In The
Court of Appeals
Sixth Appellate District of Texas at Texarkana
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No. 06-05-00115-CV
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IN RE:
TERRENCE LIPSCOMB
Original Mandamus Proceeding
Before Morriss, C.J., Ross and Carter, JJ.
Memorandum Opinion by Chief Justice Morriss
MEMORANDUM OPINION
Terrence Lipscomb has filed a petition for writ of mandamus asking this Court to order the judge of the County Court at Law No. 2 of Gregg County, Texas, to rule on Lipscomb's motion for summary judgment in trial court cause number 2003-1886-CCL2. We deny the petition.
Mandamus will issue only when the record establishes (1) a clear abuse of discretion or the violation of a duty imposed by law and (2) the absence of a clear and adequate remedy at law. Cantu v. Longoria, 878 S.W.2d 131 (Tex. 1994); Walker v. Packer, 827 S.W.2d 833, 839–40 (Tex. 1992). Mandamus is an extraordinary remedy that will issue to correct only a clear abuse of discretion, or, in the absence of another statutory remedy, when the trial court fails to observe a mandatory provision conferring a right or forbidding a particular action. Abor v. Black, 695 S.W.2d 564, 567 (Tex. 1985) (orig. proceeding).
On August 20, 2003, the State sued Lipscomb seeking the forfeiture of money confiscated by police during Lipscomb's arrest. Lipscomb filed a motion for summary judgment in the forfeiture case March 28, 2005, seeking to have the State's claim dismissed and all of Lipscomb's money returned to him. Now, more than five months after Lipscomb filed his motion for summary judgment, Lipscomb claims the trial court has breached its ministerial duty to make a timely ruling on the motion for summary judgment.
Lipscomb did not provide this Court with a complete record of the underlying forfeiture proceeding. Failure to bring forth an adequate record is a ground for denying the petition for writ of mandamus. See, e.g., Conely v. Peck, 929 S.W.2d 630, 633 (Tex. App.—Austin 1996, orig. proceeding) (denying mandamus relief because movant failed to bring forth adequate record; appellate court assumed omitted portions of record supported trial court's judgment). However, rather than overrule Lipscomb's petition for failure to bring forth an adequate record, we have, in the interest of justice, directed the clerk's office of this Court to contact the clerk of the trial court and to request that a supplemental clerk's record of the underlying forfeiture proceeding be prepared and filed with this Court. This record has been filed.
The supplemental clerk's record shows that the trial court overruled Lipscomb's motion for summary judgment March 29, 2005, the day after Lipscomb filed his motion. The supplemental clerk's record also shows the parties entered into an agreed judgment September 9, 2005, which was before Lipscomb filed his petition for writ of mandamus with this Court. Accordingly, the record before us shows the trial court has already granted the relief sought and the case has been settled. We find Lipscomb's petition moot.
For the reasons stated, we deny the petition for writ of mandamus.
Josh R. Morriss, III
Chief Justice
Date Submitted: September 22, 2005
Date Decided: September 23, 2005
According to Price's testimony, Hall and Parrish were wrestling by the front door when Hall pulled out a knife. Parrish was able to grab Hall's right hand to force the knife away. Price and Hanson then helped Parrish force Hall down on the bench and removed the knife from Hall's possession. A later examination of the knife showed there was blood on its blade; Price also found blood on the bench where Hall had been restrained.
Parrish testified that, as Hall attempted to re-enter the bar area of the restaurant, Parrish confronted Hall and told him to leave. Hall told Parrish, "you don't want any of this," at which point Parrish stepped back, looked down at Hall's hands, and saw that Hall had a knife "in the side of [Parrish's] stomach." Parrish felt threatened and instinctively reached down, grabbed Hall's hand that was holding the knife, and tried to get the knife away from Hall. Hall was then pushed down onto a bench in the entryway, and the knife was taken away from him. According to Parrish's testimony, he did not possess, display, or use a weapon at any time during the confrontation with Hall; Hall was the only one who brandished a knife.
Officer Doug Thompson of the Paris Police Department was dispatched to the restaurant in response to the silent alarm and Hickman's 9-1-1 call. Thompson entered the foyer and observed Hall on a bench with his bloody hand bandaged. Several restaurant employees had detained Hall. Thompson then "contained the scene," handcuffed Hall, and collected the knife as evidence. During the course of his investigation, Thompson determined Hall had a wound to his hand and Parrish had a small scrape on his abdomen.
During his testimony, Hall claimed he did not attack Parrish with a knife and denied even possessing a knife at the time. Hall told the jury that, once he left the restroom, he was heading out the door when several restaurant employees attacked him. Once the police arrived, Hall asked the police to file assault charges against the restaurant employees; the police, however, declined to do so because they found nothing to substantiate Hall's claims that he was the victim. During cross-examination, Hall was forced to admit he was a convicted felon. He also admitted he had consumed two or three large draft beers before the incident.
II. Standard of Review
In his sole point of error, Hall contends several errors in the jury charge during the guilt/innocence phase resulted in the denial of a fair and impartial trial. In reviewing the charge, the appellate court must first determine whether the charge contains error. Abdnor v. State, 871 S.W.2d 726, 731 (Tex. Crim. App. 1994). The standard of review for then reviewing any charge errors depends on whether the defendant properly objected. Mann v. State, 964 S.W.2d 639, 641 (Tex. Crim. App. 1998); Almanza v. State, 686 S.W.2d 157, 171 (Tex. Crim. App. 1984) (op. on reh'g). If a proper objection was raised, reversal is required if the error was "calculated to injure the rights of defendant." Almanza, 686 S.W.2d at 171; see also Tex. Code Crim. Proc. Ann. art. 36.19 (Vernon 1981). Stated differently, if the error was properly preserved, we must reverse the trial court's judgment unless we are convinced the charge error was harmless. Almanza, 686 S.W.2d at 171.
On the other hand, if the error was not preserved, reversal is not required unless the harm is so egregious that the defendant was denied a fair and impartial trial or the defendant has suffered egregious harm. Abdnor, 871 S.W.2d at 732; Rudd v. State, 921 S.W.2d 370, 373 (Tex. App.—Texarkana 1996, pet. ref'd). "Egregious harm" is present "whenever a reviewing court finds that the case for conviction or punishment was actually made clearly and significantly more persuasive by the error." Saunders v. State, 817 S.W.2d 688, 692 (Tex. Crim. App. 1991).
III. Analysis
First, the record is clear that, when asked for objections to the jury charge, Hall's counsel stated, "I have no objection to the charge." Accordingly, error was not preserved and Hall must show egregious harm for a reversal to be warranted. See Abdnor, 871 S.W.2d at 732.
Under Texas law, there are three different ways to commit the offense of assault:
(1)intentionally, knowingly, or recklessly caus[ing] bodily injury to another, including the person's spouse;
(2)intentionally or knowingly threaten[ing] another with imminent bodily injury, including the person's spouse; or
(3)intentionally or knowingly caus[ing] physical contact with another when the person knows or should reasonably believe that the other will regard the contact as offensive or provocative.
Tex. Pen. Code Ann. § 22.01(a) (Vernon Supp. 2004–2005). The indictment in this case charged Hall with intentionally or knowingly threatening Parrish with imminent bodily injury. The actual charge became aggravated assault because the indictment alleged Hall used or exhibited a deadly weapon during the commission of the assault. See Tex. Pen. Code Ann. § 22.02(a)(2) (Vernon Supp. 2004–2005).
There are two ways in which aggravated assault may be committed under our law. The first occurs when the assailant commits assault in any manner proscribed by Tex. Pen. Code Ann. § 22.01 (Vernon Supp. 2004–2005) and in so doing causes serious bodily injury to the victim. Tex. Pen. Code Ann. § 22.02(a)(1) (Vernon Supp. 2004–2005). The second occurs when the assailant commits an assault in any manner proscribed by Tex. Pen. Code Ann. § 22.01, and the actor uses or exhibits a deadly weapon during the commission of the offense. Tex. Pen. Code Ann. § 22.02(a)(2).
The first variant of aggravated assault is a "nature of the result" offense because the statute imposes criminal liability based on the assailant's intent to cause a specific result: serious bodily injury. See, e.g., Sneed v. State, 803 S.W.2d 833, 835 (Tex. App.—Dallas 1991, pet. ref'd) (statute prohibiting assault of a police officer proscribes a particular result—causing injury to the officer—and is a result-oriented offense). When an indictment alleges an actor committed the offense of aggravated assault based on a specific result, the culpable mental state definition(s) that are used in the trial court's charge guide the jury in determining whether the actor intended the specific result of his or her conduct.
The second variant of aggravated assault—assault while using a deadly weapon—is a "nature of the conduct offense." Guzman v. State, 988 S.W.2d 884, 887 (Tex. App.—Corpus Christi 1999, no pet.). This is because the Texas Legislature has proscribed the method in which the actor commits the assault, regardless of the outcome of that conduct. When the offense is a "nature of the conduct offense," the appropriate culpable mental state definition(s), as used in the trial court's charge to the jury, are to guide the jury in determining whether the actor intended to use or exhibit the deadly weapon during the commission of the offense.
We turn now to the case before us. The indictment charged Hall with threatening Parrish with imminent bodily injury while exhibiting a deadly weapon; the indictment also included the appropriate culpable mental states of "intentionally" and "knowingly," as required by Articles 22.01(a)(2) and 22.02(a)(2) of the Texas Penal Code. The abstract portion of the jury charge defined "intentionally" and "knowingly," yet it unnecessarily included a definition of "recklessly," because the latter was irrelevant given the indictment's language and the statutory language defining the offense with which Hall was charged. See Tex. Pen. Code Ann. § 6.03(a), (b), & (c) (Vernon 2003); §§ 22.01(a)(2), 22.02(a)(2). Furthermore, the abstract portion of the jury charge read, "[A] person commits the offense of assault if the person intentionally or knowingly or recklessly causes bodily injury to another." While that language accurately states one alternative method of committing an assault, it is not the method alleged in the indictment. Further, the trial court's inclusion of the term "recklessly" was inappropriate in this case because Hall had been charged with aggravated assault with a deadly weapon; this offense is a nature-of-conduct offense, and the statute defining that form of aggravated assault includes only the culpable mental states of "intentionally" and "knowingly."
Accordingly, the abstract portion of the jury charge was erroneous because it included a definition of a type of assault that differed from the indictment and encompassed both result-of-conduct and nature-of-conduct offenses. This conclusion, however, does not end our inquiry. We must also examine the application portion of the jury charge to determine whether it, too, included any error.
To properly instruct the jury, the application portion of the jury charge should only have authorized Hall's conviction if the jury found the nature (rather than the result) of Hall's conduct to be unlawful. To do otherwise would have been tantamount to authorizing the jury to convict Hall for an offense under Tex. Pen. Code Ann. § 22.01(a)(1) even though the indictment authorizes a conviction only for an offense defined by Tex. Pen. Code Ann. § 22.01(a)(2). See Sneed, 803 S.W.2d at 836 (charge's application portion contained error where the charge allowed the jury to convict the defendant for assaulting an officer when the application paragraph focused on the nature of the defendant's conduct rather than the defendant's intended result).
In this case, the trial court instructed the jury:
Now, if you find from the evidence beyond a reasonable doubt that on or about the 8th day of May, 2001, in Lamar County, Texas, the defendant DOYLE WILSON HALL, JR., did then and there intentionally or knowingly threaten Chad Parrish with imminent bodily injury and did then and there use and exhibit a deadly weapon, to-wit: a knife, during the commission of said assault, as alleged in the indictment, then you will find the defendant guilty of aggravated assault as charged.
For the jury to find Hall guilty, it was required to find that Hall had committed an assault as alleged in the indictment (intentionally or knowingly threatened Parrish with imminent bodily injury) and that Hall used and exhibited a deadly weapon, a knife. The jury finding that Hall committed the assault, as alleged in the indictment, together with the finding that Hall used a deadly weapon constitutes the aggravated assault. The application paragraph does not, as Hall claims on appeal, authorize the jury to convict him based on the results caused by his conduct. Nor does it authorize the jury to convict Hall if it found he recklessly threatened Parrish. Instead, the mens rea elements of "intentionally" and "knowingly" properly modify Hall's intent at the time he made the threat. The charge did not authorize Hall's conviction merely based on Parrish's scratched abdomen. Thus, we find no error in the charge's application paragraph.
Nonetheless, we must determine whether error in the abstract portion of the charge resulted in "egregious harm" to Hall. See Abdnor, 871 S.W.2d at 732; Rudd, 921 S.W.2d at 373. To evaluate the impact of the error, we determine harm "in light of the entire jury charge, the state of the evidence, including the contested issues and weight of the probative evidence, the argument of counsel[,] and any other relevant information revealed by the record of the trial as a whole." Mann, 964 S.W.2d at 641. The purpose in such an undertaking is to reveal the actual, not merely the theoretical, harm to the accused. Rudd, 921 S.W.2d at 373.
In this case, the application paragraph of the jury charge properly authorized Hall's conviction only if the jury found Hall guilty of aggravated assault based on the nature of his conduct (displaying a deadly weapon) rather than the result of his conduct (Parrish's injury). Officer Thompson testified he believed the knife used by Hall was capable of causing serious bodily injury or death. See Tex. Pen. Code Ann. 1.07(a)(17)(B) (Vernon Supp. 2004–2005). There was no evidence Parrish suffered "serious bodily injury" during the assault. The evidence only showed that a "red mark" was on Parrish, that the knife was held to his abdomen, and that a knife was seen at his side. See Tex. Pen. Code Ann. § 1.07(a)(46) (Vernon Supp. 2004–2005) (defining serious bodily injury). The State's argument emphasized the application paragraph of the charge and did not make reference to the abstract portion of the charge. All of the State's arguments referred to threats such as: "All you have to find is that he threatened him," "The threat was putting the knife to his side," "But the threat was placing that knife up against his side. That was the threat, not the words," "he still did not have the right to put that knife to Chad Parish's [sic] side. . . . He had no right to pull that knife and put it to Chad Parish's [sic] side, absolutely no right," "But the reaction that he chose, to threaten him with a knife, is the offense that you're here to decide today," "He had to threaten a person with imminent bodily injury with a deadly weapon to commit the offense of aggravated assault . . . ."
Thus, after reviewing (1) the entire jury charge, which included a proper application paragraph; (2) the state of the evidence, which addressed only whether the knife was capable of causing death or serious bodily injury, not whether Parrish actually suffered serious bodily injury; and (3) the argument of counsel, we conclude the errors in the abstract portions of the jury charge did not cause Hall "egregious harm." The record before us does not suggest Hall's conviction was made more likely because of the error in the abstract portion of the charge.
Accordingly, we affirm the judgment.
Jack Carter
Justice
Date Submitted: July 20, 2004
Date Decided: August 31, 2004
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