impeachment evidence. The nondisclosed evidence tends to impeach the testimony of the expert witness on whom the State relied to convict and is thus exculpatory in nature. Exculpatory evidence is evidence which tends to justify, excuse, or clear the defendant from alleged fault or guilt. Thomas, 841 S.W.2d at 404. Impeachment evidence is that evidence offered "to dispute, disparage, deny, or contradict . . . ." Id., quoting Black's Law Dictionary 566 (5th ed. 1990). Further, this evidence goes to a matter the State was required to prove: that the pictures were actually on Taylor's computer drive. If disclosed and used effectively, proof that they were not on his computer would necessarily have resulted in an acquittal. Therefore, the evidence was favorable, and the second part of the test has been satisfied.
The third prong of the test requires us to determine whether the evidence was material, i.e., created a probability sufficient to undermine confidence in the outcome of the proceeding. To make this determination, we must examine the alleged error in the context of the entire record. Id.; see Bagley, 473 U.S. at 683; see also United States v. Agurs, 427 U.S. 97, 113 (1976).
We are required to examine the error in context of the overall strength of the State's case. See Thomas, 841 S.W.2d at 405. The Thomas court referred to the analysis used by the United States Supreme Court in Agurs to supply the form of that analysis. The Agurs opinion states:
If . . . one of only two eyewitnesses to a crime had told the prosecutor that the defendant was definitely not its perpetrator and if this statement was not disclosed to the defense, no court would hesitate to reverse a conviction resting on the testimony of the other eyewitness. But if there were fifty eyewitnesses, forty-nine of whom identified the defendant, and the prosecutor neglected to reveal that the other, who was without his badly needed glasses on the misty evening of the crime, had said that the criminal looked something like the defendant but he could not be sure as he had only had a brief glimpse, the result might well be different.
Agurs, 427 U.S. at 113.
Therefore, a verdict that is only weakly supported by the record is more likely to be affected by the prosecutorial error than a verdict which is strongly supported. Strickland v. Washington, 466 U.S. 668, 696 (1984).
Further,
the reviewing court may consider directly any adverse effect that the prosecutor's [nondisclosure] might have had on the preparation or presentation of the defendant's case. The reviewing court should assess the possibility that such effect might have occurred in light of the totality of the circumstances and with an awareness of the difficulty of reconstructing in a post-trial proceeding the course that the defense and the trial would have taken had the defense not been misled by the prosecutor's [failure to disclose].
Bagley, 473 U.S. at 683.
With this in mind, we recognize that the State relied exclusively on the photographic images obtained from the copying process to implicate Taylor as the possessor of those photographs. Although Taylor provided a statement saying he had at times viewed and downloaded photographs on the internet, he was not convicted of generally viewing or purchasing photographs, whether lewd or otherwise. He was convicted of possessing nine specific photographs. There is no other evidence to show these photographs were actually contained on his computer. The State's case, therefore, rested on those photographs exclusively and on the credibility of the witness who copied Taylor's computer drive that allegedly contained those photographs. This evidence, which tends both to exculpate Taylor and to impeach the State's witness' testimony, went to the very heart of the State's case and involves the only means used to present that evidence. (9)
Despite the problems set out above and the untimely exposure of those problems to counsel, as well as the obvious expense of proceeding to the brink of trial and then stopping to regroup, and the expense to the defendant of bringing an expert witness in for trial, courts have held there is yet another way that complaints about Brady violations may come to naught. Long-standing caselaw indicates that, when previously withheld evidence is disclosed at trial, the defendant has an opportunity to request a continuance. Williams, 995 S.W.2d at 762; Losoya v. State, 636 S.W.2d 566, 571 (Tex. App.-San Antonio 1982, no pet.). The failure to request a continuance waives any Brady violation, as well as any violation of a discovery order. Williams, 995 S.W.2d at 762; see Lindley v. State, 635 S.W.2d 541, 544 (Tex. Crim. App. [Panel Op.] 1982); Yates v. State, 941 S.W.2d 357, 364 (Tex. App.-Waco 1997, pet. ref'd); Losoya, 636 S.W.2d at 571.
This reasoning is taken from Texas Court of Criminal Appeals cases which used that reasoning in the context of police reports or favorable witness statements, which are an express exception to the discovery rule. Tex. Code Crim. Proc. Ann. art. 39.14 (Vernon Supp. 2002). (10) Since that time, they have been applied to any situation where surprise is claimed, without consideration of other factors that show the basic unfairness of allowing the state to take a case to trial without revealing basic exculpatory evidence. This case highlights those factors. Most notably, Taylor was not indigent, and the State was not paying for his defense or for his expert witness. Further, the State does not suggest it was unaware of the evidence, but claims instead it thought it was not of importance and chose not to provide it to the defense.
Nevertheless, we are confronted with the basic fact that counsel did not, when he was finally informed of the evidence, ask the trial court for a continuance. Under the authority cited above, we have no choice but to find the Brady claims were waived.
Discovery Error
Taylor also contends the trial court's refusal to order the State to provide him with a complete copy of the hard drive as "material physical evidence" for inspection requires reversal. The State took the position that the electronic images were pornographic, and thus contraband, and that it could not therefore provide him with a complete copy of the hard drive which included the copies. Mere inspection of the images or even of the EnCase report is not the same as an inspection of the drive itself (or an exact copy thereof). It is certainly not the same as an independent forensic examination of the contents of the hard drive by an expert.
A drug defendant has the right to have an independent chemist review the "contraband" in the presence of a representative of the state to determine its chemical makeup. Mendoza v. State, 583 S.W.2d 396, 398 (Tex. Crim. App. [Panel Op.] 1979); see Tex. Code Crim. Proc. Ann. art. 39.14. It is no different in this instance to require the State to produce its evidence, i.e., the hard drive, for independent review, subject to the State's right to have a representative present. Accordingly, at the very least, an exact copy of the duplicate of Taylor's hard drive should have been produced for review by an expert of Taylor's choosing, in the presence of a representative of the State.
In so holding, we disagree with the State's position that such a review must be conducted at a State-controlled facility. We would not require a chemist to take a "porta-lab" with him or her into an evidence room to check alleged contraband drugs, and it is not appropriate to require a computer expert to carry his or her equipment into a State facility to review the documents. Under some circumstances, such as in this case where the accuracy of the copy itself is at issue, on timely request the duplicate and the original hard drive should both be produced for independent examination. The failure to produce the requested materials for independent review by defense counsel or his expert was error.
If the appellate record in a criminal case reveals nonconstitutional error that is subject to review under Tex. R. App. P. 44.2(b), we do not reverse a judgment of conviction or punishment unless we determine the error is such that it affects the substantial rights of the defendant. In order to properly conduct a harm analysis under Rule 44.2(b), we are to determine whether the error affected a substantial right of the defendant. The Texas Court of Criminal Appeals has opined that, in order to make this determination, we must decide whether the error had a substantial or injurious effect on the jury's verdict. Llamas v. State, 12 S.W.3d 469, 471 n.2 (Tex. Crim. App. 2000).
If concrete data necessary to conduct a harm analysis is absent, we must nevertheless conduct the test, and the absence of information is simply taken into account in determining whether the harmless error test was passed or failed. Cain v. State, 947 S.W.2d 262, 264 (Tex. Crim. App. 1997). This means some errors will not be proven harmless because harm can never be determined due to lack of information needed for analysis. Llamas, 12 S.W.3d 469.
In so doing, we must assess harm, but there is no burden on either the appellant or on the state to demonstrate that harm. Schutz v. State, 63 S.W.3d 442, 444 (Tex. Crim. App. 2001); Johnson v. State, 43 S.W.3d 1, 4 (Tex. Crim. App. 2000). The parties may suggest how such harm is shown (or not), but no presumptions or allocated burdens of proof may exist. Johnson, 43 S.W.3d at 4.
In considering harm, the entire record must be reviewed to determine whether the error had more than a slight influence on the verdict. See King v. State, 953 S.W.2d 266, 271 (Tex. Crim. App. 1997), citing Kotteakos v. United States, 328 U.S. 750, 776 (1946); Reeves v. State, 969 S.W.2d 471, 491 (Tex. App.-Waco 1998, pet. ref'd). If the court finds the error did have more than a slight influence on the verdict, it must be concluded the error affected the defendant's substantial rights in such a way as to require a new trial. Johnson, 43 S.W.3d at 4; Reeves, 969 S.W.2d at 491. If the court has grave doubts about the error's affect on the outcome, the case must be remanded for a new trial. Johnson, 43 S.W.3d at 4. Otherwise, the court should disregard the error. Id.; Lopez v. State, 990 S.W.2d 770, 778 (Tex. App.-Austin 1999, no pet.).
The contents of the hard drive were necessarily the central issue in this trial. The failure to order a copy of the hard drive produced, after request by counsel, had several results. Most importantly, defense counsel had no opportunity to discover for himself the errors referenced above. Those errors had the potential to be of critical importance to Taylor's defense, but without the opportunity to examine those errors in a less haphazard manner than the "on-the-fly" efforts made on cross-examination, we do not have sufficient information for more than an analysis of probabilities, rather than facts.
The failure to provide a copy of the hard drive also meant counsel did not have a copy of the photographs which the State alleged to be pornographic, which necessarily impacted his ability to prepare a defense to the claim.
Cocaine can be analyzed, and the result conclusively shows whether the substance is contraband. That is not the case with photographs that may or may not be lewd. That is most clearly shown by the fact that we must conclude the jury decided one of the photographs was not pornographic. Counsel should have been provided with the information requested.
We conclude that under these facts this error had a substantial or injurious effect on the jury's verdict.
The Story
Taylor also contends the trial court erred by allowing a "story" found in Taylor's residence to be admitted into evidence. The "story" was found on a floppy disk at Taylor's home and is a despicable (and lengthy) sexual narrative extolling the joys of sex enjoyed by men and women with both willing and unwilling young girls. It is extremely graphic and provides detailed descriptions of an infinite variety of sexual activity.
Counsel objected strenuously when the evidence was introduced, initially because the story was not relevant in any respect to a prosecution for possession of photographs, and then further argued the story was "highly prejudicial" with no purpose other than to "inflame the jury." The State, in its response to the objection, addressed both the relevancy argument and counsel's argument about undue prejudice.
On appeal, the State argues the prejudice versus probative value argument was not preserved for review because counsel did not refer the court to Tex. R. Evid. 403. It is not necessary for counsel to specify the rule under which he is complaining, but only to so frame his objection so that it may be clearly understood by the trial court. See Anderson v. State, 817 S.W.2d 69, 73 n.4 (Tex. Crim. App. 1991). An objection is sufficient to preserve error for appellate review if the objection communicates to the trial court what the objecting party wants, why the objecting party thinks himself or herself entitled to relief, and does so in a manner clear enough for the court to understand the objection and request at a time when the court is in a position to do something about it. See Lankston v. State, 827 S.W.2d 907, 908-09 (Tex. Crim. App. 1992).
It is clear, both from counsel's argument and from the court's statements, that the objection was understood on both grounds. The complaint was therefore preserved for appellate review.
The first question is whether the story was relevant to this prosecution. Tex. R. Evid. 401 provides that relevant evidence is "evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence."
This is limited by Rule 404, which provides that evidence of other acts is not admissible to prove a person's character in order to show that he or she acted in conformity with his or her character. See Tex. R. Evid. 404. The purpose of the rule is to avoid tempting a jury to convict a person for being a "bad person" generally and to require conviction on the particular alleged offense. The built-in exception provides that the evidence is nevertheless admissible if it is relevant for some other purpose, such as to show motive, knowledge, intent, etc.
The State contends the story is relevant to show knowledge by Taylor that the pictures were on his hard drive and that they were not there by accident; and that it makes it less likely that possession of the photographs was an accident when the person was also downloading narratives that involved sexual contact between adults and minors, citing United States v. Grimes, 244 F.3d 375 (5th Cir. 2001). Both Taylor and the State refer to Grimes as supportive of their position.
In Grimes, a child pornography case, the Fifth Circuit found that a similar story found in a computer was admissible as relevant to show that Grimes knew the photographs were of minors, that he knowingly possessed the images, that it was Grimes instead of another family member who possessed the photographs, and that the possession was likely not an accident when the person was also downloading narratives involving sexual contact between adults and minors. Id. at 384 n.18.
The points similar in this case to Grimes are the "accident" and "knowledge" considerations. As in Grimes, the story certainly supports those two matters, and thus the court correctly concluded it was relevant and admissible for reasons other than to show Taylor was acting in conformity with his character.
At this juncture, however, the State urges this Court to abandon Grimes, because the Fifth Circuit then reviewed the story and concluded unequivocally it was unduly prejudicial and inadmissible. It described the narratives as vile in their graphic and violent nature, and concluded the probative value was substantially outweighed by the danger of unfair prejudice.
We now turn to the question of whether this evidence was inadmissible because it is evidence of such a nature that its probative value was substantially outweighed by the danger of unfair prejudice. See Tex. R. Evid. 403. This objection requires the trial court to engage in a balancing process, that is, to weigh the probative value of the evidence against its tendency to suggest a decision on an improper basis. Appellate review is on an abuse of discretion standard. Rule 403 carries with it a presumption that the evidence will be more probative than prejudicial. Tennison v. State, 969 S.W.2d 578, 580 (Tex. App.-Texarkana 1998, no pet.). In order to be unfairly prejudicial, the proffered evidence must have a tendency to suggest a decision on an improper basis. Perkins v. State, 902 S.W.2d 88, 99 (Tex. App.-El Paso), supplemented by, 905 S.W.2d 452 (Tex. App.-El Paso 1995, pet. ref'd).
In conducting the balancing test required by Rule 403, the trial court must assess the inherent tendency, if any, of the evidence to encourage resolution of material issues on an improper basis, and then must balance against that inherent tendency the host of factors affecting probativeness. Richardson v. State, 879 S.W.2d 874, 880-81 (Tex. Crim. App. 1993); Fuller v. State, 829 S.W.2d 191, 206 (Tex. Crim. App. 1992). An appellate court reviewing the trial court's decision may reverse it only for an abuse of discretion, i.e., only when the trial court's decision was outside the zone of reasonable disagreement. Richardson, 879 S.W.2d at 881; Montgomery v. State, 810 S.W.2d 372, 391 (Tex. Crim. App. 1990) (op. on reh'g).
Those criteria include the following factors: (1) how compellingly the evidence serves to make a fact of consequence more or less probable-a factor that is related to the strength of the evidence; (2) the potential the evidence has to impress the jury in some irrational but nevertheless indelible way; (3) the time the proponent will need to develop the evidence; and (4) the force of the proponent's need for this evidence to prove a fact of consequence, which breaks down into three subparts: (a) Does the proponent have other available evidence to establish the fact of consequence that the evidence is relevant to show? (b) How strong is that other evidence? and (c) Is the fact of consequence related to an issue that is in dispute? See Montgomery, 810 S.W.2d at 389-90; Manning v. State, No. 06-01-00013-CR, 2002 WL 1332299, at *3 (Tex. App.-Texarkana 2002, no pet. h.).
In this case, factors one and two are indelibly linked. The explicit and offensive nature of the story obviously makes the State's case that the photographs were lewd much stronger, especially in light of the relatively innocuous posing of the children in the photographs. The very nature of the story, however, also fits this situation firmly within the Grimes description for a factor two analysis. Once read by the jury, this is not the type of evidence that could be filed away in some compartment of the mind and considered for only a limited purpose, even if the trial court ordered the jury to do just that. The potential the evidence has to "impress the jury in some irrational but nevertheless indelible way" is so far beyond any typical situation that it is impossible to see any way in which its misuse could be corrected.
Factor three: The time involved was short.
Factor four: Did the State need the evidence to prove a matter in dispute? The story makes it more likely that Taylor used the photographs to satisfy his prurient interests. It does not (or at least should not) affect the jury's determination of whether the photographs were actually lewd, which is what the State was required to prove. The State used the story to buttress its argument that the photographs were actually lewd because, surely if Taylor enjoyed such deplorable writing, the photographs are similarly deplorable. The State argues on appeal it could also have used the story to buttress its position that the photographs were intentionally placed on the computer rather than accidentally pulled up into a temporary file, which was one of the defensive arguments made by Taylor's counsel.
The only one of these arguments that is legitimate is the last one, and that is the one that could most easily have been shown by a proper forensic evaluation of the hard drive of Taylor's computer.
Because of its ultimate and extreme inflammatory nature, the prejudice caused by its admission, i.e., the likelihood that the jury would use it improperly, outweighed its probative value. The inflammatory nature of this type of evidence-a story about the rape of many children by a number of adults in graphic detail-is so extreme that no conceivable instruction would have been sufficient to keep the jury from considering it when it was determining Taylor's guilt for an offense that involved photographs of nude children. This is most certainly the case in light of the fact that the critical question was whether the photographs were lewd, and Taylor's main defensive argument was that they were not lewd. The question was not whether Taylor was using them for lewd purposes or whether Taylor considered them lewd. The question was whether the photographs were lewd. Ultimately, this evidence was such as to encourage resolution of material issues on an emotional and improper basis rather than on the basis of the evidence on which the allegations of wrongdoing were grounded.
The trial court abused its discretion by allowing this story into evidence. When such
evidence is presented to a jury, for the reasons set out in detail above, it necessarily must
fall within the harm parameters set out by Tex. R. App. P. 44.2 as an error affecting the
substantial rights of the accused to a fair trial. (11)
Hearsay and Ineffective Assistance of Counsel Taylor further contends in two related points of error that the trial court erred by
admitting hearsay testimony and also that, if we conclude the trial objection was
inadequate, he received ineffective assistance of counsel. Taylor's hearsay complaints concern: 1) the accuracy of the copying procedure that
provided a predicate to the admission of the photographs; and 2) allegations that Taylor
had at times in the past purchased child pornography from Landslide (not resulting in the
purchase of these photographs). As previously discussed at length, Marshall testified he had copied Taylor's hard
drive. He testified the portions of the target hard drive containing the copy made of
Taylor's hard drive by the EnCase program were identical. He based his testimony on his
observation of two hash marks on his computer screen at the time the copying process
was completed-the acquisition hash and the verification hash. Marshall made no
recording of this in any form, although the EnCase software provides a verification process
that would have provided written documentation of the quality of the copying procedure. The initial question is whether information observed on a computer screen,
generated not by a human source but setting out the results of a computer program in
analyzing data, is hearsay. Rule 801 defines a "statement" as an oral or written verbal
expression, or as the nonverbal conduct of a person if intended by the person as a
substitute for verbal expression. Tex. R. Evid. 801(a). Arguably, this should constitute
such a statement. When the rules were written, computers were not capable of performing
such analysis and at most would have provided raw data which would have to be analyzed
by a human. Now, the computer program performs the analysis and a human only looks
to see what result the program has reached. If the result shown is not the one desired, the
human does not perform an independent analysis, but looks for different ways to apply the
program to the problem. Under this scenario, there is arguably a statement being
made-just not by a human-but by an artificial intelligence. Without going into the details of this type of analysis, however, as pointed out by the
State, several courts of appeals have held that computer-generated information, whether
on a display or paper, is simply not hearsay because it falls outside the strict language of
the rule. This position is defensible and is apparently the sole position taken in Texas to
date for materials not input into a computer and simply printed out, but that result from
analysis done by the computer. (12) The statement by Marshall was not hearsay. Taylor next contends the trial court erred by allowing information that purported to
be portions of the business records of Landslide into evidence. (13) The State offered
testimony by Steve Nelson to show Taylor had either ordered or subscribed to an internet
service that provided child pornography. It became clear at trial that the time frame for
these alleged purchases was before 2000 and that Taylor had purchased a new computer
since that date. The State made no effort to show or suggest the pictures at bar were
purchased from that service. The accounting and transaction records of Landslide were obtained by the State as
the result of a two-year investigation of the company. Nelson was the officer who had
managed the Landslide investigation and was the person who had reviewed the database
during the investigation. The State argues on appeal that these constitute summaries of
business records and were therefore admissible. This argument was never made at trial.
The State introduced the evidence, not as summaries, but as the business records
themselves. Taylor's counsel objected to the introduction of the records because they
were not made available pursuant to the general discovery order covering the trial. I'm going to object, Your Honor. He's trying to prove up business records,
hearsay records that we don't have. We haven't seen them. This goes to
our discovery motion. I'm going to object to this whole line of questioning. The trial court overruled the objection. Testimony continued, and counsel then objected due to a lack of personal
knowledge by the witness about the records at issue. After a brief voir dire of the witness,
counsel restated his second objection as follows: I object, Your Honor. There was no personal knowledge. This person was
not present. This person does not know anybody that was-at the time these
records were made, he doesn't know anybody that was-he wasn't present.
He knew nothing about it, how they were kept, who they were kept by, or
what was going on. There is no way that this person can prove up that as a
business record, and I object to it as hearsay. On appeal, Taylor first contends the evidence was inadmissible as a business
record because the information was actually a collection of excerpts prepared by Nelson
from Landslide's records. This is a more carefully phrased version of the objection made
at trial and adequately comports with that objection to preserve the claim for review. We have reviewed the records. They are not the business records of Landslide;
they are portions of those records which were collated and excerpted by Nelson. They
were never tendered as "summaries," but as the records themselves. It is clear from the
discussion above they are not the business records of the company. The trial court thus
abused its discretion by allowing them to be admitted into evidence. The contention of error is sustained. We now look to see whether this error is such that it affected the substantial rights
of the accused. See Tex. R. App. P. 44.2(b). In making that determination, we apply the
standards set out above. We have recognized that the photographs are in no way linked
to any purchases through Landslide. The evidence was used by the State as support for
its position that the photographs were pornographic, based not on the photographs, but on
the fact Taylor had engaged in purchases of unknown, but presumably pornographic
(according to the statutory definition) images at a prior time. That evidence provided no
direct proof that Taylor committed the crime alleged in this case, but was used by the State
to show that the photographs on his hard drive were there intentionally and not as a result
of some mistake or accidental surfing of the internet. There is no question this improperly admitted evidence is such that it added to the
strength of the State's case. We find the error did have more than a slight influence on the
verdict, and we therefore conclude the error affected Taylor's substantial rights in such a
way as to require a new trial. See Johnson, 43 S.W.3d at 4. The Picture Book: "The Age of Innocence" Taylor finally contends the trial court committed reversible error by refusing to permit
him to introduce a collection of photographs entitled, "The Age of Innocence." He argues
that, because the question before the jury was whether the photographs at bar were lewd, (14)
he should be able to provide photographs contained in an art book, which would provide
the jury with some information from which it could make an intelligent determination of
whether the photographs at bar were lewd, for some reason other than because this
defendant read stories about sex involving children. He points out that during voir dire the
State suggested that pictures of nude children by anyone except a parent raised "questions
about the intent" and thus that the question about whether a picture constituted child
pornography was not based on the photograph, but on who possessed it. In short, Taylor argues the book should have been admitted into evidence because
the photographs he had in his possession were in no substantive way different from the
pictures found in that book. We review the trial court's decision to admit or exclude evidence under an abuse
of discretion standard. See Green v. State, 934 S.W.2d 92, 101-02 (Tex. Crim. App.
1996); Montgomery, 810 S.W.2d at 379-80. We will not reverse a trial court whose ruling
was within the "zone of reasonable disagreement." Green, 934 S.W.2d at 102;
Montgomery, 810 S.W.2d at 391. Under the definition of relevance set out earlier, there is no question the evidence
could have been useful to aid the jury in determining the critical matter at issue: whether
the photographs were lewd. However, that is only the case if some court, somewhere, had
found the photographs in the art book were or were not lewd. The fact the book is readily
available at a local bookstore, or that it is sold worldwide by one of the world's largest
retailers without suffering criminal conviction, does not necessarily answer that question,
although it may suggest that a large number of people do not believe such photographs
are lewd. The State suggests that allowing admission of such evidence would lead to a
competition between prosecution and defense, with both sides being allowed to put on
evidence of photographs that have or have not been found lewd. That is not a bad thing,
and we know that a trial court would be able to restrict the quantity of such examples to a
reasonable level. We trust juries to reach conclusions that impact the lives of parties. They should
be given the tools necessary to reach such conclusions. We trust trial courts not to waste
too much time in providing those tools, but when the language of a statute uses terms that
are subject to interpretation, the jury should be provided with necessary information to
allow it to make an intelligent interpretation rather than being required to decide guilt based
on uninformed conjecture about the meaning of the words of a statute. Nevertheless, we believe that the decision about whether to admit this book into
evidence falls within the zone of discretion for the trial court and that the court could
reasonably decide the photographs would not be sufficiently helpful to require admission
into evidence. See Montgomery, 810 S.W.2d at 391. This point of error is overruled. Based on the errors set out above, we reverse the conviction and remand the case
for a change of venue and new trial. Donald R. Ross Justice Date Submitted: September 13, 2002 Date Decided: October 17, 2002 Publish 1. The State and Taylor agreed to sever the last two counts, which alleged possession
of pornographic photographs of a child in sexual activity with a horse. However, the State
announced at oral argument it did not intend to pursue those allegations.
2. This case was prosecuted by an assistant attorney general who, along with several
other assistants, were sworn in as assistant district and county attorneys for Red River
County.
3. 4. It is noted Taylor was not indicted for accessing and downloading pictures, but for
possession of specific pictures.
5. "My name is Clayton Taylor. I live at 210 N.E. 2nd Street, Bogota Tx. My date of
birth is 12/17/61. During the last 20 months, I have engaged in viewing and downloading
of material of a nature that involved children under the age of 17 engaged in illegal under
age sexual acts. This material included pictures as well as short stories. I did this as
fantasy and have not let it interfere with the performance of my duty as a teacher within the
community. These acts were done knowing full well of the consequences and were used
only as masturbatory fantasies. I, hereby state that I have not been forced to make this
statement and do so voluntarily and under no duress."
6. 7. See footnote 1.
8. The Thomas case presents an analysis of the applicable caselaw, including United
States v. Bagley, 473 U.S. 667 (1985); United States v. Agurs, 427 U.S. 97 (1976); Brady
v. Maryland, 373 U.S. 83 (1963). Material evidence favorable to the defense, which the
prosecutor is required under this rule of law to disclose is referred to as "Brady material."
9. See Bowen v. Maynard, 799 F.2d 593, 610 (10th Cir. 1986); Lindsey v. King, 769
F.2d 1034 (5th Cir. 1985); United States ex rel. Smith v. Fairman, 769 F.2d 386 (7th Cir.
1985).
10. Rodriguez v. State, 597 S.W.2d 917, 919 (Tex. Crim. App. 1980), vacated &
remanded on other grounds, 453 U.S. 906 (1981); Payne v. State, 516 S.W.2d 675, 677
(Tex. Crim. App. 1974); Yates v. State, 941 S.W.2d 357, 364 (Tex. App.-Waco 1997, pet.
ref'd).
11. The exhibit is fronted by a sheet of paper which, in magic marker, is titled as
"Clayton Taylor's Story." That titling in itself does not accurately reflect the evidence.
There is absolutely nothing to suggest that it is his story. It is something he possessed, not
something he wrote. The evidence shows the story was taken from the internet. 12. Stevenson v. State, 920 S.W.2d 342, 343 (Tex. App.-Dallas 1996, no pet.); Ly v.
State, 908 S.W.2d 598, 600 (Tex. App.-Houston [1st Dist.] 1995, no pet.); Smith v. State,
866 S.W.2d 731, 732 (Tex. App.-Houston [14th Dist.] 1993, no pet.); Burleson v. State,
802 S.W.2d 429, 439-40 (Tex. App.-Fort Worth 1991, pet. ref'd).
13. Landslide was not itself a pornography site. It was a service that verified credit
card information for a number of websites that provided pictures for viewing.
14. The Dallas court discussed the meaning of the term lewd in the following excerpt
from Alexander v. State, 906 S.W.2d 107, 110 (Tex. App.-Dallas 1995, no pet.). The court
concluded, however, that it was not necessary to provide any portion of this information to
a jury. Its analysis follows.
Under the federal statute, to determine whether a visual depiction of a child constitutes a lewd or lascivious exhibition of genitals, federal courts consider whether: (1) the focal point of the visual depiction is the child's genitalia; (2) the place or pose of the child in the photograph is sexually suggestive; (3) the child is depicted in an unnatural pose or inappropriate attire; (4) the child is fully or partially clothed or nude; (5) the visual depiction suggests sexual coyness or a willingness to engage in sexual activity; or (6) the visual depiction is intended or designed to elicit a sexual response in the viewer. Several federal courts have recognized that a photograph is lascivious when "the photographer array[s] it to suit his particular lust," noting that "lasciviousness is not a characteristic of the child photographed but of the exhibition which the photographer sets up for an audience that consists of himself or likeminded pedophiles."
We find the reasoning of the federal decisions persuasive and, thus, adopt their interpretations of "lewd" or "lascivious" exhibition of genitals for purposes of the Texas statute. We conclude that when a child is the subject of a photograph, lewdness is not to be considered as a characteristic of the child, but rather as a characteristic of the photograph itself. Moreover, we conclude that whether the content of a photograph constitutes a lewd or lascivious exhibition of a child's genitals depends on the intent of the photographer.
(Citations omitted.)